December 2017
Volume 10 No 06
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INTERNATIONAL JOURNAL
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INDEX
Volume 10
December 2017
No.06
RESEARCH PAPERS
Urban Agent Based Model of Urban SlumDharavi, Mumbai, India
By RAJCHANDAR PADMANABAN, JENITHA JEROME, SMITHA ASOK V, PURNIMA
DASGUPTA AND MARCO PAINHO
1110-1117
A Fuzzy Analytical Hierarchy Process Approach for Landfill Site Selection: A Case
Study in Allahabad City, India
By SHAILENDRA CHAUDHARY, RAWAL N R AND ARSHAD HUSAIN
1118-1122
A New Method for In-situ Measurement of a Soil’s Horizontal Coefficient of
Consolidation
By R ALZUBAIDI
1123-1127
Experimental Investigation on Styrofoam based Concrete
By A S PARANJE AND P S KULKARNI
1128-1135
Microstructure and Properties of Concrete containing Pond Ash
By K M BAGWAN AND S S KULKARNI
1136-1142
Bathymetry of The Lake Ngebel an Old Crater on The Wilis Volcanic Complex, East
Java Indonesia
By OKTIYAS MUZAKY LUTHFI
1143-1146
Athikkadavu – Avanashi Revised Flood Flow Scheme - An Alternative to
Government Proposal
By A VEERAPPAN AND M LAKSHMIPATHY
1147-1152
Geophysical Imaging of the OSUSTECH Subsurface Structures Using Magnetic and
Resistivity Method
By HAMMED O S, AWOYEMI M O, FATOBA J O, IGBOAMA W N, SANUADE O A,
BAYODE J O, SALAMI A J, AROYEHUN M, FALADE S C, AROGUNDADE A B AND
OLURIN O T
1153-1162
Soil Slope Stability Analysis by Circular Failure Chart Method – A Case Study in
Bodi- Bodimettu Ghat Section, Theni District, Tamil Nadu, India
By KANNAN M, S E SARANAATHAN AND ANBALAGAN R
1163-1167
Field and Petrographic studies on the granites of the Huzurabad area, Karimnagar
District, Southern India
By K SAI KRISHNA, R MALLIKARJUNA REDDY AND D PURUSHOTHAM
1168-1170
Sustainable Integrated Stormwater Management Using SWMM5.1
By NAGRAJ S PATIL, VISHWANATH AWATI AND NATARAJA M
1171-1177
Geomorphological and Geoelectrical Studies for Targeting Groundwater in Hard
Rock Terrain of Rairangpur Block, Odisha, India
By SAHU P C
1178-1183
Evaluation of Groundwater Overdraft in Lower Liaohe River Plain, China
By BIAN Y, DING F AND JIN C
1184-1194
Experimental Study on Steel- Glass -Polyester Hybrid Fiber Concrete
By CHELLA GIFTA C AND S PRABAVATHY
1195-1200
Laboratory Study on the Effects of GBFS and Lime Stabilizers in Subgrade Layer
for Expansive Soil
By RADHA J GONAWALA, SAGAR CHAUDHARI, RAKESH KUMAR AND KRUPESH A
CHAUHAN
1201-1205
Geospatial Analysis for land capability in Pudukkottai district, Tamilnadu, India
By S SREEKALA AND R NEELAKANTAN
1206-2011
Performance Investigation of Rock Mass Classification Systems for Coal Mine
Support Design in Indian Mining Conditions
By AVINASH PAUL, V M S R MURTHY, AMAR PRAKASH AND AJOY KR SINGH
1212-1219
Desalination Approach of Seawater and Brackish Water by Coconut Shell Activated
Carbon as a Natural Filter Method
By JAYAPRAKASH M C, POORVI SHETTY, RAJU AEDLA AND D VENKAT REDDY
1220-1224
Enhancement of Boiling Heat Transfer on a Vibrating Heating Surface
By KOHEI HAMAHATA, HIROYUKI SHIRAIWA AND SHUICHI TORII
1225-1229
Geological Studies On Laterite Of Yellakonda Village, Nawabpet Mandal, Vikarabad
District, Telangana, India By Using Image Interpretations And Spectral Analytical
Techniques
By G PRABHAKAR, P SRINIVAS AND ISHRATH
1230-1236
ISSN 0974-5904, Volume 10, No. 06
DOI:10.21276/ijee.2017.10.0601
www.cafetinnova.org
December 2017, P.P.1110-1117
Urban Agent Based Model of Urban SlumDharavi, Mumbai,
India
RAJCHANDAR P ADMANABAN1, JENITHA JEROME2, SMITHA ASOK V2, P URNIMA DASGUPTA1
1
AND MARCO P AINHO
1
NOVA Information Management School (NOVA IMS), Universidade Nova de Lisboa, 1070-312 Lisbon,
PORTUGAL
2
All Saints’ College, Thiruvananthapuram 695007, Kerala, INDIA
Email: rajchandar07@gmail.com, purnimadasputa7@gmail.com, painho@novaims.unl.pt,
jenithaferdinent@gmail.com, smithaasok@gmail.com
Abstract: The Urban expansion is well thought-out to be an optimistic feature and a gate for rising
dissimilarity in the level of socio-economic. Intercity unauthorized/unplanned settlements are one of the major
causes for the difference of the economic level of the society. Unofficial settlements and encroachments are
dwelling due to the global population and prime problems contingent upon to developing nations. The proposed
research is substantiation conversant approach to developing a new model of unauthorized built-ups (slums) in
urban using simulation. The simulation is performed by the accessibility of the movement network and the
utilization of space syntax methodology to regulate geo-statistical understanding of the movement network. By
combining geostatistical information and the socio-economical details, an Urban Agent-Based Model (UABM)
was developed. Theory of socio-economic circumstances with respect to a spatial relationship is required for
developing the UABM and its geo-statistical layout. We employed Space Syntax Theory (SST) which connects
the social and economic circumstances with the spatial relationship. SST simulates the principal and develops
the performance of internal cities unauthorized (slums) built-ups. From we studied the intercontinental
association of an organization from the view of the individuals that move in and through the system.
