MEMORANDUM FOR A1 - Air Force E-Publishing
MEMORANDUM FOR A1 - Air Force E-Publishing
MEMORANDUM FOR A1 - Air Force E-Publishing
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<strong>MEMORANDUM</strong> <strong>FOR</strong> DISTRIBUTION __<br />
MAJCOMs/FOAs/DRUs<br />
FROM: AF/SE<br />
AFI91-202_AFGM2<br />
SUBJECT: <strong>Air</strong> <strong>Force</strong> Guidance Memorandum to AFI 91-202, The US <strong>Air</strong> <strong>Force</strong> Mishap<br />
Prevention Program<br />
11 July 2012<br />
By Order of the Secretary of the <strong>Air</strong> <strong>Force</strong>, this is an AF Guidance Memorandum<br />
immediately implementing changes to AFI 91-202. This AFGM clarifies the use of the AF Form<br />
55, deletes paragraphs that are no longer relevant to the ESOH Councils and installation safety<br />
councils, approves the use of avian radars to detect wildlife, and clarifies the role of the National<br />
Guard Bureau in the BASH program. Compliance with this Memorandum is mandatory. To the<br />
extent its directions are inconsistent with other <strong>Air</strong> <strong>Force</strong> publications, the information herein<br />
prevails, in accordance with AFI 33-360, Publications and Forms Management.<br />
In advance of a rewrite of AFI 91-202, the Attachment to this Memorandum is updated to<br />
provide guidance changes that are effective immediately. An asterisk (*) indicates newly revised<br />
material.<br />
The directions of this Memorandum becomes void after 180 days have elapsed from the<br />
date of this Memorandum, or upon incorporation of an Interim Change or rewrite of AFI 91-202,<br />
whichever is earlier.<br />
Attachment:<br />
Guidance Changes<br />
DEPARTMENT OF THE AIR <strong>FOR</strong>CE<br />
HEADQUARTERS UNITED STATES AIR <strong>FOR</strong>CE<br />
WASHINGTON, DC<br />
GREGORY A. FEEST, Maj Gen, USAF<br />
Chief of Safety
Attachment<br />
Guidance Changes<br />
The below changes to AFI 91-202, dated 5 August 2011, through Interim Change 1, dated<br />
20 March 2012, are effective immediately.<br />
(Replace) 1.1. Minimize loss of <strong>Air</strong> <strong>Force</strong> resources and protect <strong>Air</strong> <strong>Force</strong> people from death,<br />
injuries or occupational illnesses by managing risks on- and off-duty. This program applies to all<br />
operations except where otherwise prescribed or specified in Status-of-<strong>Force</strong>s Agreements.<br />
(Replace) 1.5.15.13. Maintains a list of potential Safety Investigation Board (SIB) members<br />
who have completed the formal training requirements according to AFI 91-204, AFMAN 91-223<br />
and discipline specific manuals, and provide a copy to MAJCOM/SE. In addition, maintains a<br />
list of potential medical consultants for SIBs such as Psychologists, Flight Surgeons, and<br />
Aerospace and Operational Physiologists (AOP)/Aerospace and Operational Physiology Training<br />
(AOPT) Team personnel who have completed <strong>Air</strong>craft Mishap Investigation and Prevention<br />
(AMIP), <strong>Air</strong>craft Mishap Investigation Course (AMIC), Mishap Investigation Non-Aviation<br />
(MINA) or the Aviation Safety Program Manager (ASPM) course. NOTE: Individuals with<br />
only MINA training will not investigate aviation mishaps where there is intent for flight. The<br />
involved Chief of Safety will determine the investigating officer.<br />
(Replace) 1.5.17.6.7. Provide ISB/SIB members for military mishaps IAW AFMAN 91-223.<br />
(Replace) 1.5.21.4. Develop a work center specific Job Safety Training Guide (JSTG) based on<br />
Attachment 5, Job Safety Training Outline (JSTO), on safety, fire protection/prevention and<br />
health requirements. The supervisor will document and maintain completed training in work<br />
area. The method of documentation is up to the supervisor, if not otherwise prescribed by the<br />
applicable MAJCOM or related chain of authority. Options may include, but are not limited to,<br />
the AF Form 55, Employee Safety and Health Record, electronic mediums such as<br />
AF<strong>FOR</strong>Ms/CAMs/CAS-B/GO81 or locally developed products. If the AF Form 55 is mandated<br />
for use as the training documentation device, the entity that mandated the form usage will<br />
prescribe the requirement in writing to include if signatures are required or optional. Regardless<br />
of the method chosen, documentation will contain the following minimum data: trainee name<br />
(last, first, middle initial), grade, organization, office symbol, occupational series or primary<br />
AFSEC, duty title, type of training, interval of training, date of training and trainer’s name.<br />
NOTE: Neither the trainer or trainee signature is required unless specified in writing by the<br />
applicable chain of authority.<br />
(Replace) 1.5.21.8. Ensure AF Form 1118, Notice of Hazard, issued by safety, fire protection<br />
and Bioenvironmental Engineering officials are posted to alert employees to the hazardous<br />
conditions, interim control measures, and take appropriate actions to promptly eliminate hazards<br />
and correct deficiencies. Ensure any hazards identified by an AF Form 1118 are added to the
JSTO and employees are trained on the interim control measures and documented IAW<br />
Attachment 5, Section A5.4.<br />
(Replace) 1.5.21.11. At deployed locations provide and document Job Safety Training as<br />
specified in paragraph 1.5.21.4.<br />
(Replace) 1.5.21.14. Attend <strong>Air</strong> <strong>Force</strong> Supervisor Safety Training (SST). Supervisors will<br />
document SST as specified in paragraph 1.5.21.4.<br />
(Replace) 1.5.22.12. Hand carry safety training documentation as specified in paragraph<br />
1.5.21.4. to the new supervisor when deploying or transferring to another <strong>Air</strong> <strong>Force</strong><br />
position/location.<br />
(Replace) 2.2.4.4. Assist supervisors who develop JSTOs.<br />
(Replace) 2.3.2.3. Documenting Training. The safety staff allocates quotas, giving priority to<br />
newly assigned supervisory personnel. Safety staffs will update training completion in the<br />
Military Personnel Data System or applicable system. Supervisors will document SST IAW<br />
paragraph 1.5.21.4.<br />
(Replace) 2.3.3. Safety, Fire Protection and Health Training. Supervisors will develop a Job<br />
Safety Training Outline (JSTO) specifically tailored to address safety concerns of the work<br />
environment. The guide will encompass both safety awareness and job specific safety training.<br />
See listed mandatory training items in Attachment 5.<br />
(Replace) 2.3.3.3. Document safety, fire and health training as specified in paragraph 1.5.21.4.<br />
Documentation will be maintained by the supervisor within the work center.<br />
(Delete) 2.6.2.1.<br />
(Delete) 2.6.2.2.<br />
(Delete) 2.6.2.3.<br />
(Delete) 2.6.2.3.1.<br />
(Delete) 2.6.2.3.2.<br />
(Delete) 2.6.2.3.3.<br />
(Delete) 2.6.2.3.4.<br />
(Delete) 2.6.2.3.5.<br />
(Delete) 2.6.2.3.6.
(Delete) 2.6.2.3.7.<br />
(Delete) 2.6.2.3.8.<br />
(Delete) 2.6.2.3.9.<br />
(Delete) 2.6.2.3.10.<br />
(Delete) 2.6.3.<br />
(Add) 7.3.1.1.7.1. Avian radars are approved for use on <strong>Air</strong> <strong>Force</strong> airfields and ranges provided<br />
they are fielded in accordance with the UFC 3-260-01, <strong>Air</strong>field and Heliport Planning and<br />
Design.<br />
(Add) 7.3.1.1.7.2. Avian radars are systems specifically designed to detect hazardous wildlife<br />
flying around an airfield environment or specified low-level airspace. Applications of the avian<br />
radar may include, but are not limited to, airborne wildlife movement monitoring; detection of<br />
attractive habitats for wildlife exclusion, harassment and depredation; BWC determination; and<br />
flying window alteration.<br />
(Add) 6.4. Mishap Prevention Program. AF<strong>FOR</strong> deployed safety offices should establish and<br />
maintain all required mishap prevention programs as addressed in this instruction and applicable<br />
AOR procedures. AF<strong>FOR</strong>/SE will provide guidance and assistance as necessary.<br />
(Replace) 7.3.1.4. National Guard Bureau (NGB) will:<br />
(Replace) 7.3.1.4.1. Ensure each ANG installation/unit conducting or supporting flight<br />
operations has an annually reviewed written BASH plan. Ensure all tenant units, where<br />
applicable, are included in the ANG base BASH plan.<br />
(Replace) 7.3.1.4.2. Conduct on-site reviews of installation BASH programs, to include<br />
potential hazards and mitigation techniques, at least every 72 months. Coordinate as needed with<br />
HQ AFSEC/SEFW. Non-ANG tenant unit BASH programs will be reviewed by owning<br />
MAJCOMs at least every 36 months and may be scheduled during reoccurring inspections or<br />
staff assistance visits.<br />
(Replace) 7.3.1.4.3. Consider potential wildlife strike hazards when developing or revising<br />
operational procedures, training routes, ranges, instrument approach and departure procedures,<br />
establishing Memorandums of Agreement (MOAs) or low altitude tactical navigation areas.<br />
(Delete) 7.3.1.4.4.<br />
(Delete) 7.3.1.4.5.<br />
(Delete) 7.3.1.4.6.
(Delete) 7.3.1.4.6.1.<br />
(Delete) 7.3.1.4.6.2.<br />
(Delete) 7.3.1.4.6.3.<br />
(Delete) 7.3.1.4.7.<br />
(Delete) 7.3.1.4.8.<br />
(Delete) 7.3.1.4.9.<br />
(Delete) 7.3.1.4.10.<br />
(Add) 7.3.1.5. Wing, Base and Installation Safety Offices are responsible for the following:<br />
(Add) 7.3.1.5.1. Base Level BASH Program. Host <strong>Air</strong> <strong>Force</strong>, AFRC and ANG<br />
installations/units with flying operations will establish a BASH program. The BASH program<br />
will include all tenant-flying units. The BASH program requires complete documentation of<br />
local wildlife hazards, effects on missions and possible solutions to include hazards surrounding<br />
ranges used by local flying units. Tenant units located on an airfield that is not hosted by the <strong>Air</strong><br />
<strong>Force</strong>, AFRC or ANG will establish a BASH program with the host authority (civilian airport,<br />
Naval <strong>Air</strong> Station, Federal airfield, etc.). The BASH program will document coordination with<br />
the host authority on reducing wildlife hazards.<br />
(Add) 7.3.1.5.2. Review the BASH plan annually for accuracy and compliance with current<br />
directives, revising as necessary. Ensure all tenant units are included in the base BASH plan. If<br />
applicable, document avian radar operational procedures in the unit’s BASH Plan, Operational<br />
Instruction or local supplement prior to use.<br />
(Add) 7.3.1.5.3. BASH programs at overseas locations depend on host nation support and<br />
regulations. MAJCOMs and the NGB will evaluate those plans to ensure the spirit of this<br />
instruction is complied with to the maximum extent possible.<br />
(Add) 7.3.1.5.4. Each installation with flying operations must develop a contingency plan that<br />
lists responsibilities and procedures for wildlife control. Due to the complexities of hazard<br />
abatement and potential for loss of aircraft and crew, it is strongly recommended that a dedicated<br />
wildlife hazard management specialist be retained on staff.<br />
(Add) 7.3.1.5.5. Establish a Bird Hazard Working Group (BHWG) consisting of organizations<br />
involved in airfield wildlife control, natural resources management, operations and safety. The<br />
BHWG must meet at least semi-annually with minutes maintained. The vice installation<br />
commander or equivalent will chair the meeting. The BHWG will coordinate base improvement<br />
projects, e.g., grounds maintenance, wastewater treatment, golf courses, etc., for BASH-related<br />
issues.
(Add) 7.3.1.5.6. Develop a Bird Hazard Warning System to inform aircrews of possible flight<br />
hazards due to wildlife activity in local areas. Bird Watch Condition (BWC) codes will be used<br />
to communicate local wildlife activity along with location, number and type of wildlife.<br />
Installation BASH plans will specify aircrew notification procedures for BWC changes. The<br />
most expeditious means of communicating the status change should be used, e.g., ATC or SOF<br />
radio transmissions combined with ATIS updates or other broadcast medium. BWC codes are<br />
defined as:<br />
(Add) 7.3.1.5.6.1. SEVERE. Wildlife activity on or immediately above the active runway or<br />
other specific location representing high potential for strikes. Supervision and aircrews must<br />
thoroughly evaluate mission need before conducting operations in areas under condition<br />
SEVERE.<br />
(Add) 7.3.1.5.6.2. MODERATE. Wildlife activity near the active runway or other specific<br />
location representing increased potential for strikes. BWC MODERATE requires increased<br />
vigilance by all agencies and supervisors and caution by aircrews.<br />
(Add) 7.3.1.5.6.3. LOW. Wildlife activity on and around the airfield representing low potential<br />
for strikes.<br />
NOTE: BWC codes are based on observations of local airfield wildlife activity and are<br />
independent of Bird Avoidance Model (BAM) or Avian Hazard Advisory System (AHAS) risk<br />
hazard levels.<br />
NOTE: BWC SEVERE or MODERATE requires action from the installation’s wildlife<br />
dispersal team to reduce the BWC to LOW as soon as possible.<br />
(Add) 7.3.1.5.7. Designate Phase I and Phase II periods of wildlife activity based on historical<br />
wildlife activity information. Phase II represents times of significant increases in local wildlife<br />
activity, normally associated with migratory movements, seasonal increases of local wildlife<br />
populations, or local land use practices (farming, ranching, or hunting). Establish flight and<br />
scheduling procedures to minimize risks based on local hazards associated with Phase I and II.<br />
Publish Phase I and II designations in the appropriate DoD Flight Information Publications.<br />
Critical updates may be made using Notice to <strong>Air</strong>man System.<br />
(Add) 7.3.1.5.8. Regardless of Phase designation, the highest levels of daily wildlife activity<br />
normally occur +/- one hour of sunrise/sunset as birds move to and from their roosts. Flight<br />
operations should be avoided during these periods unless mission essential. A risk analysis shall<br />
be completed to determine the potential risk to operations during these periods. Appropriate<br />
measures should be taken to mitigate the risk if required. Maintain a zero tolerance toward large<br />
free-roaming animals on or adjacent to the aircraft movement area (free-roaming animals are, but<br />
not limited to, deer, canines, geese, etc).<br />
(Add) 7.3.1.5.9. Grass Height. Mow aircraft movement area (AMA) to maintain a grass height<br />
between 7 and 14 inches. The AMA, as defined in UFC 3-260-01, <strong>Air</strong>field and Heliport<br />
Planning and Design, is that area of the airfield encompassed by the Primary Surface and the
Clear Zones, as well as apron areas and taxiways, regardless of their location. As a minimum,<br />
turf shall be maintained 500 feet outside the AMA boundary where able. Installations located in<br />
arid climates where growing grass is difficult may develop natural vegetation on the airfield to<br />
limit attractiveness to wildlife. These situations require comprehensive vegetation/wildlife<br />
hazard management and will be reviewed individually by HQ AFSEC/SEFW for approval.<br />
Installation safety offices may request a grass height restriction waiver from HQ AFSEC/SEFW<br />
after MAJCOM coordination.<br />
(Add) 7.3.1.5.10. Technical Assistance. Technical assistance is available through the USAF<br />
BASH Team, HQ AFSEC/SEFW, 9700 G Avenue, Suite 266, Kirtland AFB, NM 87117-5670.<br />
DSN: 246-5674/5848/5673 or Commercial: (505) 846-xxxx, and electronically by accessing the<br />
Safety Center web page. Obtain additional information on wildlife strike hazard reduction from<br />
AFPAM 91-212, Bird/Wildlife <strong>Air</strong>craft Strike Hazard (BASH) Management Techniques, and on<br />
wildlife strike reporting from AFI 91-204, Safety Investigations and Reports, and AFMAN 91-<br />
223, Aviation Safety Investigations and Reports.<br />
(Replace) 8.5.4. Assist supervisors in developing JSTO.<br />
(Replace) 8.7.4.1.5. Functional managers must train affected employees and employee<br />
representatives on approved variances, exemptions or any special procedures required and<br />
document training. Post copies in affected work areas until integrated into the JSTO.<br />
(Add) A3.8.3. Forward HATR summary information to AFSEC/SEFO when requested and/or if<br />
HAF level assistance is needed to mitigate hazards.<br />
(Delete) A.2.3.1.<br />
(Delete) A.2.3.2.<br />
(Delete) A.2.3.3.<br />
(Delete) A.2.3.4.<br />
(Delete) A.2.3.1..<br />
(Add) A2.3.1. The nomenclature, manufacturer and status of each equipment item for each<br />
Model Design Series.<br />
(Add) A2.3.2. If an update or procurement is in progress document the current configuration,<br />
the new configuration, its Initial Operational Capability (IOC) date and its expected completion<br />
date by Fiscal Year Quarter.<br />
(Add) A2.3.3. If an item is planned but not funded, do not report it. If an item is in source<br />
selection, report it as to be determined (TBD) and include estimated IOC and completion dates.
(Add) A2.3.4. If an item is installed only on a portion of the fleet; identify the extent of its<br />
installation (e.g., 20% of fleet).<br />
(Add) A2.3.5. Elaboration of each data element and requests for more detailed information is<br />
provided in the descriptions below. For each item, provide a Point of Contact to address further<br />
questions or clarifications.<br />
(Delete) A3.10.<br />
(Delete) A3.10.1.<br />
(Delete) 3.10.2.<br />
(Delete) 3.10.3.<br />
(Replace) A5.1. Mandatory items that will be briefed to all personnel. This Job Safety<br />
Training Outline will be used to develop a job safety training guide from which all individuals<br />
within the work center will be trained. This JSTO lists mandatory items that will be briefed to all<br />
personnel. The following areas will be discussed in detail by the immediate supervisor with all<br />
employees upon initial assignment prior to starting work or when work conditions or tasks<br />
change. Document training as specified in paragraph 1.5.21.4. Deployed and installation<br />
commanders may dictate more stringent requirements.<br />
(Replace) A5.3. Documentation of Training. Document training as specified in paragraph<br />
1.5.21.4.<br />
(Replace) A5.4. Maintenance and Disposition of Training Documentation Product. Maintain as<br />
prescribed by the records disposition schedule<br />
(https://www.my.af.mil/afrims/afrims/afrims/rims.cfm), Table & Rule: T 91 - 04 R 24.00 or T 91<br />
- 04 R 25.00. Supervisors will maintain the training documentation product prescribed in<br />
paragraph 1.5.21.4. When an individual deploys/transfers to another <strong>Air</strong> <strong>Force</strong> position/location,<br />
the training documentation product will be hand carried to the new supervisor by the individual.<br />
The new supervisor will review the training documentation product, transfer current training<br />
completion dates as necessary and initial HAZCOM date and other onetime training to a new<br />
training documentation product if necessary and retain the old product IAW the <strong>Air</strong> <strong>Force</strong><br />
Records Disposition Schedule. The supervisor will destroy the training documentation product<br />
after personnel are separated or retired.
BY ORDER OF THE<br />
SECRETARY OF THE AIR <strong>FOR</strong>CE<br />
AIR <strong>FOR</strong>CE INSTRUCTION 91-202<br />
5 AUGUST 2011<br />
Incorporating Change 1, 20 March 2012<br />
Safety<br />
THE US AIR <strong>FOR</strong>CE MISHAP<br />
PREVENTION PROGRAM<br />
COMPLIANCE WITH THIS PUBLICATION IS MANDATORY<br />
ACCESSIBILITY: Publications and forms are available for downloading or ordering on the e-<br />
<strong>Publishing</strong> website at www.e-<strong>Publishing</strong>.af.mil.<br />
RELEASABILITY: There are no releasability restrictions on this publication.<br />
OPR: HQ AFSC/SEG<br />
Supersedes: Supersedes: AFI 92-202, 1<br />
August 1998; AFI 91-301, 1<br />
June 1996; AFI 91-302, 18<br />
April 1994<br />
Certified by: AF/SE<br />
(Maj Gen Gregory A. Feest)<br />
Pages: 149<br />
This instruction implements <strong>Air</strong> <strong>Force</strong> Policy Directive (AFPD) 91-2, Safety Programs. It<br />
establishes mishap prevention program requirements, assigns responsibilities for program<br />
elements and contains program management information. Requirements in this publication are<br />
mandatory, unless indicated otherwise, and apply to all US <strong>Air</strong> <strong>Force</strong> organizations and<br />
personnel, including US <strong>Air</strong> <strong>Force</strong> Reserve Command (AFRC) units, all <strong>Air</strong> National Guard<br />
(ANG) personnel on duty status, with the exception of state employees. In overseas areas, follow<br />
this instruction as long as it consistent with host country laws and Status-of-<strong>Force</strong>s Agreements.<br />
This instruction implements North Atlantic Treaty Organization (NATO) Standardization<br />
Agreements (STANAGs) 3101, Exchange of Safety Information Concerning <strong>Air</strong>craft and<br />
Missiles, 3102, Flight Safety Cooperation in Common Ground/<strong>Air</strong> Space, 3531, Safety<br />
Investigation and Reporting of Accident/Incidents Involving Military <strong>Air</strong>craft and/or Missiles,<br />
and 3750, Reporting and Investigation of <strong>Air</strong> Traffic Incidents. Send major command<br />
(MAJCOM) supplements to HQ AFSC/SE Org Box, 9700 G Avenue, Kirtland AFB NM 87117-<br />
5670, for coordination and approval before publication. Unless noted otherwise, <strong>Air</strong> <strong>Force</strong> Chief<br />
of Safety is the waiver authority for provisions in this instruction. Refer recommended changes<br />
and questions about this publication to the Office of Primary Responsibility (OPR) using the AF<br />
Form 847, Recommendation for Change of Publication; route AF Form 847s from the field<br />
through the appropriate functional’s change of command. All requests for changes,<br />
interpretations or clarifications concerning this publication must be forwarded through<br />
MAJCOM/Direct Reporting Unit (DRU)/Field Operating Agency (FOA) safety organization,
2 AFI91-202 5 AUGUST 2011<br />
who, in turn, as applicable, will forward to HQ AFSC. Ensure that all records created as a result<br />
of processes prescribed in this publication are maintained in accordance with AFMAN 33-363,<br />
Management of Records, and disposed of in accordance with <strong>Air</strong> <strong>Force</strong> Records Information<br />
Management System (AFRIMS) Records Disposition Schedule (RDS) located at<br />
https://www.my.af.mil/gcss-af61a/afrims/afrims/. This instruction requires collecting and<br />
maintaining information protected by the Privacy Act of 1974 (5 U.S.C. 552A) and AFI 33-332,<br />
Privacy Act Program.<br />
No T.O., Instruction or Operating Instruction can address every hazard or potential hazard that<br />
may arise from a specific task or combination of tasks. Where situations exist that are not<br />
covered by existing directives, use a Risk Management (RM) process to assess risk associated<br />
with those situations and determine adequate safeguards or procedures to manage the risk. Refer<br />
to AFPAM 90-902, Operational Risk Management (ORM) Guidelines and Tools, for guidance<br />
on using the RM process. NOTE: The RM process may not be used to violate directives or other<br />
regulatory guidance. Normal waiver or variance procedures must be followed in all cases (refer<br />
to AFI 91-202).<br />
SUMMARY OF CHANGES<br />
This interim change corrects erroneous references, updates terminology, makes Pre-Departure<br />
Briefings and High Risk Activity Programs optional, clarifies the intent and applicability of the<br />
requirement for professional continuing education and training, specifies the role of ESOH<br />
Councils and removes the reference to Safety Councils, but emphasizes that ESOH Council<br />
Safety Sub-Groups can be convened to ensure full review and oversight of safety-related matters,<br />
offers significant enhancements to Chapter 6, Deployment and Contingency Safety, clarifies<br />
reporting responsibilities for OSHA visits to <strong>Air</strong> <strong>Force</strong> installations, provides revised language<br />
on the duty of the DoD Explosives Safety Board, adds an Annual Hazard Abatement Program<br />
Survey Report template, updates hazard severity thresholds to coincide with AFI 91-204, Safety<br />
Investigations and Reports, and adds a process to guide the 1S0X1 retrainee evaluation process.<br />
Chapter 1—PROGRAM OVERVIEW 8<br />
1.1. Purpose. .................................................................................................................. 8<br />
1.2. Mishap Prevention Program. ................................................................................. 8<br />
1.3. Mishap Prevention Program Disciplines (Aviation, Ground, etc. ......................... 8<br />
1.4. Applying Standards. ............................................................................................... 8<br />
1.5. Program Responsibilities. ...................................................................................... 9<br />
1.6. General Guidance Related to Recording Occupational Injuries and Illnesses. ...... 27<br />
Chapter 2—SAFETY ORGANIZATION 29<br />
2.1. Safety Staff. ........................................................................................................... 29<br />
2.2. Unit Safety Representative (USR). ........................................................................ 32<br />
2.3. Safety Education/Training. .................................................................................... 33
AFI91-202 5 AUGUST 2011 3<br />
2.4. Safety Office Vehicles and Equipment. ................................................................. 34<br />
2.5. Library. .................................................................................................................. 35<br />
2.6. Councils and Committees. ..................................................................................... 36<br />
2.7. Non-USAF Councils and Committees. .................................................................. 37<br />
2.8. Major Range and Test Facility Base (MRTFB) Safety Programs. ........................ 37<br />
2.9. Range Safety Programs. ......................................................................................... 38<br />
Chapter 3—SAFETY EVALUATIONS, INSPECTIONS, STAFF ASSISTANCE VISITS<br />
AND OTHER INSPECTIONS 39<br />
3.1. General. .................................................................................................................. 39<br />
Table 3.1. Safety Evaluations, Assessments and Inspections. ................................................ 39<br />
3.2. Safety Program Evaluations. .................................................................................. 40<br />
3.3. Safety Program Assessments. ................................................................................ 40<br />
3.4. Annual Safety Inspections. .................................................................................... 40<br />
3.5. Spot Inspections. .................................................................................................... 42<br />
3.6. High Interest Areas. ............................................................................................... 43<br />
3.7. Administrative Areas. ............................................................................................ 43<br />
3.8. Special and Seasonal Inspections. .......................................................................... 43<br />
3.9. Staff Assistance Visits (SAV). ............................................................................... 43<br />
3.10. Environment, Safety and Occupational Health Compliance Assessment and<br />
Management Program (ESOHCAMP). ................................................................. 44<br />
3.11. Department of Labor (DoL) Inspections. ............................................................... 44<br />
3.12. Contract Performance Assessment. ....................................................................... 44<br />
Chapter 4—HAZARD IDENTIFICATION AND REPORTING 46<br />
4.1. Hazard Identification. ............................................................................................ 46<br />
4.2. Reporting Criteria. ................................................................................................. 46<br />
4.3. Hazard Reporting Procedures. ............................................................................... 46<br />
4.4. Additional Reporting Procedures. .......................................................................... 47<br />
4.5. Employee Appeal Procedures. ............................................................................... 47<br />
4.6. Risk Reduction and Mitigation. ............................................................................. 48<br />
Chapter 5—IN<strong>FOR</strong>MATION AND DATA ANALYSIS 49<br />
5.1. Information Protection. .......................................................................................... 49<br />
5.2. Safety Information. ................................................................................................ 49<br />
5.3. Recurring Publications. .......................................................................................... 49
4 AFI91-202 5 AUGUST 2011<br />
5.4. Methods of Information Distribution. .................................................................... 49<br />
5.5. Mishap Analysis Program. ..................................................................................... 50<br />
5.6. Mishap Prevention Analysis Methods. .................................................................. 50<br />
5.7. Use of Analyzed Data. ........................................................................................... 51<br />
5.8. Safety Analysis Team (SAT) Process. ................................................................... 51<br />
5.9. <strong>Air</strong> <strong>Force</strong> Culture Assessment Safety Tool (AFCAST). ........................................ 51<br />
5.10. Organizational Safety Assessment (OSA). ............................................................ 52<br />
5.11. Standard Mishap Metrics. ...................................................................................... 52<br />
5.12. Calculating Federal Employee Compensation Metric (Rate). ............................... 54<br />
Chapter 6—DEPLOYMENT AND CONTINGENCY SAFETY 55<br />
6.1. Deployment and Contingency Safety Program. ..................................................... 55<br />
6.2. AF<strong>FOR</strong>/SE. ............................................................................................................ 56<br />
6.3. AF<strong>FOR</strong> Deployed Unit Safety Functions and Organizations. ............................... 56<br />
6.4. Mishap Prevention Program. ................................................................................. 56<br />
6.5. Monthly, Quarterly and Annual Safety Awards. ................................................... 61<br />
6.6. AF<strong>FOR</strong>/SE Visits. ................................................................................................. 61<br />
6.7. AF<strong>FOR</strong> Hazard Review Board (HRB). ................................................................. 62<br />
6.8. Theater Safety Engagement Program. ................................................................... 62<br />
Chapter 7—AVIATION SAFETY 63<br />
7.1. Program Management. ........................................................................................... 63<br />
7.2. Plans. ...................................................................................................................... 63<br />
7.3. Programs. ............................................................................................................... 63<br />
7.4. Aero Club Operations. ........................................................................................... 68<br />
7.5. Training Meetings and Briefings. .......................................................................... 68<br />
7.6. Inspections/Assessments and Monitoring. ............................................................. 69<br />
7.7. <strong>Air</strong>field Maintenance, Construction and Waivers. ................................................. 70<br />
Chapter 8—GROUND SAFETY 72<br />
8.1. Program Management. ........................................................................................... 72<br />
8.2. Oversight Requirements. ........................................................................................ 72<br />
8.3. Host Ground Safety Staff Responsibilities. ........................................................... 72<br />
8.4. Tenant Unit and GSU Responsibilities. ................................................................. 74<br />
8.5. Ground Unit Safety Representative (USR) Responsibilities. ................................ 74
AFI91-202 5 AUGUST 2011 5<br />
8.6. Hazard Identification and Abatement. ................................................................... 75<br />
8.7. <strong>Air</strong> <strong>Force</strong> Occupational Safety and Health (AFOSH) Guidance. .......................... 75<br />
8.8. Department of Labor (DoL) Inspection. ................................................................ 77<br />
8.9. DoL Occupational Safety and Health Administration (OSHA) Visit Summary. .. 79<br />
8.10. DoL Inspection of Contractor Operations. ............................................................. 79<br />
8.11. Safety and Health Standards Enforcement. ........................................................... 80<br />
Chapter 9—WEAPONS SAFETY 81<br />
9.1. Program Management. ........................................................................................... 81<br />
9.2. Weapons Safety Personnel Management and Manning Plan. ................................ 81<br />
9.3. Explosives Safety Standards. ................................................................................. 81<br />
9.4. Weapons Safety Personnel. .................................................................................... 82<br />
9.5. Weapons Safety Program Requirements. .............................................................. 83<br />
9.6. Missile Safety. ....................................................................................................... 84<br />
9.7. Nuclear Surety. ...................................................................................................... 84<br />
9.8. Directed Energy Weapons (DEW). ........................................................................ 84<br />
9.9. Munitions Rapid Response Team. ......................................................................... 84<br />
9.10. Department of Defense Explosives Safety Board (DDESB). ................................ 84<br />
9.11. Weapons Safety Training. ...................................................................................... 85<br />
9.12. Weapons Safety Committees. ................................................................................ 86<br />
Chapter 10—SPACE SAFETY 87<br />
10.1. Program Management. ........................................................................................... 87<br />
10.2. Program Overview. ................................................................................................ 87<br />
10.3. Space Control Systems. ......................................................................................... 87<br />
10.4. Design, Development, Integration and Testing. .................................................... 87<br />
10.5. Launch, Range and Reentry Safety. ....................................................................... 87<br />
10.6. Orbital Safety. ........................................................................................................ 87<br />
10.7. Space Safety Council (SSC). ................................................................................. 87<br />
10.8. Space Safety Training. ........................................................................................... 88<br />
10.9. Space Nuclear Safety. ............................................................................................ 88<br />
10.10. Space Asset Interaction with Directed Energy Systems. ....................................... 88<br />
Chapter 11—SYSTEM SAFETY 89<br />
11.1. Overview. ............................................................................................................... 89
6 AFI91-202 5 AUGUST 2011<br />
11.2. Responsibilities. ..................................................................................................... 90<br />
11.3. System Safety Groups (SSG). ................................................................................ 97<br />
11.4. Networks, Automated Information Systems, and Non-Developmental Items. ...... 99<br />
11.5. System Safety Engineering Analysis (SSEA). ....................................................... 99<br />
Chapter 12—HAZARD ABATEMENT 101<br />
12.1. Purpose. .................................................................................................................. 101<br />
12.2. Responsibilities. ..................................................................................................... 101<br />
12.3. Planning and Engineering. ..................................................................................... 101<br />
12.4. Procedural Actions. ................................................................................................ 101<br />
12.5. Hazard Elimination Hierarchy. .............................................................................. 101<br />
12.6. Hazard Abatement Requirements. ......................................................................... 102<br />
Figure 12.1. ANNUAL HAZARD ABATEMENT PROGRAM SURVEY REPORT (RCS:<br />
HAF-SEC(A) 9363) MAJCOM--FOA--DRU SECTION A—HAZARDS<br />
ABATED DURING FY__. .................................................................................... 102<br />
12.7. Imminent Danger Situations. ................................................................................. 104<br />
12.8. Posting Hazards. .................................................................................................... 104<br />
12.9. Installation Hazard Abatement Plans. .................................................................... 104<br />
12.10. Funding for Hazard Abatement. ............................................................................ 105<br />
12.11. End of Year Annual Hazard Abatement Survey Report. ....................................... 105<br />
Figure 12.2. (MAJCOM/FOA /DRU) ANNUAL HAZARD ABATEMENT SURVEY<br />
REPORT (RCS: HAF-SEC(A) 9363) OSH HAZARDS - PROGRAMMED<br />
(UNFUNDED) RAC 1 Annual Hazard Abatement Survey Report. ...................... 105<br />
Attachment 1—GLOSSARY OF REFERENCES AND SUPPORTING IN<strong>FOR</strong>MATION 107<br />
Attachment 2—USAF AVIATION SAFETY EQUIPMENT DATABASE REPORTING 118<br />
Attachment 3—HAZARDOUS AIR TRAFFIC REPORT PROGRAM 120<br />
Attachment 4—MISHAP RESPONSE 124<br />
Attachment 5—JOB SAFETY TRAINING OUTLINE (JSTO) 126<br />
Attachment 6—JOB SAFETY ANALYSIS (JSA) 129<br />
Attachment 7—RISK ASSESMENT CODES (RAC) 131<br />
Attachment 8—ABATEMENT PRIORITY NUMBER 133<br />
Attachment 9—INSTRUCTIONS <strong>FOR</strong> COMPLETING AF <strong>FOR</strong>M 1118, NOTICE OF<br />
HAZARD 135
AFI91-202 5 AUGUST 2011 7<br />
Attachment 10—INSTRUCTIONS <strong>FOR</strong> COMPLETING AF <strong>FOR</strong>M 3, HAZARD<br />
ABATEMENT PLAN 136<br />
Attachment 11—PRE-DEPARTURE SAFETY BRIEFING GUIDE (EXAMPLES ONLY) 139<br />
Attachment 12—AIR <strong>FOR</strong>CE OFF-DUTY HIGH-RISK ACTIVITIES PROGRAM 140<br />
Attachment 13—CONTINUING EDUCATION AND TRAINING COURSES 141<br />
Attachment 14—SAFETY EDUCATION AND TRAINING 142<br />
Attachment 15—PREPARATION OF RISK ASSESSMENTS 144<br />
Attachment 16—1S0X1 RETRAINEE EVALUATION PROCESS 147
8 AFI91-202 5 AUGUST 2011<br />
Chapter 1<br />
PROGRAM OVERVIEW<br />
1.1. Purpose. Minimize loss of <strong>Air</strong> <strong>Force</strong> resources and protect <strong>Air</strong> <strong>Force</strong> people from death,<br />
injuries or illnesses by managing risks on- and off-duty. This program applies to all operations<br />
except where otherwise prescribed or specified in Status-of-<strong>Force</strong>s Agreements.<br />
1.2. Mishap Prevention Program. Commanders at all levels are responsible for developing<br />
and implementing a mishap prevention program. Safety staffs at all levels assist commanders<br />
with the implementation and integration of risk management into all on-duty operations and<br />
missions, and off-duty activities.<br />
1.3. Mishap Prevention Program Disciplines (Aviation, Ground, etc. ). Each mishap<br />
prevention program discipline will have a more detailed description of functional management<br />
responsibilities and risk management processes in specific AFIs, standards and manuals. <strong>Air</strong><br />
<strong>Force</strong> Host and Tenant safety offices will implement this program in accordance with (IAW) the<br />
requirements of this instruction. Any inter-organization and inter-service agreements will be<br />
addressed in support agreements. Regardless of any support agreement or executive agency<br />
guidelines, requirements for this instruction must be satisfied. Mishap prevention programs will<br />
address:<br />
1.3.1. Target groups at increased risk for mishaps, injury or illness as directed by the<br />
commander.<br />
1.3.2. Process for tracking and trending incidents, as well as methods for determining<br />
program effectiveness.<br />
1.3.3. Funding for safety programs.<br />
1.3.4. Metrics for measuring performance (See examples in Chapter 5).<br />
1.3.5. Safety goals, objectives and milestones that support <strong>Air</strong> <strong>Force</strong> established goals.<br />
1.3.6. Methods to identify and disseminate safety ―best practices.‖<br />
1.4. Applying Standards. All <strong>Air</strong> <strong>Force</strong> units must comply with applicable safety guidance<br />
during all <strong>Air</strong> <strong>Force</strong> operations. MAJCOMs, DRUs and FOAs may supplement <strong>Air</strong> <strong>Force</strong><br />
Occupational Safety and Health (AFOSH) guidance when additional or more stringent safety,<br />
fire prevention and health criteria are required. When there is conflicting guidance, use the<br />
guidance that provides the most protection.<br />
1.4.1. The <strong>Air</strong> <strong>Force</strong> publishes industrial and general ground safety guidance as <strong>Air</strong> <strong>Force</strong><br />
instructions, which implement Occupational Safety and Health Administration (OSHA)<br />
standards. Area-specific instructions and technical data include other safety criteria. When<br />
AFOSH guidance or safety criteria do not cover a situation, use non-<strong>Air</strong> <strong>Force</strong> standards<br />
including national consensus standards, professional safety and health standards, and other<br />
Federal agency standards. <strong>Air</strong> <strong>Force</strong> activities must comply with OSHA requirements at all<br />
times unless the military-unique exemption applies according to DoDI 6055.1, DoD Safety<br />
and Occupational Health Program, paragraph E3.4.5. NOTE: AFOSH guidance must be<br />
followed at all times. They implement parts of OSHA 29 Code of Federal Regulations
AFI91-202 5 AUGUST 2011 9<br />
(CFR), and include additional requirements not addressed by the OSHA standards. In<br />
addition, safety, fire prevention and occupational health requirements in equipment technical<br />
orders (TO) must be followed at all times.<br />
1.4.2. Commanders, functional managers, supervisors and individuals must support and<br />
comply with mishap prevention programs. An effective program depends on individual<br />
integration of mishap prevention program responsibilities. Safety committees should be<br />
considered at all levels of program integration. Risk management at all functional levels both<br />
on- and off-duty must meet minimum safety requirements and should be working towards<br />
exceeding them with an ultimate goal of achieving zero mishaps.<br />
1.4.3. Commanders, functional managers and supervisors at all levels will establish specific<br />
procedures and measurements to ensure compliance with program standards.<br />
1.5. Program Responsibilities.<br />
1.5.1. The Assistant Secretary of the <strong>Air</strong> <strong>Force</strong> for Installations, Environment and Logistics<br />
(SAF/IE).<br />
1.5.1.1. The SAF/IE is the Department of the <strong>Air</strong> <strong>Force</strong>’s Designated Agency Safety and<br />
Health Officer (DASHO). The SAF/IE delegates program responsibilities, except the<br />
DASHO duties, to the Deputy Assistant Secretary for Environment, Safety and<br />
Occupational Health (SAF/IEE).<br />
1.5.1.2. Provides policy, guidance, direction and oversight of all matters pertaining to the<br />
formulation, review and execution of plans, policies, programs and budgets relative to the<br />
mishap prevention and Environment, Safety and Occupational Health (ESOH) programs.<br />
1.5.1.3. SAF/IE is the program lead for the Voluntary Protection Program (VPP).<br />
SAF/IE will advocate for corporate resource commitment for VPP<br />
implementation/execution. However, MAJCOMs are responsible for resourcing their<br />
programs.<br />
1.5.2. Deputy Assistant Secretary for Environment, Safety and Occupational Health<br />
(SAF/IEE):<br />
1.5.2.1. As delegated by the SAF/IE, provides policy, guidance, direction and oversight<br />
of all matters pertaining to the formulation, review and execution of plans, policies,<br />
programs and budgets relative to the mishap prevention and Environment, Safety and<br />
Occupational Health (ESOH) programs. Oversees implementation of those programs.<br />
1.5.2.2. Conducts periodic program management reviews (PMR) of the <strong>Air</strong> <strong>Force</strong> ESOH<br />
programs, at least annually, with AF/SE and AF/SG. Reports the progress of the <strong>Air</strong><br />
<strong>Force</strong> ESOH programs to the Deputy Undersecretary of Defense (Installations and<br />
Environment (DUSD (I&E)), as requested.<br />
1.5.3. The Assistant Secretary of the <strong>Air</strong> <strong>Force</strong> for Acquisition (SAF/AQ):<br />
1.5.3.1. Develops policy and gives guidance to ensure that technical and engineering<br />
criteria for developing and acquiring <strong>Air</strong> <strong>Force</strong> systems and equipment conforms with<br />
OSHA, AFOSH, explosives safety standards and other applicable safety criteria to ensure<br />
safe systems and equipment are developed by the <strong>Air</strong> <strong>Force</strong>. Provides direction and<br />
guidance to ensure test facilities and ranges, laboratories and related industrial facilities
10 AFI91-202 5 AUGUST 2011<br />
conform with OSHA, AFOSH, explosives safety standards and other applicable safety<br />
criteria.<br />
1.5.3.2. Coordinates guidance and federal acquisition regulations involving AFOSH<br />
matters with AF/SE, SAF/IE and <strong>Air</strong> <strong>Force</strong> Surgeon General (AF/SG).<br />
1.5.3.3. Ensures program developmental and sustaining engineering activities include the<br />
identification and elimination of hazards when possible and the mitigation of risks for<br />
hazards that cannot be eliminated throughout the life cycle of a system or facility<br />
including operational experience, mission changes, environmental effects or system<br />
modifications. Provides policy guidance to ensure hazards associated with<br />
decommissioning or disposal of a system are identified.<br />
1.5.3.4. Develops <strong>Air</strong> <strong>Force</strong> policy and guidance for the implementation of safety and<br />
health requirements during acquisition and sustainment life cycle management. Ensures<br />
contracts include FAR/DFARS/AFFARS safety clauses.<br />
1.5.4. The Assistant Secretary of the Financial Management and Comptroller (SAF/FM):<br />
1.5.4.1. Determines process for Risk Assessment Code (RAC) funding visibility, priority<br />
and implementation procedures for funding the abatement of safety, fire and health<br />
hazards.<br />
1.5.4.2. Encourages use of the RAC system on Resource Allocation Programming<br />
Decision Systems used during the corporate budgeting process.<br />
1.5.5. The <strong>Air</strong> <strong>Force</strong> Surgeon General (AF/SG):<br />
1.5.5.1. Establishes policy and standards for occupational and environmental health.<br />
1.5.5.2. Ensures <strong>Air</strong> <strong>Force</strong> occupational and environmental health programs meet or<br />
exceed OSHA and other applicable requirements.<br />
1.5.5.3. Develops policies which support the <strong>Air</strong> <strong>Force</strong> mishap prevention program.<br />
Develops and publishes AFOSH standards.<br />
1.5.5.4. Develops and encourages use of human factors standards in mishap prevention.<br />
Ensures use of tools that address human error identification and reduction related to<br />
fatigue, stress and other emotional, psychological or physiological factors.<br />
1.5.5.5. Provides subject matter experts (SMEs) in human factors. These personnel<br />
include aerospace medicine specialists, flight surgeons, aviation psychologists, and<br />
aerospace and operational physiologists.<br />
1.5.6. The Deputy Chief of Staff Logistics, Installations and Mission Support (AF/A4/7):<br />
1.5.6.1. Ensures maintenance and logistics policy addresses and complies with all<br />
applicable safety and health standards.<br />
1.5.6.2. Ensures <strong>Air</strong> <strong>Force</strong> procedures for transporting, storing, handling and using<br />
hazardous materials and waste comply with environmental statutes and occupational<br />
regulations to reduce mishaps.
AFI91-202 5 AUGUST 2011 11<br />
1.5.6.3. Ensures civil engineering procedures, operations, technical publications and<br />
designs for new construction meet or exceed OSHA and AFOSH standards, as well as<br />
explosives and other safety criteria.<br />
1.5.6.4. Ensures that policy addresses and mitigates the potential for human error<br />
associated with logistics and engineering activities.<br />
1.5.7. The Deputy Chief of Staff Personnel (AF/<strong>A1</strong>):<br />
1.5.7.1. Develops policy on personnel matters relating to safety.<br />
1.5.7.2. Provides guidance for commanders and supervisory personnel to meet<br />
accountability and performance requirements for the AFOSH program.<br />
1.5.7.3. Provides guidance for dealing with employees and employee representatives on<br />
AFOSH matters.<br />
1.5.7.4. Is the OPR for Federal Employees and Compensation Act (FECA) at the <strong>Air</strong><br />
Staff level.<br />
1.5.8. The <strong>Air</strong> <strong>Force</strong> Chief of Safety (AF/SE).<br />
1.5.8.1. Is the office of primary responsibility (OPR) for <strong>Air</strong> <strong>Force</strong> safety programs.<br />
1.5.8.2. Directs implementation of Public Law, Executive Orders, Department of<br />
Defense Directives (DoDD) and Department of Defense Instructions (DoDI) on safety.<br />
1.5.8.3. Directs implementation of the <strong>Air</strong> <strong>Force</strong> Mishap Prevention Program.<br />
1.5.8.4. Emphasizes safety management strategies to drive safety management system<br />
requirements at CONUS locations and to the maximum extent possible at OCONUS<br />
locations.<br />
1.5.8.5. Provides direct liaison with MAJCOM Chiefs of Safety on safety management<br />
system implementation by providing training, Subject Matter Experts and incorporating<br />
safety management system principles into existing training courses.<br />
1.5.9. The <strong>Air</strong> <strong>Force</strong> Safety Center (HQ AFSC), under the direction of the AF/SE:<br />
1.5.9.1. Develops, implements and oversees <strong>Air</strong> <strong>Force</strong> Mishap Prevention Programs.<br />
1.5.9.2. Develops safety programs and policies, and establishes guidelines.<br />
1.5.9.3. Acts as liaison for safety matters with Department of Defense (DoD)<br />
components, Federal Agencies and private sector groups.<br />
1.5.9.4. Prepares and publishes AFOSH standards covering <strong>Air</strong> <strong>Force</strong>-unique operations<br />
and provides implementation guidance for applicable standards. Develops special<br />
guidance for <strong>Air</strong> <strong>Force</strong> operations where OSHA and AFOSH guidance is not available or<br />
is inadequate. Serves as the approving authority and repository for all safety-related<br />
variances within the <strong>Air</strong> <strong>Force</strong>.<br />
1.5.9.5. Coordinates testing to ensure <strong>Air</strong> <strong>Force</strong> compliance with DoD Explosives Safety<br />
standards.<br />
1.5.9.6. Develops procedural rules to ensure compliance with DoD and Department of<br />
Energy (DOE) rules related to nuclear systems.
12 AFI91-202 5 AUGUST 2011<br />
1.5.9.7. Coordinates, facilitates, develops and provides safety education and training<br />
where appropriate.<br />
1.5.9.8. In coordination with MAJCOMs, ensures identified safety hazards and<br />
deficiencies are managed by the hazard abatement program (Chapter 12).<br />
1.5.9.9. Performs safety program evaluations and/or Staff Assistance Visits (SAVs) of<br />
MAJCOMs at least every 36 months.<br />
1.5.9.10. Conducts program evaluations of DRUs and FOAs at least every 36 months.<br />
1.5.9.11. Conducts Organizational Safety Assessments (OSA) of organizations or wings,<br />
as requested by commanders.<br />
1.5.9.12. Conducts Safety Analysis Team (SAT) hazard and mishap trend analysis for<br />
organizations or wings, as directed by AF/SE.<br />
1.5.9.13. Reviews records disposition for functional records IAW AFMAN 33-363,<br />
Management of Records.<br />
1.5.9.14. Provides and maintains a centralized suite of mishap reporting, data collection<br />
and analytical tools or resources for use at all levels of the <strong>Air</strong> <strong>Force</strong> Safety enterprise.<br />
1.5.9.15. Conducts specialized analyses and studies at the request of the Chief of Staff,<br />
<strong>Air</strong> <strong>Force</strong> Chief of Safety, Headquarters <strong>Air</strong> <strong>Force</strong>, MAJCOM Commanders and<br />
Congress.<br />
1.5.9.16. Provides discipline-specific subject matter experts (SME) in occupational<br />
safety.<br />
1.5.9.17. Coordinates with applicable agencies to ensure safety requirements and issues<br />
(e.g., safety related FAR clauses) are addressed in guidance and directives.<br />
1.5.9.18. Serves as consultants on assessments, evaluations and mitigation of human<br />
factors and human performance hazards.<br />
1.5.9.19. Performs <strong>Air</strong> <strong>Force</strong> level trend analysis and publishes results.<br />
1.5.9.20. Serves as safety consultants for safety related investigations.<br />
1.5.9.21. Maintains and upgrades AFSAS network database.<br />
1.5.10. MAJCOM/NAF Commanders:<br />
1.5.10.1. Direct the development of, and provide resources for programs that implement<br />
the mishap prevention program.<br />
1.5.10.2. Establish and maintain a safety program that provides a safe and healthful<br />
workplace. Ensure command guidelines meet or exceed applicable safety requirements.<br />
1.5.10.3. Ensure subordinate commanders enforce compliance with safety requirements.<br />
1.5.10.4. Ensure a process is in place for new commanders to receive training on their<br />
safety responsibilities.<br />
1.5.10.5. Develop procedures to identify command mishap trends and direct actions and<br />
resources targeted at reversing identified adverse mishap trends.
