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Amyotrophic Lateral Sclerosis - Mechanisms and Therapeutics in The Epigenomic Era
Amyotrophic Lateral Sclerosis - Mechanisms and Therapeutics in The Epigenomic Era
Introduction
Amyotrophic lateral sclerosis (ALS) is a neurodegen- sporadic ALS has been linked to many environmental
erative disorder that affects motor neurons in the brain, factors, including heavy metal toxicity and exposure to
brainstem and spinal cord, resulting in progressive pesticides and fertilizers.19 A simple view would predict
weakness and atrophy of voluntary skeletal muscles.1 that genetic variation and environmental exposure con-
Treatments are modestly effective at best, and the major- tribute to ALS, yet it is also likely that environmental
ity of patients die within 3–5 years of diagnosis—often exposures influence epigenetic mechanisms—which
from respiratory failure2–7—although survival outside reversibly regulate gene expression—to promote the onset
this timeframe can vary with certain clinical presenta- and progression of ALS.20
tions.8 The disease exhibits phenotypic heterogeneity,5,6,9 Unravelling the complex mechanisms behind the
and although ALS was once considered a single disorder, pathogenesis of ALS is crucial for the development of
newer theories suggest that different disorders might novel diagnostic and therapeutic approaches, and years
share a common final phenotype.10 As many as 50% of of evidence support the existence of unique, pathologi-
patients with ALS also have cognitive impairment, with cal, epigenetic processes in ALS. Here, we briefly review
a subset of patients (~15%) exhibiting characteristics of what is known about the underlying mechanisms and
frontotemporal dementia (FTD), frontotemporal lobar genetic causes of ALS, and then discuss the environmen-
Department of degeneration (FTLD), and progressive social, behav- tal influences and epigenetic basis of this disease. We also
Neurology, University of ioural and/or language dysfunction.11–13 Several ALS- discuss how the main epigenetic mechanisms interact
Michigan, 1500 East
Medical Centre Drive, related mutations, discussed below, are also common in in neurodegeneration, providing insight into potential
1914 Taubman Centre FTD, leading FTD and ALS to be considered part of a therapeutic strategies.
SPC 5316, Ann Arbor,
MI 48109, USA (X.P.‑C.,
continuum of neurodegenerative disorders.11,14,15
C.F.‑R., S.A.G., E.L.F.). The majority of ALS is sporadic with unknown Proposed disease mechanisms in ALS
The A. Alfred Taubman aetiology, whereas ~15% is familial with dominant The pathogenetic mechanisms proposed for ALS involve
Medical Research
Institute, University of inheritance.16,17 Sporadic and familial ALS are clini- a plethora of alterations to the motor neuron microenvi-
Michigan, 109 Zina cally indistinguishable and share several pathogenetic ronment, including accumulation of protein aggregates,
Pitcher Place, 5017
A. Alfred Taubman
pathways.18 A number of ALS-related genes are known; defective RNA processing, oxidative stress, glutamate
Biomedical Science however, genetic mutations do not solely account for excitotoxicity, glial dysfunction, neuroinflammation,
Research Building, neurodegeneration, and they cannot explain the exist- apoptosis, mitochondrial dysfunction, fragmenta-
Ann Arbor, MI 48109,
USA (S.A.S.). ence of the large number of idiopathic cases. Interestingly, tion of the Golgi apparatus, and metal imbalances.21,22
At very early disease stages, many molecular changes
Correspondence to:
E.L.F. Competing interests in the neuromuscular junction precede motor neuron
efeldman@umich.edu The authors declare no competing interests. death.23 The presence of intraneuronal aggregates of
is not mutated, yet TDP‑43 aggregates may be present Mutations in senataxin (SETX), which codes for a
(except in cases caused by SOD1 or FUS mutations), DNA/RNA helicase involved in RNA processing, have