Keywords: Urban growth, Slum, Economic agent model, Movement analysis, Angular analysis, Mumbai,
Dharavi
1. Introduction
Human behaviors take place in the circumstance of
certain types of relations between the social order and
the bio-physical world and there is a great implication
in understanding the ethical values of different groups
around the world [1-3]. These flairs perceive different
evidence, imperatives, and problems, and prescribe
different solutions, strategies, technologies, roles for
economic sectors, culture, governments, and ethics [46]. In 3,287 million km2 areas of India, only 25% of
India's residents live in the urban area [2]. Most these
urban areas are to be found in places where there is
rich cultivation which is in western, southern, and
northwestern which is growing in rapid even though
there is a sky-scraping amount of obstruction in most
cities[2,7].
The commercialization of the farming industry as well
as the increase of assorted industries such as
manufacturing and services is the reasons for rapid
urban growth [7-9]. Changes in the Landuse and Land
Cover (LULC) of an area are relevant in the process
of urbanization, which can further lead to deeper
social, economic and environmental vagaries [10-12].
Rapid urbanization form profitable growth, which
magnetize people to get employment and speculation
prospect in the urban area. However, as known poor
urban infrastructure and inadequate housing, the local
governments are unable to control hefty population
which gives ascend to slum [13-15]. Some areas were
also made for specific groups of people [6]. Figure 1
shows only the planned and un-planned settlements,
which is complicated to discern among unofficial
settlements, unlawful tenant settlements and slums as
their properties often be related respectively [9].
Earlier approaches have studied the fundamental
processes accessible in slum areas [2,8,16]. This
development is to give the impression of being away
from the circumstances offered within these
settlement areas and discover the core reasons that
build a slum.
Figure 1: A planned and un-planned settlement of
Dharavi-Study area
Received: August 13, 2017; Accepted: December 21, 2017; Published: January 30, 2018
International Journal of Earth Sciences and Engineering, 10(06), 1110-1117, 2017, DOI:10.21276/ijee.2017.10.0601
Copyright ©2017 CAFET-INNOVA TECHNICAL SOCIETY. All rights reserved
Urban Agent Based Model of Urban SlumDharavi, Mumbai, India
1111
We aspire to study and examine the spatio-temporal
dynamics of informal settlement creation and
expansion by simulation. We modeled the dynamics
of slums based on Spatial Layout (SL). For employing
SL, we need a theory that connects the socioeconomic conditions with the spatial configuration.
The space syntax theory not only connects the social
and economic conditions with the spatial
configuration but also provides various analysis
methods for evaluations [17-19]. Space Syntax (SS)
gives us the opportunity to examine relationships
between socio-economic phenomena and SL and
perform analysis on spatial configuration from
human-focused lines of access and sight [20]. This
means that we can study the global organization of a
system from the view of the entities that move in and
through the system, i.e. the people.
2. Study Area
Dharavi is one of the largest slums in the world
situated in the middle of Mumbai (Bombay), state of
Maharashtra, India (see figure 2)[3]. Dharavi located
on the west coast of the Indian peninsula. Along with
being one of the richest city in India with a population
of near 18.4 million[9]. Most of them secondgeneration resident, whose parents and relatives
moved in several years ago from several parts of India
due to unemployment [10]. Dharavi is one of the
places to rent a cheap and affordable resident for
those who move to Mumbai to earn their living[3].
standard of globalization from the time when the 2008
North Atlantic economic crisis [4]. I A Kear e ’s
Global Cities Index, it ranked from 49th to 41st in 2014
[20,21].