AFI91-202 5 AUGUST 2011 13<br />
1.5.10.6. Ensure safety program requirements and mishap prevention are part of the<br />
measurement of subordinate commanders, and senior civilian supervisory personnel’s<br />
performance using guidance provided by AF/<strong>A1</strong>.<br />
1.5.10.7. Establish funding priorities for hazard abatement projects during the MAJCOM<br />
corporate planning, programming and budgeting process.<br />
1.5.10.8. Coordinate safety directives, instructions and supplements with HQ AFSC.<br />
MAJCOM programming plans, safety annexes CONOPs, etc., should be shared with HQ<br />
AFSC and MAJCOM safety staffs as benchmark items. When such documents impact<br />
other commands, coordination with HQ AFSC is required.<br />
1.5.10.9. Ensure command personnel are aware of commander’s goals and related<br />
expectations for safety.<br />
1.5.10.10. Ensure contracts include provisions requiring contractors to maintain an<br />
effective safety and health program on <strong>Air</strong> <strong>Force</strong>-owned sites that complies with<br />
applicable DoL, DoD and <strong>Air</strong> <strong>Force</strong> safety standards.<br />
1.5.10.11. Ensure all personnel are provided requisite formal and informal training<br />
courses, educational programs and other activities to enable them to meet their respective<br />
mishap prevention responsibilities.<br />
1.5.10.12. Chair the MAJCOM Environment, Safety and Occupational Health Council<br />
according to AFI 90-801, Environment, Safety, and Occupational Health Councils.<br />
1.5.10.13. Support and ensure installations execute cooperative efforts to reduce injuries<br />
and illness across the <strong>Air</strong> <strong>Force</strong> by implementing safety and occupational health<br />
management systems at CONUS locations and to the maximum extent possible<br />
OCONUS locations.<br />
1.5.11. MAJCOM and/or NAF Safety Staffs:<br />
1.5.11.1. Evaluate management, implementation and effectiveness of the <strong>Air</strong> <strong>Force</strong><br />
Mishap Prevention Program within the command and report results directly to<br />
MAJCOM/NAF Commander. Ensure the evaluation criteria include a qualitative rating<br />
system (e.g. 2-tier, 5-tier, etc.) with written criteria, to measure compliance and<br />
effectiveness of the safety program.<br />
1.5.11.2. Track program evaluation deficiencies and monitor corrective actions until<br />
closure. For safety offices rated marginal or unsatisfactory, ensure appropriate follow-up<br />
actions, to include SAVs if necessary, are taken to correct deficiencies.<br />
1.5.11.3. Review and analyze applicable mishap reports from other organizations for<br />
―lessons learned.‖ Distribute mishap prevention data and other safety related<br />
communications to subordinate units.<br />
1.5.11.4. Establish a proactive mishap prevention program to assist and advise<br />
commanders and supervisors at all levels with their responsibility to ensure plans,<br />
procedures, facilities, equipment modifications/acquisitions, hardware, software and<br />
operations receive a safety review and incorporate effective risk management, hazard<br />
elimination and mishap reduction features.
14 AFI91-202 5 AUGUST 2011<br />
1.5.11.5. Represent the cross-functional interest of their command during applicable<br />
councils, committees and meetings, e.g., Senior Safety Advisory Council (SSAC),<br />
Ground Safety Corporate Committee (GSCC), Non-Nuclear Munitions Safety Board,<br />
Explosives Safety Committee, etc.<br />
1.5.11.6. Coordinate with appropriate staff agencies to ensure explosives site plans<br />
comply with explosives and other safety criteria. Forwards explosives site plans for<br />
review and coordination to HQ AFSC/SEW IAW AFMAN 91-201, Explosives Safety<br />
Standards.<br />
1.5.11.7. Track and advocate for funding of safety training for command safety<br />
personnel. Maintain a current list of safety training courses required/completed by each<br />
career safety professional, as defined by paragraph 2.1.2, to include name of course(s),<br />
date courses completed and courses required. MAJCOM can delegate tracking of<br />
training. Advocate safety training and required funding to assist command personnel in<br />
meeting their continuing education unit (CEU) requirements through various funding<br />
sources available, i.e., civilian personnel, base level civilian training, AFPC, Federal<br />
Safety and Health councils, etc., as well as organizational funding. Evaluate local training<br />
of personnel during program evaluations. Manage and track required training of all safety<br />
personnel to include <strong>Air</strong> Education and Training Command (AETC), HQ AFSC, <strong>Air</strong><br />
<strong>Force</strong> Institute of Technology, OSHA and other safety related courses. Each level of the<br />
<strong>Air</strong> <strong>Force</strong> shares a responsibility for training of safety and health personnel. 29 CFR<br />
1960.56, Training of Safety and Health Specialists, DoDI 6055.1, E3.3, Safety and<br />
Occupational Health Training, Education, and Qualifications, 29 CFR 1960.7, Financial<br />
Management, AFI 36-401, Employee Training and Development, and AFI 36-2201, <strong>Air</strong><br />
<strong>Force</strong> Training Program, discuss responsibilities for funding and ensuring safety and<br />
health personnel are properly trained to function effectively as safety and health advisors<br />
to commanders and management officials.<br />
1.5.11.8. Develop supplements for <strong>Air</strong> <strong>Force</strong> Instructions and AFOSH guidance when<br />
command unique operations exist. Submit supplements to HQ AFSC for approval prior to<br />
publication.<br />
1.5.11.9. For all mishap investigations conducted by subordinate units, safety<br />
investigation boards or a single investigating officer, ensure compliance with the<br />
reporting criteria outlined in AFI 91-204, Safety Investigations and Reports, and the<br />
applicable manuals: AFMAN 91-221, Weapons Safety Investigations and Reports,<br />
AFMAN 91-222, Space Safety Investigations and Reports, AFMAN 91-223, Aviation<br />
Safety Investigations and Reports, and AFMAN 91-224, Ground Safety Investigations<br />
and Reports.<br />
1.5.11.10. Review mishap investigation reports for thoroughness and accuracy. Ensure<br />
the findings, causes and recommendations of reports comply with the direction in AFI<br />
91-204.<br />
1.5.11.11. Ensure a process is in place to identify and track training of potential safety<br />
investigation board members.<br />
1.5.11.12. Ensure individuals with access to privileged safety information receive annual<br />
training on the proper handling procedures and document the training.
AFI91-202 5 AUGUST 2011 15<br />
1.5.11.13. Assist commanders and functional managers on implementation and<br />
integration of risk management language into command operations and instructions to<br />
include RM and risk assessment processes.<br />
1.5.11.14. MAJCOM supplements should delineate methods for accomplishing safety<br />
program management responsibilities to include, at a minimum, guidance on:<br />
1.5.11.14.1. The frequency and requirements of SAVs for subordinate units.<br />
1.5.11.14.2. Conducting analysis at the installation level and below; resources<br />
available to identify and analyze mishap trends and guidance on how to present this<br />
data to subordinate units and commanders for mishap prevention.<br />
1.5.11.14.3. Tracking all open Class A/B mishap safety recommendations with OPR<br />
within their command to closure. For Class C and D mishaps MAJCOM will develop<br />
internal procedures IAW AFI 91-204 for units to effectively manage final disposition<br />
of recommendations.<br />
1.5.11.14.4. Reviewing safety alert messages (which could come from a number of<br />
sources, e.g., manufactures, users, Program Managers, etc.) and ensuring all<br />
subordinate units take appropriate actions.<br />
1.5.11.14.5. Coordinating and processing annual and recurring safety awards.<br />
1.5.11.14.6. Providing command unique training to subordinate units’ safety staff.<br />
1.5.11.14.7. Ensuring deployable safety personnel are properly trained prior to<br />
deployment.<br />
1.5.11.14.8. Responsibilities and/or expectations of the NAFs in regards to the<br />
management and implementation of the <strong>Air</strong> <strong>Force</strong> Mishap Prevention Program.<br />
NOTE: This does not absolve the MAJCOM of the responsibility for program.<br />
1.5.12. <strong>Air</strong> <strong>Force</strong> Materiel Command (AFMC):<br />
1.5.12.1. Acts as the safety staff for the Program Executive Officer (PEO) or equivalent.<br />
This is not applicable to space and missile systems, activities and operations under<br />
control of Space and Missile System Center (SMC).<br />
1.5.12.2. Develops policy and provides guidance on applying System Safety<br />
management and engineering to AFMC-managed systems.<br />
1.5.12.3. Identifies and corrects product safety deficiencies, gives technical assistance to<br />
mishap investigation boards, and implements corrective action involving materiel safety<br />
aspects of mishap reports as required by AFI 91-204. Manages budgets provided for<br />
mishap investigation support.<br />
1.5.12.4. Ensures system, aviation, space, ground, directed energy and<br />
weapons/explosives safety experts are consulted very early in the life cycles of their<br />
acquisition programs.<br />
1.5.12.5. Maintains a master hazard abatement program for centrally procured systems<br />
and equipment applied to end products.
16 AFI91-202 5 AUGUST 2011<br />
1.5.12.6. Ensures design criteria developed complies with: commercial standards,<br />
military requirements and joint standards, as well as applicable AFOSH and/or OSHA<br />
requirements.<br />
1.5.12.7. Periodically reviews design handbooks, technical orders (TOs), military<br />
specifications, military standards and allowance standards (AS) to ensure safety and<br />
health criteria and procedures in those documents comply with safety guidance. Ensures<br />
human factors and reduction of human error potential are factored into the same, through<br />
the use of System Safety Groups, Human Factors review, etc., based on inputs from<br />
System Safety and Human Systems Integration (HSI) activities supporting programs.<br />
1.5.12.8. Monitors the Government-Industry Data Exchange Program, distributes<br />
information and corrective action to eliminate or reduce use of hazardous products.<br />
1.5.12.9. Develops and encourages use of human factors standards in mishap prevention.<br />
Ensures use of tools that address human error identification and reduction related to<br />
fatigue, stress and other emotional, psychological or physiological factors.<br />
1.5.13. <strong>Air</strong> Education and Training Command (AETC):<br />
1.5.13.1. Ensures mishap prevention programs and risk management concepts are<br />
embedded in basic and technical training. Incorporates AFOSH program orientation into<br />
training programs for accessions.<br />
1.5.13.2. Reviews new and revised technical training course specialty and job<br />
qualification training objectives and outlines to ensure safety requirements are being met.<br />
1.5.13.3. Ensures mishap prevention programs and risk management concepts are<br />
embedded in technical training and Professional Military Education (PME). Incorporates<br />
AFOSH program orientation into training programs for officer and enlisted accessions<br />
and new civilian employees.<br />
1.5.14. Installation Commanders:<br />
1.5.14.1. Provide safe and healthful workplaces for all installation employees.<br />
1.5.14.2. Ensure leadership at all levels is held accountable for enforcing safety and<br />
occupational health standards.<br />
1.5.14.3. Promote safety and occupational health awareness (e.g. culture) and enforce<br />
personal accountability.<br />
1.5.14.4. Encourage and support employee led safety and health program activities.<br />
1.5.14.5. Provide incentives to employees for participation in employee led safety and<br />
health program activities. See AFI 65-601 V1, Budget Guidance and Procedures, for<br />
guidance regarding promotional or incentive gifts and awards (Section 4.29.3.), including<br />
exceptions.<br />
1.5.14.6. Develop and implement safety and health programs and risk management<br />
processes that integrate hazard reduction and safety policy into all on- and off-duty<br />
operations and activities.<br />
1.5.14.7. Chair the Installation Safety Council and/or Environmental, Safety and<br />
Occupational Health Council (ESOHC).
AFI91-202 5 AUGUST 2011 17<br />
1.5.14.8. Review interim control measures and establish funding priorities for hazard<br />
abatement projects.<br />
1.5.14.9. Ensure safety and occupational health program requirements and mishap<br />
prevention are part of the measurement of group/squadron commanders and senior<br />
civilian supervisory personnel’s performance appraisals using guidance provided by<br />
AF/<strong>A1</strong>.<br />
1.5.14.10. Minimize assigning full-time safety personnel additional duties not directly<br />
associated with duties described in 91-series directives and their supplements.<br />
1.5.14.11. Establish a management strategy to ensure functional managers and<br />
supervisors (rather than the safety staff) take actions to mitigate hazards and reduce risk.<br />
1.5.14.11.1. Integrate safety and occupational health into all operations and missions<br />
of the installation’s organizations.<br />
1.5.14.11.2. Emphasize risk management and personal accountability.<br />
1.5.14.11.3. Promote safety and occupational health awareness (e.g. culture,<br />
environment and atmosphere) throughout the installation.<br />
1.5.14.12. Establish procedures to meet OSHA representative(s) and escort them during<br />
their visits.<br />
1.5.14.13. Publish guidance informing command personnel of expectations for safety<br />
and occupational health.<br />
1.5.14.14. Ensure operations of major ranges are established under DoDD 3200.11,<br />
Major Range and Test Facility Base (MRTFB), and AFI 99-103, Capabilities-Based Test<br />
and Evaluation, and managed IAW governing directives.<br />
1.5.14.15. Ensure commanders and functional managers work with the base contracting<br />
office and the installation safety staffs to ensure all contracts require contractors and<br />
subcontractors (e.g., contract aircraft maintenance and grounds maintenance) to provide a<br />
mishap prevention plan (as applicable) and to promptly report pertinent facts regarding<br />
mishaps that occur on <strong>Air</strong> <strong>Force</strong> installations IAW AFI 91-204 and to cooperate in any<br />
<strong>Air</strong> <strong>Force</strong> safety investigation.<br />
1.5.14.16. Provide adequate funding and support for safety and occupational health<br />
program (e.g., funding for required CEU safety training). See 29 CFR 1960.7, Financial<br />
Management.<br />
1.5.15. Installation Safety Office (host):<br />
1.5.15.1. Advises commanders, functional managers, supervisors and workers on safety<br />
matters.<br />
1.5.15.2. Provides safety office member as an active participant of the Federal<br />
Employees Compensation Act (FECA) working group. Lend support to specific issues<br />
and assist with problem solving at other base meetings (e.g., Aerospace Medicine<br />
Council, Occupational and Environmental Health Working Group, Sports Councils).<br />
1.5.15.3. Manages proactive on- and off-duty safety programs.
18 AFI91-202 5 AUGUST 2011<br />
1.5.15.4. Conducts safety program assessments and inspections of subordinate, tenant<br />
and geographically separated units (GSU) safety programs IAW Support Agreements.<br />
Tracks open findings and discrepancies until closure. NOTE: Host will normally not<br />
perform program evaluations of tenant organizations—particularly those with full time<br />
safety staffs unless otherwise specified in host tenant support agreement.<br />
1.5.15.5. For open safety mishap recommendations that identify installation OPRs or<br />
OCRs, ensures the appropriate POC is notified, actively manage the recommendation<br />
through closure and provide status updates as outlined in AFI 91-204.<br />
1.5.15.6. Manages installation master hazard abatement program master file. Assigns<br />
risk assessment codes (RACs) to hazards and coordinates with health and fire protection<br />
officials when required.<br />
1.5.15.7. Processes hazard reports and manages the hazard reporting process. Assigns<br />
RACs to hazards and coordinate with health and fire protection officials when required.<br />
1.5.15.8. Conducts safety education programs and provides assistance to supervisors in<br />
developing Job Safety Training (JST) Guide outline and Job Safety Analysis (JSA).<br />
Completes Part 4 of AF Form 1754, Job Capability and Safety Analysis, when submitted<br />
by MTF.<br />
1.5.15.9. Reviews airfield waiver packages.<br />
1.5.15.10. Oversees Bird/Wildlife <strong>Air</strong>craft Strike Hazard (BASH) programs, where<br />
applicable.<br />
1.5.15.11. Ensures mishaps are properly investigated and reported in accordance with<br />
AFI 91-204 and discipline specific manuals (e.g., AFMANs 91-221, 222, 223, 224).<br />
1.5.15.12. Ensures all personnel with access to privileged safety information are trained<br />
annually on the proper handling procedures and maintain training documentation.<br />
1.5.15.13. Maintains a list of potential Safety Investigation Board (SIB) members who<br />
have completed the formal training requirements according to AFIs 91-204 and 91-223<br />
and discipline specific manuals and provide a copy to MAJCOM/SE. In addition,<br />
maintains a list of potential medical consultants for SIBs such as Psychologists, Flight<br />
Surgeons, and Aerospace and Operational Physiologists (AOP)/Aerospace and<br />
Operational Physiology Training Team (AOPT) personnel who have completed <strong>Air</strong>craft<br />
Mishap Investigation and Prevention (AMIP), <strong>Air</strong>craft Mishap Investigation Course<br />
(AMIC), Mishap Investigation Non-Aviation (MINA) or the Aviation Safety Program<br />
Manager (ASPM) course. NOTE: Individuals with only MINA training will not<br />
investigate aviation mishaps where there is intent for flight. The involved Chief of Safety<br />
will determine the investigating officer.<br />
1.5.15.14. Provides identified potential Interim Safety Board (ISB) and SIB members<br />
training annually on the basics of mishap investigation. In addition, this annual training is<br />
also required for Operational Psychologists and AOPs/AOPT personnel who have<br />
completed the AMIP course, AMIC, MINA or ASPM.<br />
1.5.15.15. Develops a Mishap Response Plan, addressing all disciplines, if required<br />
actions are integrated into the overall installation Emergency Management Plan (EMP).<br />
Ensures the plan defines roles, responsibilities and notification requirements for
AFI91-202 5 AUGUST 2011 19<br />
leadership and all involved agencies. Reviews emergency plans and procedures to<br />
include, but not limited to: SAFE HAVEN, SAFE PARKING, HAZMAT and disaster<br />
response required by AFI 10-2501, <strong>Air</strong> <strong>Force</strong> Emergency Management (EM) Program<br />
Planning and Operations. Ensures safety concerns, procedures, notification, etc., are<br />
addressed. The EMP should include elements of and reference existing plans concerning<br />
the following (Attachment 4):<br />
1.5.15.15.1. Disaster response required by AFI 10-2501.<br />
1.5.15.15.2. HAZMAT response required by AFI 10-2501.<br />
1.5.15.15.3. Response to aircraft in-flight and ground emergencies.<br />
1.5.15.15.4. Response to severe weather watches and warnings.<br />
1.5.15.15.5. Crash recovery plans.<br />
1.5.15.15.6. Notifying and convening investigation boards.<br />
1.5.15.15.7. Procedures for missing aircraft.<br />
1.5.15.15.8. Procedures and training for extracting crewmembers from local and<br />
common transient aircraft.<br />
1.5.15.16. Provides mishap prevention and education material to subordinate and tenant<br />
units.<br />
1.5.15.17. Accomplishes explosives siting requirements according to AFMAN 91-201,<br />
Explosives Safety Standards. Conducts review of base comprehensive map in conjunction<br />
with civil engineering.<br />
1.5.15.18. Assists responsible commanders and supervisors to ensure plans, procedures,<br />
facility and equipment modifications/acquisitions, hardware, software and operations<br />
receive a safety review based on risk management and hazard elimination.<br />
1.5.15.19. Be the base POC for all Department of Labor’s (DoL) OSHA visits.<br />
1.5.15.20. In collaboration with Bioenvironmental Engineering, assists the contracting<br />
officer as needed to ensure that the contractor safety and health plan includes all required<br />
elements identified in the Performance Based Work Statement (PWS). It is the<br />
contractor’s sole responsibility for compliance with OSHA’s Public Law 91-596.<br />
1.5.15.21. Administers the Safety Awards Program.<br />
1.5.16. Installation Contracting Office:<br />
1.5.16.1. Ensures provisions of AFFARS Clause 5352.223-9001, Health and Safety on<br />
Government Installations, are included in all new contracts which requires performance<br />
on a government installation, other than installations under the contractor’s sole control.<br />
1.5.16.2. Ensures contractor’s past performance in safety is a consideration during the<br />
selection process for those contractors whose employees are expected to work on a<br />
Government installation(s) more than 1,000 hours per quarter (this may include a<br />
comparison of the contractor’s 3 year total case incident rate (TCIR) and 3 year days<br />
away, restricted and/or transfer case incident rate (DART) to the most recently published
20 AFI91-202 5 AUGUST 2011<br />
Bureau of Labor Statistics (BLS) national average for the specific National American<br />
Industry Classification System (NAICS) or other similar information).<br />
1.5.17. Medical Wing/Group Commanders:<br />
1.5.17.1. Ensure comprehensive and coordinated occupational and environmental health<br />
surveillance and education programs are established and implemented.<br />
1.5.17.2. Ensure patient safety programs are developed and fully implemented in<br />
compliance with DoD 6025.13-R, Military Health System (MHS) Clinical Quality<br />
Assurance (CQA) Program Regulation, AFI 44-119, Medical Quality Operations, and<br />
appropriate civilian standards.<br />
1.5.17.3. Ensure timely notification to installation safety office for any injury producing<br />
events that occurred to military members (both on- and off-duty), and DoD civilians on<br />
duty IAW AFI 44-102, Medical Care Management. At a minimum, the following<br />
medical information will be released to fulfill requirements for OSHA injury reporting as<br />
defined in DoDI 6055.07, Accident Investigation, Reporting, and Record Keeping, and<br />
AFI 91-204: Name of the injured individual, their social security number, their<br />
organization, date of injury, date of treatment, ICD-9 diagnosis of injury, a brief<br />
description of the nature of the injury, severity of injury, whether the treatment given was<br />
greater than first aid (as defined by 29 CFR 1904.7 (b) (5) (i)), if the individual was<br />
placed on quarters (and how long) and if the individual was hospitalized and the<br />
estimated hospital duration. This information will be released to safety personnel for<br />
military treated in the MTF for on or off-duty injuries, and for civilians treated in the<br />
MTF for on-duty injuries. When the MTF discovers that injured individuals (military on-<br />
or off-duty and civilian on duty) are seen at a civilian hospital or clinic, as much injury<br />
information listed above that is obtained will be reported to safety. IAW DoD 6025.18-R,<br />
DoD Health Information Privacy Regulation, all disclosures to the safety office must be<br />
documented by the MTF and kept for a period of six years. The MTF Covered Entities<br />
should develop local policy in coordination with their assigned Medical Law Consultant<br />
(MLC).<br />
1.5.17.4. Ensure occupational illnesses are thoroughly investigated and reported using<br />
the Occupational Illness Module and AFSAS.<br />
1.5.17.5. The Chief of Aerospace Medicine (SGP) or Occupational Medicine physician:<br />
1.5.17.5.1. Provides oversight for the occupational health program and ensure<br />
medically appropriate risk assessment and medical surveillance activities are<br />
conducted IAW AFI 48-101, Aerospace Medicine Operations, AFI 48-145,<br />
Occupational and Environmental Health Program, DoD 6055.05-M, Occupational<br />
Medical Examinations and Surveillance Manual, and CFR Title 5 Part 339, Medical<br />
Qualification Determinations.<br />
1.5.17.5.2. Provides consultative services on occupational and environmental health<br />
and safety issues.<br />
1.5.17.5.3. Provides urgent clinical services for occupational injuries and<br />
occupational illnesses in DoD civilian employees. Performs routine surveillance,<br />
periodic evaluation, fitness for duty evaluations, pre-placement evaluations and
AFI91-202 5 AUGUST 2011 21<br />
disability evaluations IAW AFI 48-101, AFI 48-145, DoD 6055.5-M and CFR Title 5<br />
Part 339.<br />
1.5.17.5.4. Maintains a list of Flight Surgeons who are potential medical officers on<br />
ISBs or SIBs and track the dates of the AMIP training and previous SIB experience.<br />
In addition, tracks AOPs/AOPT personnel and Psychologists who have completed<br />
AMIP, AMIC, MINA or ASPM courses. Provides a list to installation Chief of Safety<br />
(COS) and MAJCOM SGP. Ensures Flight Surgeons, trained Aerospace and<br />
Operational Physiologists, AOPT personnel and Aviation Psychologists are trained<br />
annually on the basics of mishap investigation and privilege by the installation safety<br />
staff or FSO.<br />
1.5.17.5.5. Attends the Federal Employees’ Compensation Act (FECA) Working<br />
Group. Medical participation in FECA program will be IAW DoD 1400.25-M, DoD<br />
Civilian Personnel Manual, Subchapter 810, Injury Compensation. Participates in<br />
military and civilian lost work/duty time initiatives.<br />
1.5.17.5.6. Accomplishes additional occupational health and safety responsibilities as<br />
delineated in AFI 48-101.<br />
1.5.17.6. Flight Surgeons/Aerospace and Operational Physiologists (AOP)/Aerospace<br />
and Operational Physiology Training Teams (AOPT).<br />
1.5.17.6.1. Provide weapon system specific human performance sustainment training<br />
in operational flying wings.<br />
1.5.17.6.2. Provide human performance and human factors analysis on identified<br />
hazards and evaluate controls to reduce or mitigate risks.<br />
1.5.17.6.3. Support the wing’s aircrew flight equipment and flying safety programs.<br />
1.5.17.6.4. Assist in targeted ground safety improvements, training of wing ground<br />
safety managers and unit safety representatives in human factors and human factors<br />
hazard mitigation strategies. Provide consultant services for ground safety activities<br />
and investigations.<br />
1.5.17.6.5. Support wing risk management, crew resource management, and<br />
maintenance resource management programs to optimize war fighter performance<br />
and safety in the operational environment.<br />
1.5.17.6.6. Act as Human Systems Integration consultants for aircraft, space weapons<br />
and Warfare Centers at the wing level.<br />
1.5.17.6.7. Provide ISB/SIB members for military mishaps IAW AFI 91-223.<br />
1.5.17.7. Bioenvironmental Engineering:<br />
1.5.17.7.1. Manages the occupational and environmental health surveillance<br />
programs according to AFI 48-101, AFI 48-145, AFMAN 48-153 Health Risk<br />
Assessment, AFMAN 48-154 Occupational and Environmental Health Site<br />
Assessment, and AFMAN 48-155 Occupational and Environmental Health Exposure<br />
Controls.
22 AFI91-202 5 AUGUST 2011<br />
1.5.17.7.2. Conducts occupational and environmental health evaluations and health<br />
risk assessments of workplaces. Maintain survey reports, as required, IAW DoDI<br />
6055.5. Bioenvironmental Engineering will provide access to all documents at request<br />
by the worker, supervisor or union representative.<br />
1.5.17.7.3. Performs health risk assessments and notifies safety office of assigned<br />
RACs.<br />
1.5.17.7.4. Maintains access to pertinent health related OSHA standards/guidelines,<br />
AFOSH standards and guidance, and other OSHA guidelines pertaining to<br />
occupational health.<br />
1.5.17.7.5. Evaluates and processes variances to AFOSH standards. Evaluates,<br />
processes and coordinates variances to occupational and environmental health<br />
standards and provides copies to the host installation ground safety manager (GSM).<br />
1.5.17.7.6. Attends all DoL OSHA inspector in-briefs and out-briefs, and<br />
accompanies inspectors during all health-related inspections.<br />
1.5.17.7.7. Determines the need for and adequacy of occupational health-related<br />
personal protective equipment (PPE), engineering controls and administrative<br />
controls to reduce exposures.<br />
1.5.17.7.8. Maintains the ability to provide material safety data sheets (MSDS) upon<br />
request for all hazardous materials used in the industrial workplaces on the<br />
installation.<br />
1.5.17.7.9. Has access to Hazardous Material Information Resources System<br />
(HMIRS). Also, maintains the ability to provide copies of other MSDSs upon request<br />
for items not listed in the HMIRS or those locally purchased through base supply,<br />
medical supply, civil engineer or other channels. Minimizes biological, chemical and<br />
nuclear health hazard risks in hazardous materials management through recognitions<br />
based on RM IAW AFI 90-821, Hazard Communication. Provides radiological<br />
protection program consultation.<br />
1.5.17.7.10. As needed, provides a representative to the Federal Employees<br />
Compensation Act (FECA) working group to offer Bioenvironmental Engineeringrelated<br />
expertise.<br />
1.5.17.8. Public Health (PH):<br />
1.5.17.8.1. Communicates occupational health education requirements and available<br />
resources to supervisors. Responsible as the initial point of contact for occupational<br />
medical monitoring. PH will report cases of occupational illness to the installation<br />
ground safety office through <strong>Air</strong> <strong>Force</strong> Safety Automated System (AFSAS). PH will<br />
also investigate and report occupational illness IAW AFI 91-204.<br />
1.5.17.8.2. Provides a representative to actively participate in the FECA working<br />
group and the ESOHC to provide consultation on epidemiology, occupational<br />
illnesses and other occupational health program areas, where applicable per AFIs 48-<br />
145 and 48-101.
AFI91-202 5 AUGUST 2011 23<br />
1.5.17.9. Psychologists who are AMIP, AMIC or ASPM trained or have completed a<br />
post doctoral fellowship in operational psychology will work in conjunction with Flight<br />
Surgeons to provide consultant services on human factors investigations and analysis of<br />
military aircraft mishaps.<br />
1.5.18. Installation Civil Engineers:<br />
1.5.18.1. Provide cost data and status information on hazard abatement actions<br />
associated with real property facilities and real property installed equipment. Coordinate<br />
corrective actions with installation safety.<br />
1.5.18.2. Coordinate siting and construction plans with the installation safety office and<br />
ensure explosives site plans have been approved before beginning construction as<br />
required in AFMAN 91-201.<br />
1.5.18.3. Coordinate new construction, facility modification projects or work request<br />
documents with installation safety, fire protection, environmental management and<br />
Bioenvironmental Engineering officials. Also, ensure they are included in associated<br />
project approval, design review meetings and acceptance inspections.<br />
1.5.18.4. Notify safety, environmental management, Bioenvironmental Engineering and<br />
fire protection of major base maintenance projects (e.g., digging permits, road markings,<br />
welding projects outside the civil engineering shops).<br />
1.5.18.5. Ensure RACs are incorporated into project prioritization for corrective actions.<br />
1.5.18.6. Coordinate airfield waiver packages with airfield manager, installation safety<br />
office and installation commander.<br />
1.5.18.7. Perform fire investigations IAW AFI 91-204. For Class C incidents, the<br />
installation Fire Chief determines the most probable cause. For Class A and B incidents,<br />
the SIB President will request support from the MAJCOM Fire Emergency Services<br />
(FES) staff to conduct the fire investigation. Any time FES tactics or competency is at<br />
issue, the convening authority will request investigative support from the MAJCOM FES<br />
staff.<br />
1.5.18.8. Provide traffic engineering expertise.<br />
1.5.18.9. Team with the multi-functional team (MFT) to ensure contractor operations are<br />
compliant with safety and health requirements of the contract.<br />
1.5.18.10. Provide a foundation informational map (common installation picture [CIP])<br />
for users to apply and publish their unique map(s). Coordination must be documented and<br />
maintained by Weapons Safety.<br />
1.5.19. Security <strong>Force</strong>s (SFS):<br />
1.5.19.1. Provide a copy of SF blotter entries involving injury or death resulting from a<br />
mishap, motor vehicle mishaps (GMV/PMV), property damage as a result of a mishap,<br />
and any others as deemed appropriate by SFS. Provides completed investigation reports<br />
when requested by COS or GSM. Blotter entries may be retrieved electronically or<br />
through Security <strong>Force</strong>s Reports and Analysis after they have been processed.
24 AFI91-202 5 AUGUST 2011<br />
1.5.19.2. Notify command post on all safety related issues as determined in a locally<br />
devised installation notification matrix. NOTE: Notifications must adhere to those<br />
incidents, which require immediate response or follow-up action by safety or other<br />
personnel. Command Post will, in-turn, immediately notify the appropriate safety office<br />
and other agencies as required.<br />
1.5.19.3. Upon request from COS or ground safety, liaison with local or state law<br />
enforcement to obtain off-base traffic accident reports and/or data.<br />
1.5.19.3.1. Traffic accident reports may include vehicle accident involving death or<br />
serious injury to a military member, DoD civilian or dependent of active duty<br />
member.<br />
1.5.19.3.2. Traffic accident data may include areas which are identified as high<br />
traffic incident areas or areas which travel is deemed unsafe (as deemed by the<br />
installation commander) under certain conditions.<br />
1.5.20. Commanders below installation level:<br />
1.5.20.1. Implement a safety and health program in their unit or area of responsibility.<br />
Where commanders are not authorized full-time safety personnel, they will appoint a<br />
primary and alternate unit safety representative (USR) to assist them in implementing<br />
their safety program. USR responsibilities for managing the commander’s program are<br />
identified in paragraph 8.5 Notify the host safety office, in writing, of the appointment of<br />
USRs in order to schedule USRs for training.<br />
1.5.20.2. Ensure safety and health training and off-duty safety information and briefings<br />
are provided to all personnel based on requirements from other regulatory guidance and<br />
the specific needs of the organization.<br />
1.5.20.3. Actively implement and uses risk management principles at all levels within<br />
the unit.<br />
1.5.20.4. Ensure a proactive mishap prevention program is implemented to include<br />
procurement and proper use of PPE, and facility compliance with AFOSH and OSHA<br />
standards. NOTE: Overseas installations may need to apply host nation standards versus<br />
OSHA standards.<br />
1.5.20.5. Ensure all appropriate hazard abatement actions needed to control identified<br />
hazards are implemented and follow-up actions are complete. Keep safety staff updated<br />
on all abatement actions with monthly updates until hazard is abated.<br />
1.5.20.6. Ensure request for equipment, products and services using purchase orders<br />
and/or Government Purchase Card are reviewed for potential safety and health impact<br />
IAW AFI 64-117, <strong>Air</strong> <strong>Force</strong> Government-Wide Purchase Card (GPC) Program, and AFI<br />
32-7086, Hazardous Materials Management. NOTE: Ensure government purchase card<br />
program addresses requirement to coordinate purchase of hazardous chemicals, munitions<br />
and industry equipment through installation safety offices.<br />
1.5.20.7. Periodically attend, as deemed appropriate, squadron athletic events involving<br />
assigned personnel to monitor potentially hazardous conditions and unsafe behavior.
AFI91-202 5 AUGUST 2011 25<br />
1.5.20.8. Ensure all personnel are trained on the objectives and principles of risk<br />
management IAW AFI 90-901, Operational Risk Management. Use risk management to<br />
identify, reduce or eliminate risk in activities on- and off-duty.<br />
1.5.20.9. Establish a management strategy to ensure functional managers and supervisors<br />
take actions to mitigate hazards and reduce risk.<br />
1.5.20.9.1. Integrate safety and health into all operations and missions of their<br />
organization.<br />
1.5.20.9.2. Emphasize risk management and personal accountability.<br />
1.5.20.9.3. Promote safety and health awareness (e.g. culture, environment, and<br />
atmosphere) throughout the organization.<br />
1.5.20.10. Ensure all personnel are briefed on the findings and recommendations<br />
contained in Bioenvironmental Engineering industrial hygiene surveys and reports. A<br />
copy of the survey report will be posted on the work place bulletin board for a period of<br />
10 days after receipt to allow all workers free access to the findings. These reports will be<br />
maintained on file in the work place for a minimum of two years.<br />
1.5.20.11. Provide the opportunity for employees to participate in safety and health<br />
program activities and/or committees.<br />
1.5.20.12. Communicate safety and health expectations to personnel in their command.<br />
1.5.20.13. Ensure safety and health program requirements are part of measurement of<br />
non-supervisory personnel’s performance appraisals using guidance provided by AF/<strong>A1</strong>.<br />
1.5.21. Supervisors.<br />
1.5.21.1. Understand and enforce the safety and health standards that apply to their areas,<br />
operations and operations involving their subordinates.<br />
1.5.21.2. Use risk management techniques to analyze work environment and job tasks<br />
for hazards. The Job Safety Analysis (JSA) will be used as part of this process.<br />
1.5.21.3. Review work processes annually, when new tasks or equipment are added, or<br />
when existing tasks change. Provide and document work area specific safety, fire<br />
protection and health on-the-job training to all <strong>Air</strong> <strong>Force</strong> military and civilian employees.<br />
1.5.21.4. Develop a work center specific Job Safety Training Guide (JST) guide based on<br />
Attachment 5, Job Safety Training Outline (JSTO) on safety, fire protection/prevention<br />
and health requirements. The supervisor will document and maintain completed training<br />
in work area on the AF Form 55, Employee Safety and Health Record, or equivalent<br />
product.<br />
1.5.21.5. Provide and document additional training when there is a change in equipment,<br />
procedures or processes that affect the safety, health or work environment of personnel.<br />
1.5.21.6. Exercise control over job tasks to ensure personnel follow all precautions and<br />
safety measures, including the proper use of PPE.<br />
1.5.21.7. Report all mishaps that occur in work areas, off-duty mishaps involving<br />
assigned personnel, and related subsequent employee absences to the supporting safety
26 AFI91-202 5 AUGUST 2011<br />
office IAW AFI 91-204. Inform the Civilian Personnel Office if a mishap involves a<br />
civilian employee.<br />
1.5.21.8. Ensure AF Form 1118, Notice of Hazard, issued by safety, fire protection and<br />
Bioenvironmental Engineering officials are posted to alert employees to the hazardous<br />
conditions, interim control measures, and take appropriate actions to promptly eliminate<br />
hazards and correct deficiencies. Ensure any hazards identified by an AF Form 1118 are<br />
added to the JST Guide and employees are trained on the interim control measures and<br />
documented IAW Attachment 5, Section A5.4<br />
1.5.21.9. Supervisors are encouraged to establish an off-duty High Risk Activities<br />
(HRA) Program to ensure personnel participating or planning to participate in high-risk<br />
activities take appropriate safety measures to reduce the likelihood of their involvement<br />
in a mishap. Common high risk activities are defined in Attachment 1. NOTE:<br />
MAJCOMs can define their own list of high risk activities. Briefings may be documented<br />
on AF Form 4391, High Risk Activities Worksheet. See Attachment 12 for example<br />
guidance. If commanders or supervisors at any level choose to make this program<br />
mandatory it will apply only to military personnel on active duty.<br />
1.5.21.10. At the deployed or temporary duty (TDY) location ensure subordinates<br />
receive a safety briefing from the deployed location safety staff on known hazards<br />
associated with TDY location.<br />
1.5.21.11. At deployed locations provide and document Job Safety Training on AF Form<br />
55 or equivalent product.<br />
1.5.21.12. Supervisors are encouraged to provide an interactive pre-departure safety<br />
briefing to all active duty military personnel, reserve component personnel in a duty<br />
status and civilian personnel performing official duties scheduled for travel outside the<br />
local area. While potentially effective for all ages, the briefing is especially targeted for<br />
personnel under the age of 26. This briefing may be documented on AF Form 4392, Pre-<br />
Departure Safety Briefing. See Attachment 11 for recommended guidance.<br />
1.5.21.13. Periodically attend, as deemed appropriate, squadron athletic events involving<br />
assigned personnel to monitor potentially hazardous conditions and unsafe behavior.<br />
1.5.21.14. Attend <strong>Air</strong> <strong>Force</strong> Supervisor Safety Training (SST) IAW paragraph 2.3.2<br />
Supervisors will document SST on AF Form 55 or equivalent product to include<br />
electronic databases.<br />
1.5.21.15. Conduct and document monthly spot inspections of their work areas IAW<br />
paragraph 3.5 of this instruction.<br />
1.5.21.16. Upon notification that a worker (both military and civilian) is pregnant, ensure<br />
that worker reports to Public Health immediately in order to ensure they receive<br />
appropriate education and a workplace evaluation.<br />
1.5.21.17. Encourage and support employee participation in safety and health program<br />
activities and/or committees.<br />
1.5.21.18. Ensure personnel requiring occupational health medical examinations attend<br />
scheduled medical appointments.
AFI91-202 5 AUGUST 2011 27<br />
1.5.21.19. Ensure safety program requirements are part of measurement of nonsupervisory<br />
personnel’s performance appraisals using guidance provided by AF/<strong>A1</strong>.<br />
1.5.22. Individuals:<br />
1.5.22.1. Comply with all safety instructions, technical orders, job guides and operating<br />
procedures.<br />
1.5.22.2. Consider personal safety and the safety of coworkers while doing assigned<br />
tasks as well as off-duty activities. Identify and report hazardous conditions that place <strong>Air</strong><br />
<strong>Force</strong> personnel or property at risk. Use the AF Form 457, USAF Hazard Report, when<br />
necessary.<br />
1.5.22.3. Report personal injury, property damage and any suspected exposure to<br />
biological, chemical or nuclear hazardous materials to your supervisor as soon as<br />
practical, but not to exceed 24 hours.<br />
1.5.22.4. Immediately report to their supervisor if they believe that they have a physical<br />
or mental condition that they feel may impact safe job performance.<br />
1.5.22.5. Use and maintain recommended and appropriate PPE for job tasks. Inspect and<br />
maintain PPE IAW TO, manufacturer’s instructions or Bioenvironmental Engineering<br />
guidance.<br />
1.5.22.6. Apply risk management principles in both on- and off-duty activities to<br />
enhance the safety and well being of themselves and other personnel.<br />
1.5.22.7. Decline to perform an assigned task if they reasonably believe the task poses an<br />
imminent risk of death or serious bodily harm to themselves or others (except in a combat<br />
environment). The individual and/or local management may request an assessment by<br />
installation safety, fire protection or health professionals before proceeding.<br />
1.5.22.8. Immediately notify supervisors of a known pregnancy and make an<br />
appointment with Public Health to initiate a workplace evaluation for exposures that may<br />
be hazardous to the fetus and determination of work restrictions. Any worker with<br />
questions regarding how their worksite exposures can affect immediate family members<br />
(e.g. spouse, children) should contact Public Health.<br />
1.5.22.9. Report on time to complete scheduled occupational health medical examination<br />
medical appointments.<br />
1.5.22.10. Have the opportunity to participate in safety and health programs without fear<br />
of coercion, discrimination or reprisal. Participation in safety committees is encouraged.<br />
1.5.22.11. Use official on-duty time to take part in safety activities.<br />
1.5.22.12. Hand carry the AF Form 55 or equivalent product to the new supervisor when<br />
deploying or transferring to another <strong>Air</strong> <strong>Force</strong> position/location.<br />
1.6. General Guidance Related to Recording Occupational Injuries and Illnesses.<br />
1.6.1. Executive Order 12196, Occupational Safety and Health Program for Federal<br />
Employees, requires federal agencies to report occupational mishaps to the Secretary of<br />
Labor. 29 CFR 1960, Basic Program Elements for Federal Employee Occupational Safety<br />
and Health Programs and Related Matters, and 29 CFR 1904, Recording and Reporting
28 AFI91-202 5 AUGUST 2011<br />
Occupational Injuries and Illness, set requirements and provide standard forms for<br />
documenting occupational illnesses and injuries.<br />
1.6.2. The host ground safety staff is the official <strong>Air</strong> <strong>Force</strong> office of record for maintaining<br />
occupational illness and injury data and maintains consolidated records of injuries and illness<br />
meeting mishap Class A, B, C and D criteria. AFSAS will be used to record mishaps<br />
involving injury and illnesses to on- and off-duty <strong>Air</strong> <strong>Force</strong> military and on-duty civilian<br />
personnel to generate separate OSHA Form 300s, Log of Work-Related Injuries and<br />
Illnesses.<br />
1.6.3. Safety will record Class A - D occupational injuries and Public Health will record<br />
occupational illnesses within seven calendar days of notification using AFSAS. Illnesses<br />
require an investigation and final determination by a provider before they are confirmed<br />
occupational illnesses. Once confirmed (in AFSAS), the case should be closed and recorded<br />
within seven (7) days. The MTF clinical elements will provide injury data to safety on a<br />
routine basis as information is discovered. (See paragraph 1.5.17.3-4.)<br />
1.6.4. Installation Ground Safety will maintain consolidated occupational illness and injury<br />
logs to satisfy the OSHA requirement for single-point access to occupational illness and<br />
injury cases. Tenant units will provide the host safety office a summary of civilian and<br />
military occupational injuries/illnesses data by the third workday each month (if not<br />
otherwise accessible, e.g., AFSAS).
AFI91-202 5 AUGUST 2011 29<br />
Chapter 2<br />
SAFETY ORGANIZATION<br />
2.1. Safety Staff. All safety disciplines will be consolidated under a single Chief of Safety<br />
(COS). Full-time safety personnel must be trained and qualified to manage safety programs, and<br />
be able to function at the staff level. Use the <strong>Air</strong> <strong>Force</strong> Manpower Standard (AFMS) 106A to<br />
determine the size of the safety staff. AFRC units use applicable AFRC Command Manpower<br />
Standard or Guides to determine safety staff size. All safety manpower requests or changes will<br />
be coordinated with the MAJCOM/SE before submission to the local management engineering<br />
team. Manpower variances can be submitted for safety staffs that conduct special programs IAW<br />
AFMS 106A.<br />
2.1.1. Chief of Safety. The COS reports directly to the commander (or Director in a civilianled<br />
unit) and manages the mishap prevention program for the commander (e.g. installation,<br />
center, NAF/MAJCOM commanders). The COS must be qualified in a primary mission<br />
weapons system of the unit or if the COS is a civilian position, have a Safety Officer who is<br />
qualified in a primary mission weapon system. Civilian COS must meet the qualification<br />
standards for Occupational and Health professional stated in the Office of Personnel<br />
Management (OPM) classification series, GS-0018 or GS-0803. MAJCOM Chiefs of Safety<br />
should have previous safety experience. The AFRC equivalents to the above are AFRC <strong>Air</strong><br />
Reserve Technician (ART) COS which are 2181-series (pilot)/2183-series (navigator)<br />
civilians.<br />
2.1.1.1. Active duty military COS will be either on a current or previous Squadron<br />
Commander list or an individual the Wing Commander intends to support for the<br />
Squadron Commander list, or a former Squadron Commander. MAJCOM/CV or above<br />
has waiver authority for this requirement.<br />
2.1.1.2. Assigned individuals must complete the Chief of Safety Course (WCIP05B)<br />
within 90 days of assuming the COS position. <strong>Air</strong> <strong>Force</strong> Reserve and ANG COSs may<br />
substitute the <strong>Air</strong> Reserve Component Chief of Safety course (ARCCOS) (WCIP05K)<br />
and should make every effort to complete the requirement within 90 days of assuming the<br />
COS position. However, in no case will <strong>Air</strong> <strong>Force</strong> Reserve and ANG components exceed<br />
a 180 day limit. Waiver authority for this requirement is HQ AFSC/SEF.<br />
2.1.1.3. Assigned individuals must be available to serve as COS for a minimum of one<br />
year after completion of training.<br />
2.1.2. Career Safety Professional. The <strong>Air</strong> <strong>Force</strong> has an enlisted safety career field (<strong>Air</strong><br />
<strong>Force</strong> Specialty Code (AFSC) 1S0X1) and a civilian safety career field (GS-0018,<br />
Occupational Safety and Health Manager or Specialist, GS-0019, Safety Technician GS-<br />
0017, Weapons Safety Specialist, and GS-0803, Safety Engineer). These career safety<br />
personnel are assigned to positions authorized by the Unit Manning Document. The safety<br />
career field is addressed in AFI 36-2101, Classifying Military Personnel (Officer and<br />
Enlisted), and described in the <strong>Air</strong> <strong>Force</strong> Enlisted Classification Directory (AFECD). The<br />
civilian safety career program is described in AFI 36-601, <strong>Air</strong> <strong>Force</strong> Civilian Career<br />
Program Management.