which disrupt RNA processing and could be one trigger been observed in patients with ALS and patients with pro-
of degeneration.29 gressive motor neuropathy.75 ALS and/or FTD phenotypes
have also been associated with mutations in the non-
C9orf72 structured N‑terminal region or in the α helix of the
The most common genetic cause of ALS and FTD is coiled-coil-helix-coiled-coil-helix-domain-containing
linked to chromosome 9p21, where a founder haplotype 10 (CHCHD10) gene, which encodes a protein located in
occurs in the so-called ALS–FTD locus—which includes the mitochondrial intermembrane space.76,77 Additional
the chromosome 9 open reading frame 72 (C9orf72) associated genes include GRN—one of the major causes
gene—and is associated with autosomal dominant of FTLD with TDP‑43 pathology 78—ANG,79 CHMP2B,80
inheritance.59 In the affected haplotype, expansions in PFN1,81 OPTN, VCP 80,82 and others.5,34 Notably, many of
a large noncoding hexanucleotide (GGGGCC) repeat these genes are also involved in RNA processing, as are
in the first intron of C9orf72 can reach hundreds of TARDBP, FUS, and C9orf72, and are mutated in other
copies in patients presenting an FTD/ALS phenotype neurodegenerative diseases. These observations cat-
and TDP‑43 pathology, as well as in presymptomatic egorically link ALS to a group of pathologies that exhibit
carriers.59,60 Interestingly, although FTD and ALS are altered RNA processing and protein homeostasis.11
related disorders and can sometimes be detected within
the same family harbouring mutations in the ALS–FTD Environmental factors
locus (9p21), ALS is rarely accompanied by FTD in Although there is a clear genetic predisposition to ALS,
SOD1, TARDBP or FUS mutations.60–63 other pathogenetic factors are likely to be environmen-
The exact mechanism by which the C9orf72 repeat tally determined,5,83 and recently, a multistep model
expansion triggers disease is under active investiga- was proposed that suggests a series of events underlie
tion, and a number of possible explanations currently ALS initiation.84 Moreover, sporadic ALS is linked to
exist. First, the repeat expansion could potentially alter toxic exposures, diet, inflammatory cytokines, acquired
the expression of the mutant allele: a decrease in mRNA gene mutations, and other factors—some of which act
expression of C9orf72 transcripts has been observed in synergistically to foster neurodegeneration. Many of
patients with ALS and/or FTD,60,64 providing evidence these factors are involved in molecular m echanisms that
for a loss of function. A more recent study, however, mediate epigenetic changes.
only detected a trend towards decreased expression.65 Lead is the most studied metal in patients with ALS,
Alternatively, accumulation of repeat RNA transcripts and though a link between exposure to lead and ALS
within nuclear foci in the brain and spinal cord of remains inconclusive, multiple studies have reported
patients with ALS and/or FTD has also been observed.60 elevated levels of lead in several different tissues taken
These repeat transcripts undergo unconventional, from patients with ALS.85–89 Furthermore, a recent meta-
bidirect ional repeat associated non-ATG (or ‘RAN’) analysis estimated a 5% increase in the risk of develop-
translation,66,67 thus generating simple peptides that accu- ing ALS after previous lead exposure.90 Accumulation of
mulate into distinct foci in patients with ALS and FTD mercury—a neurotoxin that inhibits SOD1 activity—in
related to C9orf72.66,68 Two of these peptides affect tran- motor neurons damages the cytoskeletal components
scription and translation, interfering with both mRNA and impairs axonal transport, causing phenot ypes
splicing and the biogenesis of ribosomal RNA.69 These similar to ALS.91 However, a direct correlation with the
later observations suggest the repeat expansion leads to disease has not been established.