In past sixty years Mumbai, has urbanized
profoundly, with the development in industrialization
in the region of the port area, residents also showed
hasty increase majorly due to resettlements and
migrations from surrounded places [21,22]. But in
survey that scrutinize all rudiments of city and
metropolitan city performance, Mumbai is a back
runner while compared to the major or megacities in
the world [23]. In terms of quality of living, hygiene,
housings, health centre and other comfort are far
behind with respect to the International cities [24].
Dharavi, which was predominantly a mangrove
swamp, is informally occupied by the poor people for
cheap living expenses and is located in the midst of
the city circumvented by major roads and highways as
well as the two main suburban railway lines. As the
population grew denser within Dharavi, it projected
an unplanned spatial layout and un-maintained urban
infrastructure which makes it all the more difficult for
many commercial businesses to penetrate into it. An
informal economy has developed within the slum. It
poses as an attractive and affordable residential choice
for migrants and the urban poor because of having
jobs and services nearby. Models of low-income
housi
refere es that su est, “ he o l
a the
urban poor can pay the high rent prices of accessible
central lands is throu h o er ro di ” a ex lai
this [25-28].
Patterns of local movement play a major role in
commercial activities. Therefore, two types of urban
structures have developed an internal or local
structure, where local activities and interactions take
place and an external or global structure which allows
interaction with the rest of the city. Optimum
performance of the area can be ensured by striking a
balance between the two types of structures [29].
4. Methodology Description
Figure 2: The study area covering Dharavi and 10km
urban buffer
Our study focused on the different structure consisting
Dharavi and its surrounding region radius about 10
km, which comprising with poor household, rich
household, high cost living settlements, planned and
unplanned settlements. Dharavi, exhibiting the
property of inner city slums being surrounded by
roads that are heavily accessed by the cit ’s
population [10,11].
3. Problem Definition
Mu bai’s
erfor a e i
assess e t of it
competitiveness and concert is rising gradually [2].
The city has been progressively intensifying up
Hasty global urbanization offers the prospect to
construct new diversity of city living, sustained by the
ro a atio of fresh “s art” te h olo ies[30-33].
Nonetheless, the rambling passion of engineers and
designers should be set next to the stunning veracity
of topical inner-city record[33-36]. From the
perambulator confines better level pavement, many
novelties in the city setting up plan have been
commenced with huge buoyancy over the years, only
to create disfigurement in the form of enormous
socio-economic expenditure. Results of subjects
greatly for the upcoming planning of cities because
qualified failure creates public apprehension and this
distress political confidence. Figure 3 shows the
work-flow of simulation module and internal
settlement model.
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1110-1117
R AJCHANDAR PADMANABAN , JENITHA JEROME , SMITHA ASOK V ,
P URNIMA DASGUPTA AND MARCO PAINHO
An associated subject in space syntax research is to
comprehend configured space itself, particularly its
developmental process and its social meaning [37-40].
In brief, space syntax is an effort to constitute a
configurationally theory of the structure by generating
a logical understanding of how people make and use
spatial configurations, in other words, an attempt to
identify how spatial configurations express a social or
cultural meaning and how spatial configurations
generate the social interactions in built environments.
Our approach is to perform movement analysis with
space syntax techniques[41-43].
1112
spatial data of the road network of AOI. By using GIS
management tools[26], movement analysis was
performed over this data with reference to Landsat
satellite data.
Based on the laboratory experimentation carried out
the values of , c and are obtained. These
parameters are important to determine ultimate and
safe bearing capacity of soil. Based on this data, effect
of depth of footing, is studied and is discussed in
following paragraphs.
4.1 Movement Analysis
Space syntax methodology analyzes the pedestrian
o e e t et or to qua titati el
easure “s atial
a essibilit ” b
easuri
the de ree of s atial
integration or separation [43]. The input required for
analysis is a vector base map of the study area. The
key focus is to describe the ease with which a location
can be accessed by all other locations that fall within a
certain distance. In this method, all locations are given
equal importance and the landuse is not taken under
consideration. Analysis is performed purely on the
basis of the configuration of movement network
(Figure 4).
Figure3. Flow chart for simulation module and
internal settlement model
Space syntax is the theoretical concept of space and a
set of analytical, quantitative and descriptive tools for
analyzing the spatial formations in different forms:
buildings, cities, interior spaces or landscapes [44-46].
The main interest of space syntax is the relation
among human beings and their colonized spaces. It is
believed that distinctive characteristics of societies
exist within spatial systems, and their knowledge is
carried through space itself, and through the creation
of spaces, the analysis results are used as a theoretical
basis to build an Agent-Based Model (ABM).
TerraME is an open source toolbox that supports
multi-paradigm and multi-scale modeling of
collective human-environmental systems[47-50].
Modeling relations between social and natural
systems rivets collecting data, building up a
conceptual approach, implementing, calibrating,
simulating, validating and probably repeating these
steps again and again. There are different conceptual
approaches proposed in the literature to tackle this
problem. TerraME has a GIS interface for managing
real-world geospatial data and uses Lua, an expressive
scripting language. It enables models that combine
agent-based, cellular automata, system dynamics and
discrete event simulation paradigms [51].