30 AFI91-202 5 AUGUST 2011<br />
2.1.2.1. Professional Continuing Education and Training. Fulltime safety professionals in<br />
ground safety positions, in addition to having met the OPM 017/018/019/803 or AFI 36-<br />
2101 qualification standards, must complete at least three safety-related continuing<br />
education units (CEU) per year, with one CEU equaling ten contact hours of course<br />
participation. Other fulltime safety professionals in weapons, space and flight disciplines<br />
should use this requirement to remain up to date in their specialty as well.<br />
2.1.2.1.1. Professional continuing education and training is not the same as<br />
qualification training where an individual could be decertified, downgraded or unable<br />
to deploy, etc., if not trained to a specific level. The purpose of continuing education<br />
and training is to help safety professionals expand their knowledge base and stay<br />
informed on the latest technical and behavioral developments in the field of safety.<br />
2.1.2.1.2. College, OPM and other safety professional development courses that do<br />
not award CEUs, e.g., on-line training, may be used to satisfy this requirement, if<br />
approved by the Ground Safety Manager. MAJCOM/SEs or their designee may grant<br />
waivers for this requirement for reasons to include personnel on extended<br />
deployments, manning shortfalls and funding limitations. The COS will document<br />
specific circumstances and conditions when this training cannot be met.<br />
2.1.2.2. Attachment 13 contains a partial list of recommended safety courses that safety<br />
professionals should consider when meeting CEU requirements. Safety managers will<br />
plan, program and budget for safety resources (e.g., to include sufficient safety training to<br />
meet CEU requirements).<br />
2.1.2.3. It is highly desirable for safety professionals to obtain Occupational Health and<br />
Safety Technologist (general industry), Construction Health and Safety Technician<br />
(construction) and Certified Safety Professional certifications from the Board of Certified<br />
Safety Professionals (www.bcsp.org) or other recognized national/international<br />
organizations.<br />
2.1.3. Ground Safety Manager (GSM). The GSM manages the ground safety program for the<br />
Chief of Safety and the commander (e.g., installation, center, NAF/MAJCOM commanders).<br />
The GSM must be fully qualified to advise and execute decisions on safety matters for the<br />
primary mission of the unit. The GSM should complete the Safety Managers Course (AFSC<br />
Course WCIP05D) prior to assuming duties as a GSM. Individuals who cannot attend prior<br />
to assuming duties will complete the course within one year.<br />
2.1.4. Flight Safety Officer (FSO). Full-time FSOs (military and civilian Flight Safety<br />
Managers (FSMs) [GS-0018]) are assigned to positions authorized by the Manpower<br />
Standard (AFMS). FSOs at squadron and installation level must be current in a unit mission<br />
aircraft (N/A for FSMs). FSOs in higher headquarters positions will be rated officers or prior<br />
rated officers with experience in headquarters managed mission aircraft (N/A for FSMs).<br />
Once trained, individuals should fill the position for a minimum of 18 months unless waived<br />
by the MAJCOM/SE. FSMs will not be assigned to fill FSO billets on bases where there are<br />
primary active flying missions and only one FSO billet.<br />
2.1.4.1. Full-time FSOs (wing level and above) must complete <strong>Air</strong>craft Mishap<br />
Investigation Course (AMIC, WCIP05A) and Aviation Safety Program Management<br />
course (ASPM, WCIP09B). FSMs may complete AMIC but not required to complete
AFI91-202 5 AUGUST 2011 31<br />
ASPM. This training should be completed within 90 days of appointment, but must be<br />
completed no later than 180 days from appointment. AFRC and ANG FSOs may fulfill<br />
this requirement by attending <strong>Air</strong>craft Mishap Investigation Course (AMIC, WCIP05A)<br />
and the <strong>Air</strong> National Guard Chief of Safety/<strong>Air</strong> Reserve Component Chief of Safety<br />
course (ARCCOS, WCIP05K).<br />
2.1.4.2. Commanders of flying squadrons without an authorized FSO will appoint a<br />
Squadron Assigned Flight Safety Officer (SAFSO) as an additional duty.<br />
2.1.4.3. SAFSO should attend the ASPM course or AMIC course in conjunction with<br />
MAJCOM supplemental training.<br />
2.1.4.4. Where applicable, flight USRs will be trained IAW paragraph 2.2<br />
2.1.5. Flight Safety Non-Commission Officer (FSNCO). The FSNCO is an integral part of<br />
the flight safety program. Their primary duties will focus on aviation maintenance safety.<br />
Individuals selected to fill the position should be, as a minimum, a Master Sergeant or<br />
civilian equivalent, GS-0018 or GS-0803, with maintenance experience on a unit-assigned<br />
aircraft type but no less than a 7-level with two years experience as a 7-level. Primary<br />
consideration will be to select individuals in the 2A373, 2A571 or 2A572 (Crew Chief)<br />
career fields or Flight Engineer. Selecting from the propulsion AFSC 2A671 is acceptable<br />
with a minimum of two years flight line experience in the unit assigned aircraft. Refer to<br />
AFRC and ANG supplements to this AFI for ARC FSNCO and FSM manning descriptions.<br />
2.1.5.1. For units with assigned enlisted aircrew, the FSNCO may be an aircrew member<br />
if their flying duties do not detract from their FSNCO duties, they have prior flight line<br />
maintenance or Flight Engineer experience, they are current in a unit mission aircraft, and<br />
receive MAJCOM/SE approval.<br />
2.1.5.2. Individuals will complete the FSNCO course (L3AZR1S071-0S5A) and attend<br />
either the Jet Engine Mishap Investigation Course (JEMIC) (J3AZR2A671A0M1A) or<br />
AMIC (WCIP05A) within 120 days of appointment.<br />
2.1.5.3. The FSNCO will be assigned the Special Experience Identifier (SEI) code of 307<br />
and AFPC personnel records will assign a code 39 to ensure they serve in this capacity<br />
for a minimum of two years. Designated individuals must meet criteria of IAW AFI 36-<br />
2101.<br />
2.1.6. Weapons Safety Managers (WSM). Full-time WSMs are assigned to positions<br />
authorized by the Unit Manning Document (UMD).<br />
2.1.6.1. WSMs must be qualified in their AFSC 2WXX, 2MXX, or OPM 018/017 or 803<br />
standards and should have experience in the maintenance or operation of nuclear<br />
weapons, missiles or non-nuclear munitions. Persons selected as WSMs will be at least a<br />
7-level in their <strong>Air</strong> <strong>Force</strong> Specialty Code.<br />
2.1.6.2. Full-time WSMs must schedule the Weapons Safety Course (L3AZR2W071-<br />
0N1A) within 90 days of appointment and course must be completed within six months<br />
of appointment. Senior safety personnel should attend Senior Safety Professional Course<br />
(WCIP05D) after assignment as a WSM.<br />
2.1.7. System Safety Officers, Managers and Engineers. According to their particular job<br />
requirements, individuals in System Safety positions will complete an approved System
32 AFI91-202 5 AUGUST 2011<br />
Safety Course within 90 days of assignment (or first available course thereafter). Safety<br />
offices must document reasons for assigned individuals who have not completed training<br />
within 120 days of assignment.<br />
2.1.8. Space Safety Officer (SSO). These positions include System Safety Manager, Ground<br />
Based Space Safety Officer, Launch Safety Officer (LSO) and Orbital Safety Officer. These<br />
individuals will be trained in System Safety, and space mishap prevention and investigation<br />
within 120 days (or first available course). The Mishap Investigation Non-Aviation course<br />
(WCIP 059) or equivalent is a suitable mishap investigation course. The AMIC (WCIP 05A)<br />
is recommended for LSOs with some knowledge of aircraft. NASA courses may be<br />
substituted for greater applicability if basic mishap prevention and investigation material is<br />
covered.<br />
2.1.8.1. As appropriate for the assigned mission, each wing (or equivalent) will have at<br />
least one SSO for each program. These individuals may be assigned to subordinate<br />
units. With approval from the NAF/Center Safety Office, these positions may be assigned<br />
as an additional duty or multiple programs may be covered by the same SSO.<br />
2.1.8.2. Safety Offices must document reasons for assigned individuals who have not<br />
completed training within 120 days (or first available course) of assignment.<br />
2.2. Unit Safety Representative (USR). Each unit will have a primary and alternate USR.<br />
Individuals assigned safety responsibilities at the unit level receive training from the installation<br />
safety staff or through a course approved by their MAJCOM Safety office. Primary and<br />
Alternate USRs for active duty units will complete initial training within 30 working days after<br />
appointment. <strong>Air</strong> Reserve Component Primary and Alternate USRs will complete initial training<br />
within two unit training assemblies of appointment. The unit is responsible for maintaining USR<br />
training records.<br />
2.2.1. USRs will complete any <strong>Air</strong> <strong>Force</strong> level ORM course. Training can be obtained at<br />
https://rmis.kirtland.af.mil/index.asp. Training certificate will be maintained by the USR.<br />
2.2.2. Each safety discipline will train their respective USRs. This training is available<br />
electronically through the host safety office.<br />
2.2.3. Organizations may augment the Primary and Alternate safety representatives using a<br />
―team concept‖ by adding representatives at the flight level. However, the Primary and<br />
Alternate representation will serve as the primary points of contact for all unit safety issues.<br />
If the team concept is used, each member must be trained.<br />
2.2.4. For specific USR responsibilities, see the discipline-specific chapters. USRs will, as a<br />
minimum:<br />
2.2.4.1. Advise the commander on safety matters.<br />
2.2.4.2. Conduct and document spot inspections in conjunction with facility managers<br />
when possible and IAW paragraph 3.5 of this instruction.<br />
2.2.4.3. Ensure unit personnel are aware of mishap reporting requirements. Assist unit<br />
commander and supervisors in mishap investigation when required.<br />
2.2.4.4. Assist supervisors who develop JST Guides.
AFI91-202 5 AUGUST 2011 33<br />
2.2.4.5. Conduct safety briefings and provide unit personnel with educational safety<br />
materials. MAJCOM/Wing Safety websites should be accessed to get briefing<br />
topics/material (e.g., Critical Days of Summer).<br />
2.2.4.6. Assist the unit commander and supervisors with the hazard abatement process.<br />
2.2.4.7. Facilitate the inspection process for their unit.<br />
2.3. Safety Education/Training. Education and training prepares <strong>Air</strong> <strong>Force</strong> personnel to meet<br />
their safety and health responsibilities. Each installation shall develop, implement and integrate<br />
safety guidelines and standards into existing training programs at the local level. Commanders at<br />
all levels will promote safety awareness at all appropriate venues such as commander calls,<br />
holiday safety briefings and other events or functions.<br />
2.3.1. Commander Orientation. The COS will provide face-to-face training to new<br />
commanders within 60 days of their arrival or appointment on the safety and health of the<br />
organization. <strong>Air</strong> Reserve Components will complete this requirement within 90 days (3 Unit<br />
Training Assemblies). Telephonic training is satisfactory for units that support commanders<br />
at operating locations away from the COS’s home base. The training will be documented and<br />
include, but is not limited to the following items:<br />
2.3.1.1. Launch vehicle operations and concerns (if applicable).<br />
2.3.1.2. Safety responsibilities.<br />
2.3.1.3. Last annual inspection results and open recommendations, unabated hazards and<br />
hazard abatement plan.<br />
2.3.1.4. Unit specific mishap rates, trends and open mishap recommendations.<br />
2.3.1.5. Special interest issues (e.g., motorcycle safety, high risk activities, hazardous air<br />
traffic, OSHA Voluntary Protection Programs).<br />
2.3.1.6. Explosives site plans and licensed facilities.<br />
2.3.1.7. <strong>Air</strong>field operations and concerns.<br />
2.3.1.8. Safety Awards Program.<br />
2.3.1.9. <strong>Air</strong> <strong>Force</strong> Culture Assessment Safety Tool (AFCAST).<br />
2.3.2. Supervisor Safety Training (SST). Supervisors are the key to the safety program<br />
because they are responsible for maintaining a safe and healthful environment. The course<br />
trains supervisors in management skills needed to implement safety policies and programs.<br />
The course provides basic skills for fostering a workplace where hazards are identified and<br />
risks managed. It also develops skills to recognize, control, report and eliminates hazards.<br />
MAJCOMS and installations with unique requirements will supplement this training with<br />
those requirements.<br />
2.3.2.1. Personnel required to attend:<br />
2.3.2.1.1. Noncommissioned officers and Senior <strong>Air</strong>men when first assigned a<br />
supervisory position.<br />
2.3.2.1.2. Commissioned officers when first assigned as a supervisor.
34 AFI91-202 5 AUGUST 2011<br />
2.3.2.1.3. Civilian personnel (DAF, NAF, foreign national) upon initial assignment to<br />
a supervisory position.<br />
2.3.2.1.4. Any supervisor needing refresher training or who demonstrates a lack of<br />
safety knowledge.<br />
2.3.2.2. Administration. Unit commanders identify eligible personnel and arrange course<br />
scheduling with the installation ground safety office.<br />
2.3.2.3. Documenting Training. The safety staff allocates quotas, giving priority to newly<br />
assigned supervisory personnel. Safety staffs will update training completion in the<br />
Military Personnel Data System or applicable system. Supervisors will document SST<br />
IAW Attachment 5, Section A5.4<br />
2.3.3. Safety, Fire Protection and Health Training. Supervisors will develop a Job Safety<br />
Training (JST) guide specifically tailored to address safety concerns of the work<br />
environment. The guide will encompass both safety awareness and job specific safety<br />
training. See listed mandatory training items in Attachment 5.<br />
2.3.3.1. Specific Training Requirements. Supervisors will provide job safety training to<br />
all newly assigned individuals (i.e., PCS, PCA or work center change to include<br />
deployment) on the hazards of their job before they start work and immediately when<br />
there is a change in equipment, processes or safety, fire and health requirements.<br />
Supervisors will conduct and document refresher training, as required.<br />
2.3.3.2. Supervisors will review and update the JST guide annually and/or when there is<br />
a change in equipment, processes or safety, fire and health requirements and document<br />
the review. Annual review of JST guide will be completed by the shop supervisor and<br />
documented with the date of review and the person conducting review. Safety personnel<br />
will provide technical assistance to supervisors in developing a training guide to meet<br />
AFOSH requirements. JST guides will be reviewed by safety inspectors during the<br />
annual safety inspection.<br />
2.3.3.3. AF Form 55 or an equivalent product (e.g. AF<strong>FOR</strong>Ms, CAMs, CAS-B, GO81)<br />
will be used to document safety, fire and health training unless other documentation is<br />
specified elsewhere. Documentation will be maintained by the supervisor within the work<br />
center.<br />
2.3.4. Designated Employee Representatives. The civilian personnel flight will schedule and<br />
monitor safety, fire protection and health training for employee representatives. Upon<br />
request, coordinate training for designated representatives of civilian employees to assist in<br />
maintaining safe and healthful workplaces. The extent of such training will depend on local<br />
needs.<br />
2.3.5. General Safety Education and Training Courses are listed in Attachment 14.<br />
2.4. Safety Office Vehicles and Equipment. The following information should be used when<br />
establishing equipment requirements.<br />
2.4.1. Vehicles and Communication. All disciplines of the safety staff must be mobile to<br />
accomplish their job. Safety staffs perform day-to-day safety functions installation-wide,<br />
including off-base responses to conduct mishap investigations. In flying units, missile units,<br />
units operating a test range and units with host base responsibilities who support these
AFI91-202 5 AUGUST 2011 35<br />
activities or as designated by the installation commander, the safety staff must have the use<br />
of a two-way radio (UHF/VHF)-equipped 4-wheel drive vehicle capable of transporting a<br />
minimum of four people and their associated mishap investigation equipment. Any radio net,<br />
appropriate to the mission, that allows the vehicle to move freely around the airfield or<br />
missile complex is acceptable.<br />
2.4.2. Allowance Standards (AS). The following AS prescribe the equipment items and<br />
quantities required to perform safety missions, functions, and duties. The standards can be<br />
found at https://earms2.wpafb.af.mil/sites/asrs/home.asp.<br />
2.4.2.1. AS 006, Organizational and Administrative Equipment.<br />
2.4.2.2. AS 009, Small Computer Systems. As a minimum, each full-time safety staff<br />
office will have desktop computers, a notebook computer, software compatible with<br />
current <strong>Air</strong> <strong>Force</strong> standards, and a CAC reader. These computers require a CD-ROM and<br />
access to the Internet.<br />
2.4.2.3. AS 019, Vehicles.<br />
2.4.2.4. AS 014, Training Devices.<br />
2.4.2.5. AS 016, Special Purpose Clothing and Personal Protective Equipment.<br />
2.4.2.6. AS 453, Safety Offices.<br />
2.4.2.7. AS 629, Visual Information (VI) Support (Originator/Utilization Equipment).<br />
2.4.2.8. AS 660, Equipment Allowances for Non-Weapon Systems Communications<br />
Requirements.<br />
2.4.3. Mishap Investigation Kits. Each MAJCOM determines the minimum contents of<br />
investigation kits. Safety staffs with host base responsibilities will maintain a mishap<br />
response and investigation kit sufficient to meet initial response and ISB requirements for<br />
flight, ground and weapons mishaps.<br />
2.4.3.1. Wing safety offices will have available all the items that are required to conduct<br />
a safety investigation IAW AFI 91-204. They will coordinate the contents of the kit for<br />
the medical member with the medical treatment facility. Mishap investigation kits are<br />
optional for AFRC units.<br />
2.4.3.2. Several resources are available for developing investigation kits to meet unique<br />
requirements including AFMAN 91-series and AFPAM 91-211, USAF Guide to Aviation<br />
Safety Investigation.<br />
2.5. Library. <strong>Air</strong> <strong>Force</strong> safety offices will establish a library with publications that specifically<br />
apply to the safety program.<br />
2.5.1. Documents may be hard copy or in electronic format. The library will include as a<br />
minimum:<br />
2.5.1.1. DoD Safety standards and handbooks and applicable host country’s governing<br />
safety standards, rules and regulations.<br />
2.5.1.2. <strong>Air</strong> <strong>Force</strong> policy directives, instructions, pamphlets, manuals and appropriate<br />
technical orders.
36 AFI91-202 5 AUGUST 2011<br />
2.5.1.3. Applicable (based on organizational mission) OSHA, AFOSH<br />
guidance/standards, National Fire Protection Association, American National Standard<br />
Institute standards and other national consensus standards (e.g. Compressed Gas<br />
Association, Pressure Vessel and Boilermaker, etc.).<br />
2.5.1.4. Appropriate safety magazines, e.g., Wingman (electronic copies of these<br />
publications may be found on the public site at http://www.afsc.af.mil/ and using the AF<br />
Portal link (which requires a common access card) at: https://www.my.af.mil/gcssaf/USAF/ep/browse.do?programId=t5FDEA9F0236E62160123AA0DB6240765&cha<br />
nnelPageId=s6925EC13537F0FB5E044080020E329A9<br />
2.5.1.5. MAJCOMs will provide a safety newsletter, magazine, website or means to<br />
disseminate command-specific safety information to subordinate units.<br />
2.6. Councils and Committees. In accordance with AFI 90-801, the <strong>Air</strong> <strong>Force</strong> utilizes the<br />
Environment, Safety, and Occupational Health Councils (ESOHC) to achieve ESOH goals<br />
throughout the <strong>Air</strong> <strong>Force</strong> and to provide senior leadership involvement and direction at all levels<br />
of command. This interdisciplinary approach includes aviation, ground, weapons and space<br />
safety.<br />
2.6.1. AFI 90-801 governs the rules regarding the conduct of Environment, Safety, and<br />
Occupational Health Councils. The ESOHC reviews policies and programs, establishes<br />
goals, monitors progress and advises leadership. IAW AFI 90-801, the ESOHC Chair may<br />
charter an ESOHC Safety Sub-Group to ensure full review and oversight of all safety related<br />
matters.<br />
2.6.1.1. If established, Safety Sub-Groups will be chaired by the commander or<br />
commander’s designee and will convene at the commander’s discretion. The Safety Sub-<br />
Group will be represented at a minimum by group and squadron commanders from the<br />
host base, representatives from each 2-letter office and commanders (or their designee)<br />
from tenant organizations. Union representatives will be invited and encouraged to<br />
participate.<br />
2.6.1.2. The safety staff will make all Safety Sub-Group arrangements; develop the<br />
agenda and distribute it in advance; and record and publish council meeting minutes. The<br />
Safety Sub-Group agenda and minutes will consider safety-related items addressed in the<br />
previous ESOHC and the meeting outcomes will be added to the agenda and proceedings<br />
of the following ESOHC. The chief of safety will ensure the minutes are prepared within<br />
30 days following a Safety Sub-Group meeting. The Sub-Group chair will approve the<br />
minutes and all Sub-Group members will be furnished a copy. OPRs will be identified for<br />
items requiring action.<br />
2.6.2. Attachment 2 of AFI 90-801 describes the agenda topics to be addressed during the<br />
ESOH Council. Hazard report analysis will include AF Form 457, as well as Hazardous <strong>Air</strong><br />
Traffic Reports (HATRs). Units that own a flight line but have no assigned aircraft may<br />
address flight safety BASH, HATR and MACA issues through the <strong>Air</strong>field Operations Board<br />
meetings.<br />
2.6.2.1. The safety council may be combined with the semi-annual ; however, safety<br />
councils are conducted quarterly. When safety and ESOH councils are combined, all<br />
items from AFIs 90-801 and 90-803, and AFI 91-202 will be briefed.
AFI91-202 5 AUGUST 2011 37<br />
2.6.2.2. When the installation safety council meets separate from the ESOHC, the safety<br />
staff will make all safety council arrangements, develop the agenda, distribute the agenda<br />
in advance and record and publish council meeting minutes. The council chairperson<br />
approves the minutes and all council members will receive copies. OPRs will be<br />
identified for items requiring action.<br />
2.6.2.3. The following agenda items will be covered, as a minimum, for the safety<br />
discipline at ESOHCs and when a standalone installation safety council meeting is held<br />
in lieu of an ESOHC:<br />
2.6.2.3.1. Review safety risk-based performance goals, measures, objectives and<br />
targets.<br />
2.6.2.3.2. Review changes in safety program guidelines for implementation and<br />
improvement.<br />
2.6.2.3.3. Review the installation master hazard abatement program (RAC 1, 2, 3<br />
hazards), including unabated safety hazards and the plan of action to correct the<br />
hazards (must be conducted at least once annually).<br />
2.6.2.3.4. Review mishap and incident trends, safety initiatives, and applicable<br />
private sector and other governmental agency best practices.<br />
2.6.2.3.5. Analysis of mishaps experienced and progress of targeted mishap<br />
prevention initiatives.<br />
2.6.2.3.6. Review summaries of the FECA Working Group report and Non-<br />
Appropriated Funds employee compensation program.<br />
2.6.2.3.7. Analysis of Hazardous <strong>Air</strong> Traffic Reporting (HATR) and hazard reports.<br />
Units that own a flight line but have no assigned aircraft may address flight safety<br />
BASH, HATR and MACA issues through the <strong>Air</strong>field Operations Board meetings.<br />
2.6.2.3.8. Summary of Department of Defense Measures of Merit (DoDI 6055.1-<br />
E3.11. Goals, Objectives, Measures of Merit, and Self Evaluation).<br />
2.6.2.3.9. Summary of inspection and assessment/evaluation results which should<br />
include findings and corrective actions taken or planned as applicable. Monitor status<br />
of compliance schedules and indicate the progress.<br />
2.6.2.3.10. Review appropriate training and manpower requirements.<br />
2.6.3. Commanders can form safety councils and committees at any level to focus group<br />
attention on safety or health problems.<br />
2.7. Non-USAF Councils and Committees. The <strong>Air</strong> <strong>Force</strong> supports federal, state, and local<br />
safety councils and committees and encourages safety staffs to take part in them.<br />
2.8. Major Range and Test Facility Base (MRTFB) Safety Programs. MAJCOMs will<br />
establish safety policy for MRTFB and other range activities. The overall goal of the range safety<br />
program is to ensure safety consistent with operational requirements, which includes preventing<br />
test objects, space launch vehicles, or their hazardous effects from violating established limits.<br />
The installation commander of the unit operating the MRTFB is considered the activity<br />
commander. Under the direction of the MAJCOM concerned, the activity commander will:
38 AFI91-202 5 AUGUST 2011<br />
2.8.1. Institute a risk management program that quantifies risk and sets requirements for risk<br />
acceptance.<br />
2.8.2. Determine safety requirements and ensure all range users are in compliance.<br />
2.8.3. Establish allowable ground and flight safety conditions and take appropriate action to<br />
ensure that test articles do not violate the conditions. Where the reliability of the test object is<br />
not established, appropriate measures should be taken to ensure it will not endanger the<br />
public or their property.<br />
2.9. Range Safety Programs. Units operating any range facility shall conduct a range safety<br />
program to ensure public safety and protection of government resources and personnel. The<br />
Range Operating Agency (ROA) must identify, mitigate and present residual risks for acceptance<br />
to an appropriate authority prior to any range activity.<br />
2.9.1. Installation safety offices shall coordinate with the ROA to implement and document<br />
the risk management process. High residual risk test or range events are typically accepted by<br />
the installation/activity commander. Inform MAJCOM/A3 and SE of high risk activities prior<br />
to execution. Approval authorities in coordination with the installation safety office may<br />
issue local Operating Instructions (OI) IAW AFMAN 91-201 for select or repetitious<br />
activities.<br />
2.9.2. ROAs will ensure weapon safety footprints exist for all aircraft, weapons and tactics<br />
(including those from other services and countries) authorized for a given target and event on<br />
the range. Otherwise, employment is restricted IAW AFI 13-212, Range Planning and<br />
Operations.<br />
2.9.3. When it becomes necessary to destroy assets or terminate a test to protect public<br />
safety or high value government assets, the installation safety office shall document the<br />
occurrence and provide an info copy to the MAJCOM/SE.
AFI91-202 5 AUGUST 2011 39<br />
Chapter 3<br />
SAFETY EVALUATIONS, INSPECTIONS, STAFF ASSISTANCE VISITS AND OTHER<br />
INSPECTIONS<br />
3.1. General. Safety program evaluations, assessments and inspections measure program<br />
effectiveness of DoL, DoD and AFOSH requirements. See Table 3.1 for a summary of minimum<br />
evaluation, assessment and inspection requirements.<br />
Table 3.1. Safety Evaluations, Assessments and Inspections.<br />
Level Frequency Type Report Note<br />
Program<br />
NOTE 1, 4,<br />
MAJCOM/DRU/FOA 36 Months<br />
Formal<br />
Evaluation/SAV<br />
12<br />
Program<br />
NOTE 2,<br />
NAF 36 Months<br />
Formal<br />
Evaluation/SAV<br />
4,12<br />
Installation 36 Months Program Evaluation Formal NOTE 3, 4<br />
Wing, Group,<br />
Program Assessment<br />
NOTE 4, 5,<br />
Annually<br />
Formal<br />
Squadron<br />
& Safety Inspection<br />
7, 11, 13<br />
NOTE 6, 9,<br />
Wing and below Monthly Spot Informal<br />
10<br />
Wing and below Monthly High Interest Informal NOTE 7, 10<br />
Wing and below Varies Special Formal NOTE 7, 8<br />
NOTE 1: HQ AFSC/SEG will conduct a program evaluation of all MAJCOMs/DRUs/FOA<br />
Ground Safety Programs. DRU and FOA program evaluations may be done in conjunction with<br />
AFIA Compliance Inspections.<br />
NOTE 2: Conducted by qualified IG safety inspector or MAJCOM safety staff.<br />
NOTE 3: Conducted by MAJCOM unless delegated to NAF.<br />
NOTE 4: For safety offices rated marginal or unsatisfactory, ensure appropriate follow-up<br />
actions, to include SAVs if necessary are taken to correct deficiencies.<br />
NOTE 5: Annual safety program assessments and inspections may be combined.<br />
NOTE 6: Spot inspections will be used to identify hazards and check compliance with<br />
applicable safety standards so as to avoid reliance on annual inspections.<br />
NOTE 7: Accomplished by full-time professional safety staff.<br />
NOTE 8: Special inspections include seasonal activities and special events.<br />
NOTE 9: USRs and shop level supervisors ensure spot inspections are conducted and<br />
documented at least monthly.<br />
NOTE 10: Accomplish and document high interest inspections IAW paragraph 3.5.<br />
NOTE 11: Program assessments are required for all organizations below installation level, but<br />
not lower than squadron level.<br />
NOTE 12: Aviation, Weapons and Space disciplines are not required to perform program<br />
evaluations, but will at least accomplish a SAV every 36 months. The AFSC will accomplish a<br />
SAV every 36 months on these MAJCOM disciplines.<br />
NOTE 13: Risk based inspections/assessments will be approved by the MAJCOM with criteria<br />
to support decision.
40 AFI91-202 5 AUGUST 2011<br />
3.2. Safety Program Evaluations. At least once every 36 months, qualified safety personnel<br />
must evaluate the safety program management of each organization at installation level and<br />
higher. Address waiver to any evaluation requirement directly through SAF/IE to DUSD (ATL),<br />
with courtesy copy to AFSC. These evaluations will cover all safety disciplines. Higher<br />
headquarters (e.g. MAJCOM, NAF, etc.) will develop and revise checklists and a rating system<br />
to assess program compliance and performance for their subordinate units. Whenever possible,<br />
these assessments should be conducted as part of the Environment, Safety and Occupational<br />
Health Compliance Assessment and Management Program (ESOHCAMP) required by AFI 90-<br />
803. Conduct evaluations with prior notice.<br />
3.2.1. Safety program evaluations address the areas of command and functional manager<br />
support, compliance with program directives and the effectiveness of mishap prevention<br />
programs (performance).<br />
3.2.2. Prepare a written report for each evaluation. Send a copy of the report to the<br />
commander and safety staff of the organization evaluated.<br />
3.3. Safety Program Assessments. Qualified safety personnel assess the safety program<br />
management of each organization below installation level annually. EXCEPTION:<br />
Organizations with subordinate GSUs, Detachments or Operating Locations (OL) will perform a<br />
safety program assessment of each activity at intervals not to exceed 36 months. These<br />
assessments should cover all safety disciplines.<br />
3.3.1. Safety assessments, like program evaluations, address the areas of commander and<br />
supervisory support, compliance with program directives and the effectiveness of mishap<br />
prevention programs (performance). Assessments may be conducted in conjunction with the<br />
annual safety inspection.<br />
3.3.2. Prepare a written report for each assessment. Send a copy of the report to the<br />
commander of the organization. The evaluation report may be combined with the annual<br />
inspection report.<br />
3.3.3. Installations will develop checklists and a qualitative rating system (complies,<br />
complies with comments, does not comply) to rate program compliance and performance.<br />
Conduct assessments with prior notice.<br />
3.4. Annual Safety Inspections. Safety inspections help identify hazards and measure<br />
compliance with applicable safety guidance and standards. Annual inspections may be combined<br />
with the annual program assessment. Full-time safety staffs may accomplish risk based<br />
inspections/assessments on units using tools such as the unit assessment tool and evaluation<br />
(URATE) used by some AETC units. Risk based inspections/assessments will be approved by<br />
the command with criteria to support decision to use risk based inspections.<br />
3.4.1. Scope. At least annually, qualified personnel shall inspect every installation<br />
workplace/facility. Inspections are to be conducted more frequently based on factors such as<br />
the exposure to and potential severity of hazards, actual accident experience, special<br />
emphasis programs, changes in the organization’s staffing or workplaces or other event that<br />
increases risk in the workplace. Procedures shall be established to document and follow-up<br />
on the correction of hazards/deficiencies identified during inspections every 30 days (see<br />
hazard abatement program). Conduct inspections of all workplaces and operations where <strong>Air</strong><br />
<strong>Force</strong> personnel are regularly employed at fixed installations. Inspections of workplaces and
AFI91-202 5 AUGUST 2011 41<br />
operations in contractor facilities (government owned, contractor operated (GOCO) or<br />
contractor owned/operated) where fewer than 25 <strong>Air</strong> <strong>Force</strong> personnel are employed shall be<br />
at the discretion of the Chief of Safety, based on existing conditions and potential risks.<br />
Assist the multi-functional team, upon request, to resolve any issues related to the safety of<br />
the contractor’s facilities.<br />
3.4.1.1. Facility, workplace and operational inspections. The safety manager will ensure<br />
safety personnel are properly qualified and/or have been task certified to perform all<br />
aspects of the inspection, and all facilities assigned to the unit are inspected/documented.<br />
3.4.1.2. All hazards/deficiencies identified during the inspections will be assigned a RAC<br />
(if applicable) and the safety staff conducting the inspection will assist the responsible<br />
supervisor in developing hazard abatement actions.<br />
3.4.1.3. Checklists will be used to help identify hazards, deficiencies and other work<br />
related violations. The safety staff will ensure checklists are available to all assigned<br />
personnel. These checklists will be reviewed at least annually for accuracy and relevancy<br />
by the safety staff. Method of documentation of the review is determined by the safety<br />
staff.<br />
3.4.1.4. The host safety staff inspects units that do not have an authorized full-time<br />
safety position in a particular discipline. The host performs the required annual inspection<br />
except when support agreement directs otherwise.<br />
3.4.1.5. Geographically Separated Units (GSUs) with full-time safety personnel will<br />
inspect workplaces annually and keep a copy of report on file until the next annual<br />
inspection. For GSUs without a full-time safety staff, the host base safety office conducts<br />
the annual workplace’s inspection (unless a support agreement specifies otherwise) and<br />
forwards a copy of report to the GSU and the GSU's parent organization.<br />
3.4.1.6. Tenant/Associate units with a full-time safety staff (by discipline) will conduct<br />
annual inspections.<br />
3.4.1.7. Inspect at least 20 percent of unmanned missile and space launch facilities once<br />
a year. Select these launch work areas to ensure that a representative segment of the<br />
unit’s assets are inspected annually. Inspections must be scheduled to ensure all launch<br />
work areas will be inspected over a 5-year cycle.<br />
3.4.2. Procedures. Safety staffs will conduct multi-discipline (e.g. Aviation, Ground, etc.)<br />
inspections when feasible. The safety staff will develop and publish an annual inspection<br />
schedule and distribute to units no later than 15 December for the upcoming calendar year or<br />
15 September for the upcoming fiscal year. A copy shall also be provided to union(s), as<br />
applicable.<br />
3.4.2.1. Inspectors must consult with workplace personnel and their union<br />
representatives on matters affecting their safety and health and give them the opportunity<br />
to identify unsafe and unhealthy working conditions, equipment and practices. Conduct<br />
such consultations privately and do not identify employees who want to remain<br />
anonymous.<br />
3.4.2.2. Provide an out brief to the commander within three duty days and a formal<br />
written report to the squadron/unit commander within 15 calendar days after completion
42 AFI91-202 5 AUGUST 2011<br />
of inspection. COS may waive the time criteria for the formal report as necessary.<br />
Ensure these reports along with the unit's corrective actions are staffed through the<br />
installation commander as their policy prescribes. When the host base safety office<br />
conducts inspections of tenant units, the tenant unit USR will send a copy of the report to<br />
the parent safety office. Formal inspection reports must contain:<br />
3.4.2.2.1. The unit, activity or work area inspected.<br />
3.4.2.2.2. The date of the inspection.<br />
3.4.2.2.3. Management and supervisory support for safety.<br />
3.4.2.2.4. Mishap experience and trends.<br />
3.4.2.2.5. Compliance with safety program directives.<br />
3.4.2.2.6. Description of any hazards or unsafe work practices with risk assessment<br />
codes (as applicable) and references.<br />
3.4.2.2.7. Causes of deficiencies and hazards noted, if known.<br />
3.4.2.2.8. Recommendations for improvement/compliance.<br />
3.4.2.2.9. Instructions for follow-up actions such as requiring units to provide<br />
monthly updates on open items until closure.<br />
3.4.2.3. Follow-up procedures and actions. The inspected unit will submit to the safety<br />
staff corrective actions taken. Safety personnel will track and monitor the status of all<br />
open inspection findings until closed. Use spot inspections and follow-up reporting to<br />
ensure corrective action(s) are taken and hazards are mitigated. Transfer hazards<br />
identified during annual inspections (RACs 1, 2, and 3) not corrected within 30 days to<br />
the Master Hazard Abatement Plan. RACs 4 or 5 are addressed in Chapter 12 and should<br />
also be tracked using the hazard abatement program.<br />
3.5. Spot Inspections. Spot inspections are an effective way to find and eliminate transitory<br />
hazards and ensure compliance with safety requirements. Supervisors, USRs and safety<br />
personnel will perform spot inspections to check the day-to-day safety and health of an<br />
organization, work center, facility, etc. See discipline specific chapters for additional operations<br />
and areas that need to be inspected or monitored.<br />
3.5.1. The Chief of Safety will develop a spot inspection program for safety staff to ensure<br />
coverage of on- and off-duty activities that occur on, or are controlled by, the installation.<br />
3.5.2. All <strong>Air</strong> <strong>Force</strong> personnel should identify and take action, as appropriate, to eliminate<br />
hazards in the workplace. USRs and supervisors will ensure documented spot inspections are<br />
conducted at least monthly to ensure 100% of the workplaces are covered annually.<br />
3.5.3. Documentation of spot inspection will include the following:<br />
3.5.3.1. The organization, unit, activity or work area inspected.<br />
3.5.3.2. The date and time of the inspection.<br />
3.5.3.3. The inspector’s name and their organization or office symbol.
AFI91-202 5 AUGUST 2011 43<br />
3.5.3.4. A brief description of the areas, equipment or processes/procedures reviewed as<br />
well as observations (may also include positive findings), hazards or unsafe work<br />
practices. When qualified safety personnel identify hazards, assign RACs as applicable.<br />
3.5.3.5. Causes of deficiencies and hazards, as noted.<br />
3.5.3.6. Recommendations for corrective action.<br />
3.5.3.7. Name and phone number of responsible person.<br />
3.5.3.8. Ensure appropriate follow-up actions (every 30 days) are conducted and<br />
documented until findings are closed.<br />
3.6. High Interest Areas. High interest areas are those areas that have the greatest risk to life or<br />
property damage, have experienced repeated mishaps or in the judgment of the safety office<br />
require added monitoring. They can also be work areas or operations that need additional<br />
attention or inspections because of increased mishap potential due to the nature of the work<br />
performed, physical conditions, or type of materials handled. High interest areas, if identified,<br />
will be designated by the Chief of Safety in writing. Inspections will be accomplished and<br />
documented at least monthly.<br />
3.7. Administrative Areas. Collateral-duty safety personnel who are task-qualified may<br />
conduct inspections of these areas when the safety staff determines the mishap potential is<br />
minimal. The base safety staff develops specific provisions for meeting inspection requirements<br />
(subject to approval by the safety directorate) and conducts over the shoulder assessments of the<br />
collateral-duty personnel to ensure that their safety inspections are sound.<br />
3.8. Special and Seasonal Inspections. Inspections are conducted to ensure work and<br />
recreational environments are safe and healthy for base personnel.<br />
3.8.1. Special inspections include seasonal, targeted mishap preventive activities, special<br />
events and mission readiness operations/exercises. Special inspections will be conducted of<br />
installation child development centers, approved day care homes and play grounds that are<br />
part of real property. Services will coordinate with the safety staff to inspect at least 10<br />
percent of all approved home-day-care providers annually.<br />
3.8.2. Seasonal inspections will be conducted of recreational areas (e.g., sports fields,<br />
swimming pools, camp grounds, and recreational vehicle parks and other recreational areas).<br />
Services will coordinate with the safety staff to jointly conduct pre- and post-season<br />
inspections of seasonal areas. Preseason inspections ensure post-season inspection hazards<br />
have been corrected and that there are no new hazards. The safety staff will conduct post<br />
season inspections to identify any additional hazards, which should be corrected before<br />
operation.<br />
3.9. Staff Assistance Visits (SAV). The purpose of the SAV program is to help develop<br />
solutions, not to inspect or evaluate and to make recommendations for improvement. Safety<br />
staffs at all command levels visit subordinate units when requested or when problems, personnel<br />
turnover or special issues require on-scene assistance. Provide a written report to the<br />
commander. Do not require replies unless an action started during the visit needs monitoring by<br />
the higher headquarters safety staff or requires further staff action above the level of the visited<br />
unit.<br />
3.9.1. Staff Assistance Visits may be conducted at any level at any time.
44 AFI91-202 5 AUGUST 2011<br />
3.9.2. HQ AFSC will conduct SAVs of all MAJCOMs on a continuous rotating basis or as<br />
requested.<br />
3.9.3. MAJCOMs may delegate installation staff assistance visits to the NAF.<br />
3.9.4. SAVs should be conducted to assist units that receive a rating of marginal or<br />
unsatisfactory during program evaluations, Operational Readiness Inspections (ORI) or Unit<br />
Compliance Inspections (UCI). The goal of SAVs is to train personnel and develop a roadmap<br />
for program management improvement.<br />
3.10. Environment, Safety and Occupational Health Compliance Assessment and<br />
Management Program (ESOHCAMP).<br />
3.10.1. Tier 2 and 3 ESOHCAMPs. Safety staffs may use the Tier 2 and 3 ESOHCAMPs as<br />
an opportunity to conduct a program evaluation of installation safety functions. Similarly,<br />
MAJCOM safety staffs may partner with the Inspector General to meet program evaluation<br />
responsibilities. MAJCOM safety staffs will coordinate the scope and content of Tier 2 and 3<br />
ESOHCAMPs with MAJCOM Safety and Health professionals.<br />
3.10.2. Tier 1 ESOHCAMP. Installation units (wing, base, center, etc.,) will coordinate the<br />
scope and content of Tier 1 ESOHCAMPs with installation Occupational, Safety and Health<br />
professionals (such as Bioenvironmental Engineering, PH and SGP). Tier 1 ESOHCAMPs<br />
should be used as an opportunity to conduct a self-inspection of installation level programs.<br />
3.11. Department of Labor (DoL) Inspections. OSHA officials may conduct inspections of<br />
nonmilitary-unique workplaces and operations where <strong>Air</strong> <strong>Force</strong> civilian personnel work<br />
(inspections may be unannounced). See Chapter 8 for specific requirements.<br />
3.12. Contract Performance Assessment. Installation safety offices will assist the multifunctional<br />
team (MFT) in validating that contractors are meeting the safety requirements of the<br />
contract. The contracting officer is responsible for notifying contractors performing work on the<br />
installation that the installation is pursuing VPP certification.<br />
3.12.1. The MFT will ensure contractors perform IAW the terms and conditions of the<br />
contract. Discrepancies will be reported to the MFT via contracting officer’s representative<br />
(COR). Commanders will ensure CORs that are required to monitor safety requirements are<br />
trained in the recognition of hazardous conditions/environments, the use of safety and health<br />
standards, and in other areas of safety, as necessary. The Safety Office will assist<br />
commanders and CORs in specialized safety training requirements to ensure the COR is<br />
properly trained to provide oversight of the contract.<br />
3.12.2. <strong>Air</strong> <strong>Force</strong> personnel who note potential safety violation(s) will report the hazard to<br />
the COR. CORs notify the multi-functional team, and initiate the appropriate actions related<br />
to violations. Unless there is imminent danger, <strong>Air</strong> <strong>Force</strong> personnel should avoid reporting<br />
safety violations directly to the contractor, but should immediately report observed violations<br />
to the contracting officer or the installation safety office.<br />
3.12.3. Inspection of Contractor Work Areas and Government Owned Contractor Operated<br />
(GOCO) Work Areas. When <strong>Air</strong> <strong>Force</strong> personnel conduct safety inspections in contractor<br />
work areas their primary concern is the potential risks to <strong>Air</strong> <strong>Force</strong> personnel and<br />
government property. Hazardous conditions or violations of safety standards should be<br />
reported to the contracting officer, the responsible commander or to the installation safety
AFI91-202 5 AUGUST 2011 45<br />
office. NOTE: Inspections of workplaces and operations in contractor installations where<br />
fewer than 25 DoD personnel are employed shall be at the COS’s discretion, based on<br />
existing conditions and potential risks.<br />
3.12.3.1. GOCO explosives activities must comply with the applicable portions of DoDI<br />
4145.26, DoD Contractor’s Safety Requirements for Ammunition and Explosives, to<br />
assure safety of the activity and the prevention of mishaps.<br />
3.12.3.2. The requirements documents will require compliance with appropriate<br />
provisions of DoDD 6055.9-STD, DoD Ammunition and Explosives Safety Standards,<br />
AFMAN 91-201 and this instruction.
46 AFI91-202 5 AUGUST 2011<br />
Chapter 4<br />
HAZARD IDENTIFICATION AND REPORTING<br />
4.1. Hazard Identification. Mishap prevention depends on personnel identifying, reporting and<br />
correcting hazards promptly and efficiently. Managers or supervisors will not discriminate<br />
against an employee who exercises their right to report hazards. Reports can be submitted<br />
anonymously.<br />
4.2. Reporting Criteria. Submit hazard reports unless personnel can take corrective action<br />
under this instruction or any of these <strong>Air</strong> <strong>Force</strong> publications:<br />
4.2.1. AFI 11-215, USAF Flight Manuals Program (FMP).<br />
4.2.2. AFI 51-1101, The <strong>Air</strong> <strong>Force</strong> Procurement Fraud Remedies Program.<br />
4.2.3. AFI 91-204, Safety Investigations and Reports.<br />
4.2.4. T.O. 00-5-1, <strong>Air</strong> <strong>Force</strong> Technical Order System.<br />
4.2.5. T.O. 00-35D-54, USAF Deficiency Reporting, Investigation and Resolution.<br />
4.3. Hazard Reporting Procedures. Commanders must ensure an AF Form 457, USAF<br />
Hazard Report (HR), or equivalent product is available to all personnel. Any person assigned,<br />
attached or under contract to the <strong>Air</strong> <strong>Force</strong> may report a hazard. A hazard report may be<br />
submitted on any event that includes hazards, unsafe procedures, practices or conditions that<br />
affects flight, ground, weapons, systems or space safety. Report hazards to the responsible<br />
supervisor or consult local SE office for guidance.<br />
4.3.1. If the hazard presents imminent danger, the supervisor or individual responsible for<br />
that area will take immediate action to mitigate or eliminate the hazard to protect personnel<br />
or property.<br />
4.3.2. Report hazards that cannot be eliminated immediately to the installation safety office<br />
via the AF Form 457, by telephone, e-mail or in person.<br />
4.3.3. The Chief of Safety will determine the appropriate safety, fire or health discipline to<br />
investigate the HR. The assigned investigator will investigate the HR within one (1) duty day<br />
for imminent danger situations, and three (3) duty days for potentially serious situations and<br />
10 duty days for lesser conditions. The investigator discusses the HR with the member who<br />
submitted the report (if known), the responsible supervisor or manager and other parties<br />
involved to validate the hazard and determine the best interim control and corrective action.<br />
4.3.4. If the hazard is validated:<br />
4.3.4.1. The investigator assigns a HR control number, a RAC as appropriate and<br />
monitors all corrective actions until complete.<br />
4.3.4.2. The investigator completes the HR’s Part II, ―Summary of Investigation,‖ and<br />
sends it promptly to the individual responsible for making sure corrective action is<br />
completed and the hazard eliminated or controlled.<br />
4.3.4.3. The responsible individual completes Part II, ―Action Taken,‖ within 10 working<br />
days and returns the HR to the safety office for monitoring.