neurodegeneration via a g ain-of-function mechanism.65 High levels of aluminium are also associated with
the development of symptoms similar to motor neuron
Other mutations disease. Regionally increased incidences of ALS have
Several other genes have also been linked to ALS aetiol- been recorded in a western Pacific region known for
ogy. Mutations in ubiquilin 2 (UBQLN2), which encodes excessive amounts of aluminium in the soil and drink-
a protein that targets abnormal proteins for degrada- ing water. 92 Also, mice fed diets high in aluminium
tion, yield X‑linked FTD or ALS with TDP‑43-positive develop ALS-like characteristics.93 Although the litera-
neuropathology.70 Mutant forms of proteins with a role in ture indicates that metal exposures alone are insufficient
RNA and DNA binding, such as the protein encoded by to explain ALS pathogenesis, the ubiquitous nature of
matrin 3 (MATR3), have also been associated with ALS.71 neurot oxic environmental metals demands further
The RNA-binding proteins hnRNPA1 and hnRNPA2B1 investigation through large-scale epidemiological studies
have a prion-like domain that influences mRNA metabo- with rigorous designs.91
lism and transport,72 and can interact directly with the The risk of ALS has also been linked with exposure to
C‑terminal region of TDP‑43.46,72,73 Mutant forms of fertilizers, insecticides and herbicides.94–96 Occupational
these proteins have been reported in one patient with and home exposure to pesticides and fertilizers tend to
dominantly inherited ALS,74 and in animal models, the be higher in patients with ALS than in controls matched
mutant hnRNPA1 and hnRNPA2 were found to be prone for age and sex,97 and these exposures are also associ-
to fibrillization and incorporation into stress granules ated with increased risk for developing Parkinson
and cytoplasmic inclusions.74 disease (PD).98,99
(PRMT1)—which is associated with FUS redistribution Histone modifications and chromatin remodelling
from the nucleus to the cytoplasm in patients with ALS Post-translational modifications of H3 and H4 histone
—leads to changes in the histone code.118 tails via acetylation and methylation allow chromatin to
Epigenetic mechanisms could also be important in dynamically change from a highly packaged, transcrip-
C9orf72-related ALS, because the hexanucleotide repeat tionally inactive conformation (heterochromatin) to a
expansion is associated with hypermethylation of CpG transcriptionally active state (euchromatin).107,125 Whereas
islands. In one study, global hypermethylation of the acetylation directly changes chromatin structure, histone
C9orf72 CpG island was associated with the presence of methylation—as with DNA methylation—serves as a
the repeat expansion in tissue samples from patients with docking site for transcriptional-regulation proteins. The
ALS.64 In another study, methylation levels were signifi acetylation of histone tails by the histone acetyltrans-
cantly higher in blood from patients with FTLD who ferases promotes transcription, whereas removal of acetyl
carried C9orf72 expansions relative to noncarriers.119,120 groups by histone deacetylases (HDACs) represses gene
Interestingly, C9orf72 promoter hypermethylation is expression.126 Methylation of histone tails is catalysed by
hypothesized to prevent abnormalities associated with methyltransferases; monomethylation is associated with
the hexanucleotide repeat expansion. In patient-derived euchromatization, and dimethylation and trimethylation
lymphoblast cell lines, promoter hypermethylation led to are associated with heterochromatization.127
transcriptional silencing of C9orf72, whereas demethy HDAC overexpression can be detrimental to the CNS,
lation reversed these protective properties.121 However, and reduced histone acetylation is a common observation
it is possible that the reduction in expression of C9orf72 in models of neurodegenerative disease.125 Forced expres-
could lead to disease through haploinsufficiency. sion of HDAC3 causes degeneration of rat neurons and
Notably, alterations in DNA methylomes are present in cultured HT22 hippocampal cells,128 and a postmortem
other human nucleotide repeat expansion and neuro- analysis reported an increase in HDAC2 mRNA and a
degenerative diseases, including spinocerebellar ataxia reduction in HDAC11 mRNA in spinal cord and brain
type 1, Friedreich ataxia, fragile X syndrome, myotonic tissue from patients with ALS.129 Conversely, a more
dystrophy, PD and Alzheimer disease (AD). 64,122–124 recent study using two SOD1 mouse models found an