Development of model and building of codes are done
using NETLOGO Environment [45,23]. The
simulation results are used to construe movement and
residential behavior. The Initial Input data is extracted
from Open Street Map [24,25] which contains the
Angular segment analysis performed on the vector
dataset revealed some interesting observations.
Analysis was performed in two scales, local scale and
global scale (see figure 5 and 6). In the local scale the
boundary radius is 500 meters and in the global scale
the entire network is used for calculations. The radius
determines how far along the lines are the calculations
reaching. It took longer than estimated to interpret the
analysis results by carefully studying the background
theories and concepts of space syntax methodologies
as inadequate knowledge of it may lead to naïve
interpretations of the results. The measures that can be
translated to accessibility in the city are integration
and choice. Integration can be defined as the ease with
which natural movement of pedestrians leads them to
end up in certain locations. Well-integrated locations
are frequented by pedestrians more often than other
locations. In our case, integration measures at a global
scale show very different results from the integration
measured at a local scale.
Certain pockets that are not so highly integrated
globally are quite well integrated only at a local scale.
The above comparison shows the presence of a certain
area having a tightly knit local network that is
difficult to reach from other locations in the city.
Another interesting observation is that there is an area
which is circumvented by lines that are well
integrated in the overall city although the interior of
this area has patches of least integration. This
observation resonates with the property; unplanned or
informal settlements have edges of settlements that
are spatially well integrated but the cavity inside is
separated from the outside urban fabric [45].
International Journal of Earth Sciences and Engineering
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1113
Urban Agent Based Model of Urban SlumDharavi, Mumbai, India
Another emergent factor to quantify accessibility is
choice. High value of choice would mean that people
are more likely to pass through these roads or lines as
routes in their journeys. Similar to integration, here
also there are high levels if local choice within a
certain area as compared to global choice. This is an
example of spatial discontinuity by forming a
distinctly different local and global spatial structure.
In this scenario, the relation between the two
structures is not balanced. We argue that a
contributing factor to formation of urban inner-city
informal settlements is the spatial discontinuity
between the settlement area and the rest of the urban
fabric.
4.2 Angular Analysis Method
Alternatively, to recount urban spatial configuration
analysis to human movement prophecy, the latest type
of analysis method from geometrical aspect is known
as angular analysis [32]. Apart from the usual
topological analysis, angular analysis deems the
totting up of angles of starting direction and changes
to ending street [40]. In the course of a similar
approach, the topological analysis also recognized as
the number of direction changes the number of turns
also increases. Thus, the two analysis methods are
ro ed as “least-a le” for a ular a al sis a d
“fe est-tur ” for to olo i al exa i atio [39]. To
validate whether it is a discreet approach to be
relevant axial segments for uncovering urban
configuration, some studies on axial segments
[43]were carried out. It evicted that morphological
properties derived from axial segments also showed
good connection to the pragmatic human movement
pattern. Every standpoint has cohorts as well as
antagonists. Whereas various investigators predicted
the purpose of axial lines, others have uttered qualms.
Street Pattern
Street Pattern is Transformed into Axial Map
Figure 5.a. Integration at global scale
Axial Map is transformed into dual graph
Figure 5.b. Integration at local scale.
Connectivity Graph
With respect to the antagonist's qualms which resulted
to “ a ed streets” a d “ atural streets” e er ed [43].
Pragmatic analysis was also carried out to
authenticate the purpose of named streets and natural
streets [33]. These studies established the power of
named streets and natural streets in portraying urban
structure and predict human activities.
Figure 4. Explaining four basic steps in movement
analysis in space syntax
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1110-1117
R AJCHANDAR PADMANABAN , JENITHA JEROME , SMITHA ASOK V ,
P URNIMA DASGUPTA AND MARCO PAINHO
1114
residential preferences of people. The passing of time
is incorporated in-terms of ticks. In view of this
model, one tick can be perceived to be proportional to
a few years. With each tick, certain households enter
the city and look for a place to settle based on their
respective requirements.
Figure 6.a. Segment choice at global scale
Figure 6.b. Segment choice at local scale
4.3 Economic Agent Model
Economic agents model is a theoretical and evidenceinformed interactive model that visualizes the
settlement behavior of people in a city based on their
income [50]. Based on the principle that, the spatial
configuration provides a great deal of insight into the
socio-economic conditions of cities; we aim to model
the spatial preferences of the city's population with
respect to their economic status.