AFI91-202 5 AUGUST 2011 47<br />
4.3.4.4. The investigator informs the originator (if known) in writing about the corrective<br />
action or plans and conducts follow-up reviews until the action is completed. The<br />
investigator informs the originator, (if known), about the completed action within 10<br />
workdays after the report is closed. If the originator is not known, inform the supervisor<br />
or manager of corrective actions.<br />
4.3.4.5. If the HR response is not satisfactory to the originator, the originator should<br />
resubmit the report and follow procedures in paragraph 4.5<br />
4.3.4.6. HRs that generate an AF Form 3, Installation Hazard Abatement Plan, may be<br />
closed and corrective action monitored through the hazard abatement process.<br />
4.4. Additional Reporting Procedures. Transient personnel unable to report a hazard at a base<br />
where it is found should submit the HR to the next <strong>Air</strong> <strong>Force</strong> base they visit, or to the safety<br />
office at their home base. The receiving safety office will send the report to the responsible base<br />
safety offices.<br />
4.4.1. The safety office sends reports on hazards that cannot be corrected at the local level to<br />
the agencies that can take appropriate action.<br />
4.4.2. Tenant personnel send hazard reports involving activities for which the host is<br />
responsible to the host base safety office for processing.<br />
4.4.3. Hazard reports requiring urgent action should be transmitted by the most<br />
expeditionary communication means available (overnight mail, official government email,<br />
telephone). A written report must be submitted when time permits.<br />
4.4.4. Persons identifying hazards involving weather forecasting must submit hazard reports<br />
as soon as possible to ensure that records are not destroyed. Promptly advise the appropriate<br />
agency providing weather forecasting services, i.e., installation weather flight/detachment<br />
supporting operational weather squadron, etc., of their intention to submit a hazard report.<br />
<strong>Air</strong>crews should consider using a Hazardous <strong>Air</strong> Traffic Report.<br />
4.4.5. Installation safety staffs send hazard reports that involve other military services,<br />
foreign nations or other agencies outside the <strong>Air</strong> <strong>Force</strong> to HQ AFSC/SE, 9700 G Ave SE,<br />
Kirtland AFB, NM 87117-5670, and to the affected <strong>Air</strong> <strong>Force</strong> units and their chain of<br />
command as information addressees. Upon receipt, AFSC will maintain tracking and<br />
subsequent closing action of the report and will report results to both the sending and<br />
affected unit.<br />
4.5. Employee Appeal Procedures. If an employee is dissatisfied with actions taken on a<br />
hazard report, he or she should resubmit the report to the appropriate installation safety, fire<br />
protection or Bioenvironmental Engineering office, and request the alleged hazard be<br />
reinvestigated. Reports can be submitted anonymously. The safety, fire and/or health<br />
representative must respond within 10 workdays.<br />
4.5.1. If the employee is still dissatisfied, they may appeal to a higher level of safety, fire<br />
protection or health office in the following sequence:<br />
4.5.1.1. Intermediate headquarters.<br />
4.5.1.2. MAJCOM headquarters.
48 AFI91-202 5 AUGUST 2011<br />
4.5.1.3. AFSC/SEG (safety hazards), AFCESA/CEXF (fire hazards), or AFMSA/SG3<br />
(health hazards).<br />
4.5.1.4. SAF/IE, Assistant Secretary of the <strong>Air</strong> <strong>Force</strong> for Installations, Environment and<br />
Logistics.<br />
4.5.1.5. Deputy Under Secretary of Defense for Environmental Security. This is the final<br />
review for reports that originate at installations in foreign countries, from military<br />
personnel or involve military-unique operations or equipment.<br />
4.5.2. Higher level of appeals must be addressed promptly and a reply sent to the employee<br />
within 20 calendar days. If a reply is not received within 20 calendar days or if the employee<br />
is dissatisfied with the reply, they may appeal to the next higher level. Each reply to an<br />
appeal will advise the employee of this right and will include the office symbol and address<br />
of the next higher level of appeal. If requested, the appropriate agency will assist the<br />
employee in obtaining technical information for clarification or for processing the appeal.<br />
4.5.3. Civilian employees may submit appeals directly to the Office of Federal Agency<br />
Safety Programs, Occupational Safety and Health Administration, US Department of Labor.<br />
However, the procedures outlined in the paragraphs above are encouraged as the most<br />
expeditious means of correcting hazardous conditions.<br />
4.5.4. The procedures outlined above do not prevent the use of agency or negotiated<br />
grievance procedures.<br />
4.6. Risk Reduction and Mitigation. Commanders and supervisors at all levels are expected to<br />
determine the level of acceptable risk required to preserve assets and safeguard health and<br />
welfare. They should incorporate risk management into daily activities, on- and off-duty, IAW<br />
AFI 90-901. These principles are:<br />
4.6.1. Accept no unnecessary risk.<br />
4.6.2. Make risk decisions at the appropriate level.<br />
4.6.3. Accept risk when benefits outweigh the cost.<br />
4.6.4. Integrate risk management into operations and planning at all levels.
AFI91-202 5 AUGUST 2011 49<br />
Chapter 5<br />
IN<strong>FOR</strong>MATION AND DATA ANALYSIS<br />
5.1. Information Protection. Safety mishap reports have information in them that must be<br />
protected under for official use only (FOUO), Privacy Act or Export Control Act. For FOUO<br />
handling procedures, see AFI 91-204, Safety Investigation and Reports, and DoD Regulation<br />
5200.1R, Information Security Program. Any release of safety mishap reports outside <strong>Air</strong> <strong>Force</strong><br />
safety channels must be coordinated with AFSC/JA prior to release. Refer to AFI 91-204 for<br />
further information, possible exceptions and handling restrictions.<br />
5.2. Safety Information.<br />
5.2.1. Forward reports of <strong>Air</strong> <strong>Force</strong> mishaps as directed by AFI 91-204. Some of these<br />
reports may have recommendations requiring urgent action by some addressees. Consider<br />
mishap reports to be action documents.<br />
5.2.2. Urgent action notices will be forwarded to HQ AFSC through the <strong>Air</strong> <strong>Force</strong> Service<br />
Watch Center (AFSWC) at DSN 227-6103 or AFWatch@Pentagon.af.mil. HQ AFSC will<br />
distribute these notices to safety offices through electronic distribution as appropriate to<br />
organizations with applicable guidance/instructions.<br />
5.3. Recurring Publications. The goal of these publications is to prevent mishaps in operating<br />
and maintaining aircraft and associated equipment and workplaces, storing and handling<br />
explosives and weapons, conducting industrial operations, operating government and privately<br />
owned vehicles, and participating in off-duty sports and recreation. These publications also<br />
provide educational information on implementing applicable standards and in establishing and<br />
maintaining nuclear surety and environmental safety programs. The OPR for each publication<br />
will determine the content and frequency. HQ AFSC/SEF posts monthly Blue Four News on the<br />
<strong>Air</strong> <strong>Force</strong> Safety Automated System (AFSAS) website, summarizing the previous month's Class<br />
A flight mishaps. This summary contains privileged information and will be protected IAW AFI<br />
91-204, Chapter 3.<br />
5.3.1. HQ AFSC/SE will issue recurring publications pertaining to the <strong>Air</strong> <strong>Force</strong> mishap<br />
prevention program.<br />
5.3.2. MAJCOM Publications. MAJCOMs will publish a safety magazine, newsletter or<br />
other media to disseminate command-specific safety information to subordinate units.<br />
MAJCOMs without published media may use an electronic website or Community of<br />
Practice to satisfy this requirement.<br />
5.3.3. Periodic Summaries. HQ/AFSC sends periodic mishap summaries to the MAJCOM<br />
safety staffs. These summaries include recent mishap experience, mishap statistics, analyses<br />
of current problem areas and proposed changes in safety policy. These summaries will be<br />
disseminated, as appropriate, to subordinate organizations for mishap prevention purposes.<br />
5.4. Methods of Information Distribution. Select an appropriate distribution method by<br />
considering content, time available and audience. The MAJCOM/SE will determine the<br />
appropriate distribution methods for their subordinate organizations. Suggested methods of<br />
distributing advisory information are:
50 AFI91-202 5 AUGUST 2011<br />
5.4.1. Safety meetings.<br />
5.4.2. Supervisor safety briefings.<br />
5.4.3. Base newspapers and bulletins.<br />
5.4.4. Safety publications.<br />
5.4.5. HQ/AFSC or MAJCOM publications.<br />
5.4.6. Electronically via e-mail, web page or video.<br />
5.5. Mishap Analysis Program. In order to reduce mishaps, Commanders and Chiefs of Safety<br />
must know the type and number of mishaps that occur in their command. Once the type and<br />
number are identified, commanders can take risk mitigation actions based on sound statistical<br />
data. This historical look-back approach should not preclude a proactive, forward looking mishap<br />
prevention plan based on pre-identified hazards that haven’t yet caused a mishap.<br />
5.5.1. MAJCOMs and Wings will:<br />
5.5.1.1. Conduct a annual analysis and develop specific actions to reverse adverse trends.<br />
Analysis should target specific problem areas with recommendations for commander<br />
approval and appropriate actions.<br />
5.5.1.2. Analysis programs must identify successes or problem areas and trends, measure<br />
safety program effectiveness and guide prevention actions.<br />
5.5.2. HQ AFSC will perform <strong>Air</strong> <strong>Force</strong> level trend analysis and publish results. In addition,<br />
AFSC may conduct Safety Analysis Team (SAT) hazard and mishap trend analysis (as<br />
described in paragraph 5.8) for MAJCOMs, as directed by AF/SE.<br />
5.6. Mishap Prevention Analysis Methods. There are several ways to approach analysis of<br />
mishap data for mishap prevention purposes. Program analysis functions are to target, monitor<br />
and/or study.<br />
5.6.1. Target Approach. This approach is similar to the study method below. After<br />
determining causes of mishaps, recommendations are developed and prioritized based on the<br />
frequency and severity. Corrective actions are directed at the activities and mechanisms that<br />
result in the greatest number of injuries.<br />
5.6.2. Monitor Approach. In this method, the safety staff selects categories of raw data and<br />
reviews them regularly in the form of tabulations or rates. The object is to identify trends and<br />
problem areas. Selection of the areas to be monitored depends on the available data and the<br />
needs of the organization. Mishap reports are a good place to start, but other areas should not<br />
be overlooked. Some other categories that may be appropriate for analysis are:<br />
5.6.2.1. Hazardous <strong>Air</strong> Traffic Reports.<br />
5.6.2.2. High Accident Potential Reports.<br />
5.6.2.3. Deficiency Reports.<br />
5.6.2.4. Inspection/Evaluation Reports.<br />
5.6.2.5. Foreign Object Damage (FOD) Reports.<br />
5.6.2.6. First-Aid Cases.
AFI91-202 5 AUGUST 2011 51<br />
5.6.2.7. Maintenance Logs or Reports.<br />
5.6.2.8. Hazard Reports.<br />
5.6.3. Study Approach. This is a detailed examination of a problem. A study should follow a<br />
systematic process. It typically follows the format of the Scientific Method. The researcher<br />
first drafts a problem statement that clearly defines the goals of the study. For example, a<br />
suitably specific research question might be ―Determine a trend in the frequency of X and<br />
identify possible explanations for this trend.‖ The researcher will then conduct background<br />
research to identify factors and data relevant to the problem. Then the researcher must draft<br />
an objective statement that describes the problem and limits the study (the hypothesis or<br />
purpose). An example is ―X is increasing because of Y.‖ Then the researcher develops a plan<br />
on how these factors and data are going to be collected, tabulated, compared, plotted and<br />
analyzed (methods). Finally, the data is collected and analyzed and results reported<br />
confirming or denying the hypotheses. Conclusions and implications regarding application of<br />
the results of the study are the most important outcome of the study.<br />
5.7. Use of Analyzed Data. The purpose of analysis is to help prevent mishaps. Present<br />
conclusions drawn in a useful format to the people who can use them directly in their prevention<br />
programs. The data should also be available to other organizations with like equipment or<br />
problems. After taking corrective actions, follow-up analysis may be done to measure the<br />
effectiveness of these actions.<br />
5.8. Safety Analysis Team (SAT) Process. The SAT process is a proactive, data-driven<br />
process with the goal of providing commanders with unbiased, rank-ordered risk mitigation<br />
strategies to assist in resource allocation for the preservation of combat capability.<br />
5.8.1. The SAT process focuses exclusively on Subject Matter Expert (SME) analysis of<br />
mishap reports, identification of ―documented‖ risk and development of risk mitigation<br />
strategies to meet these hazards. The process then considers the effectiveness of each of the<br />
strategies weighed against real-world constraints, and through detailed mathematical analysis<br />
provides commanders with a rank-ordered list of qualified and quantified recommendations<br />
for implementation.<br />
5.8.2. SAT assessments can be requested through the AFSC Analysis and Integration<br />
Division (AFSC/SEA). All requests are approved by AF/SE. HQ AFSC/SEA will conduct<br />
the study and provide a final report and out-brief to the requesting commander. For<br />
additional information contact HQ AFSC/SEA; DSN: 246-1562, Commercial: (505) 846-<br />
1562.<br />
5.9. <strong>Air</strong> <strong>Force</strong> Culture Assessment Safety Tool (AFCAST). AFCAST provides squadron<br />
commanders and above with web-based tools to survey aircrew, maintenance and support<br />
personnel regarding safety issues. AFCAST also offers ground safety versions for Drinking and<br />
Driving, Private Motor Vehicle, Motorcycle, and Off-duty and Outdoor Recreational Activity.<br />
5.9.1. AFCAST helps commanders identify safety concerns and hazards while highlighting<br />
where to focus their hazard assessment efforts. This tool’s key goal is identification and<br />
correction of subtle organizational conditions that increase mishap potential. Commanders<br />
receive real-time feedback on attitudes and perceptions concerning safety climate and<br />
culture, resource availability, workload, progress of safety intervention programs and other<br />
operational factors relating to safety.
52 AFI91-202 5 AUGUST 2011<br />
5.9.2. Commanders can request AFCAST surveys by visiting www.afcast.org. Other<br />
inquiries must be addressed to the HQ AFSC Human Factors Division (HQ AFSC/SEH).<br />
5.10. Organizational Safety Assessment (OSA). OSAs are a proactive, mishap prevention tool<br />
that aids commanders and other leaders in risk assessment and decision making.<br />
5.10.1. The OSA program focuses on operations, maintenance, air traffic control, security<br />
forces and other areas directly related to safety. It assesses and quantifies personnel stress<br />
levels and perceptions. The OSA identifies organizational climate and culture factors with<br />
safety implications and provides base level senior leadership with proven safety<br />
recommendations tailored to specific situations.<br />
5.10.2. Installation-level commanders may request an OSA through the AFSC Human<br />
Factors Division (AFSC/SEH). All requests are approved by AF/SE. HQ AFSC will conduct<br />
the assessment and provide an out-brief to the requesting commander. Contact AFSC/SEHA<br />
DSN 246-3763 for information.<br />
5.11. Standard Mishap Metrics. Mishap metrics (calculated as a number of events against<br />
some kind of exposure) are an effective way to compare the actions and accomplishments of<br />
your unit. Consideration must be given to the differences in operations, environment, equipment<br />
or other variables when comparing organizations or MAJCOMs. The metrics used by the safety<br />
community to this point have focused on results - the number of mishaps experienced over time<br />
relative to exposure. HQ AFSC uses standardized rates for metrics below:<br />
5.11.1. Aviation Mishaps.<br />
5.11.1.1. Total USAF Aviation Class A/B Metric. This metric identifies the number of<br />
USAF aviation mishaps (to include flight, flight related aircraft ground operations and<br />
remotely piloted aircraft [RPA]) and aircraft flight and RPA mishap rates per 100,000<br />
flying hours. The Class A/B rate is calculated as the total number of Class A/B mishaps<br />
multiplied by 100,000 flying hours divided by the total number of flying hours.<br />
5.11.1.2. USAF Class A Aviation Flight Mishap Metric. This metric identifies the<br />
number of USAF Class A aircraft flight mishaps per 100,000 flying hours.<br />
5.11.1.3. Aviation-Related Fatalities Metric. This metric identifies the number of<br />
fatalities due to USAF aviation mishaps and mishap rates per 100,000 flying hours.<br />
5.11.1.4. Destroyed USAF <strong>Air</strong>craft Metric. This metric identifies the number of<br />
destroyed USAF aircraft due to aviation mishaps and mishap rates per 100,000 flying<br />
hours.<br />
5.11.1.5. USAF RPA A/B Metric. This metric identifies the number of USAF RPA<br />
mishaps and the RPA mishap rate per 100,000 flying hours.<br />
5.11.1.6. USAF RPA Destroyed Metric. This metric identifies the number of USAF<br />
destroyed RPA and the rate per 100,000 flying hours.<br />
5.11.2. Class A & B Missile and Explosives Metric. This metric identifies the total Class A<br />
and B missile and explosives mishaps.<br />
5.11.3. Class A & B Space Metric. This metric identifies the total Class A and B Space<br />
mishaps.
AFI91-202 5 AUGUST 2011 53<br />
5.11.4. Ground Mishaps.<br />
5.11.4.1. On-Duty Ground Metric (Rate). This metric applies to both military and<br />
civilian personnel and is used to identify the number of mishaps, fatalities or injuries<br />
experienced by military and civilian personnel while on-duty per 100,000 personnel per<br />
FY. To calculate daily, monthly or yearly on-duty rates, multiply the total number of<br />
military and civilian mishap, fatalities or injuries by 100,000 personnel divided by the<br />
military and civilian strength. NOTE: When calculating rates for periods of time less<br />
than one year, the reduced exposure time must be accounted for as provided in the<br />
monthly and daily examples below. NOTE: AFSC calculates daily and yearly statistics<br />
based upon AFPC strength numbers.<br />
5.11.4.2. Off-Duty Ground Metric (Rate). This metric applies only to military personnel<br />
and is used to identify the number of mishaps, fatalities or injuries experienced by offduty<br />
military personnel per 100,000 personnel per year. To calculate daily, monthly or<br />
yearly off-duty rates, multiply the total number of military mishap, fatalities or injuries x<br />
100,000 personnel divided by the military strength (see examples in paragraph 5.11.4.1<br />
above except exclude civilian strength). NOTE: When calculating rates for periods of<br />
time less than one year, the reduced exposure time must be accounted for as provided as<br />
in the examples in paragraph 5.11.4.1 above. NOTE: AFSC calculates daily and yearly<br />
statistics based upon AFPC strength numbers.<br />
5.11.4.3. Private Motor Vehicle (PMV) Off-duty Fatality Metric (Rate). This metric<br />
applies only to military personnel and is used to identify the number of off-duty PMV<br />
mishaps, fatalities or injuries experienced by off-duty military personnel per 100,000<br />
personnel (see examples in paragraph 5.11.4.1 above except exclude civilian strength).<br />
NOTE: When calculating rates for periods of time less than one year, the reduced<br />
exposure time must be accounted for as provided as in the examples in paragraph<br />
5.11.4.1 above.<br />
5.11.4.4. Total Case Incident Rate (TCIR). This metric applies only to civilian personnel<br />
and is used to identify the total number of recordable (Class A, B, C, and D) civilian<br />
injuries and illness cases per 100 full-time employees that a site has experienced per year.<br />
Rationale: The 200,000 hours are based on 100 full-time workers working 40 hours per<br />
week, 50 weeks each year (100 x 40 hours per week x 50 weeks). Total man hours<br />
worked equals the personnel strength x 40 hours per week x 50 weeks per year plus<br />
overtime hours worked. NOTE: When calculating rates for periods of time less than one<br />
year, the reduced exposure time must be accounted for as provided in the examples in<br />
paragraph 5.11.4.1 excluding military strength. NOTE: Actual hours to include overtime<br />
should be used for computing civilian hours worked.<br />
5.11.4.5. Days Away, Restricted, and/or Transfer (DART) Case Incidence Rate. This<br />
metric applies only to civilian personnel and is used to identify the total number of<br />
recordable civilian injuries and illness cases per 100 full-time employees resulting in days<br />
away from work, restricted work activity, and/or job transfer that a site has experienced<br />
in a given time frame. Rationale: The 200,000 hours are based on 100 full-time workers<br />
working 40 hours per week, 50 weeks each year (100 x 40 hours per week x 50 weeks).<br />
Total man hours worked equals the personnel strength x 40 hours per week x 50 weeks<br />
per year plus overtime hours worked. NOTE: When calculating rates for periods of time
54 AFI91-202 5 AUGUST 2011<br />
less than one year, the reduced exposure time must be accounted for as provided in the<br />
examples in para 5.11.4.1.excluding military strength NOTE: Actual hours to include<br />
overtime should be used for computing civilian hours worked.<br />
5.11.4.6. To compare your TCIR and DART rates go to the Bureau of Labor Statistics<br />
(BLS) website at http://www.osha.gov/oshstats/work.html for national averages.<br />
5.12. Calculating Federal Employee Compensation Metric (Rate). This metric applies only<br />
to civilian personnel. These rates are related to civilian claims that result for on-duty civilian<br />
mishaps per 200,000 hours of exposure. To calculate the rates, multiply the number of civilian<br />
compensation claims by 200,000 hours divided by civilian strength multiplied by 2,000 hours<br />
plus overtime hours. Rationale: The 2,000 hours equates to 40 hours per week x 50 weeks per<br />
year. NOTE: When calculating rates for periods of time less than one year, the reduced<br />
exposure time must be accounted for as provided in the examples in paragraph 5.11.4.1<br />
excluding military strength.
AFI91-202 5 AUGUST 2011 55<br />
Chapter 6<br />
DEPLOYMENT AND CONTINGENCY SAFETY<br />
6.1. Deployment and Contingency Safety Program. The purpose of this chapter is to provide<br />
Commander, <strong>Air</strong> <strong>Force</strong> <strong>Force</strong>s (COMAF<strong>FOR</strong>) a tool to preserve combat capability and manage<br />
risk to U.S. based and deployed <strong>Air</strong> <strong>Force</strong> units supporting U.S. homeland and worldwide<br />
contingency operations. The rotational nature of forces within an Area of Responsibility (AOR)<br />
necessitates an active program and commander involvement at all levels. Pre-planning, training,<br />
and preparation prior to deployments are essential to mission success. See AFPAM 91-216,<br />
USAF Safety Deployment and Contingency. NOTE: The Safety Supplement of the War<br />
Mobilization Plan is a tool available to further assist the safety community and commanders with<br />
helping to determine which programs that could be reduced or suspended at home station or as<br />
forces are deployed and reduced manpower affects the ability of forces to execute home station<br />
responsibilities.<br />
6.1.1. Objectives.<br />
6.1.1.1. Provide timely and accurate safety information to commanders.<br />
6.1.1.2. Enhance deployed unit mishap prevention programs.<br />
6.1.1.3. Identify unit hazards to <strong>Air</strong> <strong>Force</strong> <strong>Force</strong>s Command (AF<strong>FOR</strong>). This includes<br />
only command Master Hazard Abatement items (RACs 1 -3), not RAC 4 and 5 hazards.<br />
6.1.1.4. Recommend required mishap mitigation measures.<br />
6.1.2. No aspect of this chapter is intended to conflict with existing AFPDs, AFIs or Tactics,<br />
Techniques, and Procedures (TTP). It is intended to clarify the duties and responsibilities of<br />
the deployed <strong>Air</strong> <strong>Force</strong> Safety office and assigned personnel in the context of a unique<br />
deployment environment. In the event that this instruction conflicts with safety guidelines set<br />
forth by AOR governing/executive agency, the most restrictive guidance will apply. The<br />
requirements of the Deployed and Contingency Safety Program apply to all AF<strong>FOR</strong><br />
assigned/gained/aligned units for the duration of their assignment or deployment. In specific<br />
areas where guidance is lacking in this instruction, good judgment and thorough<br />
communication throughout the chain of command must prevail.<br />
6.1.3. Bare Base Safety.<br />
6.1.3.1. Risk Management. While establishing bare base and short term operations, the<br />
single most important action a deployed Chief of Safety can take is time-critical Risk<br />
Management. Specific programs as listed in this instruction will be implemented as<br />
resources are available to establish and maintain them. Once in place, sustainment ops<br />
commanders, supervisors and functional managers at all levels will develop and<br />
implement safety, risk management and health programs that integrate hazard reduction<br />
and safety policy into all on-duty and off-duty operations and activities.<br />
6.1.3.2. Key Programs. Bare base safety priorities must include a Spot Inspection<br />
Program (ensures safety is in the work areas), the Unit Safety Representative program<br />
(conduit for information to and from the unit), and Mishap Response Plans. As the<br />
location matures, the commander must evaluate the need for additional programs.
56 AFI91-202 5 AUGUST 2011<br />
6.1.4. DELETE.<br />
6.2. AF<strong>FOR</strong>/SE.<br />
6.2.1. AF<strong>FOR</strong>/SE elements will forward deploy as needed to the AOR in support of <strong>Air</strong><br />
Expeditionary <strong>Force</strong> (AEF) tasking, Operational Plans (OPLANS), contingency operations,<br />
theater engagement or to perform assessments.<br />
6.2.2. AF<strong>FOR</strong>/SE Responsibilities:<br />
6.2.2.1. Guide the execution of the AF<strong>FOR</strong> Safety Program within the AOR.<br />
6.2.2.2. Coordinate manpower requirements for staff safety functions in the AOR.<br />
6.2.2.3. Coordinate and execute the AF<strong>FOR</strong> Hazard Review Board. See paragraph 6.7.<br />
6.2.2.4. Coordinate with the COMAF<strong>FOR</strong>, other Component Commands, Host Nations,<br />
sister services, MAJCOMs/NAFs, other governmental agencies and non-governmental<br />
agencies on safety-specific theater issues and safety investigations.<br />
6.2.2.5. Actively administer the AF<strong>FOR</strong> Theater Safety Engagement Program.<br />
6.2.2.6. Author AOR OPLAN annexes, as required.<br />
6.2.2.7. Conduct semi-annual evaluations to ensure continuity of AF<strong>FOR</strong>-gained units,<br />
observe execution of unit safety programs and provide feedback, as necessary.<br />
6.2.2.8. On a periodic basis, AF<strong>FOR</strong>/SE will host an AOR Safety conference. The<br />
conference will review current issues and policies in the AOR.<br />
6.2.3. DELETE.<br />
6.2.4. DELETE.<br />
6.2.4.1. DELETE.<br />
6.2.4.2. DELETE.<br />
6.2.4.3. DELETE.<br />
6.2.4.4. DELETE.<br />
6.2.4.5. DELETE.<br />
6.2.4.6. DELETE.<br />
6.2.4.7. DELETE.<br />
6.2.4.8. DELETE.<br />
6.3. AF<strong>FOR</strong> Deployed Unit Safety Functions and Organizations.<br />
6.3.1. Scope. Most units are composed of an <strong>Air</strong> Expeditionary Wing (AEW) or <strong>Air</strong><br />
Expeditionary Group (AEG), associated flying squadrons, maintenance units and mission<br />
support units. Where there is no parent AEW or AEG, squadrons/detachments will assume<br />
duties listed below, where applicable.<br />
6.3.2. <strong>Air</strong> Expeditionary Wing/Group/Squadron Commander Responsibilities:
AFI91-202 5 AUGUST 2011 57<br />
6.3.2.1. Coordinate/liaise with AF<strong>FOR</strong>/SE on requested manpower changes.<br />
6.3.2.1.1. DELETE.<br />
6.3.2.1.2. DELETE.<br />
6.3.2.1.3. DELETE.<br />
6.3.2.1.4. DELETE.<br />
6.3.2.1.5. DELETE.<br />
6.3.2.2. Provide guidance to the assigned safety staff on performing safety duties.<br />
6.3.2.3. Expeditionary Squadron Commanders will appoint a USR for ground safety.<br />
Designate, by signed memo, USRs to the AEW/AEG safety office prior to departure of<br />
the current USR or within two weeks of arrival of new appointee. Newly appointed USRs<br />
must coordinate with the AEW/AEG Safety Office for training so that training may be<br />
accomplished within seven days of appointment notification.<br />
6.3.2.4. Expeditionary flying Squadron Commanders will designate, by signed memo, an<br />
Additional Duty Flight Safety Officer (ADFSO) to the AEW/AEG safety office prior to<br />
departure of the current ADFSO or within two weeks of individual’s arrival. Newly<br />
appointed ADFSOs must coordinate with the AEW/AEG Safety Office for training so<br />
that training may be accomplished within seven days of appointment notification.<br />
6.3.2.5. At operating locations where the unit stores, handles or transports explosives, the<br />
expeditionary unit commanders will designate by signed memo, an Additional Duty<br />
Weapons Safety Manager (ADWSM) to the AEW/AEG safety office prior to departure of<br />
the current ADWSM or within two weeks of arrival. Newly appointed ADFSOs must<br />
coordinate with the AEW/AEG Safety Office for training so that training may be<br />
accomplished within seven days of appointment notification.<br />
6.3.3. Operating Location and Deployed Safety Office Responsibilities.<br />
6.3.3.1. U.S. homeland based Operating Locations (OL) and detachments supporting<br />
AF<strong>FOR</strong> AOR missions continue to employ safety program elements IAW their<br />
respective MAJCOM directives. U.S. homeland based AF<strong>FOR</strong> assigned/gained unit<br />
safety offices shall incorporate AF<strong>FOR</strong>/SE coordination into their programs as<br />
determined applicable by AF<strong>FOR</strong>/SE.<br />
6.3.3.2. Establish a semi-annual safety council to review recent safety events, items on<br />
the hazard abatement plan, hazard reports, SAV results, mishap experience and weapons<br />
and flight related issues of concern. This will be accomplished through the ESOH<br />
Council unless one is not conducted at a specific location.<br />
6.3.3.3. Attempt to meet at least bi-monthly with host nation air force or local airfield<br />
authority counterparts concerning safety issues. Document meetings, or attempts, in<br />
writing and include agenda, attendees, discussion summary, agreements,<br />
recommendations, action items and proposed date of next meeting.<br />
6.3.3.4. Maintain a Mishap Response Plan (separately or as part of the Comprehensive<br />
Emergency Management Program) reflecting working relationships with local and host<br />
agencies.
58 AFI91-202 5 AUGUST 2011<br />
6.3.3.5. Track all identified hazards. RAC 1 – 3 items will be tracked in the Master<br />
Hazard Abatement Plan, while RAC 4 and 5 items will be tracked in a local tracking<br />
system. Forward all hazard abatement issues that require HHQ funding or involvement to<br />
AF<strong>FOR</strong>/SE for dissemination outside the AOR. In addition to established MAJCOM<br />
hazard abatement processes, U.S. based organizations supporting an AF<strong>FOR</strong>/AOR<br />
forward hazard abatement issues affecting AOR mission accomplishment to AF<strong>FOR</strong>/SE<br />
for additional coordination within the Combatant Command.<br />
6.3.3.6. Establish procedures to review procurement requests prior to purchase via the<br />
Government Purchase Card and AF Form 9, Request for Purchase, IAW AFPAM 91-<br />
210, Contract Safety, to assist purchase agents with procurement of items and equipment<br />
that meet or exceed safety requirements in as much as possible depending on the location.<br />
6.3.3.7. Safety Activity Reports. Safety offices will supply a report addressing safety<br />
activities and noteworthy events to the AF<strong>FOR</strong>/SE. The frequency and format of these<br />
reports will be determined by the COMAF<strong>FOR</strong> and/or the AF<strong>FOR</strong>/SE.<br />
6.3.3.8. Continuity Books. Each safety office will maintain complete and thorough<br />
continuity books covering all duties required by the safety staff. The continuity books<br />
will contain as a minimum: End of Tour reports, Rotational Safety Councils, Confined<br />
Space team meetings, Flight Safety meetings, <strong>Air</strong>field Operations Board meetings and<br />
USR meetings.<br />
6.3.3.9. End of Tour Reports. All individuals deployed into safety positions will submit<br />
end of tour comments to the deployed COS. All deployed COSs will consolidate inputs<br />
from each safety discipline and will submit a written report to AF<strong>FOR</strong>/SE before the<br />
completion of their deployment and maintain a copy in their continuity book. This report<br />
should focus on lessons learned, positive and negative. Activities, actions and duties<br />
performed while deployed may be included but the primary focus of the report is to<br />
improve the Deployed Safety Program. These reports will be forwarded or made<br />
available to other organizations (e.g. AFSC, MAJCOMs, NAFs and wings), as<br />
appropriate.<br />
6.3.3.10. Weapons Safety.<br />
6.3.3.10.1. Explosives Site Planning. Site Planning will be accomplished IAW<br />
AFMAN 91-201. AF<strong>FOR</strong>/SEW is the MAJCOM-level coordination authority for<br />
deployed AOR base explosives site planning involving <strong>Air</strong> <strong>Force</strong> munitions assets.<br />
AF<strong>FOR</strong>/SEW will coordinate/liaise on similar issues in other AORs in order to keep<br />
COMAF<strong>FOR</strong> appraised of issues which may affect AF<strong>FOR</strong> combat capability.<br />
6.3.3.10.2. Deployed Weapons Safety Managers (WSM) are responsible for initiating<br />
action for the explosives site planning of potential explosives sites at their base.<br />
Deployed WSMs will direct any problems involving explosives site planning to<br />
AF<strong>FOR</strong>/SEW. AF<strong>FOR</strong>/SEW will review all AOR explosives site plans and provide<br />
guidance/technical assistance to theater operating location WSMs. Final approval<br />
must go through appropriate agencies as identified in AFMAN 91-201.<br />
6.3.3.10.3. Units that handle less than 1,000 rounds of small arms ammunition, and<br />
are not licensed, are not required to assign a SEW USR. Supervisors are responsible<br />
to monitor activities of these units.
AFI91-202 5 AUGUST 2011 59<br />
6.3.3.10.4. Radiation Hazard Zones. Ensure Radiation Hazard Zones are established<br />
with the focus on personnel (AFOSH Standard 48-9, Radio Frequency Radiation<br />
(RFR) Safety Program, and AFOSH Standard 48-139, Laser Radiation Protection<br />
Program), electro-explosive devices (EED) and petroleum, oil and lubricants (POL).<br />
Ensure interoperability with other systems deployed to the same location.<br />
6.3.3.11. Ground Safety Managers (GSMs) are responsible for:<br />
6.3.3.11.1. Providing safety briefings for the PERSCO office’s RIGHT START and<br />
RIGHT FINISH programs. The RIGHT START safety briefing should address safety<br />
conditions/issues specific to that particular base/environment.<br />
6.3.3.11.2. Providing training to newly appointed USRs within seven days of<br />
appointment notification.<br />
6.3.3.11.3. Inspecting all assigned units and facilities annually. A report will be<br />
provided to the unit commander and all identified discrepancies will be tracked until<br />
closed.<br />
6.3.3.11.4. Reviewing project designs and plans for projects and construction.<br />
Coordinate with SEW on projects.<br />
6.3.3.12. Space Safety. For operationally deployed space assets, system-related safety<br />
issues will directed through Wing Safety (or equivalent), NAF/Center Safety, MAJCOM<br />
Safety and HQ AFSC/SES. Wing or equivalent-level safety offices responsible for<br />
deployed assets are responsible for the following:<br />
6.3.3.12.1. Directed Energy Systems. Ensure all directed energy systems are directed<br />
away from aircraft traffic patterns and personnel. Ensure coordination with local air<br />
traffic control to avoid development of flight patterns that may impinge upon DE<br />
clear zones. Directed energy systems aimed above the horizon must interface with the<br />
Laser Clearinghouse (per DoDI O-3100.11, Illumination of Objects in Space by<br />
Lasers).<br />
6.3.3.12.2. Frequency Management. Deploying units contact MAJCOM and AF<strong>FOR</strong><br />
frequency managers prior to their arrival at the operating location to de-conflict<br />
potential interference issues. Upon arrival, contact the local frequency manager to<br />
follow up on any changes which may have occurred while en route. Ensure<br />
compliance with the published Joint Restricted Frequency List (JRFL).<br />
6.3.3.13. DELETE.<br />
6.3.3.14. DELETE.<br />
6.3.3.15. DELETE.<br />
6.3.3.16. DELETE.<br />
6.3.3.17. DELETE.<br />
6.3.4. DELETE.<br />
6.3.4.1. DELETE.<br />
6.3.4.2. DELETE.
60 AFI91-202 5 AUGUST 2011<br />
6.3.4.3. DELETE.<br />
6.3.5. DELETE.<br />
6.3.5.1. DELETE.<br />
6.3.5.2. DELETE.<br />
6.3.5.3. DELETE.<br />
6.3.5.4. DELETE.<br />
6.3.5.5. DELETE.<br />
6.3.5.6. DELETE.<br />
6.3.5.7. DELETE.<br />
6.3.5.8. DELETE.<br />
6.3.5.9. DELETE.<br />
6.3.5.10. DELETE.<br />
6.3.6. DELETE.<br />
6.3.6.1. DELETE.<br />
6.3.6.2. DELETE.<br />
6.3.7. DELETE.<br />
6.4. Mishap Prevention Program. AF<strong>FOR</strong> deployed safety offices should establish and<br />
maintain all required mishap prevention programs as addressed in this instruction and<br />
applicable AOR procedures. AF<strong>FOR</strong>/SE will provide guidance and assistance as necessary.<br />
6.4.1. Mishap Investigation. In general, COMAF<strong>FOR</strong> is not the convening authority for<br />
mishaps in the AOR. Convening authority falls to the home station MAJCOM IAW AFI 91-<br />
204. The convening authority may contact the COMAF<strong>FOR</strong> and/or AF<strong>FOR</strong>/SE to request<br />
local deployed safety office SIB support beyond ISB responsibilities, provided the deployed<br />
commander and AF<strong>FOR</strong>/SE supports the request. Mishap Investigations should be<br />
accomplished IAW AFI 91-204 with the following caveats:<br />
6.4.1.1. Aviation. The COMAF<strong>FOR</strong> is the convening authority for all Class E BASH,<br />
HATR, Controlled Movement Area Violations (CMAV) and some High Accident<br />
Potential (HAP) (when cause is dependent on the deployed environment and not the<br />
object) incidents. When objects are owned by the AF<strong>FOR</strong> (some small remotely piloted<br />
aircraft, etc.), COMAF<strong>FOR</strong> will maintain convening authority. These caveats are not<br />
applicable to U.S. based AF<strong>FOR</strong> assigned/gained units supporting AF<strong>FOR</strong> AOR mission<br />
requirements:<br />
6.4.1.2. Ground. The COMAF<strong>FOR</strong> is the convening authority for mishaps related to War<br />
Readiness Materiel assets or injury/death of an AOR PCS member.<br />
6.4.1.3. Explosives. The COMAF<strong>FOR</strong> is the convening authority for all munitions<br />
mishaps that don’t involve improper weapons activation (not actuated from<br />
weapon/aircraft). For incidents involving accidental or improper weapons activation
AFI91-202 5 AUGUST 2011 61<br />
(misfire, jamming, etc.), the home station MAJCOM of the person/aircraft is convening<br />
authority.<br />
6.4.2. Mishap Notification Procedures. AF<strong>FOR</strong>/SE will be notified immediately of any Class<br />
A or Class B mishaps and included as an addressee on all safety reports, e-mails and<br />
messages concerning mishaps, incidents or events that involve USAF assets in or supporting<br />
contingency operations in the AOR. In the event of a Class A or Class B aviation, ground or<br />
weapons mishap, AF<strong>FOR</strong>/SE will be the primary coordinator with MAJCOM convening<br />
authorities and/or the <strong>Air</strong> <strong>Force</strong> Safety Center.<br />
6.4.2.1. DELETE.<br />
6.4.2.2. DELETE.<br />
6.4.2.3. DELETE.<br />
6.4.2.4. DELETE.<br />
6.4.2.5. DELETE.<br />
6.4.2.6. DELETE.<br />
6.4.2.7. DELETE.<br />
6.4.3. DELETE.<br />
6.4.3.1. DELETE.<br />
6.4.3.2. DELETE.<br />
6.4.3.3. DELETE.<br />
6.5. Monthly, Quarterly and Annual Safety Awards. Deployed individuals and units are<br />
eligible for MAJCOM and AF-level safety awards.<br />
6.6. AF<strong>FOR</strong>/SE Visits. AF<strong>FOR</strong>/SE will conduct semi-annual visits to AOR Operating<br />
Locations and deployed units. Additionally, AF<strong>FOR</strong> safety will conduct interim visits as<br />
requested by AEWG commanders. Due to the cyclical nature of deployed personnel, these visits<br />
are an important tool to reinforce safety presence with the subordinate units.<br />
6.6.1. A Risk Assessment Visit (RAV) consists of a base-wide evaluation of hazards and the<br />
associated risks <strong>Air</strong>men are exposed to on a daily basis. The team will be augmented with<br />
appropriate members from other directorates to examine all areas and facets of the Operating<br />
Locations/AEW/AEG base and mission. In order to reduce duplication and team footprint,<br />
coordination with other directorates prior to the visit will determine the personnel required.<br />
Reports from visits conducted by other directorates within the previous six months will be<br />
used to identify hazards at the base. Only RAC 1 and 2 hazards will be included in the report<br />
(all hazards will be entered into the AEW/AEG hazard abatement log). Where the Operation<br />
Location is located at a U.S. homeland base, AF<strong>FOR</strong>/SE will coordinate the RAV with the<br />
host/home unit installation safety office, as appropriate.<br />
6.6.1.1. DELETE.<br />
6.6.1.2. DELETE.<br />
6.6.2. A Program Evaluation (PE) consists of a thorough evaluation of the Operating<br />
Location/AEW/AEG safety programs and is conducted by AF<strong>FOR</strong>/SE where not already
62 AFI91-202 5 AUGUST 2011<br />
accomplished by the respective MAJCOM/NAF safety office. The evaluation will be<br />
conducted primarily using the AF<strong>FOR</strong>/SE-safety self-inspection checklists. The PE may be<br />
combined with the RAV.<br />
6.6.3. SAVs will focus on areas requested by the AEW/AEG safety office or as determined<br />
by AF<strong>FOR</strong>/SE, based on previous PE reports and other correspondence.<br />
6.6.4. DELETE.<br />
6.7. AF<strong>FOR</strong> Hazard Review Board (HRB).<br />
6.7.1. The semi-annual HRB serves as a means for all AOR unit commanders to ensure unity<br />
of effort and provides COMAF<strong>FOR</strong> a formal forum to establish and receive feedback on<br />
action items. AOR commanders will identify physical or procedural hazards at their locations<br />
that require AF<strong>FOR</strong> staff assistance for abatement. The AOR commanders will ensure their<br />
safety staff assign RACs (if appropriate), prioritize and provide recommendations for<br />
abatement.<br />
6.7.2. The HRB is chaired by the AF<strong>FOR</strong>/CC, CV or CD, with senior representation from<br />
each AF<strong>FOR</strong> directorate, as well as Wing and/or Group Commander senior representation<br />
from each applicable AOR location.<br />
6.7.3. AF<strong>FOR</strong>/SE is responsible for all preparations to host the HRB and completion of the<br />
minutes following the meeting. AF<strong>FOR</strong>/SE is responsible for monitoring all action items<br />
assigned during the HRB.<br />
6.7.4. DELETE.<br />
6.8. Theater Safety Engagement Program. The AF<strong>FOR</strong> Theater Safety Engagement Program<br />
is a COMAF<strong>FOR</strong> directed initiative. It is a long-term plan to familiarize and integrate allied<br />
theater <strong>Air</strong> <strong>Force</strong>s with USAF mishap prevention programs and processes. The safety program<br />
consists of three parts: visits, conferences and a safety website.<br />
6.8.1. Visits. AF<strong>FOR</strong>/SE provides introductory briefings, regular interoperability visits and<br />
initiates cross-flow of safety related information between the cooperating nations, while also<br />
coordinating with USAF HHQ agencies for additional training, support and expertise.<br />
6.8.2. Conferences. AF<strong>FOR</strong>/SE will host or co-host Coalition Safety Councils for interested<br />
safety professionals in the AOR. The goal is to facilitate regional safety dialogue, provide a<br />
forum to share best practices and provide the basis for mutual assistance and common<br />
understanding of mishap prevention efforts and investigation methods/resources.<br />
6.8.3. DELETE.
AFI91-202 5 AUGUST 2011 63<br />
Chapter 7<br />
AVIATION SAFETY<br />
7.1. Program Management. Each unit conducting or supporting flight operations must have an<br />
aviation safety program. The COS or senior installation safety representative will ensure an<br />
active safety presence at the installation through the plans, programs and training responsibilities<br />
outlined below.<br />
7.1.1. The host safety office is responsible for the base aviation safety program.<br />
7.1.2. Tenant units coordinate their flight safety programs with the host to avoid duplication.<br />
If the host does not have a FSO authorization, the largest tenant with an authorization<br />
manages the base flight safety program. If neither the host nor the tenant has a FSO<br />
authorization, flight safety responsibilities revert to the host COS.<br />
7.2. Plans. The FSO/FSM/ FSNCO will help develop and review appropriate emergency<br />
response plans and coordinate on any other installation plans involving flight safety or aircraft<br />
emergencies. These plans should include but are not limited to:<br />
7.2.1. <strong>Air</strong>craft Comprehensive Emergency Management Plan (CEMP). The COS is<br />
responsible for ensuring that units develop an aviation specific portion of the CEMP. The<br />
COS ensures the plan defines roles, responsibilities and notification requirements for<br />
leadership and all involved agencies. The CEMP should include elements of or a reference to<br />
existing plans concerning the disaster response required by AFI 10-2501, <strong>Air</strong> <strong>Force</strong><br />
Emergency Management (EM) Program Planning and Operations.<br />
7.2.2. Bird/Wildlife <strong>Air</strong>craft Strike Hazard (BASH) Plan. The host flight safety office will<br />
establish the BASH plan, to include, defining the nature and extent of wildlife hazards and<br />
implementation of the plan. Plan implementation may require environmental controls and<br />
changes to bird/wildlife dispersal/removal techniques and operational procedures.<br />
Cooperative agreements for managing fish and wildlife resources require coordination with<br />
state and Federal conservation agencies prior to implementation. IAW AFI 32-7064,<br />
paragraph 14.1, the Integrated Natural Resource Management Plan must support the<br />
installation’s BASH plan. The BASH plan must identify local procedures and permits for the<br />
proper collection, handling and disposal of wildlife carcasses and biological material<br />
discovered on the airfield and aircraft.<br />
7.3. Programs. The COS will ensure the following programs are established, maintained and<br />
reviewed at least annually.<br />
7.3.1. BASH Program. Responsibilities for establishing and administering the <strong>Air</strong> <strong>Force</strong><br />
BASH Program:<br />
7.3.1.1. HQ AFSC/SEFW will:<br />
7.3.1.1.1. Analyze wildlife strike data to provide baseline information to <strong>Air</strong> <strong>Force</strong><br />
agencies.<br />
7.3.1.1.2. Approve the exchange and distribution of <strong>Air</strong> <strong>Force</strong> wildlife strike data to<br />
US Government and foreign agencies.
64 AFI91-202 5 AUGUST 2011<br />
7.3.1.1.3. Monitor MAJCOM BASH reduction programs.<br />
7.3.1.1.4. Instruct FSOs/FSMs/FSNCOs in BASH reduction and provide basic<br />
BASH training at AETC-sponsored training programs (i.e., FSNCO Safety Course,<br />
<strong>Air</strong>field Management Course, etc.).<br />
7.3.1.1.5. Propose BASH reduction policies and guidelines to AFSC/SE.<br />
7.3.1.1.6. Review proposed conservation projects and Federal legislation affecting<br />
the <strong>Air</strong> <strong>Force</strong>’s BASH reduction program and coordinate the <strong>Air</strong> <strong>Force</strong> response with<br />
AFSC/SE and other agencies.<br />
7.3.1.1.7. Identify and develop programs to aid in evaluating potential bird strike<br />
hazards in low-level airspace.<br />
7.3.1.1.8. At installation request, coordinated through the respective MAJCOM,<br />
provide technical assistance to reduce wildlife hazards at bases with flying operations.<br />
7.3.1.1.9. At installation request, coordinated through the respective MAJCOM,<br />
provide technical assistance in evaluating installation BASH plans.<br />
7.3.1.1.10. Coordinate <strong>Air</strong> <strong>Force</strong> BASH program with other Federal agencies.<br />
7.3.1.1.11. Identify <strong>Air</strong> <strong>Force</strong> BASH research requirements, developing and<br />
managing research projects.<br />
7.3.1.1.12. Establish and maintain liaison with international, Federal, state and<br />
private organizations regarding wildlife hazard reduction.<br />
7.3.1.1.13. Administer <strong>Air</strong> <strong>Force</strong>’s wildlife hazard advisory systems and bird<br />
feather/wildlife strike remains identification program.<br />
7.3.1.1.14. Provide technical assistance to Safety Investigation Board president when<br />
a wildlife hazard may be a factor in a mishap.<br />
7.3.1.1.15. Chair the <strong>Air</strong> <strong>Force</strong> BASH Steering Group meetings, as needed.<br />
7.3.1.2. <strong>Air</strong> Education Training Command (AETC) will:<br />
7.3.1.2.1. Incorporate wildlife aircraft strike hazard reduction training into AETCsponsored<br />
formal training courses used to educate base pest management specialists,<br />
safety technicians and airfield managers in wildlife aircraft strike hazard reduction.<br />
7.3.1.2.2. Incorporate safety awareness of wildlife aircraft strike hazards into safety<br />
briefings provided at joint undergraduate navigator training, joint specialized<br />
undergraduate pilot training (JSUPT), and pilot instructor training (PIT) programs.<br />
7.3.1.3. MAJCOMs will:<br />
7.3.1.3.1. Ensure each installation conducting or supporting flight operations has an<br />
annually reviewed written BASH plan. Ensure all tenant units are included in the base<br />
BASH plan.<br />
7.3.1.3.2. Conduct on-site reviews of installation BASH programs, to include<br />
potential hazards and mitigation techniques, at least every 36 months. Coordinate as<br />
needed with HQ AFSC/SEFW. Tenant unit BASH programs will be reviewed by
AFI91-202 5 AUGUST 2011 65<br />
owning MAJCOMS and may be scheduled during reoccurring inspections or staff<br />
assistance visits.<br />
7.3.1.3.3. Consider potential wildlife strike hazards when developing or revising<br />
operational procedures, training routes, ranges, instrument approach and departure<br />
procedures, establishing Memorandums of Agreement (MOA) or low altitude tactical<br />
navigation areas.<br />
7.3.1.4. Wing, Base and Installation Safety Offices are responsible for the following:<br />
7.3.1.4.1. Base Level BASH Program. Host <strong>Air</strong> <strong>Force</strong>, AFRC or ANG installations<br />
with flying operations will establish a BASH program. The BASH program will<br />
include all tenant-flying units. The BASH program requires complete documentation<br />
of local wildlife hazards, effects on missions and possible solutions to include hazards<br />
surrounding ranges used by local flying units. Tenant units located on an airfield that<br />
is not hosted by the <strong>Air</strong> <strong>Force</strong>, AFRC or ANG will establish a BASH program with<br />
host authority (civilian airport, Naval <strong>Air</strong> Station, Federal airfield, etc.). The BASH<br />
program will document coordination with the host authority on reducing wildlife<br />
hazards.<br />
7.3.1.4.2. Review the BASH plan annually for accuracy and compliance with current<br />
directives, revising as necessary. Ensure all tenant units are included in the base<br />
BASH plan.<br />
7.3.1.4.3. BASH programs at overseas locations depend on host nation support and<br />
regulations. MAJCOMs will evaluate those plans to ensure the spirit of this<br />
instruction is complied with to the maximum extent possible.<br />
7.3.1.4.4. Each installation with flying operations must develop a contingency plan<br />
that lists responsibilities and procedures for wildlife control. Due to the complexities<br />
of hazard abatement and potential for loss of aircraft and crew, it is strongly<br />
recommended that a dedicated wildlife hazard management specialist be retained on<br />
staff.<br />
7.3.1.4.5. Establish a Bird Hazard Working Group (BHWG) consisting of<br />
organizations involved in airfield wildlife control, habitat management, operations<br />
and safety. The BHWG must meet at least semi-annually with minutes maintained.<br />
The vice installation commander or equivalent will chair the meeting. The BHWG<br />
will coordinate base improvement projects, e.g., base beautification, wastewater<br />
treatment, golf courses, etc., for BASH-related issues.<br />
7.3.1.4.6. Develop a Bird Hazard Warning System to inform aircrews of possible<br />
flight hazards due to wildlife activity in local areas. Bird Watch Condition (BWC)<br />
codes will be used to communicate local wildlife activity along with location, number<br />
and type of wildlife. Installation BASH plans will specify aircrew notification<br />
procedures for BWC changes. The most expeditious means of communicating the<br />
status change should be used (e.g. ATC or SOF radio transmissions combined with<br />
ATIS updates or other broadcast medium). BWC codes are defined as:<br />
7.3.1.4.6.1. SEVERE. Wildlife activity on or immediately above the active<br />
runway or other specific location representing high potential for strikes.
66 AFI91-202 5 AUGUST 2011<br />
Supervision and aircrews must thoroughly evaluate mission need before<br />
conducting operations in areas under condition SEVERE.<br />
7.3.1.4.6.2. MODERATE. Wildlife activity near the active runway or other<br />
specific location representing increased potential for strikes. BWC MODERATE<br />
requires increased vigilance by all agencies and supervisors and caution by<br />
aircrews.<br />
7.3.1.4.6.3. LOW. Wildlife activity on and around the airfield representing low<br />
potential for strikes.<br />
NOTE: BWC codes are based on observations of local airfield wildlife activity and are<br />
independent of BAM or Avian Hazard Advisory System (AHAS) risk hazard levels.<br />
NOTE: BWC SEVERE or MODERATE requires action from the installation’s wildlife<br />
dispersal team to reduce the BWC to LOW as soon as possible.<br />
7.3.1.4.7. Designate Phase I and Phase II periods of wildlife activity based on<br />
historical wildlife activity information. Phase II represents times of significant<br />
increases in local wildlife activity, normally associated with migratory movements,<br />
seasonal increases of local wildlife populations, or local land use practices (farming,<br />
ranching, or hunting). Establish flight and scheduling procedures to minimize risks<br />
based on local hazards associated with Phase I and II. Publish Phase I and II<br />
designations in the appropriate DoD Flight Information Publications. Critical updates<br />
may be made using Notice to <strong>Air</strong>man System.<br />
7.3.1.4.8. Regardless of Phase designation, the highest levels of daily wildlife<br />
activity normally occur +/- one hour of sunrise/sunset as birds move to and from their<br />
roosts. Flight operations should be avoided during these periods unless mission<br />
essential. A risk analysis shall be completed to determine the potential risk to<br />
operations during these periods. Appropriate measures should be taken to mitigate the<br />
risk if required. Maintain a zero tolerance toward large free-roaming animals on or<br />
adjacent to the aircraft movement area (free-roaming animals are, but not limited to,<br />
deer, canines, geese, etc).<br />
7.3.1.4.9. Grass Height. Mow aircraft movement area (AMA) to maintain a grass<br />
height between 7 and 14 inches. The AMA, as defined in UFC 3-260-01, <strong>Air</strong>field and<br />
Heliport Planning and Design, is that area of the airfield encompassed by the Primary<br />
Surface and the Clear Zones, as well as apron areas and taxiways, regardless of their<br />
location. As a minimum, turf shall be maintained 500 feet outside the AMA boundary<br />
where able. Installations located in arid climates where growing grass is difficult may<br />
develop natural vegetation on the airfield to limit attractiveness to wildlife. These<br />
situations require comprehensive vegetation/wildlife hazard management and will be<br />
reviewed individually by HQ AFSC/SEFW for approval. Installation safety offices<br />
may request a grass height restriction waiver from HQ AFSC/SEFW after MAJCOM<br />
coordination.<br />
7.3.1.4.10. Technical Assistance. Technical assistance is available through the USAF<br />
BASH Team, HQ AFSC/SEFW, 9700 G Avenue, Suite 266, Kirtland AFB, NM<br />
87117-5670. DSN: 246-5674/5679/5673/1440 or Commercial: (505) 846-xxxx, and<br />
electronically by accessing the Safety Center web page. Obtain additional information
AFI91-202 5 AUGUST 2011 67<br />
on wildlife strike hazard reduction from AFPAM 91-212, Bird/Wildlife <strong>Air</strong>craft Strike<br />
Hazard (BASH) Management Techniques, and on wildlife strike reporting from AFI<br />
91-204, Safety Investigations and Reports, and AFMAN 91-223, Aviation Safety<br />
Investigations and Reports.<br />
7.3.2. Hazardous <strong>Air</strong> Traffic Reporting (HATR) and High Accident Potential (HAP)<br />
programs. The FSO/FSM investigates HATRs and HAPs according to AFI 91-204 and<br />
ensures HATR and HAP reporting procedures and requirements are briefed at least annually<br />
to aircrew and ATC personnel (see Attachment 3 of this AFI and AFMAN 91-223 for<br />
reporting requirements).<br />
7.3.3. Midair Collision Avoidance (MACA) Program. Units with flying programs must<br />
establish a written MACA program. The unit safety office is responsible for its creation,<br />
documentation and upkeep. The FSO/FSM works closely with the MAJCOM-determined<br />
OPR and other interested parties such as the <strong>Air</strong>field Operations Flight Commander<br />
(AOF/CC), the airspace manager, local Fixed Base Operators (FBOs), <strong>Air</strong>craft Owners and<br />
Pilots Association (AOPA), and the local Flight Standards District Officer (FSDO), to<br />
establish a comprehensive MACA program. Use the resources and services of the FAA<br />
FSDO accident prevention specialists. Tailor the MACA program to meet local needs. As a<br />
minimum, the FSO/FSM will coordinate with appropriate agencies to accomplish these key<br />
objectives:<br />
7.3.3.1. Ensure the free flow of MACA information between host and tenant<br />
organizations, effective communication between base and local airport managers and<br />
fixed base operators (FBOs), and actively support the HATR Program.<br />
7.3.3.2. Establish procedures to control VFR aircraft and minimize the air-traffic<br />
hazards.<br />
7.3.3.3. Deconflict MTRs as much as possible and acquaint the flying public with the<br />
location, configuration, speeds, and altitudes of the base MTR and military operating<br />
areas through military and FAA personnel.<br />
7.3.3.4. Ensure that arrival and departure routes (including stereo routes and profile<br />
descents) minimize conflicts with runway traffic, nearby airfields, and local flying areas.<br />
7.3.3.5. Evaluate the midair collision potential with civil airlines and work with<br />
operators of nearby airfields to reduce risk and minimize the hazards.<br />
7.3.3.6. Develop a MACA pamphlet. Overseas locations should consider publishing the<br />
pamphlet in the host country’s language along with English. Provide educational<br />
programs/publications to general aviation servicing facilities to increase the use of<br />
available radar services among civil aircraft. Develop appropriate maps and graphics<br />
showing the base radar services and routes. Distribute the maps to all civil airfield<br />
managers, fixed base operators, military base operations, airports and other flying<br />
operations that use the surrounding airspace.<br />
7.3.3.7. Units may combine MACA programs with other military organizations in a 50mile<br />
range of their base. This will require more coordination efforts but will result in a<br />
better product to be used by the area’s civilian population.