Together, these findings support the premise that altered increase in HDAC11 mRNA,130 although these results are
DNA methylation contributes to neurodegeneration in yet to be corroborated by subsequent studies. Similarly,
patients with ALS. a single point mutation in SS18L1, a component of the
chromatin-remodelling complex, ablates the interaction evolutionarily conserved miR‑124 affects neuronal differ-
with histone acetyltransferase machinery 131 and modi- entiation of mesenchymal stem cells,148 and miR‑9 exhibits
fies the histone acetyltransferase catalytic subunit in the abundant neuron-specific expression.149,150
RNA polymerase II elongator complex protein 3 (ELP3), miRNAs undergo a detailed maturation process that
which regulates histone acetylation and methylation and occurs in the nucleus and cytoplasm. In the canonical bio-
is important for motor neuron axonal homeostasis.132 genesis pathway (Figure 1a), primary miRNA transcripts
C9orf72 repeat-expansion carriers with ALS and/or FTD (pri-miRNAs) are transcribed in the nucleus151 and pro-
also exhibit reduced brain C9orf72 mRNA expression, cessed by Drosha (also called ribonuclease 3) to produce
owing to an altered histone methylation pattern featuring precursor miRNAs (pre-miRNAs).152–154 Pre-miRNAs
trimethylation at four lysine residues.120 This methylation are then exported to the cytoplasm and processed by
pattern alone might be sufficient to produce neuropatho- endoribonuclease Dicer to become mature double-
logical alterations. Thus, DNA methylation and histone stranded short miRNAs.155,156 Next, argonaute (AGO) pro-
modifications might be important therapeutic targets. teins associate with miRNAs to prompt the separation of
the double-stranded molecule and form the RNA-induced
RNA editing silencing complex (RISC).157 The miRNAs then guide the
RNA editing enzymatically changes nucleotide sequences RISC complex toward the 3' untranslated region of specific
so that they differ from those encoded by the original mRNA targets157 to epigenetically control gene expression
genomic DNA. The most common change in patients by either translational repression or transcript degrada-
with ALS is the deamination of adenosine to inosine. tion. In mammals, only a single member of the AGO
This modification might underlie the excitotoxic effects family, AGO2, harbours the catalytic activity required for
of variants of the AMPA (alpha-amino‑3-hydroxy‑ mRNA cleavage.158 Cleavage is initiated in the context of
5-methyl‑4-isoxazolepropionate) receptor in ALS,133 adequate miRNA and target complementarity; however,
whereby reductions in the enzyme adenosine deamin complementarity is limited for most animal miRNAs and
ase RNA-specific 2 (ADAR2; also known as double- only a short ‘seed sequence’ of 2‑8 nucleotides at the 5'
stranded RNA-specific editase 1) limits the conversion end is essential for determining specificity.159Alternatively,
of adenosine to inosine at the GluA2 (Glu/Arg) site of mammalian miRNA biogenesis can also occur via non-
the AMPA receptor pore-lining domain, and promote an canonical pathways.160 In the mirtron pathway, miRNA
abnormal AMPA variant in ALS.20,134 The consequences synthesis does not require processing by Drosha,161,162 and
of altered RNA editing in this case are further supported direct pre-miRNA loading onto AGO2 does not require
by the observation that motor neurons in patients Dicer.163 Some nuclear miRNAs also target noncoding
with ALS are particularly susceptible to RNA-editing RNAs via AGO2-mediated cleavage, in which circular
deficiencies, 135 as ADAR2-deficient motor neurons noncoding antisense RNA stabilizes a sense transcript,
undergo slow death in conditional ADAR2 knockout whereas destabilization of the antisense transcript occurs
mice. Furthermore, this enzymatic deficiency causes by nuclear miRNA.164
mislocalization and aggregation of TDP‑43.136 These For the vast majority of diseases, differentially
defects can be reversed in conditional ADAR2-knockout expressed miRNAs have been found between diseased
mice with injection of AAV9-ADAR2, which enhances and normal tissue, and miRNAs are usually subject to
the expression of exogenous ADAR2 in the CNS, and change during the pathogenetic course. 146 Thus, the
prevents progressive motor dysfunction.137 These results miRNA-mediated alteration of biological pathways could
suggest that delivery of ADAR2 via gene therapy also explain, at least partly, complex diseases like ALS. In