The purpose of this model is to provide the better
understanding of the existing relation between spatial
configuration and socio-economic phenomena. It is a
heuristic model built for speculative purposes and the
essence lies in understanding how simple rules made
at a local scale can lead to the emergence of complex
structures [34]. Angular segment analysis revealed
that unplanned or informal settlements have edges of
settlements areas that are spatially well-integrated but
the cavity inside is separated from the outside urban
fabric[32]. There is a difference in the accessibility
measures between the settlement area and the exterior
urban grid. Based on this information the economic
a e t’s model is built to visualize and understand the
housing preferences of people in cities. It helps to
interpret the relationship between spatial layout of the
city and economic status of people. The main
elements of this model are the city, the people and
information about planned-ness of the city. It is based
on random-walk dynamics [35]. We argue that slums
have a nature of replicating themselves given the
Land parcels form the city and each parcel holds
information about price, land value and accessibility.
The price in this case is concerned with cost of living.
Land value refers to the quality of land. Accessibility
measure is incorporated based on the evidence from
network analysis performed through space syntax
techniques (see figure 5 and 6) [39]. In this model the
accessibility increases with the increase in plannedness of the area, also with increase in land value. The
population people in the city are incorporated in terms
of households. They are classified into two categories
(for modeling), rich households and poor households.
Household behavior at a local level can be outlined in
the following way. Rich Households look for the land
parcel that has a high land value or high quality and
high accessibility. They are not worried about the cost
of living at that location. Once they find such a land
parcel, they settle. And their counterparts look for a
land parcel that has a low cost of living and areas
accessible sit can get, given the cost of living at that
location. Poor households do not bother very much
about the quality. Once they find such a land parcel,
they settled. Based on the household behavior, a
utility function is used. This function makes each
household choose a location, which maximizes the
utility of that location for them.
Based on the analysis of road network data, it is
observed that there is a difference in accessibility
from one location to the other within the city. The
urban areas with lower accessibility and land value
are generally unplanned or spontaneously fabricated
and the areas with higher land value and accessibility
are generally planned or carefully fabricated. For
modeling, the areas with low land value are
categorizedas"unplanned settlements" and the viceversa is categorized as “ la ed settle e ts".
Figure 7.a Initial stage in simulation of the city
International Journal of Earth Sciences and Engineering
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1115
Urban Agent Based Model of Urban SlumDharavi, Mumbai, India
Figure 7.b Second stage in simulation of the city
(consequently also low land value) and has relatively
low spatial accessibility. The "settlements" mentioned
in this model is a term used for ease of understanding
the model. With time, it is observed that the rich
mostly occupy the areas close to these planned
settlements and the poor mostly occupy the areas
close to unplanned settlements. The cluster of poor
households, where there is repeated appearance of
unplanned settlements, can be perceived as an
informal settlement area as they portray the properties
of low accessibility, low cost of living and low quality
of land. In the simulation results, it appears that the
informal settlement areas are generated in more than
one location and they display similar properties
everywhere (see figure 7).
5. Discussion
Figure 7.c Sequential stage in simulation
Figure 7.d Final stage in simulation of the city
A planned settlement appears in those areas where the
quality of the land is high and has relatively high
spatial accessibility. An unplanned settlement appears
in those areas where the cost of living is low
The small area containing slums consists of more
number of nodes (measured by the node count
attribute) as compared to the rest of the city.
Therefore, there is a mass of short road segments
interlinked within this limited area whereas the road
segments outside this area are longer and form a more
grid-like structure. The slum area displays more
spontaneity in a formation of roads and a lack of
planning. Correlation of connectivity attribute with
integration of segments provides information about
intelligibility or planned-ness of the area [32]. If the
coefficient of correlation is low, it shows lower levels
of intelligibility and vice-versa. The coefficient of
correlation (R2) is lower in the case of the slum area
as compared to the outside city area. Spatial
accessibility is also adversely affected by low
intelligibility or planning. There is a stark difference
in the quality of land and cost of living between
settlement locations of the rich and the poor. Slums
tend to replicate themselves influenced by the
residential preferences of people. Simulation results
reveal the formation of slums in more than one
location in the city with similar properties.
Mumbai is not presently worried about the
conversation concerning whether it will be a globally
fluent metropolitan city [14,52]. The international
financial task and recital of Mumbai are mainly
observed as an inferior problem compared to the
requirement to supervise the development, deal with
dissimilarity, and enhanced uphold of sustainability.
Although fetching an internationally glib metro may
not be the top precedence at present, it will be
necessary to employ with the international financial
stream in the potential. In this paper, space syntax
model is applied to identify the informal urban
expansion over the inner city. This model also has
developed an alternative model for traffic obligation
by investigating the convenience measures of
settlement roads and the developments of the city.
More than the conventional models for the
augmentation and redevelopment of the denselypopulated cities of India where the absence of OD
trip-data often pretense troubles in correlating and
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1110-1117
R AJCHANDAR PADMANABAN , JENITHA JEROME , SMITHA ASOK V ,
P URNIMA DASGUPTA AND MARCO PAINHO
applying the classical models for movement network
modeling.