68 AFI91-202 5 AUGUST 2011<br />
7.3.3.8. Units and MAJCOMs are encouraged to participate in the DoD-endorsed and<br />
funded www.SEEandAVOID.org (MACA website).<br />
7.3.4. Awards Program. Ensure proper recognition of personnel through the <strong>Air</strong> <strong>Force</strong> Safety<br />
Awards Program as outlined in AFI 36-2833, Safety Awards.<br />
7.3.5. Operational/Training Squadron Flight Safety Program. The squadron commander will<br />
maintain overall supervision of the flight safety program. The Squadron Assigned Flight<br />
Safety Officer (SAFSO) represents an extension of the wing flight safety program at the<br />
squadron level. In addition to managing the squadron flight safety program, these individuals<br />
are still responsible for carrying out all normal wing safety duties as requested by Wing COS.<br />
Units possessing aircraft with enlisted crew positions should also consider appointing an<br />
enlisted crewmember as additional duty flight safety NCO to assist in the flight safety<br />
program.<br />
7.3.5.1. The squadron commander will ensure that the following actions are<br />
accomplished by the SAFSOs:<br />
7.3.5.1.1. Upon appointment, contact the wing safety office for required training.<br />
7.3.5.1.2. Administer the unit safety program using this instruction as a guide and<br />
management tool.<br />
7.3.5.1.3. Disseminate flight safety information to unit crewmembers.<br />
7.3.5.1.4. Forward all flying safety matters of significance, which cannot be<br />
corrected at unit level through the unit commander to the COS.<br />
7.3.5.1.5. Assist in conducting wing safety inspections as requested and conduct unit<br />
self-inspections.<br />
7.3.5.1.6. Ensure a current file of applicable safety directives, to include this<br />
instruction, AFI 91-204, AFP 91-212 and AFI 36-2833 are maintained by the unit.<br />
7.3.5.1.7. Maintain Volume V of the squadron Flight Crew Information File (FCIF)<br />
IAW AFI 11-202, Volume 2, <strong>Air</strong>crew Standardization/Evaluation Program.<br />
Procedures will be implemented to ensure all aircrews review Volume V.<br />
7.3.5.1.8. Maintain unit safety bulletin boards.<br />
7.4. Aero Club Operations. The host unit commander appoints an FSO as a safety advisor to<br />
the base Aero Club. If the host unit does not have an assigned FSO, the commander will obtain<br />
the assistance of a tenant unit FSO to provide safety assistance to the Aero Club. The host safety<br />
office may investigate Aero Club mishaps IAW AFI 91-204. However, the National<br />
Transportation Safety Board (NTSB) or host nation civil aviation authority has primary<br />
responsibility for investigating and reporting. Refer to AFI 34-217, <strong>Air</strong> <strong>Force</strong> Aero Club<br />
Program, for further guidance on Aero Club support. The wing safety advisor should attend the<br />
monthly aero club safety meetings.<br />
7.5. Training Meetings and Briefings. The COS will ensure the following:<br />
7.5.1. Each flying unit will conduct quarterly aircrew flying safety meetings. This<br />
requirement is fulfilled whether conducted as a unit or Wing. Topics covered should include
AFI91-202 5 AUGUST 2011 69<br />
unit mishaps, MDS-specific trend analysis, local flying hazards (e.g. airspace, aerodrome),<br />
seasonal concerns (weather), human factors, etc.<br />
7.5.2. Maintenance units receive timely briefings on maintenance-related mishaps and trends<br />
relevant to the unit’s mission/MDS.<br />
7.5.3. <strong>Air</strong>field Operations personnel receive timely briefings on HATR and CMAV related<br />
mishaps, events and trends.<br />
7.5.4. Interim Safety Board Training. The FSO/FSM conducts annual training for unit<br />
personnel identified to serve as interim safety board members in conjunction with or for the<br />
safety office. This requirement is N/A for AFRC. ISB composition is identified in AFMAN<br />
91-223.<br />
7.5.5. Other Activities Related to Flight Safety. The FSO/ FSM/FSNCO or their designated<br />
representative, should attend <strong>Air</strong>field Operations Board meetings, Foreign Object Damage<br />
Prevention Committee meetings and Standardization/Evaluation and Training review<br />
meetings.<br />
7.6. Inspections/Assessments and Monitoring.<br />
7.6.1. The COS will conduct annual assessment/inspections of all assigned (host) flying<br />
units’ flight safety programs for compliance with USAF and wing requirements.<br />
Assessments/inspections of tenant unit flying safety programs will only be accomplished as<br />
stated in Base Support agreements.<br />
7.6.2. The Tenant’s higher headquarters assesses the tenant’s internal program.<br />
7.6.3. USAF Hazard Reporting (HR). The FSO or FSM investigates reported flight-related<br />
hazards according to Chapter 4.<br />
7.6.4. Flight Safety personnel (to include SAFSO) will inspect, assess and monitor flightrelated<br />
workplaces, operations and support IAW Chapter 3 criteria. Potential spot<br />
inspection/monitoring areas include but are not limited to:<br />
7.6.4.1. <strong>Air</strong>field.<br />
7.6.4.1.1. High-interest areas.<br />
7.6.4.1.2. <strong>Air</strong>field Daily Inspections.<br />
7.6.4.1.3. Ramps and runways (including taxiways, overruns, stressed pavement<br />
areas and unstressed pavement areas immediately next to runways).<br />
7.6.4.1.4. Engine-run areas (including engine exhaust standoff distances and<br />
condition of pavement to prevent FOD.)<br />
7.6.4.1.5. Lighting systems (including runway lights, approach, taxiway, and ramp<br />
lights, and vehicle control lights).<br />
7.6.4.1.6. Barriers and arresting gear.<br />
7.6.4.1.7. <strong>Air</strong>field obstructions (including obstacles on approach paths).<br />
7.6.4.1.8. <strong>Air</strong>field markings (including runway markings, distance markings, taxi<br />
lines, etc.).
70 AFI91-202 5 AUGUST 2011<br />
7.6.4.1.9. <strong>Air</strong>field signs (include distance remaining, instrument hold, Visual Flight<br />
Rules (VFR) hold, taxiway guidance, etc.).<br />
7.6.4.1.10. Vehicle traffic control on or around the airfield and parking areas.<br />
7.6.4.1.11. <strong>Air</strong>field vegetation and drainage.<br />
7.6.4.1.12. Wildlife hazards present on the airfield.<br />
7.6.4.2. Operations and Maintenance.<br />
7.6.4.2.1. Supervisor of flying program.<br />
7.6.4.2.2. Runway supervision program.<br />
7.6.4.2.3. Emergency-response equipment (including crash-rescue vehicles,<br />
ambulances, communications and crash-recovery equipment).<br />
7.6.4.2.4. Bird/Wildlife strike reporting.<br />
7.6.4.2.5. <strong>Air</strong>craft marshaling, fueling and towing procedures.<br />
7.6.4.2.6. Foreign object damage-control program, control equipment and<br />
procedures.<br />
7.6.4.2.7. Aero Club operations.<br />
7.6.4.2.8. <strong>Air</strong>craft generations, engine start and launch exercises.<br />
7.6.4.2.9. Post-flight maintenance debriefing procedures.<br />
7.6.4.2.10. Unit and transient maintenance operations.<br />
7.6.4.2.11. Product Quality Deficiency Reporting System.<br />
7.6.4.2.12. Flight safety information use in maintenance training flight.<br />
7.6.4.2.13. Maintenance engine-run training procedures.<br />
7.6.4.2.14. Engine-run areas (including engine exhaust standoff distances and<br />
condition of pavement to prevent FOD).<br />
7.6.4.2.15. Snow removal plans and operations, if applicable.<br />
7.6.4.2.16. Deicing training for aircrew and maintenance. Include flightline-deicing<br />
procedures.<br />
7.6.4.2.17. Low-level routes, weapons ranges and drop zones.<br />
7.6.4.2.18. Functional check flight procedures.<br />
7.6.4.2.19. Assigned and attached unit’s flight workplaces, briefings and meetings.<br />
7.6.4.2.20. Distribution of safety publications.<br />
7.6.4.2.21. Life-support workplaces and training programs.<br />
7.6.4.2.22. Egress training.<br />
7.7. <strong>Air</strong>field Maintenance, Construction and Waivers. COS monitor routine airfield<br />
maintenance and major construction projects. (NOTE: Ensure any conversations with the<br />
contractors concerning safety related matters are not construed as contract changes). On major
AFI91-202 5 AUGUST 2011 71<br />
construction projects, the COS reviews the initial plan and follow-on plans for compliance with<br />
AFI 32-1023, Designing and Constructing Military Construction Projects, Unified Facilities<br />
Criteria (UFC) 3-260-01, <strong>Air</strong>field and Heliport Planning and Design, and attends the<br />
preconstruction conference or briefing to consider if it will affect unit operations.<br />
7.7.1. COS will participate in annual Chief of <strong>Air</strong>field Management review of airfield<br />
waivers per AFI 13-213, <strong>Air</strong>field Management.<br />
7.7.2. When able, COS should participate in risk analysis of items needing waivers and work<br />
to eliminate those items. Consider these factors:<br />
7.7.2.1. The inspection of areas before use.<br />
7.7.2.2. The impact of maintenance and construction on daily flying schedule and<br />
emergency situations.<br />
7.7.2.3. The communications between the tower and contractor and the availability of the<br />
contracting agent.<br />
7.7.2.4. Controlling vehicular traffic on the airfield and designating haul routes for<br />
contractor trucks.<br />
7.7.2.5. Briefing pilots and transient aircrews with updated information.<br />
7.7.2.6. Establishing the minimum allowable distance between equipment and the<br />
runway.<br />
7.7.2.7. Marking obstructions, controlling foreign objects and assigning hearing<br />
protection.<br />
7.7.2.8. Explosives safety criteria.<br />
7.7.2.9. The potential impact of construction on wildlife hazards to airfield operations.
72 AFI91-202 5 AUGUST 2011<br />
Chapter 8<br />
GROUND SAFETY<br />
8.1. Program Management. This chapter contains the minimum requirements for safety<br />
offices at all command levels. Ground safety mishap prevention efforts include both on- and offduty<br />
activities.<br />
8.1.1. Each installation ground safety manager will implement and manage a base-wide<br />
ground safety program IAW applicable AFPD/AFI 90- and 91-series and other applicable<br />
regulatory guidance.<br />
8.1.2. Wing subordinate units and tenant organizations implement a program that supports<br />
the installation program.<br />
8.1.3. Host safety offices may not impose host command-unique requirements on tenant<br />
units unless specified in the support agreement. Tenant USAF units without full-time<br />
qualified safety authorizations receive the same safety services as installation subordinate<br />
units. Support Agreements will identify and delineate responsibilities. IAW DoDI 4000.19,<br />
Interservice and Intragovernmental Support, and AFI 25-201, Support Agreements<br />
Procedures, non-USAF tenant units may be provided safety services based on support<br />
agreements (host may require reimbursement for services provided).<br />
8.2. Oversight Requirements. Ground safety personnel will conduct inspections of all<br />
assigned units. (See Chapter 3)<br />
8.3. Host Ground Safety Staff Responsibilities. Train managers, supervisors and employees<br />
to identify, evaluate and control workplace hazards. Ensure mishaps are investigated and<br />
reported IAW AFI 91-204 and AFMAN 91-224.<br />
8.3.1. Manage the US <strong>Air</strong> <strong>Force</strong> installation ground safety program, including operational,<br />
occupational, off-duty and traffic safety.<br />
8.3.1.1. Assist supervisors in developing and maintaining JSAs, and setting up programs<br />
to ensure organizational compliance with OSHA, DoD and <strong>Air</strong> <strong>Force</strong> safety<br />
requirements. NOTE: Overseas installations may need to consider application of host<br />
nation standards as well.<br />
8.3.1.2. Work cooperatively with other installation functions to include (but not limited<br />
to) Security <strong>Force</strong>s, Personnel, Civil Engineering, Contracting, Transportation, Services,<br />
Bioenvironmental Engineering, Environmental, Public Health and AOP/AOPT personnel<br />
to provide an effective ground safety program.<br />
8.3.1.3. Monitor on-base and <strong>Air</strong> <strong>Force</strong>-sponsored off-base sports facilities and activities.<br />
8.3.2. Implement an effective traffic safety program IAW AFI 91-207, US <strong>Air</strong> <strong>Force</strong> Traffic<br />
Safety Program.<br />
8.3.3. Review and recommend for approval the use of new hazardous materials. Coordinate<br />
the update of the installation’s hazardous materials Authorized User List with Environmental<br />
Engineering.
AFI91-202 5 AUGUST 2011 73<br />
8.3.4. Review Civil Engineering work requests, project design and specification for safety<br />
criteria. Review all purchase requirement documents to ensure safety requirements are<br />
included.<br />
8.3.5. Provide technical safety consultation services to all base activities and promote on-<br />
and off-duty safety awareness.<br />
8.3.6. Budget for training and safety promotional campaigns; budget, acquire and distribute<br />
safety education materials.<br />
8.3.7. Assess organization’s process for reviewing local purchase requests for safety<br />
requirements and provide technical consultation when requested.<br />
8.3.8. Assist tenant units without full-time safety personnel with ground mishap reporting<br />
procedures.<br />
8.3.9. Coordinate mishap investigation information with the Injury Compensation Program<br />
Administration (ICPA) and provide a representative to actively participate in the FECA<br />
Working Group.<br />
8.3.10. Maintain records of reportable mishaps IAW AFI 91-204 and monitor/track nonreportable<br />
mishaps for trend purposes.<br />
8.3.11. Maintain a master file of approved safety, fire protection, and health standards<br />
variances. Evaluate and process new AFOSH standard variances IAW paragraph 8.7.4<br />
8.3.12. Function as primary point of contact for all federal and state OSHA visits to the<br />
installation.<br />
8.3.13. Assist in the development and review of emergency response plans and procedures<br />
for handling problems involving ground and aircraft emergencies. Emergencies, such as toxic<br />
spills, ventilation malfunctions, cleanup operations, emergency egress or damage control<br />
activities are involved. These areas of review include:<br />
8.3.13.1. Disaster response required by AFI 10-2501.<br />
8.3.13.2. HAZMAT response required by AFI 10-2501.<br />
8.3.13.3. Response to severe weather warnings.<br />
8.3.13.4. Crash recovery plans.<br />
8.3.13.5. Notifying and convening Interim Safety Boards (ISBs).<br />
8.3.14. Provide fully qualified ground safety personnel in support of AEF deployment<br />
taskings.<br />
8.3.14.1. To ensure personnel are familiar with ground safety program responsibilities,<br />
the GSM or their supervisor will conduct a review of all appropriate skill level core tasks<br />
with individuals prior to their deployment.<br />
8.3.14.2. Individuals that do not meet required core tasks for appropriate skill level<br />
requirements will be required to receive appropriate training from their supervisor and/or<br />
GSM prior to deployment.
74 AFI91-202 5 AUGUST 2011<br />
8.3.15. Conduct newcomers’ safety orientation (Local Conditions Course II). Additionally,<br />
ensure local hazards information is developed and available for personnel on extended<br />
(greater than 30 days) TDY to the base.<br />
8.3.16. Add MAJCOM and installation unique requirements to <strong>Air</strong> <strong>Force</strong> SST and conduct<br />
supervisor safety training. Group or Wing level tenants with an assigned safety staff will<br />
conduct their own SST to ensure their assigned personnel are trained in their MAJCOM<br />
program specifics unless otherwise specified in support agreements.<br />
8.3.17. Unless otherwise specified in support agreements, will assist COS in new<br />
commander safety orientations in units without full-time safety staff.<br />
8.3.18. Administer the ground safety awards program.<br />
8.4. Tenant Unit and GSU Responsibilities. The tenant’s higher headquarters will assess the<br />
tenant’s internal program.<br />
8.4.1. Tenant and GSUs without full-time safety personnel will appoint a ground USR IAW<br />
paragraph 2.2 and comply with the responsibilities outlined in paragraphs 2.2 and 8.5<br />
8.4.2. Tenant units with full-time qualified safety personnel carry out all program elements<br />
not performed by the host and conduct their assessments, inspections and mishap<br />
investigations IAW support agreement.<br />
8.5. Ground Unit Safety Representative (USR) Responsibilities. The commander is<br />
responsible for the unit safety program as referenced in paragraph 1.5.20 The Ground USR<br />
assists the unit commander by being knowledgeable of safety requirements, by assisting unit<br />
personnel and by keeping the commander informed on how effective safety and health<br />
requirements are carried out throughout the unit. Commanders should select motivated<br />
individuals as their Ground USR. Ground USRs, in addition to the responsibilities listed in<br />
paragraph 2.2, will:<br />
8.5.1. Advise the commander on safety related matters at least on a quarterly basis or more<br />
frequently as necessary and document key elements briefed.<br />
8.5.2. Assist supervisors and unit personnel in the hazard abatement process.<br />
8.5.3. Assist installation safety, unit commander and supervisors with mishap investigations.<br />
Ensure mishap notification procedures are established in the unit.<br />
8.5.4. Assist supervisors in developing Job Safety Training (JST) guides.<br />
8.5.5. Disseminate safety educational materials and verify unit safety briefings are being<br />
conducted.<br />
8.5.6. Verify that monthly spot inspections of work areas are being performed and<br />
documented IAW paragraph 3.5 of this instruction.<br />
8.5.7. Evaluate the unit motorcycle safety program to ensure compliance with AFI 91-207.<br />
8.5.8. Support the installation safety program and attend USR meetings as determined by<br />
MAJCOM/Host safety office.<br />
8.5.9. Post AFVA 91-307, <strong>Air</strong> <strong>Force</strong> Occupational Safety and Health Program, in a<br />
conspicuous location readily accessible to all employees and applicants for employment.
AFI91-202 5 AUGUST 2011 75<br />
8.6. Hazard Identification and Abatement. The host ground safety manager will:<br />
8.6.1. Evaluate and process safety related hazard reports and maintain a master hazard report<br />
log.<br />
8.6.2. Assign RACs to occupational safety hazards/deficiencies and coordinate with health<br />
and fire protection officials when required.<br />
8.6.3. Assist in establishing funding priorities by using the abatement priority number (APN)<br />
system for hazard abatement projects during the budgetary cycle.<br />
8.6.4. Maintain the installation master hazard abatement file, including AF Form 3, Hazard<br />
Abatement Plan, covering safety, fire and health hazards and deficiencies.<br />
8.6.5. Attachments 7 through 10 provide additional instructions for assigning RACs,<br />
determining abatement priority numbers and completing the AF Form 1118, Notice of<br />
Hazard, and AF Form 3.<br />
8.6.6. Fire Hazards versus Fire Deficiencies. There is a difference between fire hazards and<br />
fire deficiencies. A fire hazard is a condition that can cause a fire to occur. A fire deficiency<br />
is a condition which reduces fire safety below acceptable levels, including noncompliance<br />
with standards, but by itself cannot cause a fire to occur.<br />
8.6.7. Fire hazards are included in the master hazard abatement plan and fire deficiencies are<br />
excluded from the master hazard abatement plan.<br />
8.7. <strong>Air</strong> <strong>Force</strong> Occupational Safety and Health (AFOSH) Guidance. AFOSH guidance is<br />
the minimum guidance necessary to provide a safe and healthful work environment for all <strong>Air</strong><br />
<strong>Force</strong> personnel and other DoD/government employees working on <strong>Air</strong> <strong>Force</strong> installations.<br />
AFOSH requirements shall provide equal or greater protection than federal requirements. The<br />
<strong>Air</strong> <strong>Force</strong> may develop supplementary or alternative guidance where inadequate or no guidance<br />
exists. NOTE: Conflicts between OSHA and AFOSH guidelines shall be referred to HQ AFSC<br />
through the appropriate MAJCOM for resolution.<br />
8.7.1. Occupational safety and health guidance sources include:<br />
8.7.1.1. Regulatory Federal Standards. The <strong>Air</strong> <strong>Force</strong> complies with the intent of DoL<br />
OSHA Standards, Nuclear Regulatory Commission and Department of Transportation<br />
Standards by referencing applicable standards or incorporates the requirements into<br />
AFOSH guidance, technical orders or directives.<br />
8.7.1.2. AFOSH Standards and Guidance. <strong>Air</strong> <strong>Force</strong> published guidance located at<br />
http://www.e-publishing.af.mil.<br />
8.7.1.3. T.O.s and manufacturers’ guidance (e.g., Material Safety Data Sheets [MSDS])<br />
for specific processes, aircraft and equipment.<br />
8.7.1.4. Reference library maintained by the installation ground safety manager to<br />
include national consensus standards and other technical and safety guidance.<br />
8.7.2. Joint-Use Workplaces. Personnel from different DoD Components or other Federal<br />
Agencies working in the same workplace shall be governed by OSHA standards and any<br />
applicable alternate standards or host-agency standards, such as AFOSH Standards.
76 AFI91-202 5 AUGUST 2011<br />
8.7.3. Military-Unique Situations. OSHA standards do not apply to military-unique<br />
workplaces, operations, equipment and systems. However, <strong>Air</strong> <strong>Force</strong> policy is that OSHA<br />
standards shall apply as much as possible, practicable and consistent with military<br />
requirements, unless HQ AFSC approves an exemption or variance.<br />
8.7.4. Variances and Exemptions. The affected work center shall process a request for<br />
variance when it is impractical or impossible to meet OSHA Standards or AFOSH guidance<br />
due to operational needs, mission impact or technical reasons. Variances are temporary and<br />
are normally granted for periods not to exceed five years. Exemptions grant permanent relief<br />
from a requirement and can be approved when the applicant can substantiate that their<br />
proposed methods, equipment or facilities protect the worker as well or better than the<br />
AFOSH or OSHA Standards. AFSC may grant exemptions or variances to AFOSH<br />
Standards and guidance that are more stringent than OSHA requirements. AFSC does not<br />
have the authority to grant a waiver or exemption to an OSHA Standard. Only OSHA can<br />
grant waivers or exemptions to Title 29 (OSHA) requirements (even if included in AFOSH<br />
Standards). However, for safety related issues, AFSC will serve as the liaison between<br />
OSHA and the <strong>Air</strong> <strong>Force</strong> requestor. NOTE: A unit’s inability to fund corrective actions does<br />
not constitute sufficient justification to request a variance. Request extensions for variances<br />
through MAJCOMs to HQ AFSC/SEG.<br />
8.7.4.1. Variance/Exemption Process.<br />
8.7.4.1.1. Affected work center personnel shall implement interim control measures<br />
and notify the installation ground safety, fire or health officials to validate the<br />
effectiveness of interim controls. With effective controls in place, the work center<br />
will coordinate the variance/exemption package with installation ground safety, fire<br />
and health officials.<br />
8.7.4.1.2. The installation safety office will assemble a detailed staff package that<br />
identifies the request, rational why the standard cannot be followed, interim control<br />
measures, drawing, maps, etc. (see paragraph 8.7.4.2), and forwards the request to<br />
MAJCOM headquarters through appropriate command safety, fire or health channels.<br />
8.7.4.1.3. The MAJCOM safety staff reviews and, if recommended for approval,<br />
forwards requests to AFSC/SEG (safety-related issues), AFCESA/CC (fire<br />
prevention-related issues) or AFMOA/SGO (health-related issues), as appropriate, for<br />
final approval. NOTE: Requests received without MAJCOM coordination will be<br />
returned to requestor without action.<br />
8.7.4.1.4. The MAJCOM/installation ground safety manager maintains a master file<br />
of approved variances or exemptions that apply to the installation/MAJCOM/AF as<br />
long as they are in effect and for one year thereafter. The safety manager distributes<br />
copies of variances and exemptions to fire protection, health and functional managers,<br />
as needed.<br />
8.7.4.1.5. Functional managers must train affected employees and employee<br />
representatives on approved variances, exemptions or any special procedures required<br />
and document training. Post copies in affected work areas until integrated into the<br />
JST guide.<br />
8.7.4.2. Written variance or exemption requests must contain:
AFI91-202 5 AUGUST 2011 77<br />
8.7.4.2.1. A description of the situation identifying the OSHA or AFOSH standard<br />
and specific reason(s) compliance is not possible or practical.<br />
8.7.4.2.2. The number of personnel exposed to the operation or condition on a<br />
regular basis and any major items of <strong>Air</strong> <strong>Force</strong> property involved.<br />
8.7.4.2.3. The description and risk assessment of permanent control measures<br />
planned, date they will be in place, plus any interim control measures used to protect<br />
personnel, equipment or property.<br />
8.7.5. Safety Changes to Technical Orders. Process recommended changes to TOs IAW TO<br />
00-5-1, <strong>Air</strong> <strong>Force</strong> Technical Order System. Send a copy of recommended changes to<br />
AFMC/SEG and HQ AFSC/SEG.<br />
8.7.6. Changes to Directives. Submit requests for changes to OSH guidelines in <strong>Air</strong> <strong>Force</strong><br />
instructions through command channels to the directive OPR. Safety, Fire and Health<br />
reviews, as appropriate, shall be accomplished at each level of command between the<br />
requester and the directive OPR. Send a copy of recommended changes to HQ AFSC/SEG,<br />
AFCESA/CEXF, and/or AFMSA/SG3P, as applicable.<br />
8.8. Department of Labor (DoL) Inspection. DoL Inspections may be in response to a mishap<br />
or a complaint from an <strong>Air</strong> <strong>Force</strong> employee, may be part of OSHA’s annual evaluation of <strong>Air</strong><br />
<strong>Force</strong> programs, or may be solely at the Secretary of Labor’s discretion.<br />
8.8.1. The DoL may conduct, as part of its evaluation program, annual targeted inspections<br />
or program assistance visits of <strong>Air</strong> <strong>Force</strong> installations based on the comparative incidence of<br />
worker compensation claims. The DoL will prescribe special procedures in the notification<br />
process. OSHA inspectors may question or privately interview any employee, supervisory<br />
employee, or official in charge of an operation or workplace. Federal or state OSHA officials<br />
must present identifying credentials and state the purpose of the visit to the installation<br />
commander or authorized representative before conducting an inspection of a workplace on<br />
an <strong>Air</strong> <strong>Force</strong> installation. Installation commanders must:<br />
8.8.1.1. Notify SE, Bioenvironmental Engineering, medical and fire prevention sections<br />
immediately to attend the OSHA in-brief. Appropriate staff agencies should accompany<br />
the OSHA inspector based on area to be inspected.<br />
8.8.1.2. Establish procedures to meet OSHA and escort them during their visit.<br />
8.8.1.3. Allow DoL OSHA representatives to conduct inspections. If entry into a<br />
restricted area is necessary, they must have an appropriate security clearance. Safety, fire<br />
protection or Bioenvironmental Engineering personnel will accompany DoL OSHA<br />
representatives while on <strong>Air</strong> <strong>Force</strong> installations.<br />
8.8.1.4. Have an initial in-brief with DoL OSHA representatives.<br />
8.8.1.5. Upon request, provide available safety, fire protection and health information on<br />
workplaces. Do not release reports marked ―For Official Use Only.‖<br />
8.8.1.5.1. OSHA officials may review ―For Official Use Only‖ mishap reports.<br />
However, release of copies of the reports must be obtained by DoL from AF/SE (see<br />
AFI 91-204).
78 AFI91-202 5 AUGUST 2011<br />
8.8.1.5.2. OSHA officials with appropriate need to know may review employees’<br />
exposure records and specific parts of employees’ medical records pertaining to the<br />
OSHA complaint. The OSHA official must safeguard the individual’s medical<br />
information according to Health Insurance Portability and Accountability Act<br />
(HIPAA) laws.<br />
8.8.1.6. Provide photographic or video support, if required. Videos or photographs taken<br />
on installations fall under the exclusive control of the installation commander. <strong>Air</strong> <strong>Force</strong><br />
officials may review negatives, photographs and videos before release if they suspect<br />
possible disclosure of classified or proprietary information without the review.<br />
8.8.1.7. Arrange a closing conference with the OSHA official if requested and invite<br />
employee representatives to attend.<br />
8.8.2. Treat DoL OSHA notices of hazards in the same manner as an <strong>Air</strong> <strong>Force</strong> inspector<br />
report. Evaluate and assign a RAC code to each hazard identified by OSHA inspectors.<br />
8.8.3. Ensure that <strong>Air</strong> <strong>Force</strong> personnel verify DoL inspection results, including all testing.<br />
<strong>Air</strong> <strong>Force</strong> tests or sampling for future testing should be accomplished at the same time and at<br />
the same location as the DoL testing, if possible.<br />
8.8.4. Ensure that DoL personnel conducting the inspection receive response to DoL<br />
inspection reports from the local level. Provide copies, through command channels, of the<br />
inspection report, replies to DoL, and related correspondence to the addressees listed below.<br />
8.8.5. Installation safety offices shall notify the agencies listed below in paragraphs 8.8.5.1.<br />
– 8.8.5.8. within two days of any official DoL OSHA visit to an <strong>Air</strong> <strong>Force</strong> installation, to<br />
include AF-led Joint Bases. This requirement also applies when an installation receives a<br />
formal request from OSHA to self-investigate a fire, safety or health matter on OSHA’s<br />
behalf. Notification shall include unit(s) or specific area(s) being inspected. Upon completion<br />
of the OSHA visit, health and fire officials shall coordinate responses to DoL OSHA visits<br />
and citations with the safety staff. If cited, the safety staff will transmit a report on<br />
investigations or inspection visits within two workdays after receiving the DoL OSHA<br />
citation(s). This applies to <strong>Air</strong> <strong>Force</strong> workplaces or operations performed by a contractor in<br />
which <strong>Air</strong> <strong>Force</strong> workplaces, equipment or procedural deficiencies are identified in the<br />
citation. Transmit report by e-mail to: afsc.seg@kirtland.af.mil.<br />
8.8.5.1. safiee.workflow@pentagon.af.mil (SAF/IEE).<br />
8.8.5.2. afa47.workflow@pentagon.af.mil (AF/A4/7).<br />
8.8.5.3. afse.workflow@pentagon.af.mil (HQ USAF/SE).<br />
8.8.5.4. afsc.seg@kirtland.af.mil (HQ AFSC/SEG).<br />
8.8.5.5. afsg.workflow@pentagon.af.mil (AF/SG Workflow).<br />
8.8.5.6. afcesa.cexf@tyndall.af.mil (HQ AFCESA/CEXF).<br />
8.8.5.7. Applicable MAJCOM/FOA/DRU/SEG/SGP/SGPB/CE.<br />
8.8.5.8. Applicable Intermediate Command/SEG/SGP/CE.<br />
8.8.6. Include the following information:
AFI91-202 5 AUGUST 2011 79<br />
8.8.6.1. Date of investigation/inspection.<br />
8.8.6.2. Agency of inspector.<br />
8.8.6.3. Workplace visited.<br />
8.8.6.4. Reason for visit.<br />
8.8.6.5. Results of investigation or inspection and violation reference or any notices of<br />
unsafe and unhealthful working conditions with the RAC assigned.<br />
8.8.6.6. Problems encountered, if any.<br />
8.8.6.7. If significant hazards or deficiencies are identified or problems occur during a<br />
DoL OSHA inspection or investigation, call the MAJCOM. The MAJCOM will notify<br />
AFSC/SEG.<br />
8.8.6.8. POC Name and DSN.<br />
8.9. DoL Occupational Safety and Health Administration (OSHA) Visit<br />
Summary. Establish procedures for obtaining and recording all OSHA visits to the installation<br />
or GSU sites where OSHA issues a notice of unsafe or unhealthy working condition. By 1<br />
December each year, submit a summary report of these visit results to AFSC/SEG (OSHA Visit<br />
Summary). The summary contents required are:<br />
8.9.1. Installation, unit, and command.<br />
8.9.2. Date of inspection.<br />
8.9.3. Area and organization inspected.<br />
8.9.4. Copy of citation.<br />
8.9.5. Violation reference.<br />
8.9.6. Assigned RAC of each violation.<br />
8.9.7. Corrective action response forwarded to OSHA.<br />
8.10. DoL Inspection of Contractor Operations. Authority 29 CFR 1960, reference<br />
Attachment 1. Within the 50 states and US territories, <strong>Air</strong> <strong>Force</strong> contractors operating from <strong>Air</strong><br />
<strong>Force</strong> or privately-owned workplaces located on or off <strong>Air</strong> <strong>Force</strong> installations are subject to<br />
enforcement authority by federal and state safety and health officials. Check with base legal<br />
office/JA to determine which areas of the installation fall under federal jurisdiction. Authorized<br />
safety officials from states without OSHA-approved safety and health plans may, subject to the<br />
exceptions in this instruction, exercise jurisdiction over contractor operations. At overseas<br />
locations, local government agencies may conduct inspections of contractor workplaces or<br />
operations as stipulated in status of forces or country-to-country agreements.<br />
8.10.1. Federal OSHA officials may perform OSH inspections of <strong>Air</strong> <strong>Force</strong> contractor<br />
workplaces in areas where the US holds exclusive federal jurisdiction.<br />
8.10.2. The DoL does not have authority over working conditions for which another federal<br />
agency or certain state agencies exercises statutory authority to prescribe or enforce standards<br />
or regulations affecting safety and health. Thus, OSHA authority does not extend to working<br />
conditions specifically covered by:
80 AFI91-202 5 AUGUST 2011<br />
8.10.2.1. Any nuclear safety or health standard or instruction implementing Title 42,<br />
U.S.C., 2012, 2021, 2121(b), and 2201(b).<br />
8.10.2.2. Any explosives safety standard or instruction implementing Title 10, U.S.C.,<br />
172, Ammunition Storage Board.<br />
8.10.3. Regardless of whether or not a state has an OSHA-approved plan, state safety and IH<br />
officials have no authority in <strong>Air</strong> <strong>Force</strong> contractor workplaces located in areas where the US<br />
holds exclusive federal jurisdiction.<br />
8.11. Safety and Health Standards Enforcement. Safety and health standards are enforceable<br />
by federal or state officials as follows:<br />
8.11.1. Federal OSHA officials will enforce only federal OSHA standards in contractors’<br />
workplaces.<br />
8.11.2. State OSHA officials, operating under a federally approved plan and subject to the<br />
terms of any variance, tolerance or exemption granted by DoL, may enforce state OSHA<br />
standards in workplaces. Check with the base legal office/JA to determine which areas of the<br />
installation fall under exclusive federal jurisdiction.<br />
8.11.3. Federal and state OSHA officials may access workplaces on <strong>Air</strong> <strong>Force</strong> installations<br />
immediately at reasonable times during regular working hours. Concerned officials may<br />
agree upon other times.<br />
8.11.4. When federal or state OSHA officials require entry to a classified or restricted area,<br />
the official must meet security requirements.<br />
8.11.5. DoD agencies are responsible for resolving issues related to citations or requests for<br />
delays, variations, tolerances or exemptions of applicable safety and health standards.
AFI91-202 5 AUGUST 2011 81<br />
Chapter 9<br />
WEAPONS SAFETY<br />
9.1. Program Management. The Weapons Safety program comprises three disciplines:<br />
explosives safety, missile safety and nuclear surety.<br />
9.1.1. Units at and above squadron level with an explosives, missile or nuclear mission must<br />
have a weapons safety program.<br />
9.1.2. The host coordinates weapons safety for the entire installation. Tenant units<br />
implement mission unique mishap prevention programs where the host does not have a<br />
mission in that area. Tenant units must coordinate, through a Memorandum of Agreement or<br />
Memorandum of Understanding, any additional program functions with the host to avoid<br />
duplication and clearly delineate responsibility.<br />
9.2. Weapons Safety Personnel Management and Manning Plan. Weapons Safety personnel<br />
are normally from the 2WXXX or 2MXXX career fields. Civilian personnel with the appropriate<br />
series (WG or GS, 0017-series) experience in the safety career program may be used in all<br />
positions that do not have a military necessity. It is the responsibility of the COS to recruit, train<br />
and staff the Weapons Safety function.<br />
9.2.1. MAJCOM Chief of Weapons Safety must have munitions or missile experience.<br />
9.2.2. Individuals will be scheduled for formal Weapons Safety Management Course<br />
L3AZR2W071-0C2A within 90 days of assuming weapons safety position and complete the<br />
course within six months of being assigned. MAJCOMs must ensure all weapons safety<br />
personnel in their command are properly trained. MAJCOMs also ensure that bases or units<br />
develop standardized local lesson plans if intermediate or MAJCOM standardized plans are<br />
not provided. Additional nuclear surety training requirements are listed in AFI 91-101, <strong>Air</strong><br />
<strong>Force</strong> Nuclear Weapons Surety Program.<br />
9.2.3. Upon completion of training course L3AZR2W071-0C2A, Weapons Safety<br />
Management Course, the <strong>Air</strong> <strong>Force</strong> Career Field Manager (AFCFM) will immediately award<br />
SEI 375 to the individuals. The COS will ensure personnel records are updated. Both actions<br />
will be completed IAW this instruction and AFI 36-2101, Classifying Military Personnel<br />
(Officer and Enlisted).<br />
9.2.4. The COS will initiate a two-year assignment deferment through the Military Personnel<br />
Flight for Weapons Safety personnel upon completion of the Weapons Safety training<br />
course. It is desirable that individuals not deploy in WSM positions prior to six months<br />
satisfactory experience in Weapons Safety tasks (Chiefs of Safety will make final<br />
deployment determinations based on proven duty performance).<br />
9.2.5. Based on mission needs, Weapons Safety personnel are highly encouraged to attend<br />
the following courses: Mishap Investigation Non-Aviation (MINA), AMMO-47 Lightning<br />
Protection for <strong>Air</strong> <strong>Force</strong> Facilities and the Assessment of System Hazard Surveys (ASHS).<br />
9.3. Explosives Safety Standards. <strong>Air</strong> <strong>Force</strong> explosives safety standards are in AFMAN 91-<br />
201, Explosives Safety Standards. Criteria for specific explosives are specified in technical<br />
publications and other standard publications, such as command and local directives.
82 AFI91-202 5 AUGUST 2011<br />
9.4. Weapons Safety Personnel. Manage Weapons Safety program to ensure <strong>Air</strong> <strong>Force</strong> units<br />
understand and comply with all standards. (See Chapter 2)<br />
9.4.1. Review waivers, exemptions and deviations from established explosives safety criteria<br />
and ensure that compensatory measures are integrated into local written procedures<br />
according to paragraph 9.4.5 below.<br />
9.4.2. Advise commanders of the increased damage potential these exceptions allow.<br />
9.4.3. Assist units in performing a risk assessment for explosives operations according to<br />
applicable directives.<br />
9.4.4. Ensure that units identify and document compensatory measures to minimize mishaps,<br />
eliminate violations and reduce risk.<br />
9.4.5. Coordinate on all local written procedures affecting weapons operations and perform<br />
annual review.<br />
9.4.6. Remain aware of planning and activities on the installation that affect weapons safety.<br />
The WSM must conduct documented initial and annual reviews on munitions-related<br />
operating instructions, explosives test plans, deployment plans, OPLANs, OPORDs and local<br />
directives involving the storage, handling and inspection of nuclear weapons, missiles or<br />
explosives. Reviewed documentation must be maintained by safety office.<br />
9.4.7. Advise each new wing or group level commander responsible for an explosive safety<br />
program within 60 days of appointment on applicable waivers, exemptions, deviations and<br />
compensatory measures as well as the associated risk for each. Commanders below group<br />
level will be briefed by appointed ADWSRs, when appropriate.<br />
9.4.8. Participate in mishap prevention and risk management determination in the following<br />
areas:<br />
9.4.8.1. Maintenance, storage, alert, research and developmental test, and operating<br />
locations.<br />
9.4.8.2. Flightline explosives operations.<br />
9.4.8.3. Review flightline explosives operations, operational procedures for aircraft<br />
carrying hazardous materials.<br />
9.4.8.4. Disposal yards and demolition activities.<br />
9.4.8.5. Nuclear surety elements. (See AFI 91-101).<br />
9.4.8.6. Munitions maintenance handling equipment (MMHE) quality assurance<br />
programs.<br />
9.4.8.7. Weapon systems maintenance.<br />
9.4.8.8. Weapon systems modifications, special exercises and test programs.<br />
9.4.8.9. Planning for contingencies.<br />
9.4.8.10. Concurrent Servicing Operations.<br />
9.4.8.11. Licensed locations.
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9.4.8.12. Installation support (Continental United States only) for Department of Energy<br />
(DOE) shipments (SAFE HAVEN and SAFE CONVOY). (See AFI 10-2501).<br />
9.4.8.13. Weapons safety training for unit personnel.<br />
9.4.8.14. Weapons test review process, if applicable.<br />
9.4.8.15. Explosives movement route.<br />
9.4.8.16. Hot Cargo Pads and Inspection Points for Explosives-Loaded Commercial<br />
Vehicles.<br />
9.4.9. Annually review installation explosives location map and provide changes and<br />
corrections to CES. Review must be documented and maintained by the safety office. CES<br />
published maps should be coordinated with logistics, operations and safety. The reviews can<br />
be documented on separate logs and should include but not be limited to the following<br />
applicable areas.<br />
9.4.9.1. Explosives safety ―clear zones‖ required around each location based on quantitydistance<br />
criteria.<br />
9.4.9.2. Primary and alternate explosives movement routes through the installation.<br />
9.4.9.3. Authorized flight line locations for conducting explosives operations to include<br />
concurrent servicing operations activities, explosives aircraft cargo on or off loading, and<br />
combat aircraft explosives loading.<br />
9.4.9.4. Locations for handling hung ordnance and gun-clearing operations.<br />
9.4.9.5. Arm and de-arm areas.<br />
9.4.9.6. Explosives support workplaces, such as flightline munitions holding areas.<br />
9.4.9.7. Base explosives prohibited zones (see AFMAN 91-201 and UFC 3-260-01).<br />
9.4.9.8. Vehicle inspection points and suspect vehicle areas.<br />
9.4.9.9. Parking spots for aircraft loaded with munitions or explosives identified in<br />
AFMAN 91-201.<br />
9.4.9.10. Potential electromagnetic radiation hazard zones that could affect munitions<br />
operations. After 100% evaluation, plot only those zones that actually impact munitions<br />
operations to include primary and alternate explosive routes. The review must be<br />
documented and maintained by Weapons Safety. The reviews can be documented on<br />
separate logs.<br />
9.4.10. With the assistance of Ground Safety, assign RACs to weapons safety hazards.<br />
9.5. Weapons Safety Program Requirements. Units that maintain explosives must:<br />
9.5.1. With the assistance of base civil engineering and safety, submit explosives site plans<br />
according to AFMAN 91-201. The installation safety office is the OPR for all explosives site<br />
plans.<br />
9.5.2. License facilities that store small quantities of explosives according to AFMAN 91-<br />
201.
84 AFI91-202 5 AUGUST 2011<br />
9.5.3. Review and help develop plans and procedures for handling emergencies to include,<br />
but not limited to, SAFE HAVEN, SAFE CONVOY, HAZMAT response, AFI 10-2501 or<br />
UFC 3-260-01, and when required by law (e.g., Clean <strong>Air</strong> Act; Environmental Planning<br />
Community Right To Know Act; secure explosives holding areas IAW the Defense Travel<br />
Regulation, Part II, Chapter 25, etc.), or accidental release risk management programs for<br />
explosives.<br />
9.6. Missile Safety. Missile systems are ground-launched or air-launched and do not include<br />
unpiloted drones or remotely piloted vehicles. The aerospace vehicle, ground support and<br />
operational equipment, personnel, and the operational environment are all sources of mishaps.<br />
Typically, missile launch operations will be conducted from a Major Range Test Facility Base<br />
(MRTFB) range and will comply with DoDD 3200.11, Major Range and Test Facility Base<br />
(MRTFB), in addition to AFI 99-103, Capabilities-Based Test and Evaluation, and AFI 13-212,<br />
Range Planning and Operations, safety requirements as described in Chapters 1 and 2 of this<br />
instruction.<br />
9.7. Nuclear Surety. The goal of the <strong>Air</strong> <strong>Force</strong> Nuclear Weapons Surety Program is to<br />
incorporate maximum nuclear surety, consistent with operational requirements, from weapon<br />
system development through dismantlement. AFI 91-101 contains nuclear surety program<br />
requirements.<br />
9.8. Directed Energy Weapons (DEW). New weapons systems using the electromagnetic<br />
spectrum to produce high-energy lasers, high-power microwaves, particle beams and<br />
conventional-munition-driven electromagnetic pulse (EMP) systems are in various stages of<br />
development.<br />
9.8.1. Reasonable and prudent operational procedures shall be established so that hazards<br />
from DEW system operations present minimal risk to personnel, property, interoperability,<br />
the environment and end of life disposal issues IAW AFPD 91-4, Directed Energy Weapons<br />
(DEW) Safety, and AFI 91-401, Directed Energy Weapons Safety.<br />
9.8.2. Additionally, DEW systems will be safety certified prior to operational use IAW<br />
AFPD 91-4 and AFI 91-401. Since DEW systems are made up of multiple components and<br />
often integrated onto another platform, System Safety must be incorporated into the design<br />
and operation of DEW, refer to Chapter 11, System Safety, of this instruction.<br />
9.8.3. All directed energy systems that could be aimed above the horizon which could pose a<br />
potential threat to satellites or people in space will follow the procedures in DoDI 3100.11.<br />
9.9. Munitions Rapid Response Team. Hill AFB’s Munitions Rapid Response Team (MRRT)<br />
is manned with personnel knowledgeable in conventional munitions areas. This team is available<br />
to support MAJCOMs and units whenever they have a conventional weapons mishap or problem.<br />
They can be activated to respond within 24 to 48 hours. See Attachment 4 for specific guidance.<br />
9.10. Department of Defense Explosives Safety Board (DDESB). The DDESB is a joint<br />
board of the DoD. It is subject to the direction, authority and control of the Secretary of Defense,<br />
under the Deputy Under Secretary of Defense (Environmental Security).<br />
9.10.1. The board consists of a chairperson and an officer (O-6/GS-15 or above) from each<br />
of the military departments. In addition, each military department must designate an<br />
alternate. Within the <strong>Air</strong> <strong>Force</strong>, AF/SE provides the primary and alternate members.