correct defects in patients with ALS. neurodegenerative diseases, the implications of miRNA
dysregulation have not been fully elucidated, and it is
miRNA crucial to determine whether dysregulation occurs via
miRNAs are evolutionarily conserved noncoding RNAs, transcriptional or post-transcriptional mechanisms, or
about 22 nucleotides long, that can individually regu- both. Notably, the dysfunction of components in miRNA
late several hundred targets via RNA-dependent post- biogenesis can have severe consequences. Loss of Dicer1
transcriptional silencing mechanisms.138–142 Conversely, induces symptoms similar to spinal muscular atrophy
mRNA transcripts can be regulated by many miRNAs.139 in rodent motor neurons 165 and also contributes to
These noncoding molecules can be intergenic or intra- amyloid-β accumulation and dopamine loss.166 Similarly,
genic, and some miRNAs can be cotranscribed as poly decreases in TDP‑43 can impact miRNA processing via
cistronic clusters.138,143 The human genome harbours at interactions with Drosha-containing protein complexes
least 1,881 precursor miRNAs capable of modulating (Figure 1b).45 In addition to forming a complex with
many physiological processes144—including neuronal DGCR8, Drosha can interact with several polypeptides—
homeostasis and cell differentiation145—by intricate fine- including TDP‑43, AGO2, and some nuclear primary
tuning of the transcriptome and proteome.143,146 miRNAs miRNAs or cytoplasmic pre-miRNAs—to establish an
are also hypothesized to contribute to genetic networks alternative complex with limited processing function.167
controlled by feed-forward loops,146 and they are tempo- Whereas miRNAs are generally stable, long-lived mol-
rally and differentially expressed among different tissues; ecules, high complementarity between miRNAs and
for example, the miRNA miR‑138 is restricted to the CNS their targets can further lead to trimming and destabi-
whereas its precursor is ubiquitously expressed,147 the lization of miRNAs.168 An accelerated turnover rate in
progression.186 Three members of the miR‑132 cluster mutant protein has proven effective and safe when deliv-
are significantly downregulated in the brains of patients ered to the CSF of patients with SOD1-related familial
with FTD who present with TDP‑43 inclusions,183 and ALS.188 A similar drug that targets the sense strand of
most TDP‑43-binding miRNAs are generally downregu- the C9orf72 hexanucleotide repeat mitigated toxicity by
lated as well.169 Furthermore, FUS C‑terminal mutants suppressing RNA foci formation in vitro65,68 and in vivo189
are mislocalized in the cytoplasm, and are recruited to without reducing RNA levels. These results support
stress granules along with wild-type FUS and other RNA- the development of antisense oligonucleotides to treat
binding proteins to form large aggregates, thus disrupt- C9orf72-linked and SOD1-linked ALS. On the other
ing RNA metabolism.72 Similarly, aggregated TDP‑43 is hand, understanding the contribution to ALS made by
capable of sequestering mRNAs as well as other small dysregulated miRNAs and their targets might help iden-
molecules, such as miRNAs. tify new pathways involved in neurodegeneration, thus
offering novel opportunities for targeted intervention.
Therapeutics There are two approaches to the development of
There is no effective treatment for ALS, and riluzole— miRNA-based therapeutics. miRNA antagonists inhibit
the lone FDA-approved disease-modifying drug—only endogenous miRNAs that have a toxic gain-of-function
modestly slows disease progression.187 However, alter- in diseased tissues, and involve the use of an anti-miR—
native strategies are under investigation. A phase I clini- a chemically modified antisense RNA—to knockdown
cal trial of an antisense oligonucleotide (ISIS 333611) miRNA. The resulting miRNA duplex is not active, thus
that targets SOD1 mRNA to halt the production of the counteracting the miRNA’s negative regulatory effects.
Conclusions
Phagocyte The mechanisms leading to ALS are complex, and despite
Axon extensive research into the genetic causes and environ-
mental risk factors, the vulnerability of motor neurons
to neurodegeneration cannot be explained by the indi-
Schwann cell vidual involvement of these factors. The joint genetic
and environm ental contributions involving post-
Skeletal muscle transcriptional changes or epigenetic mechanisms,
Normal motor neuron Early-stage ALS Late-stage ALS however, are probably crucial to understanding ALS
and skeletal muscle
pathogenesis, and establishing a path to treatment.