6. Outlook
Slums are a vital part of urban sustenance. They are a
city within a city and are a self-sustained system
themselves. For the mutual benefit of the wider city
and the slum, it is essential to strike a right balance
between the spatial structures of slums and the wider
city and make them accessible to each other. The
right amount of spatial intervention can aid in
uplifting the conditions of slum dwellers. This project
provided a greater insight into reasons for creation of
urban inner city slums and visualized their dynamics.
The project provided the opportunity to work with
many spatial analysis methods and tools. Presentation
and documentation skills were also benefitted and
there is room for more improvement. Data
management and analysis tools in GIS were
extensively required for preparing the base network
and querying the results. Space syntax theories,
concepts and methodologies were an essential part of
analysis. Additionally, this experience with agent
based modeling will prove to be very useful for future
endeavors.
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ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1110-1117
ISSN 0974-5904, Volume 10, No. 06
DOI:10.21276/ijee.2017.10.0602
www.cafetinnova.org
December 2017, P.P.1118-1122
A Fuzzy Analytical Hierarchy Process Approach for Landfill Site
Selection: A Case Study in Allahabad City, India
SHAILENDRA CHAUDHARY, RAWAL N R AND ARSHAD HUSAIN
Department of Civil Engineering, MNNIT, Allahabad 211004, U.P. India
Email: rce1504@mnnit.ac.in, nrrawal@mnnit.ac.in, rgi1501@mnnit.ac.in
Abstract: Municipal solid waste management (MSWM) is going through a critical phase in India due to an
exponential growth of population and rapid urbanization. Lacks of financial resources, institutional
weaknesses, improper choice of the landfill site and public apathy towards municipal solid waste have made
MSWM services away from satisfaction level. To ensure better human health and safety, there is a need for
effective solid waste management systems which should have environmentally friendly and economically
sustainable. There are many challenges throughout the world for selection of appropriate landfill site in the
solid waste management system. The suitable and appropriate landfill site can solve many serious problems like
ecological and socio-economical aspects. The appropriate landfill site is a complex problem because it
associated with social, environmental, economic and technical aspects. In this study, the available land, soil
conditions, climatological conditions, and economic considerations are considered as weights criteria in the
fuzzy analytical hierarchy process (F-AHP) by building a hierarchy model for solving the problems. In this
study, fuzzy multi-criteria decision-making approach is used for selection of landfill site in Allahabad, India.
The three landfill sites are considered for this study viz, Kareli, Chandpur Salori, and Phaphamau for selection
of appropriate landfill site in Allahabad. The result obtained by F-AHP shows that Kareli site is the best landfill
site on the basis of selected criteria.
Keywords: Landfill, AHP, Fuzzy-AHP, MSWM
1. Introduction
The increasing development of urban areas and
population growth caused a tremendous amount of
municipal solid wastes generation, presenting a
problem in the urban environment [1, 2]. Presently,
the municipal solid waste management (MSWM) is in
serious phase due to lack of facilities to treat and
dispose of the increasing MSW in cities. The lack of
land and inadequate landfill sites for solid waste
disposal, rapid population growth increased the
amount of MSW is also the major problems for SWM.
The appropriate landfill site is an important facility
for the safe disposal of the solid waste management
system and consists of loading, scattering, and
covering of waste material with soil. An inadequate
landfill site causes (a) transfer of disease; (b) create
pollution (water, air, and soil); (c) disruption of
landscape value; (d) unpleasant smell and (e)
economic losses. There are two factors are considered
in the selection of landfill sites i.e. non-environmental
and environmental factors. Current practice, economic
concerns or limitations, legislative procedures, etc. are
considered as the non-environmental factors for site
selection.
On the other hand, environmental factors include
disposed waste type, geological factors, hydrological
factors, and meteorological factors [3]. Landfill
method has been used as the most common method
for the disposal of solid waste by different
communities for many years [4, 5]. Unfortunately,
Most of the cities follow uncontrolled waste disposal
sites; the restrictions imposed by environmental
agencies are disregarded, and the techniques for
proper landfill management have ignored [6].
Selection of suitable landfill site is a complex process
and need an extensive evaluation that is required by
municipal, governmental, and environmental agencies
[7, 8]. Landfill site selection is a multi-criterion
process which considers different criteria for the
selection of suitable site among the different
alternatives [9, 10, 11]. The landfill site selection has
many effective criteria such as available land area,
soil conditions, climatological conditions, distance
from residential areas, distance from main roads,
investment
costs,
economic
considerations,
availability of solid waste, geology, surface water,
aquifer, elevation, and land slope etc. may be
considered.
There are many techniques so far for landfill site
selection, including a geographic information system
(GIS), mathematical models, heuristic algorithms,
multiple criteria decision-making (MCDM) methods
like analytical hierarchy process (AHP), fuzzy
analytical hierarchy process (F-AHP), and other
techniques for order preference by similarity to ideal
solution (TOPSIS) etc. Several researchers have used
different methods for the landfill site selection
process. For example, Vatalis and Manoliadis [12]
overlaid GIS digital maps to find the suitable landfill
sites in Western Macedonia, Greece. Siddiqui et al.