AFI91-202 5 AUGUST 2011 85<br />
9.10.2. The DDESB establishes DoD explosives safety policy and is responsible for the DoD<br />
Explosives Safety Management Program (ESMP). DDESB conducts Component-level<br />
programmatic evaluations according to DoDI 6055.16, Explosives Safety Management<br />
Program, which requires the Secretaries of the Military Departments to establish, resource,<br />
implement and maintain effective DoD Component-level ESMPs. Each year DDESB<br />
evaluates one of the Military Departments ESMPs. This is a top to bottom review (HAF,<br />
MAJCOM, NAF and installation) of the services’ explosives safety program.<br />
9.11. Weapons Safety Training. The MAJCOM weapons safety office must provide<br />
MAJCOM-unique Weapons Safety Manager (WSM) training to their installation, Center and<br />
NAF weapons safety personnel. MAJCOMs must ensure all weapons safety personnel in their<br />
command are properly trained.<br />
9.11.1. The installation weapons safety manager provides weapons safety training to all<br />
appointed Additional Duty Weapons Safety Representatives (ADWSR) on their<br />
responsibilities and program management. ADWSMs are required to be trained within 30<br />
days of appointment, with recurring training as determined by the MAJCOM. Installation<br />
weapons safety managers will also evaluate and monitor unit weapons safety training,<br />
approve lesson plans and review annually.<br />
9.11.2. The base or unit weapons safety manager or designated representative conducts this<br />
training, which augments the job training provided by the supervisor. The weapons safety<br />
staff evaluates and monitors unit weapons safety, approves lesson plans and reviews them<br />
annually. All personnel (supervisory and non-supervisory) who operate, handle, transport,<br />
maintain, load, or dispose of missiles, explosives, or nuclear weapons, must receive initial<br />
weapons safety training before performing any of these tasks. Recurring training must be<br />
provided not later than the end of the 15 th month following initial training. EXCEPTION:<br />
People who store and/or handle only the following are exempt from initial and refresher<br />
training:<br />
9.11.2.1. Small arms ammunition, including cartridge-actuated tools in quantity-distance<br />
hazard class/division 1.4.<br />
9.11.2.2. Document destroyers.<br />
9.11.2.3. Small tear gas items (such as grenades).<br />
9.11.2.4. <strong>Air</strong>craft and facility fire extinguisher cartridges.<br />
9.11.2.5. Other hazard class/division 1.4 items in their packaged configuration only.<br />
Personnel who will unpack and handle unpackaged items other than the exceptions listed<br />
above still require training.<br />
9.11.3. DELETE.<br />
9.11.3.1. DELETE.<br />
9.11.3.2. DELETE.<br />
9.11.3.3. DELETE.<br />
9.11.3.4. DELETE.<br />
9.11.3.5. DELETE.
86 AFI91-202 5 AUGUST 2011<br />
9.12. Weapons Safety Committees. These committees include the Explosives Safety<br />
Committee, the Non-Nuclear Munitions Safety Board and the Nuclear Weapons Systems Safety<br />
Group are chaired by AFSC/SEW representative and are composed of the chiefs of weapons<br />
safety or their MAJCOM representatives. These committees discuss matters of mutual concern<br />
that cross MAJCOM lines. Additionally, they must hold periodic meetings and generally follow<br />
other meetings in which most representatives are already present.
AFI91-202 5 AUGUST 2011 87<br />
Chapter 10<br />
SPACE SAFETY<br />
10.1. Program Management. All units conducting space-related missions must have a<br />
comprehensive space safety program. Reference AFI 91-217, Space Safety and Mishap<br />
Prevention Program, for specific space safety program requirements. Reference AFMAN 91-<br />
222, Space Safety Investigation and Reports, for specific investigative reporting guidance.<br />
10.2. Program Overview. All DoD activities with the potential to inadvertently and/or<br />
adversely affect spacecraft or humans in space shall be conducted in a safe and reasonable<br />
manner that protects space systems, their mission effectiveness, and humans in space, consistent<br />
with national security requirements IAW DoDD 3100.10, Space Policy.<br />
10.3. Space Control Systems. Space Control Systems, which include systems such as the<br />
Space Surveillance Network, Command and Control Warning, and Offensive and Defensive<br />
Counter Space Systems, have unique missions that don’t directly support other space systems.<br />
All organizations that test or operate space control systems will have a space safety program.<br />
10.4. Design, Development, Integration and Testing. Space systems will be designed, tested<br />
and operated in such a manner to:<br />
10.4.1. In order to prevent design and operational problems, it is critical that space safety<br />
personnel (e.g. system safety managers) are included throughout all phases of a system’s<br />
lifetime.<br />
10.4.2. Local System Safety Managers must be included at all milestone decision points to<br />
effectively manage the risks in each program.<br />
10.5. Launch, Range and Reentry Safety. The launch safety program covers activities<br />
associated with the ground handling, launching and pre-orbital operations of space systems. It<br />
also includes activities connected with the deployment, operation, reentry and recovery (if<br />
required) of test vehicles or payloads that do not attain orbit (either planned or unplanned).<br />
NOTE: Weapon safety programs cover intercontinental ballistic missile test launches.<br />
10.6. Orbital Safety. The high cost of orbital assets, their unique operational design and the<br />
irrecoverable nature of orbital hardware makes mishap prevention a critical component of orbital<br />
systems, from the initial design phase through end-of-life activities. The orbital safety program<br />
covers all activities associated with the development, testing and operation of space vehicles in<br />
orbit or deep space, to include spacecraft design, orbital operations, reentry, recovery and<br />
disposal elements.<br />
10.7. Space Safety Council (SSC). The SSC will assist the AF/SE in fulfilling oversight<br />
responsibilities through effective governance and management. This council, chaired by HQ<br />
AFSC/SES, is composed of the MAJCOM/SEs or their representatives. Other military/civil<br />
space agencies are invited to participate in the cross-flow of information. The council will hold at<br />
least one annual meeting. The SSC shall:<br />
10.7.1. Recommend DoD/federal and commercial space safety policy, prepare and monitor<br />
DoD/federal and commercial space safety directives or instructions concerning safety issues.<br />
10.7.2. Promote space safety initiatives for both DoD/federal and commercial space flight.
88 AFI91-202 5 AUGUST 2011<br />
10.7.3. Maximize collaboration with organizational Safety Offices.<br />
10.7.4. Discuss space safety related System Safety issues.<br />
10.7.5. Provide for an independent assessment of overall program safety.<br />
10.8. Space Safety Training. Assigned space safety personnel should be trained in all<br />
applicable aspects of space safety according to the unit’s operations. This includes risk analysis<br />
and management, System Safety, space environment hazards, testing, and conjunction<br />
assessment. Space safety personnel should be trained in mission specific safety tasks: design,<br />
range systems and operations, launch systems and operations (including conjunction on launch<br />
assessment, and upper stage disposal), orbital systems and operations (including debris<br />
minimization, conjunction assessment, collision avoidance, and end-of-life actions), and groundbased<br />
space systems and operations (including space control and directed energy<br />
systems/operations).<br />
10.9. Space Nuclear Safety. Space nuclear safety falls under the Inter-agency Nuclear Safety<br />
Review Panel, of which HQ AFSC/SES is the DoD representative. This program ensures that<br />
radioactive sources and nuclear power systems used in space are designed, developed, built,<br />
maintained, stored, handled, launched and used (including final disposition) with the maximum<br />
safety and security consistent with operational requirements. Consult AFI 91-110, Nuclear Safety<br />
Review and Launch Approval for Space or Missile Use of Radioactive Material and Nuclear<br />
Systems, for nuclear safety review and launch approval requirements and procedures for the use<br />
of nuclear powered system and radioactive sources in space.<br />
10.10. Space Asset Interaction with Directed Energy Systems. There are many DoD<br />
programs and/or experiments using the electromagnetic spectrum to produce high-energy lasers,<br />
jammers and other ground-based or space-based devices. All DoD programs shall take<br />
appropriate action or institute operational procedures to minimize hazards and/or interference<br />
with spacecraft, the general public, property on the Earth’s surface, the Earth’s atmosphere and<br />
the space environment.<br />
10.10.1. In addition to the requirements of paragraph 9.8, all laser systems that could be<br />
aimed above the horizon which could pose a potential threat to satellites or people in space<br />
will follow the procedures in DoDI O-3100.11, Illumination of Objects in Space by Lasers.<br />
10.10.2. Reference DoDI O-3100.11 and AFI 91-401 for further directed energy safety<br />
guidance.
AFI91-202 5 AUGUST 2011 89<br />
Chapter 11<br />
SYSTEM SAFETY<br />
11.1. Overview. This Chapter establishes the roles, responsibilities and policy requirements for<br />
Safety personnel in support of System Safety. It also defines how Safety personnel and<br />
organizations interact, influence and advise the other <strong>Air</strong> <strong>Force</strong> communities that are corporately<br />
responsible for System Safety in the <strong>Air</strong> <strong>Force</strong>. System acquisition and sustainment Program<br />
Managers are subject to the mandatory policy and guidance described in paragraph 11.1.3<br />
System safety principles are used to manage safety risks in multiple functional areas across the<br />
AF and form the basis for operational safety risk management and management of risks within<br />
nuclear surety activities.<br />
11.1.1. System Safety must be a planned, integrated, comprehensive effort employing both<br />
engineering and management resources. Effective System Safety efforts depend on clearly<br />
defined safety objectives and system performance requirements. System Safety objectives<br />
shall include, but not be limited to, prevention or mitigation of all reportable mishaps that<br />
may be associated with a system and its use and function.<br />
11.1.2. System Safety efforts consist of eight essential elements:<br />
11.1.2.1. Documenting the system safety approach.<br />
11.1.2.2. Hazard identification and analysis over the system life cycle.<br />
11.1.2.3. Assessment of mishap risk, expressed as severity and probability of<br />
consequences.<br />
11.1.2.4. Identification and assessment of potential risk mitigation measures.<br />
11.1.2.5. Implementation of measures to reduce risks to acceptable levels.<br />
11.1.2.6. Verification of risk reduction.<br />
11.1.2.7. Acceptance of residual risks by appropriate authorities.<br />
11.1.2.8. Tracking of hazards and residual risks throughout the system life cycle.<br />
11.1.3. These elements must be documented and periodically reviewed by program<br />
managers.<br />
11.1.3.1. Hazard tracking logs communicate sufficient information to identify and track<br />
the status of each hazard. To ensure appropriate management attention, the status of<br />
hazards is required to be presented at program and technical reviews. The System Safety<br />
effort supports program and technical reviews with current information of all hazards.<br />
The hazard tracking logs should contain:<br />
11.1.3.1.1. A hazard description.<br />
11.1.3.1.2. Unique identification information.<br />
11.1.3.1.3. Risk assessment information, including the initial assessment, the target<br />
risk level, interim assessments, as required, and the final (residual) risk assessment.<br />
11.1.3.1.4. Information concerning the mitigation action(s).
90 AFI91-202 5 AUGUST 2011<br />
11.1.3.1.5. Current status of the risk reduction effort.<br />
11.1.3.1.6. A record of user concurrence and risk acceptance by appropriate<br />
authorities.<br />
11.1.3.2. To mitigate risks, the following order of precedence is used to satisfy System<br />
Safety requirements and resolve identified hazards according to MIL-STD-882D, DoD<br />
Standard Practice for System Safety:<br />
11.1.3.2.1. Design for minimum risk.<br />
11.1.3.2.2. Incorporate safety devices.<br />
11.1.3.2.3. Provide warning devices.<br />
11.1.3.2.4. Develop procedures and training.<br />
11.1.3.3. Every hazard that cannot be eliminated must be accepted by the appropriate<br />
level of leadership as specified in AFI 63-101, Acquisition and Sustainment Life Cycle<br />
Management.<br />
11.1.4. The acquisition and sustainment communities implement the System Safety process<br />
as an integral part of a system program office's Systems Engineering activity as defined in<br />
AFI 63-101 and AFI 63-1201, Life Cycle Systems Engineering.<br />
11.1.5. Program Managers are solely responsible for organizing their offices to execute the<br />
System Safety requirements elaborated in the DoD and <strong>Air</strong> <strong>Force</strong> policy and instructions<br />
listed in paragraph 11.1.3 In particular, Acquisition and Sustainment Program Managers must<br />
integrate system safety risk management into their program’s overall Systems Engineering<br />
effort at the Integrated Product Team (IPT) level where day-to-day engineering decisions are<br />
being made. This allows System Safety to most effectively influence system design.<br />
11.1.6. For risks requiring CAE or PEO acceptance, program managers prepare a written<br />
safety risk assessment describing the hazards, predicted risks (stating both consequences and<br />
probabilities), available mitigation measures, costs or other limitations, proposed action(s),<br />
alternatives, resulting net mishap risk and the total of expected adverse consequences for the<br />
period of acceptance. For high risks, coordination with the lead command(s), PEO and<br />
AF/SE is required before submission for acceptance. Program managers are required to<br />
reassess CAE- or PEO-accepted mishap risks at least every four years and for milestone<br />
reviews or key decisions following risk acceptance, with consideration given to actual<br />
incident and loss experiences for the period and advances in mitigation technologies and<br />
methods. Re-validated risk assessments are then coordinated and submitted for acceptance by<br />
the appropriate authority for the new predicted risk levels. Attachment 15 guidance is<br />
mandatory for the risk assessments that accompany High risk acceptance packages and<br />
recommended for all other risk assessments. Formats for risk assessment packages and tools<br />
to help identify baseline risk, actions already taken, interim risk, potential options and<br />
residual risk associated with each potential option may be found on the AFSC web-site.<br />
11.2. Responsibilities.<br />
11.2.1. The Assistant Secretary of the <strong>Air</strong> <strong>Force</strong> for Acquisition (SAF/AQ):<br />
11.2.1.1. Establishes engineering and technical policy and procedures for <strong>Air</strong> <strong>Force</strong><br />
Space and non-Space Systems Acquisition and Sustainment, including policy and
AFI91-202 5 AUGUST 2011 91<br />
procedures for all Acquisition and Sustainment programs to execute System Safety as an<br />
integrated part of Systems Engineering.<br />
11.2.1.2. Performs periodic reviews of Acquisition and Sustainment programs. These<br />
include required reviews of the results of each program’s System Safety and ESOH risk<br />
management efforts. This ensures that System Safety is overseen within the context of<br />
other cost, schedule and performance issues.<br />
11.2.1.3. Represents the <strong>Air</strong> <strong>Force</strong> in Acquisition and Sustainment Program System<br />
Safety matters with other DoD components and both Governmental and non-<br />
Governmental agencies.<br />
11.2.1.4. Ensures program offices support system-related Class A and Class B mishap<br />
investigations to the extent necessary to analyze hazards that contributed to the accident,<br />
and provide recommendations for materiel risk mitigation measures, especially those that<br />
minimize potential human errors.<br />
11.2.2. Program Executive Officers (PEO), Designated Acquisition Officials (DAO), and<br />
<strong>Air</strong> Logistics Center Commanders (ALC/CC) are responsible for the execution of System<br />
Safety across all programs within their portfolios. They perform periodic program and<br />
technical reviews of programs within their portfolios. These reviews include required reviews<br />
of the results of each program’s System Safety and safety risk management efforts. This<br />
ensures that System Safety is overseen alongside other cost, schedule, and performance<br />
issues. Finally, PEOs, DAOs, or ALC/CCs serve as acceptance authorities for program safety<br />
risks classified ―Serious‖ as defined by DoDI 5000.02.<br />
11.2.3. Acquisition and Sustainment Program Managers:<br />
11.2.3.1. Program offices must clearly define, document and adopt safety risk<br />
management matrices and/or tables, using MIL-STD-882D guidance, that detail<br />
quantified probability and event consequence severity levels, and specify approval<br />
authorities that will be used to manage major system/function risk within their specific<br />
programs. (For example, MIL-HDBK-516 defines major functions for air vehicles;<br />
program managers for other enterprise items may develop similar breakouts to define<br />
major systems/functions for their specific items).<br />
11.2.3.2. Program offices must document and report their safety risk management<br />
policies, along with current status of all high and serious risks as part of their Risk<br />
Management Planning. This information is required to be documented in the<br />
Programmatic Environment, Safety and Occupational Health Evaluation (PESHE), and<br />
current High- and Serious-level safety risks must be presented at each Program and<br />
Technical Review.<br />
11.2.3.3. For risks requiring CAE or PEO acceptance, program managers must prepare a<br />
written risk assessment describing the hazards, predicted risks (stating both consequences<br />
and probabilities), available mitigation measures, costs or other limitations, proposed<br />
action(s), alternatives, resulting net mishap risk and the total expected consequences for<br />
the period of acceptance. Attachment 15 guidance is mandatory for High risk acceptance<br />
packages and recommended for all other risk assessments.
92 AFI91-202 5 AUGUST 2011<br />
11.2.3.3.1. High-level safety risk acceptance packages must be coordinated with the<br />
lead commands and AF/SE before assessments are submitted for acceptance.<br />
11.2.3.3.2. Program managers must reassess CAE- or PEO-accepted risks at least<br />
every four years and for milestone reviews or key decisions following approval, with<br />
consideration given to actual incident and loss experiences for the period and<br />
advances in mitigation technologies and methods. Re-validated risk assessments must<br />
be coordinated and submitted for acceptance by the appropriate authority for the new<br />
predicted risk levels.<br />
11.2.3.4. IAW AFI 63-101, all system-related Class A and B mishap investigation<br />
reports must include the Program Manager analysis of hazards that contributed to the<br />
accident and recommendations for materiel risk mitigation measures, especially those<br />
that minimize the potential for human errors.<br />
11.2.4. The <strong>Air</strong> <strong>Force</strong> Chief of Safety (AF/SE):<br />
11.2.4.1. Develops System Safety policy and guidance.<br />
11.2.4.2. Evaluates safety risk assessment portions of risk acceptance packages<br />
submitted for High risks to validate the processes and methodologies and to ensure risk<br />
information is adequately conveyed to risk-acceptance authorities. Reviews and<br />
coordinates on the risk acceptance packages for risks classified as High.<br />
11.2.4.3. Provides independent assessments and advice on overall Acquisition and<br />
Sustainment Program safety (residual hazards and associated risks) to Headquarters <strong>Air</strong><br />
<strong>Force</strong> senior leadership, as appropriate.<br />
11.2.4.4. Participates in <strong>Air</strong> <strong>Force</strong> Review Boards (AFRBs) and other HAF-level reviews<br />
for Acquisition and Sustainment Programs. These reviews are one of the key<br />
opportunities to influence System Safety in Acquisition and Sustainment Programs.<br />
11.2.4.5. Represents the <strong>Air</strong> <strong>Force</strong> in System Safety matters with other DoD components<br />
and both Governmental and non-Governmental agencies.<br />
11.2.4.6. Collects and consolidates System Safety Group (SSG) recommendations and<br />
inputs for the <strong>Air</strong> <strong>Force</strong> Operational Safety Council (AFOSC).<br />
11.2.4.7. Requires all system-related Class A and B safety mishap investigation reports<br />
include the program office analyses of hazards that contributed to the mishap and<br />
program office recommendations for materiel risk mitigation measures, especially those<br />
that minimize potential human errors.<br />
11.2.4.8. Develops and implements System Safety training programs and handbooks.<br />
11.2.4.9. Provides advisors and consultants to System Safety Groups.<br />
11.2.4.10. Reviews <strong>Air</strong> <strong>Force</strong> technical and management documents (capabilities<br />
management documents, program management directives, SSG charters) for inclusion of<br />
appropriate safety requirements.<br />
11.2.4.11. Reviews and comments on mishap reports for technical content and lessons<br />
learned. Forwards lessons learned to the Center for Systems Engineering (CSE) Lessons<br />
Learned data bank and to appropriate OPRs for standards, specifications, and handbooks.
AFI91-202 5 AUGUST 2011 93<br />
11.2.4.12. Provides members, advisors and consultants to the Non-nuclear Munitions<br />
Safety Boards (NNMSB), and safety study groups for terrestrial nuclear reactors.<br />
Provides a senior advisor to the chair of the US <strong>Air</strong> <strong>Force</strong> Nuclear Weapons System<br />
Safety Group (NWSSG). (See AFI 91-205, Nonnuclear Munitions Safety Board, AFI 91-<br />
109, <strong>Air</strong> <strong>Force</strong> Nuclear Reactor Program, and AFI 91-102, Nuclear Weapon System<br />
Safety Studies, Operational Safety Reviews, and Safety Rules.)<br />
11.2.4.13. Evaluates the System Safety of Directed Energy Weapons (DEW) needed for<br />
<strong>Air</strong> <strong>Force</strong> operations via the DEW Certification Board (DEWCB). This safety<br />
consideration is a System Safety effort which considers the DEW hazard posed to <strong>Air</strong><br />
<strong>Force</strong> personnel and all pertinent <strong>Air</strong> <strong>Force</strong> equipment. Safety of a DEW device shall be<br />
considered before purchase or during design, using AFI 91-401 safety design criteria.<br />
11.2.4.14. For system-related mishaps, determine whether the Program Manager<br />
previously identified the hazards that played a role in the mishap sequence and had<br />
included those hazards in its Systems Engineering System Safety ESOH risk<br />
management efforts.<br />
11.2.5. <strong>Air</strong> <strong>Force</strong> Materiel Command (AFMC): Establishes and maintains the <strong>Air</strong> <strong>Force</strong>'s<br />
capability to support System Safety efforts of non-Space Program Managers.<br />
11.2.5.1. Ensures product centers, logistics centers and laboratories document safety<br />
criteria and hazards identified during their efforts. Provides support as required to ensure<br />
the responsible organizations include Safety hazard analysis with any development or<br />
modification to be evaluated, assessed or tested within AFMC and the using command.<br />
11.2.5.2. Ensures program offices and the lead and using commands coordinate when<br />
modifications or changes in system use affect safety.<br />
11.2.5.3. Evaluates mishaps and mishap trends to identify deficiencies that engineers and<br />
managers may have overlooked or incorrectly analyzed during system development.<br />
Correct oversights and update ―lessons learned‖ information.<br />
11.2.5.4. Keeps HQ AFSC informed of the programmatic changes of the on-going and<br />
future acquisition and sustainment programs. Specifically, changes in program managers,<br />
System Safety managers and program status (i.e., acquisition or sustainment and<br />
responsible organization).<br />
11.2.5.5. Facilitates information exchange between program managers and chief<br />
engineers and HQ AFSC and the user to help maintain operational safety of AFMC<br />
managed weapon systems and end items.<br />
11.2.5.6. Ensures level of support, training and experience of System Safety staff is<br />
appropriate for each Program.<br />
11.2.5.7. Ensures HQ AFMC/SES forwards to HQ AFSC/SEFE not later than 30<br />
calendar days after the end of each fiscal year, an update to the USAF Aviation Safety<br />
Equipment Database in the format described in Attachment 2.<br />
11.2.5.8. Ensures all Center system safety managers annually report risk management<br />
policies conforming to paragraph 11.3.1, along with a current list of all CAE- or PEOaccepted<br />
residual risks for their programs. Provides a consolidated annual report for all<br />
programs to AF/SE and SAF/AQ.
94 AFI91-202 5 AUGUST 2011<br />
11.2.5.9. Works with the Center for Systems Engineering (CSE) to maintain an<br />
―acquisition and design system safety lessons learned‖ database and makes it available to<br />
users to ensure that they apply appropriate lessons learned to new programs.<br />
11.2.5.10. Chairs System Safety Engineering Analysis (SSEA) efforts as required by<br />
each system.<br />
11.2.6. <strong>Air</strong> <strong>Force</strong> Space Command (AFSPC):<br />
11.2.6.1. Establishes and maintains the <strong>Air</strong> <strong>Force</strong>'s capability to conduct system safety<br />
programs for space facility, launch and on-orbit activities. The Space and Missile Center<br />
(SMC) is the focal point for these system safety and acquisition functions.<br />
11.2.6.2. Maintains close coordination with SMC to ensure that launch and on-orbit<br />
hazards are identified.<br />
11.2.6.3. Appoints a trained System Safety manager to act as the point of contact to<br />
facilitate system safety matters.<br />
11.2.6.4. For Space Systems, all mission assurance personnel shall be trained in System<br />
Safety and support System Safety efforts, consistent with their particular job<br />
responsibilities.<br />
11.2.7. System Safety Officers, Managers and engineers monitor operational experience,<br />
mission changes, environmental effects or system modifications to identify and correct<br />
hazards throughout the life cycle of a system or facility. When a program (e.g., an aircraft)<br />
has an embedded sub-program (e.g., an aircraft engine) which could create inter-related<br />
safety risk at the higher system level, both program managers will ensure their Systems<br />
Engineering Plans include processes to identify inter-related safety risks and to integrate risk<br />
management and mitigation efforts for High or Serious safety risks.<br />
11.2.7.1. When assigned to Program Offices, System Safety Officers, Managers and<br />
engineers:<br />
11.2.7.1.1. According to their particular job requirements, individuals in System<br />
Safety positions will complete an approved System Safety Course within 90 days of<br />
assignment (or first available course thereafter). Safety offices must document<br />
reasons for assigned individuals who have not completed training within 120 days of<br />
assignment.<br />
11.2.7.1.2. Must have introductory space safety course training when assigned to a<br />
program involved in the acquisition of a space system.<br />
11.2.7.1.3. Works within the Program Manager’s Integrated Product Team (IPT)<br />
structure to establish and maintain a System Safety program according to the<br />
principles of MIL-STD 882D.<br />
11.2.7.1.4. Participates in the development and maintenance of the Programmatic<br />
Environment, Safety, and Occupational Health Evaluation (PESHE) document.<br />
11.2.7.1.5. Integrates System Safety efforts with systems engineering and other<br />
functional areas within the program.
AFI91-202 5 AUGUST 2011 95<br />
11.2.7.1.6. Identifies and assesses safety hazards and risks throughout the program<br />
life. Ensures safety portions of PESHE are current and coordinated through the<br />
Center System Safety Manager (CSSM). Annually reports safety risk management<br />
policies, accepted mishap risks and those that require PEO or higher action for their<br />
program to the Center system safety manager IAW paragraph 11.2.7.2.7<br />
11.2.7.1.7. Incorporates safety requirements and design criteria into appropriate<br />
program documents.<br />
11.2.7.1.8. Works with System Engineering staff to provide System Safety risk<br />
assessments for program and technical reviews.<br />
11.2.7.1.9. Develops, recommends and oversees special tests to verify effectiveness<br />
of mitigation measures.<br />
11.2.7.1.10. Develops and implements tracking procedures for all identified hazards<br />
and mitigation measures. Documents management decisions for acceptance of mishap<br />
risks.<br />
11.2.7.1.11. When appropriate, develops operating limits and other safety risk<br />
mitigation measures in concert with the lead, using or operational commands. System<br />
Safety personnel must identify and document particular safety constraints as early as<br />
possible.<br />
11.2.7.1.12. Conducts SSGs/System Safety Working Groups (SSWGs), when<br />
required, for their program.<br />
11.2.7.1.13. Prepares formal risk assessment packages.<br />
11.2.7.1.14. Ensures System Safety requirements are clearly defined within the<br />
Systems Engineering process for their program.<br />
11.2.7.1.15. For AFMC managed systems and end-items, works with the assigned<br />
chief engineer in the assurance of system and or end-item’s Operational Safety,<br />
Suitability, and Effectiveness (OSS&E) baseline.<br />
11.2.7.1.16. As part of the preparations for fielding new or modified systems, ensures<br />
using commands are provided with a listing of all identified hazards, their mitigation<br />
measures, mishap risk assessments, residual hazards and risk acceptance<br />
documentation.<br />
11.2.7.1.17. Identify budget requirements that support mishap investigations and<br />
corrections of deficiencies in support of their program.<br />
11.2.7.1.18. Provides updates to the USAF Safety Equipment Database 30 calendar<br />
days prior to the close of each fiscal year to HQ AFMC/SES for forwarding to HQ<br />
AFSC/SEFE. Attachment 2 contains the required information and format.<br />
11.2.7.2. When assigned as a Center System Safety Manager (CSSM):<br />
11.2.7.2.1. HQ AFRL and each product and logistics center will have a trained fulltime<br />
CSSM in the center safety office, unless waived by HQ AFMC/SES.<br />
11.2.7.2.2. Each laboratory technical directorate and test center will have a trained<br />
SSM in the laboratory/test center safety office. (The laboratory/test CSSM can be a
96 AFI91-202 5 AUGUST 2011<br />
part-time individual, depending on the local system safety efforts.) If a<br />
center/laboratory has a full-time system safety staff, the chief of this staff will be the<br />
CSSM or laboratory SSM. All center/laboratory SSMs will document safety criteria<br />
and hazard identification and resolution for in-house and for contractual programs.<br />
CSSMs will identify program/project documents to be coordinated by the<br />
center/laboratory SSM.<br />
11.2.7.2.3. CSSMs should be members of the center Acquisition Strategy Panel and<br />
the Senior Engineering Council.<br />
11.2.7.2.4. CSSMs or their designated staff members will be members or advisors of<br />
SSGs and MSTGs and CCBs. (Full-time SSMs may represent system safety in lieu of<br />
the CSSM on program-unique CCBs, MSTGs, and SSGs.)<br />
11.2.7.2.5. CSSMs will conduct annual meetings with all center system safety<br />
personnel to cover refresher training, cross-tell items, and new developments in<br />
system safety.<br />
11.2.7.2.6. The CSSM will coordinate on the safety portion of PESHEs for programs<br />
managed at the Center.<br />
11.2.7.2.7. CSSMs must provide annual overviews to the MAJCOM/SE and AF/SE<br />
on the safety risk management policies and status of all risks requiring PEO or CAE<br />
action for all programs managed at their Center.<br />
11.2.7.3. When assigned to Lead/Using Command, System Safety Officers, Managers,<br />
and engineers:<br />
11.2.7.3.1. Must be familiar with System Safety policy and guidance.<br />
11.2.7.3.2. Support the Initial Capabilities Document (ICD), Capability Development<br />
Document (CDD) and Capability Production Document (CPD) development effort by<br />
IAW AFPD 90-8, Environment, Safety, and Occupational Health. Safety personnel<br />
must work with the Environmental and Bioenvironmental Engineering staffs to<br />
identify ESOH constraints as early as possible to prevent adverse impacts on<br />
command mission, base locations, operational use, support concepts or<br />
meteorological operating environments associated with systems.<br />
11.2.7.3.3. Assist in coordinating user concurrence for safety risk acceptance<br />
decisions.<br />
11.2.7.3.4. Interpret hazard data provided by the program manager for the system<br />
users.<br />
11.2.8. Major Commands. Each MAJCOM with acquisition responsibilities must appoint a<br />
trained System Safety manager to act as the point of contact to facilitate System Safety<br />
matters. Major Command Safety Offices and System safety personnel:<br />
11.2.8.1. Specify any requirements for safety features that could reduce risk, hazards or<br />
their effects. Safety personnel must identify particular safety constraints as early as<br />
possible to the Program Office, preferably as a part of a formal requirements document,<br />
endorsed by the Lead Command’s proponent office for the system. These System Safety<br />
constraints could affect the command mission, base locations, unique operational use,
AFI91-202 5 AUGUST 2011 97<br />
support concepts or meteorological operating environments dealing with the weapons<br />
system.<br />
11.2.8.2. Participate as SSG members and SSWG members, as appropriate. Ensure<br />
acquisition, sustainment, testing, training development, and modification plans include<br />
adequate operational safety criteria. Ensure material mishap recommendations are<br />
included in the Lead MAJCOM cycle and efforts/results are addressed by program<br />
offices.<br />
11.2.8.3. Designate a trained focal point responsible for System Safety advocacy for the<br />
Command. Provide AFSC/SES, AFMC/SES and AFSPC/SES (space programs only)<br />
with the name of the focal point. NOTE: Trained focal point is someone who has<br />
completed a formal System Safety course.<br />
11.2.8.4. Work closely with program managers to facilitate the Lead Command’s<br />
coordination role in the System Safety risk acceptance process. Jointly determine the<br />
overall level of risk and document the acceptance of this risk level with the appropriate<br />
authorities.<br />
11.2.8.5. Use the principles of risk management to discover previously unidentified<br />
hazards and/or changes in the level of risks in fielded systems. Ensure that changes in<br />
CONOPS will be evaluated for changes in risk. Provide relevant information to the<br />
program manager for risk mitigation efforts.<br />
11.2.8.6. Lead Commands will consolidate Using Command’s requirements and<br />
represent these needs to program offices.<br />
11.2.8.7. Ensure assigned system safety personnel are properly trained.<br />
11.2.9. Units. Ensure the unit risk management effort uses Program Manager’s System<br />
Safety hazard information in its risk assessments.<br />
11.2.9.1. Participate, as appropriate, in SSGs and SSWGs to identify risks and hazards.<br />
11.2.9.2. Coordinate issues affecting System Safety with the MAJCOM Weapon System<br />
Representative, the Program Office, the System Safety Group and HQ AFSC, as<br />
appropriate.<br />
11.2.10. Test Organizations. During both development and operational test and evaluation,<br />
test organizations will review and validate program office risk assessments for hazards that<br />
were not eliminated through redesign. The test organizations and <strong>Air</strong> <strong>Force</strong> Operational Test<br />
Evaluation Center (AFOTEC) will provide the using commands with their recommendations<br />
on program office risk assessments. The test organizations and AFOTEC will provide to the<br />
program office a summary of the test hazards and the mitigating actions for all test hazards.<br />
11.3. System Safety Groups (SSG). In addition to the day-to-day systems engineering, system<br />
safety activities, acquisition and sustainment program offices should utilize SSGs to collect and<br />
cross feed user inputs and insights into the program’s System Safety efforts. SSG members<br />
include the program manager or deputy, Center System Safety Manager, program System Safety<br />
Manager and representatives from the Using Commands, HQ AFSC, AFMC/SES, AFOTEC,<br />
AFSPC/SES, SAF/AQR, and other appropriate DoD and industry organizations.
98 AFI91-202 5 AUGUST 2011<br />
11.3.1. All aircraft and space programs, regardless of acquisition category, are required to<br />
conduct SSGs. Programs for subordinate systems used on aircraft or space systems shall<br />
address system safety issues within the SSG for the aircraft or space systems in which they<br />
are to be integrated, and are not required to have separate SSGs. Separate SSGs are also not<br />
required for programs covered under AFI 91-102, Nuclear Weapon System Safety Studies,<br />
Operational Safety Reviews, and Safety Rules, AFI 91-205, Nonnuclear Munitions Safety<br />
Board, or AFI 91-401, Directed Energy Weapon Safety. SSGs are optional for all other<br />
Acquisition Category I (ACAT 1) and lower acquisition category programs. HQ AFSC will<br />
maintain a list of aircraft and space programs that conduct SSGs.<br />
11.3.2. The program manager, deputy program manager or chief engineer chairs the SSG.<br />
SSGs meet at least annually as scheduled by the chair. In addition, any member of the SSG<br />
may request the chair call a meeting. Meetings may be waived with concurrence of all<br />
required attendees. Each SSG will address the following as appropriate:<br />
11.3.2.1. Program status.<br />
11.3.2.2. Fleet safety assessment.<br />
11.3.2.3. Analyses of major safety design trade-offs and modifications. Analysis will<br />
include risk hazard indices, proposed corrective actions and their effect and status.<br />
11.3.2.4. Status of planned, pending, active and disapproved safety modifications.<br />
Appendix 15 has guidelines and considerations for modification planning and risk<br />
assessment.<br />
11.3.2.5. Safety investigation recommendations affecting the system. A discussion of<br />
High Accident Potential (HAP) reports that have occurred since the last meeting.<br />
11.3.2.6. User/operator issues.<br />
11.3.2.7. Safety risk mitigation options<br />
11.3.2.8. Unmitigated hazards.<br />
11.3.2.9. System Safety program scope, including contractual requirements and<br />
deliverable System Safety data.<br />
11.3.2.10. Overall safety assessments, especially before milestone reviews.<br />
11.3.2.11. Major modifications or engineering change proposals.<br />
11.3.2.12. The need to establish SSWGs as necessary to work detailed System Safety<br />
issues.<br />
11.3.2.13. Making safety recommendations during design, development, test, operations,<br />
sustainment and disposal.<br />
11.3.2.14. Assigning mishap risk indices to each SSG discussion and action item.<br />
11.3.2.15. <strong>Air</strong>craft Information Program status to emphasize the collection and analysis<br />
of safety data.<br />
11.3.3. The SSG develops and coordinates the SSG charter. The SSG charter will address<br />
the purpose and scope, mandatory membership, operating procedures and administration of<br />
the group. All mandatory members must commit to supporting SSG meetings and must sign
AFI91-202 5 AUGUST 2011 99<br />
the charter. Minimum mandatory membership includes the Chairman (Program Manager,<br />
Deputy or Chief Engineer), Program System Safety Manager/Engineer, Center System Safety<br />
Manager, AFSC, AFMC/SE (for non-space systems), AFSPC/SE (for space systems), the<br />
Lead MAJCOM safety office, and the Lead MAJCOM user representative. Optional,<br />
advisory members include SAF/AQRE, the contractor system safety manager, the ALC<br />
Materiel Safety Officer (MSO), program engineering staff (as needed based on issues at<br />
hand), AFOTEC, AFFTC, Space Launch Ranges, and others as may determined by<br />
mandatory members.<br />
11.3.4. SSG minutes shall be sent to SAF/AQR, AFMC/EN or SMC/EA (as applicable), HQ<br />
AFSC/SEA/SEF/SEG/SES/SEW, AFSPC/SES or AFMC/SES (as applicable), and the<br />
owning command.<br />
11.3.5. SSG recommendations that require capability changes or materiel modifications by<br />
the program office must be validated and documented IAW the process and criteria outlined<br />
in AFI 10-601.<br />
11.4. Networks, Automated Information Systems, and Non-Developmental Items. Program<br />
managers are required to conduct a System Safety analysis appropriate for the system or item.<br />
For non-developmental items, the analysis should review usage history, verify intended use<br />
similarities, evaluate differences, and plan for adequate safety evaluation for all <strong>Air</strong> <strong>Force</strong>-unique<br />
modifications or changes in use. This System Safety review should be accomplished by the<br />
procuring/buying agency that is in the best position to assess the intended use and necessary<br />
modification. For example, Federal Aviation Regulation (FAR) certification requirements are<br />
incrementally implemented and may not apply to all models or year groups of similar aircraft.<br />
Operations from military fields and or with military support equipment provide unique hazard<br />
opportunities that may not have been considered in the original design. Exercise care in<br />
accepting FAA certification as a sufficient indication for safety of the design.<br />
11.5. System Safety Engineering Analysis (SSEA). The SSEA program evaluates and<br />
approves new operations that are prohibited due to the perceived risks (e.g. hot pit refueling,<br />
integrated combat turnaround (ICT)/hot ICT, aircraft-to-aircraft servicing operations, wet<br />
wing/rapid defueling and concurrent servicing).<br />
11.5.1. SSEA of a proposed operation is performed by a highly qualified team under<br />
controlled conditions. The team conducts actual demonstrations and analysis of the operation<br />
to validate overall risk assessment and recommend actions. The SSEA team is normally<br />
chaired by the AFMC System Safety Office and includes experts from AFSC and the<br />
developing, supporting and operational commands.<br />
11.5.2. A using command requests a SSEA in writing to AFMC/SES and informs HQ<br />
AFSC. Requests must include:<br />
11.5.2.1. A complete description of the proposed operation.<br />
11.5.2.2. Justification for accepting the increased risk.<br />
11.5.2.3. Recommended location and dates for the SSEA demonstrations.<br />
11.5.2.4. Identification of other DoD, Government or foreign agencies that might be<br />
involved.
100 AFI91-202 5 AUGUST 2011<br />
11.5.3. The SSEA team reports the results of the analysis, including operational concepts,<br />
system descriptions, risk assessments, hazard analyses, descriptions of the demonstrations,<br />
and conclusions and recommendations to the requester.
AFI91-202 5 AUGUST 2011 101<br />
Chapter 12<br />
HAZARD ABATEMENT<br />
12.1. Purpose. To provide senior leaders, functional managers and supervisors with a riskbased<br />
process or equivalent that mitigates hazardous conditions in all workplaces and operations.<br />
The purpose of the hazard abatement program is to eliminate, control or limit exposure of<br />
personnel to hazardous conditions.<br />
12.2. Responsibilities.<br />
12.2.1. Each installation establishes a program to abate hazards based on a priority system.<br />
12.2.2. Commanders, supervisors and employees at all levels are responsible for abating<br />
hazardous conditions<br />
12.2.3. Commanders protect national resources, both human and material, and have the<br />
responsibility to take action in implementing safety measures.<br />
12.2.4. Functional managers correct hazards in their areas of responsibility.<br />
12.2.5. The safety office helps commanders determine needed abatement actions and<br />
provide the commander with follow-up support until the hazard is eliminated.<br />
12.2.6. Send projects beyond the capability of local commanders to the parent MAJCOM.<br />
12.3. Planning and Engineering. Use risk management processes during the planning, design<br />
and execution phases to eliminate hazards as early as possible when they will have the least cost<br />
and operational impact on the program. Continually review plans, specifications and drawings to<br />
identify and eliminate hazards until the equipment or workplace is operating.<br />
12.4. Procedural Actions. Develop procedures or restrictions to minimize risk if planning or<br />
engineering actions cannot be used to eliminate hazards. If necessary, impose restrictions such as<br />
operational limits, frequent inspections, protective equipment or stopping the operation until<br />
corrective action is taken.<br />
12.5. Hazard Elimination Hierarchy. The types of hazards employees are exposed to, the<br />
severity of the hazards and the risk the hazards pose to employees should all be considered in<br />
determining methods of hazard prevention, elimination and control.<br />
12.5.1. In general, the following hierarchy should be followed in determining hazard<br />
elimination and control methods:<br />
12.5.1.1. Engineering. Engineering controls are the preferred method of reducing<br />
exposure to hazards, but are not always feasible. Following are examples of engineering<br />
controls that can be implemented.<br />
12.5.1.1.1. Substitution of a less hazardous material.<br />
12.5.1.1.2. Change process to minimize exposure to a hazard.<br />
12.5.1.1.3. Isolation or enclosure of a process.<br />
12.5.1.1.4. Ventilation of a work area.<br />
12.5.1.1.5. Use of local exhaust i.e. fume hoods.
102 AFI91-202 5 AUGUST 2011<br />
12.5.1.2. Administrative. Administrative control methods, such as adjusting work<br />
schedules, good housekeeping or encouraging best work practice can reduce hazard<br />
exposures.<br />
12.5.1.3. Personal Protective Equipment (PPE). PPE to be used is determined by hazard<br />
identification in hazard analysis. PPE should be used when all other hazard controls have<br />
been exhausted or more significant hazard controls are not feasible.<br />
12.5.2. When engineering controls have been studied, investigated and implemented, yet still<br />
do not bring employees’ exposure levels to below permissible exposure limits, or when<br />
engineering controls are determined to be infeasible, then a combination of controls must be<br />
understood and followed by all affected parties.<br />
12.5.3. Attachment 7 through 10 provide additional instructions for assigning RACs,<br />
determining an abatement priority numbers and completing AF Forms 3 and 1118.<br />
12.6. Hazard Abatement Requirements. To abate hazardous conditions:<br />
12.6.1. Abate hazards in military-unique equipment and processes through established<br />
systems for modification and upgrade (e.g., Product Quality Deficiency Reporting Program<br />
(T.O. 00-35D-54, USAF Material Deficiency Report and Investigation System) and Flight<br />
Manual Changes [AFI 11-215, Flight Manual Procedures]).<br />
12.6.2. Hazard abatement in nonmilitary-unique workplaces must:<br />
12.6.2.1. Abate RACs 1, 2 and 3 hazards as soon as possible.<br />
12.6.2.2. Identify abatement actions for RACs 4 and 5 hazards as soon as possible.<br />
12.6.3. Select an abatement method and, if possible, interim control measures based on the<br />
hierarchy outlined in paragraph 12.5<br />
12.6.4. Other factors that affect decisions on abatement actions are:<br />
12.6.4.1. Impact to mission.<br />
12.6.4.2. Technical feasibility and cost of available options.<br />
12.6.4.3. Number of personnel exposed and length of time exposed.<br />
12.6.4.4. Previous mishap experience.<br />
12.6.4.5. Future use of workplaces or equipment.<br />
12.6.4.6. Alternative methods to control the hazard or protect personnel.<br />
12.6.4.7. Interim control measures in effect.<br />
Figure 12.1. ANNUAL HAZARD ABATEMENT PROGRAM SURVEY REPORT (RCS:<br />
HAF-SEC(A) 9363) MAJCOM--FOA--DRU SECTION A—HAZARDS ABATED<br />
DURING FY__.<br />
NUMBER OF<br />
HAZARDS<br />
ABATED<br />
TOTAL PROJECT<br />
COST ($000)<br />
ABATEMENT COST ($000)
AFI91-202 5 AUGUST 2011 103<br />
MILITARY<br />
CONSTRUCTION<br />
PROGRAM (MCP)<br />
OPERATIONS<br />
AND<br />
MAINTENANCE<br />
(O&M)<br />
RAC 1<br />
RAC 2<br />
RAC 3<br />
RAC 1<br />
RAC 2<br />
RAC 3<br />
TOTAL<br />
SECTION B—ABATEMENT FUNDED<br />
(MCP RAC 1<br />
RAC 2<br />
RAC 3<br />
O&M RAC 1<br />
RAC 2<br />
RAC 3<br />
TOTAL<br />
SECTION C—ABATEMENT UNFUNDED<br />
MCP RAC 1<br />
RAC 2<br />
RAC 3<br />
O&M RAC 1<br />
RAC 2<br />
RAC 3
104 AFI91-202 5 AUGUST 2011<br />
TOTAL<br />
12.7. Imminent Danger Situations. Anyone identifying an imminent danger situation will<br />
immediately bring it to the attention of the commander and supervisor in charge. Commanders or<br />
supervisors must take immediate action to eliminate or control the hazard or cease operations and<br />
withdraw exposed personnel until the situation is safe.<br />
12.8. Posting Hazards. The fire, safety or health officials complete the AF Form 1118<br />
identifying RAC 1, 2 and 3 hazards according to Attachment 9 and forwards to the supervisor<br />
for posting. If the hazard is not abated within 30 days, a copy of the AF Form 1118 will be sent<br />
to the Wing safety office by the office assigning the RAC for addition to the master hazard<br />
abatement program. Supervisors must alert employees to the hazardous condition, any interim<br />
control measures and permanent corrective actions underway or programmed. Supervisors post<br />
the AF Form 1118 in the workplace no later than the end of the next duty day after identification<br />
of the hazard. AF Form 979, Danger Tag, may be used for this purpose on equipment. See<br />
AFOSH Standard 91-501 or current AFOSH guidance.<br />
12.8.1. Location. Post AF Form 1118 on, at or as near as possible to the hazard. However,<br />
where the nature of the hazard or workplace is such that this is not practical, post notices in a<br />
prominent place where all employees can see them. The workplace supervisor must ensure<br />
the posted AF Form 1118 is maintained in good condition and employees are kept informed<br />
of any changes. If adverse conditions are present, enclose the notice in a suitable protective<br />
cover.<br />
12.8.2. Removal. The issuing office will be the authority to remove a posted AF Form 1118,<br />
Notice of Hazard. Removal of notices will only occur after the hazard has been corrected<br />
and validated by the issuing authority.<br />
12.9. Installation Hazard Abatement Plans. Managers will ensure RACs 1, 2 and 3 hazards<br />
not corrected within 30 days are included into a formal installation hazard abatement plan and<br />
ensure any affected contractors or DoD civilian employees are notified. Safety staff will track<br />
RAC 4 and 5s until closed. AF Form 3 or AF Form 1118 is optional for RACs 4 and 5.<br />
MAJCOM may delineate additional tracking requirements.<br />
12.9.1. RAC 1, 2, or 3 hazards, not abated within 30 days, identified for correction are<br />
entered into the formal hazard abatement plan using AF Form 3. (See Attachment 10). Close<br />
out applicable hazard reports and inspection reports when action is transferred to AF Form 3.<br />
12.9.2. Safety, fire or health officials assist functional managers in preparation of the AF<br />
Form 3. After functional manager approves and signs the AF Form 3, it will be entered into<br />
formal hazard abatement plan. NOTE: Enter only one hazard on each copy of the AF Form<br />
3.<br />
12.9.3. The host installation safety staff maintains a complete set of AF Form 3s, which is<br />
the installation master hazard abatement plan.<br />
12.9.4. Squadron commanders or functional managers will conduct a semiannual review of<br />
AF Form 3s pertaining to their areas of responsibilities.<br />
12.9.4.1. The functional managers notify the safety personnel of any changes in hazard<br />
abatement status and annotate on the review AF Form 3.