Figure 2 | Dysregulation of miRNA biogenesis and functionNature
may beReviews
a cause| and/or
Neurology Furthermore, disruptions to miRNA pathways are a likely
consequence of ALS pathogenesis. Impairments in miRNA biogenesis or function
cause and/or consequence of mechanisms that lead to
occur through the dysregulation of various cellular pathways. Specifically, miRNA–
protein complex metabolism is possibly altered by cytoplasmic protein inclusions, ALS pathology (Figure 2), including altered RNA and
transmission of wrongful cues due to disrupted signalling at the neuromuscular protein metabolism, inflammatory responses, cytotoxic-
junction, hampering of cell homeostasis due to cytotoxicity associated with faulty ity, and impaired structure and signalling at the neuro-
glutamate clearance, and an overactive inflammatory response. Conversely, evidence muscular junction. Thus, epigenetics offers new scientific
also suggests that the dysregulation of key miRNAs triggers the alterations in these approaches and tools for uncovering the pathophysio
cellular pathways that cause the downstream effects ending in the neurodegeneration logy of neurodegeneration. Furthermore, the revers-
associated with ALS pathology. Abbreviations: ALS, amyotrophic lateral sclerosis;
ible nature of epigenetic mechanisms positions them as
miRNA, microRNA; TGFβ1, transforming growth factor β1.
attractive targets for therapeutic development. In fact,
some molecules and environmental manipulations have
In one of the first attempts to use this strategy in ALS, successfully reversed certain epigenetic marks in both
delivery of anti-miR‑155 to SOD1 Gly93Ala mice via laboratory and clinical settings, supporting the potential
ventricular osmotic pumps successfully delayed mortal- of therapeutic agents based on epigenetic mechanisms.
ity.159 A pitfall associated with this approach is the poten- Further investigation of proteins involved in miRNA
tial for nonspecific binding to other RNAs. Alternatively, biogenesis and disruption, and identification of targets
the second approach to miRNA therapeutics involves that could restore altered cellular pathways, such as those
miRNA mimics and miRNA replacement therapies, mediated by TDP‑43 and FUS, might also open new
which can reintroduce miRNAs into cells exhibiting therapeutic avenues.
downregulation, thereby reactivating key pathways.190
Notably, injection of artificial miR‑124a oligonucleotides
can counteract the increase in EAAT2 expression associ- Review criteria
ated with decreased miR‑124a that is observed in mutant References were identified from English language
SOD1 murine spinal cords.171 publications in PubMed through January 2015, and
The first miRNA-based therapeutic (currently being from the authors’ collections of scientific literature.
evaluated in phase II clinical trials) is the miR‑122 antag- Combinations of the following key words were used:
onist SPC3649, which targets the hepatitis C virus. So far, “amyotrophic lateral sclerosis”, “ALS”, “frontotemporal
dementia”, “neurodegeneration”, “Alzheimer’s disease”,
this agent has exhibited no adverse effects.191 Although
“Parkinson’s disease”, “pathology”, “neuroinflammation”,
miRNA-targeted therapeutics are still in infancy, con- “protein aggregates”, “disease modifier”, “genetics”,
tinued, rapid technological progress has the potential “C9orf72”, “TDP‑43”, “FUS/TLS”, “epigenetics”, “miRNA”,
to facilitate the translation of these approaches to future “posttranslational modifications”, “DNA modifications”,
human clinical trials. “chromatin remodeling”, “noncoding RNA”, “RNA editing”,
In recent years, therapies that target histone modifica- “motor neuron disease”, “environment”, “exposure”, “risk
tions have been successful in fighting neurodegeneration factor”, “ heavy metals”, “biomarkers”, “therapeutics”.
Publications from the past five years were prioritized.
and cancer. The HDAC inhibitor sodium phenylbutyrate
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interact in genetic models of amyotrophic lateral activation of cAMP-response element-binding Funding support during the preparation of this Review
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