Received: August 19, 2017; Accepted: December 26, 2017; Published: January 30, 2018
International Journal of Earth Sciences and Engineering, 10(06), 1118-1122, 2017, DOI:10.21276/ijee.2017.10.0602
Copyright ©2017 CAFET-INNOVA TECHNICAL SOCIETY. All rights reserved
A Fuzzy Analytical Hierarchy Process Approach for Landfill Site Selection:
A Case Study in Allahabad City, India
1119
[13] combined GIS and AHP for suitable landfill sites
selection. Kontos et al. [1] evaluated the suitability of
the optimal landfill site using a spatial multiple
criteria analysis methodology. The parameters
involved in landfill site selection cannot be given
precisely, whereas the assessment factors of solid
waste site suitability for the subjective criteria are
commonly presented linguistically. In the fuzzy set
theory, linguistic terms such as low suitable, suitable,
and high suitable can be represented by membership
functions, valued in the actual unit interval [0,1],
which translate the imprecision and vagueness of
human opinion regarding the main problem [14]. The
aim of present study is to the selection of appropriate
landfill site for the Allahabad city by using the fuzzy
analytical hierarchy process on the basis of criteria
like available land area, soil conditions, and
topography,
climatologic
and
hydrologic
conditions, economic considerations.
2. Study Area: Allahabad City
Allahabad is one of the ancient and holy cities of
India, situated at the confluence of Ganga, Yamuna
and Saraswati River. It is located at 25o25'N latitude
and 81o58'E longitude at the height of 98.0 meters
above the Mean Sea Level. The Allahabad city
encompasses an area of 70.05 km2 approximately. The
Municipal Corporation of Allahabad (AMC) governs
the solid waste management in Allahabad City. The
entire city is divided into 97 municipal wards. About
502.83 MT of solid waste is generated every day and
solid waste generate at the rate of about 440
gm/day/person. In Allahabad city, three landfill sites
are used for disposal of solid waste, Kareli, Chandpur
Salori and Phaphamau sites. In order to demonstrate
the usefulness of the F-AHP in landfill site selection,
data are taken according to the situation in Allahabad
city shown in Figure 1 and Table 1.
Chandpur
Salori
Phaphamau
2
16
110
25
18
105
and 19
11, 12, 14,
15, 16 and 18
10, 11, 12,
13, 14, 15
and 16
3. Methodology: F-AHP
Fuzzy analytic hierarchy process (F-AHP) is a very
useful methodology for multiple criteria decisionmaking in fuzzy environments, which is used in many
projects in recent years. The Analytic Hierarchy
Process (AHP) was developed by Saaty [15] modified
with the fuzzy theory to form F-AHP methodology.
The AHP does not include vagueness for personal
judgments; it is improved by the fuzzy set
approach. The use of F-AHP is scientific approaches
for deriving the weights from fuzzy pairwise
comparison matrices. In F-AHP, the pairwise
comparisons of both criteria and the alternatives are
performed through the linguistic variables represented
by triangular numbers [16]. he de isio
a er’s
opinions about importance weights of criteria and
sub-criteria are pulled using pair-wise comparisons in
this MCDM technique. The F-AHP is applied in order
to evaluate and weight criteria in relation to the
selection of landfill site. The four available criteria
i.e., land
area,
soil
and
topography
conditions, climatologic and hydrologic conditions;
economic considerations are considered for evaluation
in the present study for selection of landfill site at
Allahabad city.
u le ’s [17] methods are
implemented to determine the relative importance
weights for both the criteria and the alternatives. The
steps of the procedure are as follows:
Step 1: Decision maker compares the criteria or
alternatives with the help of linguistic scale for weight
matrix corresponding to its triangular fuzzy number
given in Table 2 and rating of linguistic scale is given
in Table 3.
Table 2: Linguistic scale for weight matrix in
Triangular Fuzzy Number (TFN) form
Linguistic scale
Triangular fuzzy number
Just equal
(1,1,1)
Equally important
(1,1,3)
Weakly important
(1,3,5)
Essentially important
(3, 5, 7)
Very strong important
(5, 7, 9)
Figure 1: Study Area (Allahabad city)
Table 1: Data corresponding to the landfill sites
Disposal
sites
Area
(Hectare)
Kareli
50
Round trip The average
MSW
distance disposed of received
(km)
MSW
from ward
(ton/day)
numbers
12
170
2, 3, 4, 5, 6,
7, 8, 9, 10, 11
Table 3: Linguistic variables for ratings in Triangular
Fuzzy Number (TFN) form
Linguistic scale
Very bad (VB)
Bad (B)
Good (G)
Very good (VG)
Triangular fuzzy number
(1, 3, 5)
(3, 5, 7)
(7, 9, 10)
(9, 10, 10)
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1118-1122
SHAILENDRA C HAUDHARY, R AWAL N R AND ARSHAD H USAIN
Step 2: The pair wise fuzzy judgment matrix Ã= {ãij}
of n criteria or alternatives as shown below construct.