AFI91-202 5 AUGUST 2011 105<br />
12.9.4.2. Completed hazard abatement projects must be certified by the appropriate<br />
agency; safety, fire, or health, to ensure the hazard was abated properly. Certification in<br />
this particular instance means the appropriate official has performed a site visit to verify<br />
that the hazard has been fully abated. Functional manager will request agency support.<br />
12.9.5. The Safety Council will review the installation hazard abatement plan at least once a<br />
year. They will address project delays and other problems on a quarterly basis.<br />
12.9.6. The COS will send a written copy of the installation hazard abatement plan to the<br />
installation commander once a year for review and approval of priorities for projects.<br />
12.9.7. The ground safety representative will make the installation hazard abatement plan<br />
available for review locally by representatives of recognized employee organizations if such<br />
organizations exist.<br />
12.9.8. MAJCOM ground safety personnel will send copies of AF Form 3s received from<br />
subordinate installations or units to HQ AFSC/SEG and AFMOA/ SG3P or AFCESA/DF, if<br />
appropriate, when MAJCOM funding authority for abatement action is exceeded.<br />
12.10. Funding for Hazard Abatement. Funding for hazard abatement projects should be<br />
entered into the Planning, Programming and Budget process. Hazard abatement projects should<br />
compete for the necessary funds within the planning, programming, and budgeting system<br />
framework.<br />
12.10.1. Incorporate safety, fire and health requirements into construction and modernization<br />
projects. For projects that exceed local funding authority, follow requirements in AFI 32-<br />
1021, Planning and Programming Military Construction (MILCON) Projects, and send<br />
projects to the parent MAJCOM for centralized programming. Identify the portion of project<br />
cost attributable to hazard abatement.<br />
12.10.2. Civil Engineering provides actual cost data for abatement of hazards in workplaces<br />
and real property installed equipment to the functional manager. The functional manager<br />
consolidates the information and sends it to the installation safety staff at least once a year for<br />
centralized reporting.<br />
12.11. End of Year Annual Hazard Abatement Survey Report. Each installation safety<br />
representative obtains information from installation civil engineering and functional managers in<br />
order to submit an End-of-FY Annual Hazard Abatement Survey report to their MAJCOM safety<br />
representative by 15 October each year. MAJCOM safety representatives, in turn, submit a<br />
consolidated Annual Hazard Abatement Survey report to HQ AFSC/SEG no later than 1<br />
November each year. FOAs and DRUs are not to submit the annual survey report if the host<br />
installation reports their hazard abatement actions through a MAJCOM.<br />
Figure 12.2. (MAJCOM/FOA /DRU) ANNUAL HAZARD ABATEMENT SURVEY<br />
REPORT (RCS: HAF-SEC(A) 9363) OSH HAZARDS - PROGRAMMED (UNFUNDED)<br />
RAC 1 Annual Hazard Abatement Survey Report.<br />
2 3<br />
PROJECT IDENTIFICATION<br />
4<br />
NARRATIVE
106 AFI91-202 5 AUGUST 2011<br />
BASE HAZARD<br />
TO BE<br />
ABATED<br />
A<br />
TITLE<br />
B<br />
PROJECT<br />
NUMBER<br />
C<br />
PROGRAM<br />
DECISION<br />
PACKAGE<br />
(PDP)<br />
D<br />
PROGRAM<br />
FY<br />
E<br />
COST ($000)<br />
(1)<br />
TOTAL<br />
GREGORY A. FEEST<br />
Major General, USAF<br />
Chief of Safety<br />
(2)<br />
ABATE-<br />
MENT
AFI91-202 5 AUGUST 2011 107<br />
References<br />
Attachment 1<br />
GLOSSARY OF REFERENCES AND SUPPORTING IN<strong>FOR</strong>MATION<br />
AFH 63-1402, <strong>Air</strong>craft Information Program, 19 March 2001<br />
AFI 10-2501, <strong>Air</strong> <strong>Force</strong> Emergency Management (EM) Program Planning and Operations, 24<br />
January 2007<br />
AFI 11-202 Vol 2, <strong>Air</strong>crew Standardization/Evaluation Program, 13 September 2010<br />
AFI 11-215, USAF Flight Manuals Program (FMP), 22 December 2008<br />
AFI 13-212, Range Planning and Operations, 16 November 2007<br />
AFI 13-213, <strong>Air</strong>field Driving, 1 June 2011<br />
AFI 32-1021, Planning & Programming Military Construction (MILCON) Projects, 14 June<br />
2010<br />
AFI 32-1023, Designing and Constructing Military Construction Projects, 21 April 2010<br />
AFI 32-7086, Hazardous Materials Management, 1 November 2004<br />
AFI 33-332, <strong>Air</strong> <strong>Force</strong> Privacy Program, 16 May 2011<br />
AFI 34-217, <strong>Air</strong> <strong>Force</strong> Aero Club Program, 1 February 1997<br />
AFI 36-401, Employee Training & Development, 28 June 2002<br />
AFI 36-601, <strong>Air</strong> <strong>Force</strong> Civilian Career Program Management, 25 July 1994<br />
AFI 36-2101, Classifying Military Personnel (Officer and Enlisted), 14 June 2010<br />
AFI 36-2201, <strong>Air</strong> <strong>Force</strong> Training Program, 15 September 2010<br />
AFI 36-2833, Safety Awards, 8 February 2011<br />
AFI 44-102, Medical Care Management, 1 May 2006<br />
AFI 44-119, Medical Quality Operations, 16 August 2011<br />
AFI 48-101, Aerospace Medicine Enterprise, 19 October 2011<br />
AFI 48-145, Occupational and Environmental Health Program, 15 September 2011<br />
AFI 51-503, Aerospace Accident Investigations, 26 May 2010<br />
AFI 51-507, Ground Accident Investigations, 28 May 2010<br />
AFI 51-1101, <strong>Air</strong> <strong>Force</strong> Procurement Fraud Remedies Program, 21 October 2003<br />
AFI 63-101, Acquisition and Sustainment Life Cycle Management, 8 April 2009<br />
AFI 63-1201, Life Cycle Systems Engineering, 23 July 2007<br />
AFI 64-117, <strong>Air</strong> <strong>Force</strong> Government-Wide Purchase Card (GPC) Program, 20 September 2011<br />
AFI 65-601 Vol 1, Budget Guidance and Procedures, 3 March 2005<br />
AFI 90-801, Environment, Safety, and Occupational Health Councils, 25 March 2005
108 AFI91-202 5 AUGUST 2011<br />
AFI 90-821, Hazard Communication, 30 March 2005<br />
AFI 90-901, Operational Risk Management, 1 April 2000<br />
AFI 91-101, <strong>Air</strong> <strong>Force</strong> Nuclear Weapons Surety Program, 13 October 2010<br />
AFI 91-102, Nuclear Weapon System Safety Studies, Operational Safety Reviews, and Safety<br />
Rules, 24 June 2010<br />
AFI 91-110, Nuclear Safety Review and Launch Approval for Space or Missile Use of<br />
Radioactive Material and Nuclear Systems, 28 June 2002<br />
AFI 91-204, Safety Investigations and Reports, 24 September 2008<br />
AFI 91-205, Nonnuclear Munitions Safety Board, 1 July 1998<br />
AFI 91-207, The US <strong>Air</strong> <strong>Force</strong> Traffic Safety Program, 27 October 2011<br />
AFI 91-217, Space Safety and Mishap Prevention Program, 18 February 2010<br />
AFI 91-401, Directed Energy Weapons Safety, 29 September 2008<br />
AFI 99-103, Capabilities-Based Test and Evaluation, 26 February 2008<br />
AFH 63-1402, <strong>Air</strong>craft Information Program, 19 March 2001<br />
AFMAN 23-110, USAF Supply Manual, 1 April 2009<br />
AFMAN 33-363, Management of Records, 1 March 2008<br />
AFMAN 48-153, Health Risk Assessment, 28 March 2007<br />
AFMAN 48-154, Occupational and Environmental Health Site Assessment, 28 March 2007<br />
AFMAN 48-155, Occupational and Environmental Health Exposure Controls, 1 October 2008<br />
AFMAN 91-201, Explosives Safety Standards, 12 January 2011<br />
AFMAN 91-221, Weapons Safety Investigations and Reports, 8 November 2010<br />
AFMAN 91-222, Space Safety Investigations and Reports, 9 August 2005<br />
AFMAN 91-223, Aviation Safety Investigations and Reports, 6 July 2004<br />
AFMAN 91-224, Ground Safety Investigation and Reports, 1 August 2004<br />
AFOSH 48-Series Medical Standards, 6 May 2004 thru 30 June 2006<br />
AFPAM 90-902, Operational Risk Management (ORM) Guidelines and Tools, 14 December<br />
2000<br />
AFPAM 91-210, Contract Safety, 14 February 1994<br />
AFPAM 91-211, USAF Guide to Aviation Safety Investigation, 23 July 2001<br />
AFPAM 91-212, Bird/Wildlife <strong>Air</strong>craft Strike Hazard (BASH) Management Techniques, 1<br />
February 2004<br />
AFPAM 91-216, USAF Safety Deployment and Contingency Pamphlet, 9 August 2001<br />
AFPD 90-8, Environment, Safety, and Occupational Health, 1 September 2004<br />
AFPD 90-9, Operational Risk Management, 1 April 2000
AFI91-202 5 AUGUST 2011 109<br />
AFPD 91-1, Nuclear Weapons and System Surety, 13 December 2010<br />
AFPD 91-2, Safety Programs, 28 September 1993<br />
AFPD 91-3, Occupational Safety and Health, 27 Sep 93<br />
AFPD 91-4, Directed Energy Weapons (DEW), 21 October 2011<br />
DoD 1400.25-M, DoD Civilian Personnel Manual (CPM) System, Subchapter 810, Injury<br />
Compensation, 1 December 2006<br />
DoD 5200.1-R, Information Security Program, 14 January 1997<br />
DoD 5400-7-R, DoD Freedom of Information Act Program, 04 September 1998<br />
DoD 6025.13-R, Military Health System (MHS) Clinical Quality Assurance (CQA) Program<br />
Regulation, 11 June 2004<br />
DoD 6025.18-R, DoD Health Information Privacy Regulation, 24 January 2003<br />
DoD 6055.05-M, Occupational Medical Examinations and Surveillance Manual, 2 May 2007<br />
DoD 6055.09-STD, DoD Ammunition and Explosives Safety Standards, 29 February 2008<br />
DoDD 3100.10, Space Policy, 9 July 1999<br />
DoDD 3200.11, Major Range and Test Facility Base (MRTFB), 27 December 2007<br />
DoDD 4715.1E, Environment, Safety, and Occupational Health (ESOH), 19 March 2005<br />
DoDD 5000.01, The Defense Acquisition System, 12 May 2003<br />
DoDD 5400.11, DoD Privacy Program, 8 May 2007<br />
DoDI O-3100.11, Illumination of Objects in Space by Lasers, 31 March 2000<br />
DoDI 4145.26, DoD Contractor’s Safety Requirements for Ammunition and Explosives, 9 April<br />
2005<br />
DoDI 5000.02, Operation of the Defense Acquisition System, 8 December 2008<br />
DoDI 5000.35, Defense Acquisition Regulations (DAR) System, 21 October 2008<br />
DoDI 6050.05, DoD Hazard Communication (HAZCOM) Program, 15 August 2006<br />
DoDI 6055.1, DoD Safety and Occupational Health (SOH) Program, 19 August 1998<br />
DoDI 6055.4, DoD Traffic Safety Program, 20 April 2009<br />
DoDI 6055.07, Mishap Notification, Investigation, Reporting, and Record Keeping, 6 June 2011<br />
<strong>FOR</strong>M CA-10, What A Federal Employee Should Do When Injured At Work<br />
MIL-HDBK-516, DoD Handbook <strong>Air</strong>worthiness Certification Criteria, 1 October 2002<br />
MIL-STD-882D, DoD Standard Practice for System Safety, 10 February 2000<br />
NATO STANAG 3101, Exchange of Safety Information Concerning <strong>Air</strong>craft and Missiles, 24<br />
February 2009<br />
NATO STANAG 3102, Flight Safety Co-operation in Common Ground/<strong>Air</strong> Space, 27 March<br />
2007
110 AFI91-202 5 AUGUST 2011<br />
NATO STANAG 3531, Safety Investigation and Reporting of Accident/Incidents Involving<br />
Military <strong>Air</strong>craft, Missiles and/or UAVs, 28 March 2007<br />
NATO STANAG 3750, Reporting and Investigation of <strong>Air</strong> Traffic Incidents, 2 April 2007<br />
Executive Order 12196, Occupational Safety and Health Program for Federal Employees, 27<br />
February 1980<br />
OSHA Form 300, Log of Work-Related Injuries and Illnesses<br />
Public Law 91-596, Occupational Safety and Health Act of 1970, 29 December 1970 as amended<br />
Title 5, Administrative Personnel, Code of Federal Regulations Part 339, Medical Qualification<br />
Determinations<br />
Title 29, Labor, Code of Federal Regulations 1904, Recording and Reporting Occupational<br />
Injuries and Illnesses<br />
Title 29, Labor, Code of Federal Regulations 1910, Occupational Safety and Health Standards<br />
Title 29, Labor, Code of Federal Regulations 1926, Safety and Health Regulations for<br />
Construction<br />
Title 29, Labor, Code of Federal Regulations 1960, Basic Program Elements for Federal<br />
Employees, Occupational Safety and Health Programs and Related Matters<br />
Title 10, U.S.C. Chapter 172, Strategic Environmental Research and Development Program<br />
Title 42, U.S.C. Chapter 23, Development and Control of Atomic Energy<br />
TO 00-5-1, <strong>Air</strong> <strong>Force</strong> Technical Order System, 1 October 2008<br />
TO 00-35D-54, USAF Deficiency Reporting, Investigation, and Resolution, 1 May 2007<br />
TO 11A-1-33, Handling and Maintenance of Explosives Loaded <strong>Air</strong>craft (ATOS), 13 November<br />
2006<br />
UFC 3-260-01, <strong>Air</strong>field and Heliport Planning and Design, 17 November 2008<br />
Prescribed Forms<br />
AF Form 4391, High Risk Activities Worksheet.<br />
AF Form 4392, Pre-Departure Safety Briefing.<br />
Adopted Forms<br />
AF Form 3, Hazard Abatement Plan.<br />
AF Form 9, Request For Purchase.<br />
AF Form 55, Employee Safety and Health Record.<br />
AF Form 457, USAF Hazard Report.<br />
AF Form 651, Hazardous <strong>Air</strong> Traffic Report (HATR).<br />
AF Form 847, Recommendation For Change of Publication.<br />
AF Form 979, Danger Tag.<br />
AF Form 1118, Notice of Hazard.
AFI91-202 5 AUGUST 2011 111<br />
AF Form 1754, Job Capability and Safety Analysis (LRA).<br />
AFVA 91-307, <strong>Air</strong> <strong>Force</strong> Occupational Safety and Health Program.<br />
<strong>FOR</strong>M CA-10, What A Federal Employee Should Do When Injured At Work.<br />
OSHA Form 300, Log of Work-Related Injuries and Illnesses.<br />
Abbreviations and Acronyms<br />
AF<strong>FOR</strong>MS—<strong>Air</strong> <strong>Force</strong> Forms<br />
AFI—<strong>Air</strong> <strong>Force</strong> Instruction<br />
AFJMAN—<strong>Air</strong> <strong>Force</strong> Joint Manual<br />
AFMAN—<strong>Air</strong> <strong>Force</strong> Manual<br />
AFPD—<strong>Air</strong> <strong>Force</strong> Policy Directive<br />
AFOSH—<strong>Air</strong> <strong>Force</strong> Occupational Safety and Health<br />
AFSC—<strong>Air</strong> <strong>Force</strong> Safety Center<br />
AFTO—<strong>Air</strong> <strong>Force</strong> Technical Order<br />
ANSI—American National Standards Institute<br />
ASME—American Society of Mechanical Engineers<br />
BE—Bioenvironmental Engineering<br />
C—Celsius<br />
CAMS—Core Automated Maintenance System<br />
CAS -B—Combat Automated System – Base<br />
CFR—Code of Federal Regulations<br />
CG—Center of Gravity<br />
CMAA—Crane Manufacturers Association of America, Inc.<br />
DoD—Department of Defense<br />
DRU—Direct Reporting Unit<br />
EMP—Emergency Management Plan<br />
F—Fahrenheit<br />
FC—Fiber Core<br />
FOA—Field Operating Agency<br />
GO81—CAMS for Mobility<br />
HQ—Headquarters<br />
HRB—Hazard Review Board<br />
IPS—Improved Plow Steel
112 AFI91-202 5 AUGUST 2011<br />
IWRC—Independent Wire Rope Core<br />
JSA—Job Safety Analysis<br />
JSM—Joint Service Manual<br />
kV—Kilovolts<br />
LP—Liquid Petroleum<br />
MAJCOM—Major Command<br />
MFT—Multi-Functional Team<br />
MHE—Materials Handling Equipment<br />
Mil Std—Military Standard<br />
NDI—Non-Destructive Inspection<br />
NEC—National Electrical Code<br />
NFPA—National Fire Protection Association<br />
NSC—National Safety Council<br />
OEL—Occupational Exposure Limit<br />
OL—Operating Location<br />
ORM—Operational Risk Management<br />
OSHA—Occupational Safety and Health Administration<br />
PDO—<strong>Publishing</strong> Distribution Office<br />
PPE—Personal Protective Equipment<br />
RM—Risk Management<br />
ROA—Range Operating Agency<br />
SAE—Society of Automotive Engineers, Inc.<br />
TO—Technical Order<br />
US—United States<br />
USAF—United States <strong>Air</strong> <strong>Force</strong><br />
WWW—World-Wide Web<br />
XIPS—Extra Improved Plow Steel<br />
Terms<br />
Assessment—Assessments determine safety program management, implementation and<br />
effectiveness. Like program evaluations, assessments address the areas of commander and<br />
supervisory support, compliance with program directives, and the effectiveness of mishap<br />
prevention programs (performance). Assessments may be conducted in conjunction with the<br />
annual safety inspection.
AFI91-202 5 AUGUST 2011 113<br />
<strong>Air</strong> <strong>Force</strong> Hazard Communication Program (AFHCP)—Implementation of the Hazard<br />
Communication Standard (29 CFR 1910.1200) and AFI 90-821, Hazard Communication. The<br />
purpose of the AFHCP is to reduce the incidence of chemically induced illnesses and injuries. It<br />
informs employees of the hazards and proper preventive measures to be taken when using or<br />
handling hazardous materials in the workplace.<br />
<strong>Air</strong> Reserve Component (ARC)—Used when referring to both the AFRC and ANG as one<br />
entity. All units, organizations, and members of the ANG and AFRC (10 U.S.C. 261) on active<br />
duty, on active duty for training, or in drill status, and ANG and AFRC technicians; include<br />
ANG and AFRC property and equipment.<br />
Area of Responsibility (AOR)—Theater of operations for Combatant Command missions and<br />
operations such as US Central Command (USCENTCOM), US Northern Command<br />
(USNORTHCOM), US European Command (USEUCOM), US Pacific Command (USPACOM)<br />
or US Southern Command (USSOUTHCOM).<br />
Days Away, Restricted, and/or Transfer Case Incidence Rate—The rate of all civilian<br />
injuries and illnesses resulting in days away from work, restricted work activity, and/or job<br />
transfer. This rate is calculated for a work site for a specified period of time (usually one year).<br />
Department of Defense Civilian Personnel—Includes Senior Executive Service (SES), General<br />
Schedule (GS), National Security Personnel System (NSPS) and federal wage system employees,<br />
including ANG and AFRC technicians, unless in military duty status. Includes non-appropriated<br />
fund employees who are not military personnel working part time; Corps of Engineers Civil<br />
Works employees; Youth Opportunity Program (YOP) and student assistance program<br />
employees; Direct-Hire Foreign-national civilians employed by the <strong>Air</strong> <strong>Force</strong> (<strong>Air</strong> <strong>Force</strong> Foreign<br />
Nationals [AFFN]) and Army-<strong>Air</strong> <strong>Force</strong> Exchange Service employees.<br />
Department of the <strong>Air</strong> <strong>Force</strong> Military Personnel—These are <strong>Air</strong> <strong>Force</strong> personnel on active<br />
duty with the <strong>Air</strong> <strong>Force</strong> or ANG and AFRC personnel on military duty status. Includes <strong>Air</strong> <strong>Force</strong><br />
Academy cadets and Reserve Officer Training Corps (ROTC) cadets engaged in directed training<br />
activities. Includes members of other US military services serving on extended active duty with<br />
the <strong>Air</strong> <strong>Force</strong> or foreign-national military personnel assigned to the <strong>Air</strong> <strong>Force</strong>.<br />
Designated Employee Representative—An individual selected by civilian employees, either<br />
directly or through an exclusive representation bargaining agreement, to represent them as a<br />
member of the safety and environmental councils and to take part in other activities as outlined<br />
in this instruction.<br />
Evaluations—Method of appraising the effectiveness of mishap prevention program<br />
management. Addresses the areas of commander supervisory support, compliance with program<br />
directives and the effectiveness of mishap prevention programs (performance).<br />
Fire Hazard—A condition that can cause a fire to occur. The distinction between fire hazard<br />
and fire safety deficiency (FSD) is important because the documentation, reporting, and<br />
correction procedures differ for each. Only fire hazards are included in the Hazard Abatement<br />
Plan and FSDs are managed separately.<br />
Fire Safety Deficiency (FSD)—A condition which reduces fire safety below the acceptable<br />
level, including noncompliance with standards, but by itself cannot cause a fire to occur. A clear<br />
distinction between hazards and deficiencies may not always be possible; therefore, the judgment
114 AFI91-202 5 AUGUST 2011<br />
and experience of qualified fire official must be relied upon. Fire safety deficiencies will not be<br />
assigned RAC 1, 2, or 3.<br />
Full-time—Individuals in primary duty safety positions. See definition for safety and health<br />
officials. Does not include additional duty safety personnel such as USRs and SAFSOs.<br />
Functional Managers—The senior operating official at all levels exercising managerial control<br />
of an activity or operation. This individual usually can acquire and commit resources for the<br />
abatement of occupational safety and health hazards. Functional managers are designated by<br />
MAJCOM or installation commanders.<br />
Hazard—A condition, procedure or practice that creates a potential for producing death, injury,<br />
illness, fire, property damage, equipment damage or environmental damage.<br />
Hazard/Deficiency Abatement— Eliminating or permanently reducing a hazard by complying<br />
with applicable safety requirements or taking equivalent protective measures.<br />
Hazard/Deficiency Severity—An assessment of the expected consequences if a hazard, if left<br />
unabated, results in a mishap. The <strong>Air</strong> <strong>Force</strong> defines severity by the degree of injury, illness, or<br />
resource damage that can result from a specific mishap.<br />
Hazard Reporting— A process, by which any person assigned, attached or under contract to the<br />
<strong>Air</strong> <strong>Force</strong>, may report a hazard. This includes any event or condition that affects aviation,<br />
ground, weapons or space. Hazards to be reported include unsafe procedures, conditions or<br />
practices. Hazards must be reported to their responsible supervisor or local agency. If the hazard<br />
cannot be eliminated immediately, notify the local safety office using an Form 457, USAF<br />
Hazard Report (HR) or by telephone or in person.<br />
High Interest Areas—These areas have the greatest risk to life or property damage, experienced<br />
repeated mishaps, or in the judgment of the safety office requires added oversight. They can also<br />
be work areas or operations that need additional attention or inspections because of increased<br />
mishap potential due to the nature of work performed, physical conditions or type of materials<br />
handled.<br />
High Risk Activities—These are activities having a higher potential for personnel injury due to<br />
the level of competition, speed, risk, or skills needed and requiring greater agility, stamina and<br />
dexterity. Some examples of high-risk activities are flying civil aircraft, hang gliding, skydiving,<br />
parasailing, white-water rafting, motorcycling and auto racing, scuba diving, bungee jumping<br />
and bronco and bull riding. NOTE: MAJCOMs can determine within the command what are<br />
considered high risk activities.<br />
Imminent Danger—Conditions or practices in a workplace which could reasonably be expected<br />
to cause death or severe physical harm immediately or before such dangers can be eliminated<br />
through normal abatement procedures. NOTE: RAC 1 hazards are classified as imminent<br />
danger.<br />
Informal Report—A report with no particular format. (e.g. spot inspection, high interest, etc.)<br />
Inspections—The process of determining compliance with safety and health standards through<br />
physical surveys of workplaces, operations, and facilities.<br />
Interim Control Measure—Temporary action taken to reduce the degree of risk associated with<br />
a hazard pending completion of an abatement project.
AFI91-202 5 AUGUST 2011 115<br />
Job Safety Training Guide—Information placed in a specific format designed to lead<br />
supervisors through a series of steps or courses of action ensuring required safety training is<br />
provided for all employees. The JSTG is prepared by supervisors to train personnel upon initial<br />
assignment or when work conditions or tasks change.<br />
Job Safety Training Outline (JSTO)—An outline of mandatory safety training items that<br />
supervisors use to prepare a job safety training guide. The JSTO is used by supervisors as a<br />
template to prepare a Job Safety Training Guide for their specific work areas. See Attachment 5.<br />
Joint Activity Service Billet—An activity, operation or organization in which elements of more<br />
than one Military Department of the United States, as reflected in joint manpower programs<br />
documents, perform joint missions under auspices of OSD, the chairman of the Joint Chiefs of<br />
Staff or the commander of a combatant or combined command.<br />
Major Command—For the purpose of mishap prevention (MAJCOM) includes ACC, AETC,<br />
AFMC, AFRC, AFSPC, AFGSC, AFSOC, AMC, ANG, PACAF and USAFE.<br />
Military—Unique Workplaces, Operations, Equipment, and Systems— Military-Unique.<br />
The term military-unique refers to military and civilian operations, systems and equipment that<br />
are unique to the national defense mission and military services. These operations, systems and<br />
equipment are exempted from the scope of the OSHA Act. An example of the <strong>Air</strong> <strong>Force</strong><br />
operations, systems and equipment that are unique to the national defense mission are military<br />
aircraft, missiles and missile sites, early warning systems, military space systems, ammunition,<br />
military flight operations, chemical warfare gear, associated research test and development<br />
activities, and actions required under emergency conditions.<br />
Mishap—A mishap is an unplanned occurrence, or series of occurrences, that results in damage<br />
or injury and meets Class A, B, C, D and E mishap reporting criteria IAW AFI 91-204. Damage<br />
or injury includes: damage to DoD property or equipment; environmental damage; occupational<br />
illness to DoD military or civilian personnel; injury to DoD military personnel on- or off-duty;<br />
injury to on-duty DoD civilian personnel; damage to public or private property, or injury or<br />
illness to non-DoD personnel caused by <strong>Air</strong> <strong>Force</strong> operations.<br />
National Consensus Standards—Standards published by recognized standards organizations<br />
such as the ANSI, NFPA, American Conference of Governmental Industrial Hygienists,<br />
Compressed Gas Association, and NIOSH. National consensus standards adopted by OSHA are<br />
part of OSHA standards.<br />
Notice of Hazard—A written warning of a condition, procedure, or practice which constitutes a<br />
hazard. As used in the context of this instruction, "Notice of Hazard" refers to AF Form 1118.<br />
Occupational Deficiency—Conditions, procedures, and practices that are in non-compliance<br />
with OSHA or AFOSH requirements, but do not, in themselves, create a potential for producing<br />
an occupational injury or illness mishap. Deficiencies may, however, create a potential for<br />
secondary injuries or illnesses or may contribute to the severity of an injury or illness that has<br />
already occurred. Example include lack of fire detection or suppression equipment and systems,<br />
broken smoke alarm, lack of exit signs, and railings which are two inches below standard height.<br />
A clear distinction between hazards and deficiencies may not always be possible; therefore, the<br />
judgment and experience of qualified safety, fire protection, and health personnel must be relied<br />
upon.
116 AFI91-202 5 AUGUST 2011<br />
Occupational Hazard—Conditions, procedures, and practices directly related to the workplace<br />
that can create a potential for producing occupational injuries, property or equipment damage,<br />
mission degradation, damage to the environment, or illnesses.<br />
Performance Appraisal— A systematic comparison of an employee’s performance of duties<br />
and responsibilities with performance standards.<br />
Quality Assurance Personnel— Individuals designated to perform quality assessment<br />
functions, and manage performance in accordance with the Performance Plan. They serve as onsite<br />
technical managers assessing contractor performance against contract performance<br />
standards. Personnel in this area have many titles, such as Quality Assurance Evaluator (QAE),<br />
Quality Assurance Specialist (QAS), Functional Area Evaluators (FAEs) (A&AS), and<br />
Contracting Officer Technical Representative (COTR).<br />
Quality Assurance Program Coordinator (QAPC)— Mission support group or<br />
AFMC/AFSPC Center-level individual, normally from the contracting activity, selected to<br />
coordinate and manage the Performance Management Assessment Program (Quality Assurance<br />
Program).<br />
Qualified Safety, Fire Protection, Bioenvironmental Engineering and Health Officials—<strong>Air</strong><br />
<strong>Force</strong> civilian and military personnel assigned to full time positions for the respective disciplines.<br />
<strong>Air</strong> <strong>Force</strong> civilian personnel who meet the Office of Personnel Management standards for safety<br />
and occupational health manager or specialist, safety engineering technician, safety engineer, fire<br />
protection engineer or specialist, medical officer, health physicist, industrial hygienist,<br />
occupational health nurse or environmental health technician job qualification standards. Safety,<br />
fire protection, and health personnel with experience or up-to-date training in occupational<br />
safety, fire protection, and health hazard recognition and evaluation are considered as meeting<br />
the qualifications of safety, fire protection, and health inspectors. <strong>Air</strong> <strong>Force</strong> military personnel,<br />
who possess a safety, fire protection, Bioenvironmental Engineering, aerospace medicine, or<br />
medicine <strong>Air</strong> <strong>Force</strong> Specialty Code. Civilians (NSPS equivalent to GS) are considered fully<br />
qualified IAW 29 CFR 1960 and military at the <strong>Air</strong> <strong>Force</strong> Specialty Code (AFSC) 7 level or can<br />
be a 5 level if task certified. (See 29 CFR 1960.25, Qualifications of Safety and Health<br />
Inspectors and Agency Inspections).<br />
Formal Inspection Report—A report with a particular prescribed format. (e.g. Hazard<br />
Abatement Plan.)<br />
Risk Management—The application of a systematic process or thinking to detect, assess, and<br />
control risk to enhance total organizational performance.<br />
Safe Haven—Designated area to which noncombatants of the United States Government’s<br />
responsibility, and commercial vehicles and material, may evacuate during a domestic or other<br />
valid emergency. Temporary storage provided Department of Energy classified shipment<br />
transporters at Department of Defense workplaces to assure the safety and security of nuclear<br />
material and/or non-nuclear classified material. Also includes parking for commercial vehicles<br />
containing Class A or Class B explosives.<br />
Safety—The programs, risk management activities, and organizational and cultural values<br />
dedicated to preventing injuries and accidental loss of human and material resources, and to<br />
protecting the environment from the damaging effects of DoD mishaps.
AFI91-202 5 AUGUST 2011 117<br />
Spot Inspection—These inspections are no-notice inspections to check the day-to-day safety<br />
and health of an organization, work center, facility, etc. Documentation requirements for spot<br />
inspections are established by the MAJCOM, NAF, DRU or FOA, or safety office. Minimum<br />
documentation will include date, inspector’s name and their organization or office symbol,<br />
organization or activity inspected, a brief description of the areas, equipment or<br />
processes/procedures reviewed as well as observations (may also include positive findings),<br />
hazards or unsafe work practices, causes of deficiencies and hazards, as noted, recommendations<br />
for corrective action and name and phone number of responsible person.<br />
Standards—Safety and health standards (including emergency temporary standards) issued<br />
under the OSH Act of 1970. This includes national consensus standards adopted by OSHA by<br />
reference.<br />
System Safety Groups (SSGs)— Augment the program office system safety function; it is not a<br />
substitute or replacement. While many SSG members are not assigned to the Program Office,<br />
they advise the system program manager or single manager on safety matters. They act as an<br />
integrated product team (IPT) for system safety. The members assist the program office in<br />
identifying risks, assessing these risks, and recommending solutions to these risks. The SSG<br />
includes safety experts associated with the particular weapon system.<br />
System Safety Working Groups (SSWGs)— Are a subset of System Safety Groups (SSGs).<br />
SSWGs are usually formed when a full SSG wants to research a problem without tying-up the<br />
full membership. The SSG will generally form an SSWG to work a problem separately and<br />
report back to the SSG. An SSWG augments an SSG; it's not a substitute.<br />
Team Concept—A diverse group of individuals working together with complementary skills<br />
who are committed to a common purpose, have group goals, take an approach for which they are<br />
mutually accountable.<br />
Total Case Incidence Rate (TCIR)—A number that represents the total recordable civilian<br />
injuries and illnesses per 100 full-time employees, calculated for a worksite for a specified<br />
period of time (usually one year).<br />
Unit Safety Committee—Organized and maintained to monitor and assist an agency’s safety<br />
and health program. The committee assists in helping to maintain an open channel of<br />
communication between employees and management in the workplace. The committees provide<br />
a method by which employees can utilize their knowledge of workplace operations to assist<br />
management with improving policies, conditions, and practices. NOTE: The term ―team<br />
concept‖ is used synonymously with ―safety committee‖.<br />
Urgent Action Notice—Significant event notifications sent out by the <strong>Air</strong> <strong>Force</strong> Service Watch<br />
Center (AFSWC). These notifications are also called AFSWC notifications.<br />
Variance—An approved temporary or permanent change to a procedure, criterion, or rule<br />
prescribed in safety standards which provides the same degree of protection to personnel.<br />
Workplace—The physical location where work is performed for the <strong>Air</strong> <strong>Force</strong> by <strong>Air</strong> <strong>Force</strong><br />
personnel or where <strong>Air</strong> <strong>Force</strong> operations take place.
118 AFI91-202 5 AUGUST 2011<br />
Attachment 2<br />
USAF AVIATION SAFETY EQUIPMENT DATABASE REPORTING<br />
A2.1. Purpose and Scope. The database will be maintained by HQ AFSC/SEFE in an<br />
electronic spreadsheet format and will be organized into aircraft categories of Bombers,<br />
Cargo/Transport, Fighter/Attack, Helicopter, Remotely Piloted <strong>Air</strong>craft, Reconnaissance /Battle<br />
Management/C3I, Special Operations, Tanker, Trainer and Other.<br />
A2.2. <strong>Air</strong>craft. Each aircraft model will be described to the level necessary to convey<br />
configuration differences. (Ex: EC-135N, KC-135R, F-16C Block 40, F-16B Block 15, etc.)<br />
A2.3. Inventory. The number of aircraft in this model as of the end of the fiscal year will be<br />
provided. If still in production, the planned production buy and current inventory as of the end of<br />
the fiscal year will be reported. Provide the following information for each item listed below:<br />
A2.3.1. The nomenclature, manufacturer and status of each equipment item for each Model<br />
Design Series.<br />
A2.3.2. If an update or procurement is in progress document the current configuration, the new<br />
configuration, its Initial Operational Capability (IOC) date and its expected completion date by<br />
Fiscal Year Quarter.<br />
A2.3.3. If an item is planned but not funded, do not report it. If an item is in source selection,<br />
report it as to be determined (TBD) and include estimated IOC and completion dates.<br />
A2.3.4. If an item is installed only on a portion of the fleet; identify the extent of its installation<br />
(e.g., 20% of fleet).<br />
A2.3.5. Elaboration of each data element and requests for more detailed information is provided<br />
in the descriptions below. For each item, provide a Point of Contact to address further questions<br />
or clarifications.<br />
A2.4. Crash Survivable Parametric Recorder (Flight Data Recorder). Report any data<br />
recorder specifically designed to survive an aircraft crash and provide parametric data to a<br />
mishap investigation (ex: LAS-209F, MU-1003, etc.). Additionally, document program’s<br />
current compliance with applicable <strong>Air</strong> <strong>Force</strong> requirements contained within <strong>Air</strong>craft<br />
Information Programs publications (AFPD 63-14, AFI 63-1401, and AFH 63-1402). For any<br />
retrofit programs in progress indicate when the retrofit program commenced, the status of the<br />
program (number complete), and what organization is accomplishing the retrofits.<br />
A2.5. Crash Survivable Acoustic Recorder (Cockpit Voice Recorder). Report any acoustic<br />
recording device specifically designed to survive an aircraft crash and provide evidence to a<br />
mishap investigation (ex: <strong>A1</strong>00A, VADAR, etc.). Additionally, document its compliance with<br />
USAF/SE requirements statement of 1997 for 2-hour recording capability and compliance with<br />
FAA TSO 123a.<br />
A2.6. Emergency Locator Transmitter (ELT)/Crash Position Indicator (CPI). Report any<br />
devices whose purpose includes alerting Search and Rescue to the location of aircraft wreckage<br />
and/or crew. Document compliance with FAA TSO C-126.<br />
A2.7. Traffic Alerting and Collision Avoidance System (TCAS). Identify the generation of<br />
the TCAS system (TCAS I, TCAS II, ETCAS, V7.0 ACAS) or transponder only mode. Also,<br />
identify any Automatic <strong>Air</strong>borne Collision Avoidance Systems.
AFI91-202 5 AUGUST 2011 119<br />
A2.8. Global Positioning System (GPS). Identify either stand-alone receiver or integrated GPS<br />
capability. If integrated into a navigation/avionics suite then provide information of next higherlevel<br />
assembly.<br />
A2.9. Ground Collision/Proximity Warning Systems (GPWS). Identify the generation of the<br />
GPWS system (First, Second, Third, Fourth, EGPWS, TAWS) and Class (Class A, B, C). If an<br />
additional function of another device then provide information about the device that generates<br />
the warning. (Ex: Flight Control Computer). Document compliance with USAF/XO<br />
Memorandum, Implementation of AF Navigation and Safety Master Plan and Policy<br />
Clarification for GPWS, ADF, and GPS Navigation Systems, 13 March 1997 and FAA TSO<br />
C151b.<br />
A2.10. Ground Collision Avoidance System (GCAS). For Bomber, Fighter/Attack and<br />
Special Operations aircraft, identify any type of GCAS equipment, or if an additional function of<br />
another device, then provide information about the device that generates the warning or pull-up<br />
command (ex: GCAS, AGCAS, TFR, TAR).<br />
A2.11. Windshear Detection System (WSD). If an additional function of another device then<br />
provide information about the device that provides detection (ex: FSAS, MARK VII GPWS,<br />
etc).<br />
A2.12. Other Electronic Storage Devices. Identify any other devices that if they survive a<br />
mishap, contain recorded information that could be of use to a mishap investigation. Examples<br />
could be a central computer that stores information on system faults, Head-Up-Display tapes,<br />
Multi-Function Display tapes, Quick Access Recorders, Signal Acquisition Units or a structural<br />
life usage recorder.
120 AFI91-202 5 AUGUST 2011<br />
Attachment 3<br />
HAZARDOUS AIR TRAFFIC REPORT PROGRAM<br />
A3.1. General. Hazard air traffic report information is vital to <strong>Air</strong> <strong>Force</strong> flight safety. This<br />
attachment establishes procedures for reporting and investigating near midair collisions (NMAC)<br />
and other hazardous air traffic conditions. Report all HATR incidents using the AF Form 651,<br />
Hazardous <strong>Air</strong> Traffic Report (HATR). Use of information taken from these reports is for mishap<br />
prevention only and not for disciplinary actions. HATR information is not privileged information<br />
and is releasable outside <strong>Air</strong> <strong>Force</strong> channels except for the identity of the personnel involved.<br />
A3.2. Reportable Incidents.<br />
A3.2.1. NMAC. <strong>Air</strong>crew took abrupt evasive action to avoid a collision or would have taken<br />
evasive action if circumstances allowed. NOTE: In many cases, the term AIRMISS is the<br />
terminology used for European incidents.<br />
A3.2.2. <strong>Air</strong> Traffic Control (ATC). Any ATC service that did or could contribute to a<br />
hazardous air traffic condition. Example: Failure by ATC to maintain required separation<br />
between aircraft under their control.<br />
A3.2.3. <strong>Air</strong>crew Deviation. Any aircrew actions that did or could contribute to a hazardous<br />
air traffic condition.<br />
A3.2.4. Communication or Navigational Aid (NAVAID). An equipment indication/<br />
malfunction that did or could contribute to a hazardous air traffic condition.<br />
A3.2.5. Procedural Guidance. Procedures described in any publication or directive that did<br />
or could contribute to a hazardous air traffic condition.<br />
A3.2.6. Ground Incidents. Any occurrence on the movement area that endangered an<br />
airborne aircraft or an aircraft operating on the ground.<br />
A3.2.7. TCAS Resolution Advisories (RA). TCAS RAs (involving USAF aircraft/RPA) that<br />
require the aircraft/RPA to deviate from an assigned clearance. This includes USAF<br />
aircraft/RPA triggering TCAS RA aboard civil or other DoD aircraft.<br />
A3.3. Responsibilities of the Unit Commander. Unit commanders will ensure AF Form 651 is<br />
available to aircrews at base operations workplaces, flying squadron operations offices, in trip<br />
kits and in USAF ATC workplaces. Commanders must emphasize the importance of identifying<br />
hazardous situations through the HATR program and encourage the filing of appropriate HATRs<br />
as a method of preventing future mishaps.<br />
A3.4. Responsibility of the Individual Filing the HATR. Any person (e.g., air traffic<br />
controller, pilot, safety officer, etc.) aware that a reportable event occurred shall file a HATR.<br />
Report the details on AF Form 651 in the following manner.<br />
A3.4.1. If the individual is at the <strong>Air</strong> <strong>Force</strong> base where the incident occurred, file the report<br />
within 24 hours to the base safety office.<br />
A3.4.2. If the incident occurred at another location (other than home station); report the<br />
incident to <strong>Air</strong> <strong>Force</strong> safety personnel at the nearest <strong>Air</strong> <strong>Force</strong> safety office or the next<br />
landing location with an <strong>Air</strong> <strong>Force</strong> safety office.
AFI91-202 5 AUGUST 2011 121<br />
A3.4.3. If an aircrew experiences a NMAC, and circumstances permit, immediately (e.g.,<br />
while airborne) inform the nearest ATC agency, civil aviation authority (CAA) for overseas<br />
incidents, or flight service station and provide the following information:<br />
A3.4.3.1. Identification or call sign.<br />
A3.4.3.2. Time and place (name of NAVAID, radial and distance, and latitude/longitude<br />
coordinates if available) of incident.<br />
A3.4.3.3. Altitude or flight level.<br />
A3.4.3.4. Description of other aircraft in the incident.<br />
A3.4.3.5. Advise the controlling agency a written NMAC report will be filed and request<br />
that all available data be saved.<br />
NOTE: <strong>Air</strong>crews, who experience a NMAC under FAA control, should request that facility to<br />
initiate a FAA NMAC report.<br />
A3.5. Responsibilities of the Safety Office Receiving a HATR. Within 24 hours after<br />
notification of the incident, the safety office receiving the HATR determines which safety office<br />
is responsible for the investigation. Fax the AF Form 651 to the appropriate safety office. Follow<br />
this order of priority:<br />
A3.5.1. If applicable complies with host nation agreements.<br />
A3.5.2. If foreign ATC or aircraft are involved, the overseas MAJCOM.<br />
A3.5.3. Nearest <strong>Air</strong> <strong>Force</strong> safety office or the next landing location with an <strong>Air</strong> <strong>Force</strong> safety<br />
office.<br />
A3.5.4. If none, originator’s home station.<br />
A3.6. Responsibilities of the Investigating Safety Office. The investigating safety office will:<br />
A3.6.1. Determine if the reported event merits a HATR. Notify the individual or unit that<br />
filed the HATR of this determination and the pending actions.<br />
A3.6.2. If the incident is reportable, report the incident in HATR Safety Automated System<br />
database.<br />
A3.6.3. Determine which organizations were involved and request that office’s assistance<br />
with the investigation. Notify:<br />
A3.6.3.1. The base <strong>Air</strong>field Operations Flight Commander, or equivalent, if <strong>Air</strong> <strong>Force</strong><br />
ATC were suspected to be involved. NOTE: Obtain ATC recordings needed for HATR<br />
investigations as quickly as possible, ATC recordings are routinely retained for only 15<br />
days. The base Communications Commander if NAVAIDs were suspected to be<br />
involved.<br />
A3.6.3.2. The flying unit if local base aircraft were involved. If transient aircraft were<br />
involved, notify the pilot’s unit of assignment.<br />
A3.6.3.3. The FAA facility or FSDO if FAA ATC or civil aircraft were involved.<br />
NOTE: Contact the FAA <strong>Air</strong> <strong>Force</strong> Representative (AFREP) for help in notifying the<br />
proper facility or FSDO. See Table A3.1 to determine which AFREP to contact. Include
122 AFI91-202 5 AUGUST 2011<br />
the AFREP in these investigations, especially if you are having difficulty getting<br />
information from the FAA.<br />
A3.6.4. Complete the HATR AFSAS preliminary or a preliminary/final report within 10<br />
workdays. If the investigation is not completed within 10 working days, submit a<br />
supplemental report every 30 days. Continue the supplemental report until the investigation<br />
is closed and a final report is complete.<br />
A3.6.5. Notify the originator’s unit and MAJCOM, if required, about corrective actions that<br />
the safety office has taken or recommends.<br />
A3.7. Responsibilities of the AFREP at FAA Regional Offices. Review all HATRs and<br />
provide assistance when requested.<br />
A3.8. Responsibilities of the MAJCOM OPR for Safety. MAJCOM OPR for Safety will:<br />
A3.8.1. Receive and evaluate all HATRs for their command to ensure proper conclusions<br />
and resolutions. Coordinate with appropriate MAJCOM functional OPRs (e.g., airfield<br />
operations, civil engineering) to ensure comprehensive review is accomplished.<br />
A3.8.2. Inform AFSC/SEFO for HATRs of non-concurrence with corrective actions taken or<br />
recommended on all HATRs.<br />
A3.9. Responsibilities of the <strong>Air</strong> <strong>Force</strong> Flight Standards Agency OPR for <strong>Air</strong>field<br />
Operations. Receive and evaluate all HATRs for trends and concerns that may have <strong>Air</strong> <strong>Force</strong>wide<br />
implications. Act as appropriate to establish procedures, clarify guidance and disseminate<br />
trend information.<br />
A3.10. Responsibilities of AFSC/SEFO for HATRs.<br />
A3.10.1. Administer the program and ensure the safety offices fully investigate the reports.<br />
A3.10.2. Send host nation HATR reports to appropriate CAA for investigation and<br />
resolution of the incident.<br />
A3.10.3. Initiate inquiry for overseas HATR incidents occurring outside the control of<br />
overseas MAJCOMs.<br />
Table A3.1. FAA AFREP AND REGIONAL BOUNDARIES BY STATE.<br />
MAILING ADRESS TEL NUMBERS AOR<br />
FAA HEADQUARTERS<br />
DOD Military Representative / AJR-01<br />
HQ Federal Aviation Administration<br />
800 Independence Ave, SW<br />
Washington, DC 20591<br />
ALASKA<br />
V (202) 267-9427<br />
V DSN 325-6270<br />
F (202) 267-5868<br />
National/International
AFI91-202 5 AUGUST 2011 123<br />
AF Rep, FAA Alaskan Rgn<br />
5800 G. St., Suite 222<br />
Elmendorf AFB, AK<br />
99506-2130<br />
EASTERN SERVICE AREA<br />
AF Rep, FAA Southern Rgn/ ASO-910<br />
P.O. Box 20636<br />
Atlanta, GA 30320-5000<br />
CENTRAL SERVICE AREA<br />
AF Rep, FAA Southwest Rgn/ ASW-910<br />
2601 Meacham Blvd<br />
Fort Worth, TX 76193-0910<br />
WESTERN SERVICE AREA<br />
AF Rep, FAA Northwest Mtn Rgn/ANM-900<br />
1601 Lind Ave, S.W.<br />
Renton, WA 98057-4056<br />
V (907) 552-4056<br />
V DSN 317-552-2374<br />
F (907) 552-5715<br />
F DSN 317-552-5715<br />
V (404) 305-6900/2<br />
V DSN 797-5481/2<br />
F (404) 305-6911<br />
V (817) 222-<br />
5910/1/2/3<br />
V DSN 477-2910/1/2/3<br />
F (817) 222-5992<br />
F DSN 477-2992<br />
V (425) 227-2947/8/9<br />
V DSN 984-5204<br />
F (206)227-1114<br />
AK, Anchorage Flt<br />
Information Region (FIR)<br />
AL, CT, DE, FL, GA, KY,<br />
MA, MD, ME, MS, NC, NH,<br />
NJ, NY, PA, PM, PR, RI, SC,<br />
Swan Is, TN, VA, Virgin Is,<br />
VT, WV<br />
AR, IA, IL, IN, KS, LA, MI,<br />
MN, MO, ND, NE, NM,<br />
OH, OK, SD, TX, WI<br />
AZ, CA,CO, Guam FIR, HI,<br />
Honolulu FIR, ID, MT, NV,<br />
OR, WA, VY, UT
124 AFI91-202 5 AUGUST 2011<br />
Attachment 4<br />
MISHAP RESPONSE<br />
A4.1. General. Pre-mishap response planning by safety staffs must address appropriate<br />
participation in all base-level responses, including:<br />
A4.1.1. Major mishaps.<br />
A4.1.2. Hazardous materials mishaps.<br />
A4.1.3. Natural disasters.<br />
A4.1.4. Nuclear weapons mishaps.<br />
A4.1.5. Conventional munitions incidents.<br />
A4.1.6. Directed Energy Weapons mishaps<br />
A4.2. The basic response planning document for Major Accident Response, Natural Disasters,<br />
Enemy Attack, and Distribution is AFI 10-2501, <strong>Air</strong> <strong>Force</strong> Emergency Management Program<br />
Planning and Operations.<br />
A4.3. Planning Factors. Use the following in developing your Comprehensive Emergency<br />
Management Plan (CEMP) for all accidents, incidents and unusual occurrences: AFI 10-2501.<br />
A4.4. Emergency Operations Center (EOC). The EOC responds to peacetime major<br />
accidents and natural disasters to provide on-scene command and control of <strong>Air</strong> <strong>Force</strong> military<br />
resources and functional expertise. The EOC and its members will meet the requirements in AFI<br />
10-2501.<br />
NOTE: Ideally, the safety representative to the EOC should not be responsible for assembling<br />
the interim safety board (ISB).<br />
A4.5. Source Documents for Specific Planning Criteria. The primary source of detailed<br />
planning guidance for safety staffs is AFPAM 91-211, USAF Guide to Aviation Safety<br />
Investigation. The former contains a ―Mishap Response Checklist‖ for EOC safety representative<br />
and guidance for developing a unit control center checklist; the latter describes specialized<br />
equipment requirements and an expanded set of tasks for interim safety board members.<br />
A4.6. Safety Response to Other than Major Peacetime Accidents. Some mishaps may not<br />
warrant a full activation of the Disaster Response <strong>Force</strong> (DRF). However, the safety staff may<br />
need some EOC elements to support investigation of these less severe incidents, such as Combat<br />
Camera or Civil Engineering Specialists. Each safety staff should consult with their supporting<br />
base readiness flight (disaster preparedness function) to determine how to formally provide for<br />
partial EOC support when the full DRF is not activated.<br />
A4.7. Munitions Rapid Response Team. The 84th Combat Sustainment Wing has developed a<br />
conventional munitions rapid response team to support <strong>Air</strong> <strong>Force</strong> units throughout the world<br />
anytime a munitions incident occurs. The team is made up of experts (engineers, equipment<br />
specialists, program managers, and safety personnel) from the conventional weapons and<br />
munitions programs. These personnel are able to travel anywhere in the world within 24 to 48<br />
hours to assist in determining the cause of a failure. If your MAJCOM or unit has an incident,<br />
and this team’s help is desired, contact 84 th Combat Sustainment Wing to request support by
AFI91-202 5 AUGUST 2011 125<br />
calling DSN 777-5055, or 775-5506 during duty hours. If after duty hours contact Hill AFB<br />
Command Post at DSN 777-3007 or Commercial (801) 775-3007.
126 AFI91-202 5 AUGUST 2011<br />
Attachment 5<br />
JOB SAFETY TRAINING OUTLINE (JSTO)<br />
A5.1. Mandatory items that will be briefed to all personnel. This Job Safety Training<br />
Outline will be used to develop a job safety training guide from which all individuals within the<br />
work center will be trained. This JSTO lists mandatory items that will be briefed to all personnel.<br />
The following areas will be discussed in detail by the immediate supervisor with all employees<br />
upon initial assignment prior to starting work or when work conditions or tasks change.<br />
Document training on the AF Form 55 or equivalent. Deployed and installation commanders<br />
may dictate more stringent requirements.<br />
A5.1.1. Hazards of the job and specific safety guidance that applies to their workplace.<br />
A5.1.2. Hazards of the work area environment to include awareness of the Hazard<br />
Communication Program requirement (―Employee’s Right to Know‖).<br />
A5.1.3. Proper personal lifting techniques—AFOSH Standard 91-501.<br />
A5.1.4. Location of medical facilities and procedures for obtaining treatment.<br />
A5.1.5. Location and use, as appropriate, of emergency and fire protection equipment.<br />
A5.1.6. Emergency procedures that apply to the workplace, including evacuation, fire<br />
reporting, emergency numbers, alarm and extinguisher location(s).<br />
A5.1.7. Requirements and procedures for reporting mishaps, occupational injury and<br />
occupational illness.<br />
A5.1.8. Reporting unsafe equipment, conditions or procedures to supervisor immediately.<br />
A5.1.9. Requirements of <strong>Air</strong> <strong>Force</strong> Traffic Safety Program, including mandatory use of seat<br />
belts and helmets, speed limits, local traffic hazards, personal risk management and cell<br />
phone prohibition while operating a GMV or PMV on base. If applicable, discuss motorcycle<br />
safety training requirements before riding a motorcycle.<br />
A5.1.10. Purpose and location of AF Form 457, USAF Hazard Report.<br />
A5.1.11. Location and content of <strong>Air</strong> <strong>Force</strong> Visual Aid (AFVA) 91-307, <strong>Air</strong> <strong>Force</strong><br />
Occupational Safety and Health Program.<br />
A5.1.12. Purpose of the AF Form 1118, Notice of Hazard.<br />
A5.1.13. Risk management awareness training.<br />
A5.1.14. CA 10, What a Federal Employee Should do When Injured at Work<br />
A5.1.15. Fire Extinguisher Use. Reference: AFOSH Standard 91-501 and 29 CFR 1910.157.<br />
A5.1.16. Fetal Protection Program Awareness. Reference: AFI 48-145, Occupational and<br />
Environmental Health Program.<br />
A5.2. Job Specific Training Items. To be accomplished as required based on job tasks and<br />
documented prior to employee performing task. Supervisors will select specific training subjects<br />
based on the needs of the job and provide application-level training. NOTE: Subjects listed
AFI91-202 5 AUGUST 2011 127<br />
below may not be mandatory for every job but dependent upon the type job/tasks individuals will<br />
be performing.<br />
A5.2.1. Personal Protective Equipment (use, location, fit, care, limitations). Reference: 29<br />
CFR 1910.132, AFOSH Standard 91-501, and other directives.<br />
A5.2.2. Hazardous Energy Control (Lockout/Tagout). Reference: 29 CFR 1910.147 and<br />
AFOSH Standard 91-501.<br />
A5.2.3. Hazardous Communication. Reference: AFI 90-821, Hazard Communication, and<br />
29 CFR 1910.1200.<br />
A5.2.4. Bloodborne Pathogens. Reference: 29 CFR 1910.1030.<br />
A5.2.5. Hearing Conservation. Reference: AFOSH Standard 48-20, Occupational Noise and<br />
Hearing Conservation Program.<br />
A5.2.6. Confined Space Program (Entrant, Attendant, Supervisor, Monitor and Rescue<br />
Team). Reference: AFOSH Standard 91-25, Confined Spaces, and 29 CFR 1910.146.<br />
A5.2.7. Manual and Powered Hoist. Reference: AFOSH Standard 91-501 or current AFOSH<br />
guidance.<br />
A5.2.8. Respiratory Protection Program. Use AF <strong>FOR</strong>M 2767, Occupational Health<br />
Training and Protective Equipment Fit Testing (LRA). Reference: AFOSH Standard 48-137,<br />
Respiratory Protection Program.<br />
A5.2.9. Vehicle Mounted Elevated Work Platforms, Self-Propelled and Manual Platforms.<br />
Reference: AFOSH Standard 91-501.<br />
A5.2.10. Fall Arrest System(s). Reference: AFOSH Standard 91-501, 29 CFR 1910.66 and<br />
29 CFR 1926.503.<br />
A5.2.11. Forklift (Material Handling Equipment). Reference: AFOSH Standard 91-46,<br />
Materials Handling and Storage Equipment, or current AFOSH guidance, and 29 CFR<br />
1910.178.<br />
A5.2.12. Explosives Safety Training. Reference: AFMAN 91-201 and this instruction.<br />
A5.2.13. Pole/Tower Climbing. Reference: AFOSH Standard 91-50, Communication Cable,<br />
Antenna and Communication Electronic (CE) Systems, or current AFOSH guidance.<br />
A5.2.14. Wearing Jewelry in the workplace. Reference: AFOSH Standard 91-501 and<br />
applicable technical orders.<br />
A5.2.15. Portable and fixed ladder safety. Reference: AFOSH Standard 91-501.<br />
A5.2.16. Cardio Pulmonary Resuscitation (CPR) Training. Reference: AFOSH Standard 91-<br />
501.<br />
A5.2.17. Flight Line Driving. Reference: AFOSH Standard 91-100, or current AFOSH<br />
guidance, and other governing directives.<br />
A5.2.18. Fetal Protection Program. Job Specific. Reference: AFI 48-145.<br />
A5.3. Documentation of Training. AF Form 55 or equivalent information technology system<br />
will be used. See Chapter 2.
128 AFI91-202 5 AUGUST 2011<br />
A5.4. Maintenance and Disposition of AF Form 55 or Equivalent Product. Maintain as<br />
prescribed by the records disposition schedule<br />
(https://www.my.af.mil/afrims/afrims/afrims/rims.cfm) Table & Rule: T 91 - 04 R 24.00 or T<br />
91 - 04 R 25.00. Supervisors will maintain the AF Form 55 or equivalent product. When an<br />
individual deploys/transfers to another <strong>Air</strong> <strong>Force</strong> position/location, the AF Form 55 or equivalent<br />
product will be hand carried to the new supervisor by the individual. The new supervisor will<br />
review the AF Form 55 or equivalent product, transfer current training completion dates as<br />
necessary and initial HAZCOM date and other one time training to a new AF Form 55 or<br />
equivalent product if necessary and retain the old form IAW the <strong>Air</strong> <strong>Force</strong> Records Disposition<br />
Schedule. The supervisor will destroy the AF Form 55 one (1) year after personnel are separated<br />
or retired.
AFI91-202 5 AUGUST 2011 129<br />
Attachment 6<br />
JOB SAFETY ANALYSIS (JSA)<br />
A6.1. Sequence Of Basic Steps: Break the task down into its basic steps. For example, what is<br />
done first, what is done next? You can do this by: (1) observing the task, (2) discussing it with<br />
workers, (3) using your experience and knowledge of the task, or (4) a combination of all three.<br />
Record the steps in the task in their normal order of occurrence. Describe what is done; not the<br />
details or how it is done. Three or four words are normally enough to describe each task step.<br />
A6.2. Potential Mishap Causes Or Hazards: For each task step, ask yourself what mishap<br />
could happen to workers performing the task and what the probability would be of the mishap<br />
occurring. Get the answers by: (1) observing the task, (2) discussing the task with workers<br />
and/or (3) using ―lessons learned‖ from other mishaps. Ask the questions:<br />
A6.2.1. Can workers be struck by or contacted by anything?<br />
A6.2.2. Can they strike against or be exposed to any item that can cause injury?<br />
A6.2.3. Can they be caught in or between anything?<br />
A6.2.4. Can they fall?<br />
A6.2.5. Can they overexert themselves?<br />
A6.2.6. Are they required to do repetitive lifting or heavy lifting?<br />
A6.2.7. Are there potential hazards such as chemical substances, physical agents (including<br />
noise, ergonomic and thermal stress), ionizing and non-ionizing radiation or biological<br />
exposures?<br />
A6.3. Recommended Safe Task Procedure: For each potential mishap cause or hazard<br />
identified, consider the following questions:<br />
A6.3.1. How should workers perform the task step to avoid the mishap or eliminate the<br />
potential hazard?<br />
A6.3.2. What can be done to eliminate or mitigate the hazard by redesigning the work area<br />
or equipment?<br />
A6.3.3. How can the procedure be modified to eliminate the hazard? NOTE: Be sure to<br />
describe in detail the precautions workers must take and ensure that these steps are placed in<br />
the task procedure or checklist. Take special care to ensure important steps or details are not<br />
inadvertently omitted from the task and that guidance is clear, specific and easily understood<br />
by workers.<br />
A6.1. JOB SAFETY ANALYSIS (Worksheet).<br />
JOB: _________________________________________ DATE: ___________________<br />
WORKCENTER: _______________________________ SUPERVISOR: _____________<br />
TITLE OF WORKER WHO PER<strong>FOR</strong>MS TASK: ________________________________<br />
REQUIRED PERSONAL PROTECTIVE EQUIPMENT (PPE): _____________________<br />
ANALYSIS BY: ______________________ REVIEWED BY: ______________________<br />
1. SEQUENCE OF BASIC 2. POTENTIAL HAZARDS 3. RECOMMENDED
130 AFI91-202 5 AUGUST 2011<br />
STEPS: OR MISHAP CAUSES: PROCEDURES OR<br />
ACTIONS:
AFI91-202 5 AUGUST 2011 131<br />
Attachment 7<br />
RISK ASSESMENT CODES (RAC)<br />
A.7.1. Risk Assessment Codes are tools used by Fire, Safety and Health staffs and Commanders<br />
to prioritize the abatement plans and mitigate hazards. It may not be possible to assign a RAC to<br />
every hazard or circumstance and the lack of a RAC should not dissuade efforts to mitigate risks.<br />
A.7.1.1. This instruction describes the basic RAC codes and provides some guidelines for<br />
assigning priorities based on cost, effectiveness and exposure. The discipline specific chapters<br />
also provide additional guidance for assessing the risks of the applicable hazards.<br />
A.7.1.2. Risk Assessment Codes. Qualified safety, fire protection, and health personnel evaluate<br />
each safety hazard/deficiency and assign a RAC (Table A7.1.) to hazards/deficiencies.<br />
Determine the RAC by plotting the probability (A, B, C, or D) that a mishap will occur and the<br />
potential mishap severity (I, II, III, or IV) if it does happen.<br />
Table A7.1. Risk Assessment Code Matrix.<br />
Severity Mishap Probability<br />
A B C D<br />
I 1 1 2 3<br />
II 1 2 3 4<br />
III 2 3 4 5<br />
IV 3 4 5 5<br />
A.7.1.3. Mishap Probability<br />
Code Description<br />
A Likely to occur in time<br />
B Probably will occur in time<br />
C Possible to occur in time<br />
D Unlikely to occur<br />
A.7.1.4. Hazard Severity (Direct correlation to Mishap Classes as described in AFI 91-204)<br />
Code Description<br />
I Death, permanent total disability or loss of a facility or asset of $2,000,000 or more<br />
II Permanent partial disability, temporary disability in excess of 3 months or major damage<br />
of $500,000 up to $2,000,000<br />
III Lost workday injury or compensable injury or minor property damage $50,000 up to<br />
$500,000<br />
IV Minimal threat to personnel or property, first-aid, minor supportive medical treatment,<br />
violation of a standard or damage less than $50,000<br />
A.7.1.5. RAC Descriptor<br />
Code Description<br />
1 Imminent<br />
2 Serious<br />
3 Moderate
132 AFI91-202 5 AUGUST 2011<br />
4 Minor<br />
5 Negligible<br />
A.7.1.6. Commanders will consider this RAC system when determining which<br />
hazards/deficiencies warrant the expenditure of limited resources.<br />
A.7.1.7. Assigned RACs will remain until completely abated even though interim control<br />
measures are in effect.
AFI91-202 5 AUGUST 2011 133<br />
Attachment 8<br />
ABATEMENT PRIORITY NUMBER<br />
A8.1. The abatement priority number (APN) is a two-part code: the RAC and the cost<br />
effectiveness index (CEI). CEI measures cost effectiveness of a hazard abatement project and<br />
represents a ratio of the project cost and its potential effectiveness. The APN will be used to<br />
determine the relative priority of abatement actions. Use the APN in establishing funding<br />
priorities for hazard abatement projects during the budgetary cycle. Compute APN:<br />
A8.1.1. Step 1. Determine RAC from Table A7.1, based on mishap severity and probability<br />
of occurrence.<br />
A8.1.2. Step 2. Determine the severity probability multiplier (M) from the matrix in Table<br />
A8.1, using the same severity and probability used to determine the RAC.<br />
Severity Mishap Probability<br />
A B C D<br />
I 188 53 21 7<br />
II 53 21 7 2<br />
III 21 7 2 1<br />
IV 7 2 1 0.26<br />
Probability Multiplier Matrix.<br />
NOTE: The multipliers in table represent a proportional distribution of the severity and<br />
frequency of mishaps.<br />
A8.1.3. Step 3. Determine exposure (E), or the average number of personnel exposed daily to<br />
the hazard during the course of the year.<br />
Tab<br />
le<br />
A8.<br />
1.<br />
Sev<br />
erit<br />
y<br />
and<br />
A8.1.4. Step 4. Determine the total abatement project cost (C). If actual costs are not known,<br />
use best available estimate.<br />
A8.1.5. Step 5. Compute the CEI by dividing the C for abatement by the product of M and<br />
E, or CEI = C/ (M) (E).<br />
A8.1.6. Step 6. Determine APN by listing the RAC followed by the CEI in parenthesis, or<br />
APN = RAC (CEI).<br />
A8.1.7. Step 7. Determine relative priority of abatement projects by comparing the CEI of<br />
projects within identical RACs. NOTE: The lower the CEI, the higher its relative priority<br />
within the same RAC.<br />
A8.2. To use APNs to establish a priority list of projects, follow these steps:<br />
A8.2.1. Step 1. Determine RAC. Assumptions: Given a hazard that will probably occur in<br />
time (Probability B) and would result in a permanent partial disabling injury (Severity II) if it<br />
resulted in a mishap. Therefore, the assigned RAC from Table A8.1 would be 2.<br />
A8.2.2. Step 2. Determine multiplier (M). Plot mishap probability (B) versus hazard severity<br />
(II) on Table A7.1 to obtain a multiplier of 21.
134 AFI91-202 5 AUGUST 2011<br />
Table<br />
A8.2.3. Step 3. Determine exposure (E). Assumption: The functional manager or supervisor<br />
determined that on an average day 25 people are exposed to the hazard.<br />
A8.2.4. Step 4. Determine the total cost of project (C). Assumption: The total cost of the<br />
project to abate the hazard as provided to the functional manager by Civil Engineering is<br />
$2,100.<br />
A8.2.5. Step 5. Determine CEI. CEI = C/ (M) (E); (M) (E) = 21x25, therefore CEI = 2100/<br />
(21) (25) = 4.<br />
A8.2.6. Step 6. Determine APN. APN will be (RAC) (CEI) = (2) (4).<br />
A8.2.7. Step 7. Determine relative priority. The APN will now be used to prioritize this<br />
project in relation to other RAC 2s for which APNs have been computed. A hypothetical<br />
priority listing containing this project is shown in table A8.2.<br />
RAC CEI APN Priority<br />
1 (3) 1(3) 1<br />
1 (113) 1(113) 2<br />
2 (4) 2(4) 3<br />
2 (15) 2(15) 4<br />
3 (96) 3(96) 5<br />
3 (11) 3(11) 6<br />
A8.2. Abatement Priority Number Index.<br />
NOTE: The APN system is not used to compare projects of two different RACs.
AFI91-202 5 AUGUST 2011 135<br />
Attachment 9<br />
INSTRUCTIONS <strong>FOR</strong> COMPLETING AF <strong>FOR</strong>M 1118, NOTICE OF HAZARD<br />
A9.1. AF Form 1118. Qualified safety, fire protection, and health (Bioenvironmental<br />
Engineering, PH, flight surgeon and (or) occupational medicine physician) officials are the sole<br />
issuing authorities for AF Form 1118.<br />
A9.2. Control Number. The control number for the AF Form 1118 will be the agency code (S,<br />
F, H), date of hazard identification, and sequential number (Example: S-20061201-1). The<br />
numbering system will coincide with the corresponding Hazard Abatement Plan (AF Form 3).<br />
A9.3. Location. Note the building number, room number and function involved where the<br />
hazard is located, and nomenclature of the hazardous item or procedure (Example: Building 18,<br />
Room 217, Civil Engineering Carpenter Shop, Table Saw).<br />
A9.4. Hazardous Condition. Describe in detail the nature of the hazard, including a reference<br />
to the standard or requirement violated, if any.<br />
A9.5. Risk Assessment Code. List RAC, followed by RAC description. (Example: "1<br />
[Imminent Danger].")<br />
A9.6. Interim Control Measures. Identify temporary measures needed to reduce the degree of<br />
risk associated with the hazard to an "acceptable degree‖ until permanent corrective actions are<br />
implemented. Assigned RAC code will remain until completely abated even though interim<br />
control measures are in effect.<br />
A9.7. Permanent Corrective Action. List the action that will permanently eliminate the<br />
identified hazard. Include associated document number. Examples: Install new exhaust system;<br />
CE work order and project number.<br />
A9.8. Contact Point. Name, grade, office symbol and telephone number of individual<br />
responsible for elimination of the hazard.<br />
A9.9. Estimated Completion Date. Self-explanatory.
136 AFI91-202 5 AUGUST 2011<br />
Attachment 10<br />
INSTRUCTIONS <strong>FOR</strong> COMPLETING AF <strong>FOR</strong>M 3, HAZARD ABATEMENT PLAN<br />
<strong>A1</strong>0.1. The AF Form 3 is the instrument by which an identified RAC 1, 2, or 3 hazard requiring<br />
more than 30 calendar days to abate is entered into the installation’s formal hazard abatement<br />
plan. This does not prevent its use for RAC 4 or 5 hazards or deficiencies. The Automated<br />
Hazard Abatement System may also be used.<br />
<strong>A1</strong>0.2. Prepare AF Form 3s in an original and two copies.<br />
<strong>A1</strong>0.3. Prepare a separate AF Form 3s for each individual hazard.<br />
<strong>A1</strong>0.4. The functional manager initiates AF Form 3s by completing Parts I and II in as much<br />
detail as possible and sends it to the installation safety, fire protection or health office:<br />
<strong>A1</strong>0.4.1. Top of Form, Heading Blocks:<br />
<strong>A1</strong>0.4.1.1. Type of Action. Indicate whether the action is a safety hazard. Indicate<br />
whether this is an initial input of a recently identified hazard, a revision of a previously<br />
submitted AF Form 3s, or a record of a completed hazard abatement action.<br />
<strong>A1</strong>0.4.1.2. Date. Self-explanatory.<br />
<strong>A1</strong>0.4.1.3. To: Address AF Form 3s to the installation agency (safety, fire protection or<br />
health) having oversight responsibility concerning the hazard. Include organization,<br />
office symbol and installation.<br />
<strong>A1</strong>0.4.1.4. From: Enter functional manager's organization, office symbol and<br />
installation.<br />
<strong>A1</strong>0.4.1.5. Point of Contact. Enter the name, organization, office symbol and phone<br />
number of the workplace supervisor where the hazard is located.<br />
<strong>A1</strong>0.4.2. Part I—Hazard Information:<br />
<strong>A1</strong>0.4.2.1. Item 1 (Control Number). Note that the control number is issued by the<br />
installation agency (safety, fire, or health) responsible for monitoring the hazard. NOTE:<br />
The functional manager will leave this blank for a new input unless an AF Form 1118 has<br />
been posted. The control numbers on the AF Form 3 and AF Form 1118 for the same<br />
hazard will be identical.<br />
<strong>A1</strong>0.4.2.2. Item 2 (RAC). Enter RAC 1, 2, or 3 as provided by safety, fire protection or<br />
Bioenvironmental Engineering officials.<br />
<strong>A1</strong>0.4.2.3. Item 3 (Category). Self-explanatory.<br />
<strong>A1</strong>0.4.2.4. Item 4 (Discovery). Give date and method by which the hazard was originally<br />
identified. For ―inspection‖ designate type, such as, self, unit or OSHA. Include hazard<br />
report numbers, suggestion numbers and other such data for cross-reference.<br />
<strong>A1</strong>0.4.2.5. Item 5 through 8 (Location). Self-explanatory.<br />
<strong>A1</strong>0.4.2.6. Item 9 (Standard Violated). Note that this can include safety, fire protection<br />
or health requirements of AFOSH, national consensus standards, OSHA standards,<br />
regulations or TOs.
AFI91-202 5 AUGUST 2011 137<br />
<strong>A1</strong>0.4.2.7. Item 10 (Exposure). Enter the average number of personnel exposed to the<br />
hazard daily.<br />
<strong>A1</strong>0.4.2.8. Item 11 (Description). Give a word description of the hazard to illustrate its<br />
potential impact if not abated.<br />
<strong>A1</strong>0.4.3. Part II—Abatement Information:<br />
<strong>A1</strong>0.4.3.1. Item 12 (Description). Give a description of the permanent abatement action<br />
taken or programmed to eliminate or reduce the hazard.<br />
<strong>A1</strong>0.4.3.2. Item 13 (Method). List the work method or avenue by which the hazard is to<br />
be abated. Examples include self-help, civil engineering work order, contract and local<br />
purchase.<br />
<strong>A1</strong>0.4.3.3. Item 14 (Project Number). Include document numbers associated with work<br />
requests, work orders, job orders, or projects. Also include supply requisitions and<br />
maintenance work orders.<br />
<strong>A1</strong>0.4.3.4. Item 15 (Completion Date). If programmed in current fiscal year (FY),<br />
provide month and year. If programmed in future FY, indicate FY. If abatement has been<br />
completed, indicate actual completion date.<br />
<strong>A1</strong>0.4.3.5. Item 16 (Cost). Indicate whether estimated for unabated hazards or<br />
deficiencies or actual for completed abatement actions.<br />
<strong>A1</strong>0.4.3.6. Item 16a (Project Cost). Indicate total cost associated with project identified<br />
in item 14.<br />
<strong>A1</strong>0.4.3.7. Item 16b (Abatement Cost). If the cost to abate the hazard is not the total cost<br />
of the project, enter only the cost associated with correction of the hazard. For example, a<br />
$500,000 facility renovation project will correct hazardous electrical wiring estimated to<br />
cost $25,000. Item 16a would show $500,000 while item 16b would show $25,000.<br />
<strong>A1</strong>0.4.3.8. Item 17 (Status). Indicate status of project identified in item 14; include major<br />
milestones, reasons for delay, percent complete. Other examples include ―in design,‖ ―in<br />
procurement,‖ ―under construction,‖ ―awaiting materials,‖ and ―closed.‖<br />
<strong>A1</strong>0.4.3.9. Item 18 (Interim Control Measures). List temporary measures taken to reduce<br />
the risk associated with the hazard pending completion of permanent abatement action.<br />
Examples include issuance of personal protective equipment (specify type), termination<br />
of operations and work around procedures (specify).<br />
<strong>A1</strong>0.4.3.10. Items 19 through 21. (Functional Manager; Signature; Date). Selfexplanatory.<br />
<strong>A1</strong>0.4.3.11. Item 22 (Review Record). Use this area for functional manager and<br />
commander reviews.<br />
<strong>A1</strong>0.4.4. The qualified safety, fire protection or health official assigns a control number for<br />
new inputs and completes items 23 through 32 of AF Form 3 based on information furnished<br />
by the functional manager in Parts I and II. Once signed and completed retain one copy and<br />
send the second copy to the installation safety office to be included in the installation master<br />
hazard abatement plan.
138 AFI91-202 5 AUGUST 2011<br />
<strong>A1</strong>0.4.4.1. Item 23 (Severity). See paragraph A7.1.4<br />
<strong>A1</strong>0.4.4.2. Item 24 (Probability). See paragraph A7.1.3<br />
<strong>A1</strong>0.4.4.3. Item 25 (Severity and Probability Multiplier). See Table A8.1<br />
<strong>A1</strong>0.4.4.4. Item 26 (Exposure). State the average number of personnel exposed daily to<br />
the hazard (from item 10).<br />
<strong>A1</strong>0.4.4.5. Item 27 (Project Cost). Estimated cost from item 16a.<br />
<strong>A1</strong>0.4.4.6. Item 28 Risk Assessment Codes (RAC). RACs include items 23 and 24 as<br />
well as the RAC descriptor of 1, 2 or 3.<br />
<strong>A1</strong>0.4.4.7. Item 29 Cost Effectiveness Index (CEI). NOTE: The CEI equals total cost<br />
(item 27) divided by the product of the multiplier (item 25) and the exposure (item 26).<br />
<strong>A1</strong>0.4.4.8. Item 30 through 32. (Qualified Official; Signature; Date). Self-explanatory.<br />
These items will be completed on each hazard abatement plan. When the form indicates<br />
completed abatement actions (as marked in the ―Type of Action‖ block), the fully<br />
qualified safety, fire protection or health official’s signature in item 31 indicates<br />
certification of completed abatement actions. Certification in this particular instance<br />
means the appropriate official has performed a site visit to verify that the hazard has been<br />
fully abated.
AFI91-202 5 AUGUST 2011 139<br />
Attachment 11<br />
PRE-DEPARTURE SAFETY BRIEFING GUIDE (EXAMPLES ONLY)<br />
<strong>A1</strong>1.1. Purpose. Help military and civilian employees on orders, especially those under the age<br />
of 26, reduce the potential for a traffic mishap by identifying and mitigating risks involving<br />
travel by private motor vehicle for leave, PCS and temporary duty assignments.<br />
<strong>A1</strong>1.2. Overview. Commanders, managers and supervisors will help guide and mentor<br />
employees in applying personal risk management when planning for a trip. Consider the<br />
following factors to guide the discussion on assessing risk and identifying mitigating strategies,<br />
but also consider and address other factors based on the unique nature of each situation. This<br />
interactive briefing may be documented on AF Form 4392, Pre-Departure Safety Briefing Form.<br />
<strong>A1</strong>1.2.1. Urge the driver to carefully and thoroughly plan the trip, allowing time for rest<br />
prior to departure and to take a break at least every two hours.<br />
<strong>A1</strong>1.2.2. Travelers are not to drive more than 10 hours during any 24-hour period.<br />
Motorcyclists are highly encouraged to travel fewer hours. Highly recommend that travelers<br />
get a good night’s sleep (7-8 hours) while traveling.<br />
<strong>A1</strong>1.2.3. <strong>Air</strong>men must ensure they have sufficient funds available to cover expenses (a<br />
shortage of funds often leads to exhausting, marathon driving).<br />
<strong>A1</strong>1.2.4. Travelers must check the weather forecast for the intended route of travel.<br />
<strong>A1</strong>1.2.5. Discourage driving during late night hours. Remind the traveler that there is a<br />
greater chance to encounter impaired (intoxicated, fatigued) drivers on the road at night than<br />
during the day.<br />
<strong>A1</strong>1.2.6. Stress the value of occupant restraint devices (mandatory for military personnel),<br />
including child restraints and the use of helmets and personal protective equipment by<br />
motorcyclists; review the hazard of reduced visibility due to factors such as darkness,<br />
weather, sun glare; and touch on the issue of being alert for road hazards such as animals<br />
crossing the roadway, stalled or slow-moving vehicles, and so forth.<br />
<strong>A1</strong>1.2.7. Stress the importance of vehicle condition — vehicle defects also contribute to<br />
mishaps.<br />
<strong>A1</strong>1.2.8. Discuss the main causes of injury and death by vehicle mishaps in the <strong>Air</strong> <strong>Force</strong>,<br />
which include speeding or excessive speed for conditions, fatigue, inattention or distraction,<br />
not wearing seatbelts and the effects of medication and alcohol.<br />
<strong>A1</strong>1.3. Additional Information. Advise the member to contact their unit commander, first<br />
sergeant, flight commander, immediate supervisor or command post in the event of a mishap or<br />
if an emergency situation arises. Ensure the individual is provided the phone numbers of the<br />
points of contact.<br />
<strong>A1</strong>1.4. DELETE.<br />
<strong>A1</strong>1.5. DELETE.
140 AFI91-202 5 AUGUST 2011<br />
Attachment 12<br />
AIR <strong>FOR</strong>CE OFF-DUTY HIGH-RISK ACTIVITIES PROGRAM<br />
<strong>A1</strong>2.1. Purpose. The Off-duty High Risk Activity (HRA) Program is a recommended<br />
management tool for commanders and supervisors. The intent of the program is to ensure<br />
participants are familiar with the hazards and injury potential associated with their particular<br />
activity. This program is intended for military personnel only.<br />
<strong>A1</strong>2.2. High-Risk Activities. These are activities having a higher potential for personal injury<br />
due to the level of competition, speed, risk or skills needed and requiring greater agility, stamina<br />
and dexterity. Some examples of high-risk activities are flying civil aircraft, hang gliding,<br />
skydiving, parasailing, white-water rafting, motorcycle and auto racing, scuba diving, bungee<br />
jumping, bronco and bull riding, and extreme sports or any activity identified by the commander.<br />
NOTE: MAJCOMs can determine within the command what are considered high risk activities.<br />
<strong>A1</strong>2.3. Commander's/Supervisors Responsibility. Commanders or supervisors should ensure<br />
all personnel are briefed about the HRA program regardless of their participation in high-risk<br />
activities. Each individual should be surveyed and if it is determined they are actively engaged or<br />
about to engage in an HRA they should meet one on one with their commander or supervisor.<br />
Ideally implemented, a HRA interview is not a briefing. It is for the purpose determining the<br />
mental and physical readiness, and situational awareness preparedness of participants before the<br />
HRA occurs. The interviewer can discuss with the interviewee the risks of the activities and<br />
ascertain some idea of the likelihood that the participant can enjoy the activity without an<br />
unacceptable level of risk. Through this process the interviewer can determine such things as<br />
level of experience, knowledge of PPE requirements, physical safety aspects of the area of<br />
participation, level of supervision or oversight by qualified professional staffs or officials, rules<br />
or recommended practices of professional organizations, and so on. It is also a chance to discuss<br />
the mental and physical preparedness of the participant. If interviewers determine participants<br />
are not adequately trained or are inexperienced, they should encourage participants to seek<br />
additional training through a nationally recognized institute before participating in the activity.<br />
<strong>A1</strong>2.4. Individual Responsibility. Individuals planning to engage in high-risk activities such as<br />
those described in paragraph <strong>A1</strong>2.2, should be encouraged to inform his or her immediate<br />
supervisor, and schedule an interview their supervisor, squadron commander or designee. The<br />
individual engaging in a high-risk activity is responsible for applying sound risk management<br />
practices to avoid jeopardizing life or limbs and their ability to perform their <strong>Air</strong> <strong>Force</strong> duties.<br />
<strong>A1</strong>2.5. Documentation. AF Form 4391, High-Risk Activities Worksheet, may be used to<br />
document the briefing, completed by the squadron commander, individual’s supervisor, safety<br />
officer or training manager.
AFI91-202 5 AUGUST 2011 141<br />
Attachment 13<br />
CONTINUING EDUCATION AND TRAINING COURSES<br />
Table <strong>A1</strong>3.1. Continuing Career Safety Professional Development (Recommended Safety<br />
Courses)<br />
Course Subjects - Topics<br />
Occupational Safety and Health Standards for the Construction Industry<br />
Occupational Safety & Health Standards for the General Industry<br />
Occupational Safety and Health for Other Federal Agencies<br />
Introduction to Industrial Hygiene for Safety Personnel<br />
Principles of Ergonomics Applied to Work-related Musculoskeletal Disorders<br />
National Fire Protection Association (NFPA) Life Safety<br />
National Electric Code (NEC) Electrical Standards<br />
Collateral Duty Course for other Federal Agencies<br />
Control of Hazardous Energy (Lockout-Tagout)<br />
Machinery and Machine Guarding Standards<br />
Hazard Evaluation and Risk Assessment<br />
Permit-Required Confined Space Entry<br />
OSHA Recordkeeping and Inspections<br />
Bloodborne Pathogens Exposure Control<br />
Environmental Compliance Assessment<br />
Disaster Site Worker Train-the-Trainer<br />
Evacuation and Emergency Planning<br />
Hazardous Waste Management<br />
Scaffolding, Cranes, and Rigging<br />
Excavation and Trenching<br />
Traffic Control Technician<br />
Health Hazard Awareness<br />
Respiratory Protection<br />
Fall Arrest Systems<br />
Voluntary Protection Program<br />
Risk Management<br />
System Safety Course<br />
Other
142 AFI91-202 5 AUGUST 2011<br />
Attachment 14<br />
SAFETY EDUCATION AND TRAINING<br />
<strong>A1</strong>4.1. Safety Training. <strong>Air</strong> <strong>Force</strong> Catalog (AFCAT), USAF Formal Schools found at the<br />
following website https://etca.randolph.af.mil (formerly AFCAT 36-2223), outlines specific<br />
safety-related courses (those listed below with a number designation). Refer to the AFCAT for<br />
full course descriptions and prerequisites. Training in System Safety is available from Defense<br />
Acquisition University (https://learn.dau.mil/html/clc/Clc1.jsp?cl). Organizations responsible<br />
for course management are indicated in parenthesis.<br />
<strong>A1</strong>4.2. Mishap Investigation.<br />
<strong>A1</strong>4.2.1. Safety and Accident Investigation Board President Course (BPC), AFSC810 (HQ<br />
AFSC).<br />
<strong>A1</strong>4.2.2. <strong>Air</strong>craft Mishap Investigation Course (AMIC), WCIP05A (HQ AFSC).<br />
<strong>A1</strong>4.2.3. Aerospace Propulsion Craftsman, Jet Engine Mishap Investigation Course<br />
(JEMIC), J3AZR2A671A0M1A (AETC).<br />
<strong>A1</strong>4.2.4. Mishap Investigation Non-Aviation (MINA), WCIP059 (HQ AFSC).<br />
<strong>A1</strong>4.2.5. <strong>Air</strong>craft Mishap Investigation and Prevention (AMIP) Clinical Psychologist,<br />
B3OZY42P3-003, (AFMC).<br />
<strong>A1</strong>4.2.6. <strong>Air</strong>craft Mishap Investigation and Prevention (AMIP) Aerospace and Operational<br />
Physiologist, WC1P05A, (AFMC).<br />
<strong>A1</strong>4.2.7. <strong>Air</strong>craft Mishap Investigation and Prevention (AMIP) USAF Medical Investigator<br />
(Flight Surgeon), B3OZY48G3-003, (AFMC).<br />
<strong>A1</strong>4.2.8. <strong>Air</strong>craft Mishap Investigation and Prevention (AMIP) NON-DoD Medical<br />
Investigator (Flight Surgeon or other physician), B3OZY48G3-010 (AFMC).<br />
<strong>A1</strong>4.2.9. Life Science Equipment Investigation Course (LSEIC), J3AZR1P071 0L1A,<br />
(AETC).<br />
<strong>A1</strong>4.3. Unit Safety Representatives (USR). Developed by MAJCOM, DRU/FOA.<br />
<strong>A1</strong>4.4. Aviation:<br />
<strong>A1</strong>4.4.1. Flight Safety Officer (FSO), WCIPO5C (HQ AFSC).<br />
<strong>A1</strong>4.4.2. Flight Safety NCO (FS NCO), L3AZR1S071-0S5A (AETC).<br />
<strong>A1</strong>4.4.3. Security Assistance Training Program (International) Flight Safety Officer Course,<br />
WCIP05U (HQ AFSC).<br />
<strong>A1</strong>4.4.4. <strong>Air</strong> Combat Command Flight Safety Program Management Course, Y130003.<br />
<strong>A1</strong>4.4.5. DCMA Aviation Safety Officer Course, ASO.<br />
<strong>A1</strong>4.4.6. <strong>Air</strong> Reserve Component Chief of Safety (ARCCOS), WECIP05K<br />
<strong>A1</strong>4.5. Ground:<br />
<strong>A1</strong>4.5.1. Safety Apprentice, L3ABR1S031-051A (AETC).
AFI91-202 5 AUGUST 2011 143<br />
<strong>A1</strong>4.5.2. Safety Craftsman, L3AZR1S071-0S1A (AETC).<br />
<strong>A1</strong>4.5.3. OSHA Training Institute (OTI) (AFSC).<br />
<strong>A1</strong>4.5.4. National Safety Council (NSC) Safety Training Institute (AFSC), Refer to OSHA<br />
Training Institute catalog.<br />
<strong>A1</strong>4.5.5. Advanced Occupational Safety (AFSC), Refer to NSC Safety Training Institute<br />
course catalog.<br />
<strong>A1</strong>4.5.6. Radiation Safety Officer Course, B6OZW43EXA-0<strong>A1</strong>A.<br />
<strong>A1</strong>4.5.7. <strong>Air</strong> Combat Command Ground Safety Program Management Course, Y13005<br />
<strong>A1</strong>4.6. Weapons:<br />
<strong>A1</strong>4.6.1. Weapons Safety Management Course , L3AZR2W071 0C2A. (AETC)<br />
<strong>A1</strong>4.6.2. Introduction to Weapons Safety CD ROM available at wing safety offices, (AFSC).<br />
<strong>A1</strong>4.6.3. <strong>Air</strong> Combat Command Weapons Safety Program Management Course,<br />
3J5ACC2W0X1-000.<br />
<strong>A1</strong>4.7. Systems:<br />
<strong>A1</strong>4.7.1. System Safety Management (SSM), WCIP057 (AFSC).<br />
<strong>A1</strong>4.7.2. System Safety Reliability Analysis SSRA, WCIP060 . (AFSC)<br />
<strong>A1</strong>4.8. Management:<br />
<strong>A1</strong>4.8.1. Chief of Safety Course (COS), WCIP05B. (AFSC)<br />
<strong>A1</strong>4.8.2. Senior Safety Professional Course (SSP), WCIP05D. (AFSC)<br />
<strong>A1</strong>4.9. Risk Management (RM): https://rmis.kirtland.af.mil.<br />
<strong>A1</strong>4.9.1. ORM Fundamentals Course.<br />
<strong>A1</strong>4.9.2. ORM Essentials for Leaders Course.<br />
<strong>A1</strong>4.9.3. ORM Application and Integration Course.<br />
<strong>A1</strong>4.9.4. ORM Executive Course.<br />
<strong>A1</strong>4.10. Other:<br />
<strong>A1</strong>4.10.1. Operational Safety, Suitability and Effectiveness (OSS & E) WSYS155 (AFIT).<br />
<strong>A1</strong>4.10.2. Environmental, Safety, and Occupational Health (ESOH) Compliance<br />
Assessments, WENV020 (AFIT).<br />
<strong>A1</strong>4.10.3. Course 8, Supervisor Safety Training (SST), ZZ13212, (HQ AFSC/SEG).<br />
<strong>A1</strong>4.10.4. ACC <strong>Air</strong>crew Life Support Program Manager’s Course.
144 AFI91-202 5 AUGUST 2011<br />
Attachment 15<br />
PREPARATION OF RISK ASSESSMENTS<br />
<strong>A1</strong>5.1. Risk Assessment. A risk assessment succinctly documents the results of several steps in<br />
the risk management process and supports follow-on decision-making processes (Reference AFI<br />
90-901, Operational Risk Management; and AFPAM 90-902, Operational Risk Management<br />
Guidelines and Tools). Decision options typically involve determining whether one or more<br />
particular courses of action should be pursued (e.g., implementing equipment improvements,<br />
safety or warning device improvements, operational improvements, technical improvements,<br />
policy improvements, etc.), or whether a risk should be accepted. A risk assessment supports<br />
decision-making processes by objectively identifying a hazard, assessing its risk, thoroughly<br />
analyzing potential options for risk mitigation and making a recommendation. NOTE: The term<br />
―losses‖ also include fatalities, not just system losses. A suggested risk assessment format is<br />
shown in <strong>A1</strong>5.1 below:<br />
<strong>A1</strong>5.1. Sample Risk Assessment Layout<br />
Risk Assessment Title<br />
Background: Broadly describe the situation being evaluated. Provide enough detail so the<br />
remainder of the risk assessment can be easily understood.<br />
Hazard Identification: Hazards are defined as any real or potential condition that can cause<br />
mission degradation, illness or injury to personnel or damage to or loss of equipment or property.<br />
Accurately and succinctly describe the hazard (e.g., deficiency with engineering design, material,<br />
quality, software, operations, maintenance, etc.) being analyzed.<br />
Initial Risk: Risk is the probability and severity of loss from exposure to the hazard. Risk<br />
assessment is the application of qualitative and quantitative measures to determine the level of<br />
risk associated with the identified hazard. Identify the probability and severity of a mishap that<br />
could result from the hazard based upon the exposure of personnel or assets to the identified<br />
hazard. Use the baseline or ―as designed‖ state as the basis for determining initial risk. Fully<br />
explain the methodology used, data considered (e.g., reported mishaps/events, deficiency reports,<br />
test results, etc) and rationale for determining baseline risk.<br />
Interim Risk: Many times initial mitigation steps have already been taken prior to the<br />
completion of a written risk assessment. These steps may include permanent risk mitigation<br />
measures or temporary stop-gap risk mitigation measures. Describe these measures and explain<br />
how the baseline risk is being mitigated, their effectiveness and the resulting interim risk until<br />
final risk mitigating options can be implemented.<br />
Risk Mitigation Options – It is likely several options still exist to mitigate the risk of the<br />
indentified hazard. Effective control measures reduce or eliminate one of the three components<br />
(i.e., probability, severity or exposure) of risk. Investigate specific strategies and tools that<br />
reduce, mitigate or eliminate risk. Address each risk mitigation option separately. One option to<br />
always consider is ―taking no further action‖ which is the equivalent of accepting the baseline
AFI91-202 5 AUGUST 2011 145<br />
risk and acknowledging and accepting expected future losses. For each option, including<br />
accepting the baseline risk, address:<br />
Description: Describe the option being evaluated.<br />
Impact: Describe the impact of this option. What are its benefits; limitations? Address<br />
its effectiveness and explain how it will eliminate or control future losses. Does it address<br />
other hazards/problems or introduce new ones?<br />
Cost: Estimate the costs (i.e., financial, operational, maintenance, etc.) to implement this<br />
option.<br />
Schedule: Estimate schedule implement this option.<br />
Residual Risk: Great risk mitigation options eliminate hazards and their risk entirely;<br />
others only reduce the risk. Assuming this risk mitigation option is implemented; identify<br />
the probability and severity of a mishap that could result from the hazard based upon the<br />
exposure of personnel or assets to the identified hazard. Fully explain the methodology<br />
used (including analytical assumptions and limitations), data considered, and rationale for<br />
determining residual risk.<br />
Expected Future Losses: Estimate the expected losses with implementation of this<br />
option. Express losses over a period of time, a number of events or for a given<br />
population. Fully explain the methodology used, data considered and rationale for<br />
determining these expected losses.<br />
Summary of Options: If the number of risk mitigation options is lengthy, a tabular summary<br />
may be appropriate. Include as appropriate.<br />
Recommendation: State the recommended course(s) of action, including rationale.<br />
Attachments: Include more detailed or supporting information, as required.<br />
<strong>A1</strong>5.2. Existing Questions from AFSC’s System Safety Handbook. NOTE: Not all of the<br />
following questions will apply to every risk.<br />
<strong>A1</strong>5.2.1 What were the preliminary mishap risk index results when the safety deficiency was<br />
initially identified? – Initial Risk<br />
<strong>A1</strong>5.2.2. What is (are) the identified deficiency (design, maintenance, material, quality,<br />
software, etc)? – Hazard Identification<br />
<strong>A1</strong>5.2.3. What are the hazards caused by the deficiencies in light of known requirements and<br />
interrelationships with man, machine and environmental system elements? – Background and<br />
Hazard Identification<br />
<strong>A1</strong>5.2.4. What, if any, supporting historical data substantiate the need for the modification (list<br />
Class A, B, C mishaps, HAPs, Cat I DRs, etc.)? - Initial Risk
146 AFI91-202 5 AUGUST 2011<br />
<strong>A1</strong>5.2.5 What, if any, interim corrective action has already been taken to reduce risk (change in<br />
mission, operational restrictions, grounding, increased inspections, TCTO actions, etc.)? –<br />
Interim Risk<br />
<strong>A1</strong>5.2.6. What, if any, additional action has been recommended by the Material Safety Task<br />
Group, SSG, SSWG or other group? – Risk Mitigation Options<br />
<strong>A1</strong>5.2.7. What are the expected future mishap rate(s) (class A, B, C, etc.) to be caused by this<br />
deficiency if it is not corrected? – Risk Mitigation Options<br />
<strong>A1</strong>5.2.8. What are the affected fleet size and its expected future life exposure; for example (list<br />
average number of operationally available aircraft per year, years of operational life remaining,<br />
average programmed flying hours per year)? – Risk Mitigation Options<br />
<strong>A1</strong>5.2.9. What are the expected total future direct losses (and indirect losses) if the modification<br />
is not approved? If sufficient data exists to make these predictions, what is the current mishap<br />
severity, probability and frequency, and resulting mishap risk index values? – Risk Mitigation<br />
Options<br />
<strong>A1</strong>5.2.10. How will the proposed modification eliminate or control these losses? – Risk<br />
Mitigation Options<br />
<strong>A1</strong>5.2.11. How effective will the control of losses be? – Risk Mitigation Options<br />
<strong>A1</strong>5.2.12. If the modification is approved, what are the expected losses to be avoided, and any<br />
other quantitative or qualitative benefits? – Risk Mitigation Options<br />
<strong>A1</strong>5.2.13. Does the proposed modification create any new hazards for the system (consider<br />
mission and people, machine and environmental system elements)? – Risk Mitigation Options<br />
<strong>A1</strong>5.2.14. Why are other alternatives to risk reduction unacceptable (accept losses, preferred<br />
parts substitution, time change, training, procedural changes, increased inspections, etc.)? - Risk<br />
Mitigation Options<br />
<strong>A1</strong>5.2.15. If the modification is approved, what will be done to reduce risk until the<br />
modification is fully implemented? – Not Included
AFI91-202 5 AUGUST 2011 147<br />
Attachment 16<br />
1S0X1 RETRAINEE EVALUATION PROCESS<br />
<strong>A1</strong>6.1. The local Ground Safety Manager (GSM) or designated representative will act as initial<br />
Evaluating Agent for retraining applicants.<br />
<strong>A1</strong>6.2. The Evaluating Agent will:<br />
<strong>A1</strong>6.2.1. Ask the applicant’s immediate supervisor to appraise his or her work performance,<br />
attitude and overall character.<br />
<strong>A1</strong>6.2.2. Provide applicant a briefing on Safety programs and responsibilities. Discuss the<br />
safety career field and answer any questions. Determine if applicant has problems which<br />
would preclude working nights, holidays, standby, TDY, overseas assignments or<br />
deployments. Also, problems with prolonged standing or walking or other medical problems<br />
which would affect work performance.<br />
<strong>A1</strong>6.2.3. Establish and document an observation period for all applicants under<br />
consideration for retraining. The applicant must complete up to a 10 duty-day assessment<br />
period with the local Safety office before the Evaluating Agent can make a recommendation.<br />
<strong>A1</strong>6.2.4. Provide meaningful, structured activities which assist in assessing the applicant’s<br />
suitability for the Safety career field. The activities will consist of:<br />
<strong>A1</strong>6.2.4.1. Assessment of applicant’s communication skills: Abilities to write and speak<br />
clearly and distinctly.<br />
<strong>A1</strong>6.2.4.1.1. Applicant will write a memorandum stating their reasons for wanting to<br />
retrain into the career field. Memorandum will include strengths, areas for<br />
improvement and what the applicant can contribute to improve the safety program.<br />
<strong>A1</strong>6.2.4.1.2. Applicant will instruct/lead some portion of a safety class, i.e., Course<br />
II, Course IIIB, SST, FTAC, etc.<br />
<strong>A1</strong>6.2.4.2. Introduction to inspection/spot inspection process.<br />
<strong>A1</strong>6.2.4.2.1. Applicant will review annual reports, conduct follow up for the open<br />
write-ups AND conduct spot inspections.<br />
<strong>A1</strong>6.2.4.3. Familiarization to Flight line/maintenance/industrial areas.<br />
<strong>A1</strong>6.2.4.3.1. Applicant will visit flight line/maintenance/industrial areas as deemed<br />
appropriate by the Evaluating agent. NOTE: This may be incorporated into paragraph<br />
<strong>A1</strong>6.2.4.2.1.<br />
<strong>A1</strong>6.2.4.4. Introduction to mishap investigation.<br />
<strong>A1</strong>6.2.4.4.1. Applicant will investigate and process a mishap. This includes an<br />
AFSAS familiarization session, reviewing mishap findings to establish causal factors<br />
and a mishap summary/out-brief to the Chief of Safety. NOTE: This activity will<br />
include briefing applicant on what to expect at a mishap scene.<br />
<strong>A1</strong>6.2.4.5. Introduction to Hazard Abatement Program.
148 AFI91-202 5 AUGUST 2011<br />
<strong>A1</strong>6.2.4.5.1. Applicant will assign a Risk Assessment Code to a hazard (actual or<br />
simulated) based on an assessment of the mishap potential and its severity. Applicant<br />
will also process AF Forms 457, USAF Hazard Report, and 1118, Notice of Hazard.<br />
<strong>A1</strong>6.2.5. Provide the servicing FSS with a memorandum summarizing the following areas<br />
based on research and structured activities:<br />
<strong>A1</strong>6.2.5.1. Approval/Disapproval of applicant’s request for retraining.<br />
<strong>A1</strong>6.2.5.2. Assessment of applicant’s structured activities.<br />
<strong>A1</strong>6.2.5.3. Assessment of applicant’s communication skills, both written and verbal.<br />
<strong>A1</strong>6.2.5.4. Overall assessment of the appearance, moral standards, military conduct and<br />
bearing.<br />
Figure <strong>A1</strong>6.1. 1S0 Safety Retraining Memorandum (Example).<br />
<strong>MEMORANDUM</strong> <strong>FOR</strong><br />
FROM:<br />
SUBJECT: 1S0 Safety Retraining Memorandum<br />
1. I approve/disapprove ________________ (applicant’s Rank and name) request for retraining.<br />
2. Applicant:<br />
a. (Did/did not) complete the 10 duty-day assessment period.<br />
b. (Has/does not have) ability to communicate: write, and speak clearly and distinctly.<br />
c. (Has/does not have) ability to meet the needs of the Safety career field.<br />
d. (Has/does not have) appearance, moral standards, military conduct and bearing to meet the<br />
needs of the Safety career field.<br />
Explain:<br />
________________________________________________________________________<br />
3. I interviewed applicant’s immediate supervisor and foresee no problems OR have reason for<br />
concern.<br />
Explain:<br />
________________________________________________________________________<br />
4. Applicant received a briefing on Safety programs and responsibilities and has/has no problems<br />
which would preclude working nights, holidays, standby, TDY, overseas assignments or<br />
deployments.<br />
Explain:<br />
________________________________________________________________________<br />
5. If you have questions please contact me at DSN: xxx-xxxx.
AFI91-202 5 AUGUST 2011 149<br />
SIGNATURE BLOCK