Ã=
Where ãij is a fuzzy triangular number, ãij =(lij, mij,
uij), and ãji = 1/ãij. For each TFN, ãij or M = (l, m, u),
its membership function uã(x) or uM(x) is a
continuous mapping from real number -∞ ≤ x ≤ ∞ to
the closed interval [0, 1] and can be defined by
Equation (1). he e bershi fu tio μ(x) of the
triangular fuzzy number may therefore be described
as [18]:
x l
m l , x [l, m]
ux
(x)
, x [m, u]
u m
0, otherwise
1120
paper uses ha ’s [18] method to find the degree of
possibility that Sb≥Sa as follows:
1;if m m
b
a
V ( Sb Sa ) 0;if la ub
(4)
(la ub )
;otherwise
(mb ub ) ma la
Where d is the ordinate of the highest intersection
between µSa and µSb as shown in Figure 1. That is, it
can be expressed that V(SbSa) = height (Sb ∩ Sa) =
µSa (d) .
(1)
Figure 1: The intersection between Sa and Sb and
their degree of possibility
Step 3: After collecting the fuzzy judgment matrices
from all decision makers, these matrices are
aggregated by using the fuzzy geometric mean
method of Buckley [19, 20].The aggregated TFN of n
de isio
a ers’ jud e t i a ertai ase ij = (lij,
mij, uij) is:
1/ n
n %
%
(2)
u
ij (
aijk )
i 1
Where ãijk is the relative importance in form of TFN
of the kth de isio
a er’s ie , a d n is the total
number of decision makers.
Step 4: Based on the aggregated pair-wise
comparison matrix, ={ ij}, the value of fuzzy
synthetic extent Si with respect to the ith criterion can
be computed by making use of the algebraic
operations on TFNs.
(3)
Where,
It is noted that both values of V(SaSb) and V(SbSa)
are required. The degree of possibility for a TFN S i to
be greater than the number of n TFNs S k can be given
by the use of operation min proposed by Dubois and
Prade [21].
V(Si S1,S2,S3,..…Sk) =min V(Si Sk) = ’(Si)
(5)
Where = 1, 2, …, a d # i, and n is the number of
riteria des ribed re iousl . a h
′(S) alue
represents the relative preference or weight, a nonfuzzy number, of one criterion over others. However,
these weights have to be normalized in order to allow
it to be analogous to weights defined from the AHP
method. Then, the normalized weight w(Si) will be
formed in terms of a weight vector as follows;
W = (w(S1), w(S2), w(S3) …. . . . (Sn))T
(6)
Once the weights of criteria are evaluated, it is
required to calculate the scores of alternatives with
respect to each criterion and then determine the
composite weights of the decision alternatives by
aggregating the weights through hierarchy.
4. Results and discussion
Step 5: Approximate the Fuzzy Priorities Based on
the fuzzy synthetic extent values; the non-fuzzy
values that represent the relative preference or weight
of one criterion over others are needed. Therefore, this
As per the F-AHP steps, the fuzzy pair-wise
comparison matrix is constructed for criteria's as
shows in Table 4. This matrix is used to determine the
normalized weight of criteria. Normalized weight
matrix of criteria is obtained by dividing relative
weight (computed by Equation (6)) of particular
criteria to the sum of the relative weight of all criteria
which is given in Table 5.
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1118-1122
1121
A Fuzzy Analytical Hierarchy Process Approach for Landfill Site Selection:
A Case Study in Allahabad City, India
Table 4: Fuzzy pair-wise comparison matrix of
different criteria
C1
C2
C3
C4
C1
C2
C3
(1,1,1) (1/7,1/5,1/3) (1/5,1/3,1)
(3,5,7)
(1,1,1)
(1,3,5)
(3,5,7)
(1/5,1/3,1)
(1,1,1)
(1/5,1/3,1) (1/7,1/5,1/3) (1/7,1/5,1/3)
C4
(1,3,5)
(3,5,7)
(3,5,7)
(1,1,1)
C1= Available land area, C2= Soil conditions and
topography, C3= Climatologic and Hydrologic
Conditions, C4= Economic considerations
From the weights of criteria, the criterion climatologic
and hydrologic condition has the highest weight
followed by the criterion available land area. The
Table 5 shows that the climatologic and hydrologic
condition is most important criteria for selection of
landfill site in Allahabad city. Other criteria also
affect the selection of landfill site.
Table 5: Normalized weight matrix of criteria
Criteria
C1
C2
C3
C4
Sum
Relative Weight
(W’(si))
0.45
0.10
0.80
0.39
2.63
Normalized
Weight (W(si))
0.16
0.038
0.31
0.15
1
Similarly, then, the comparison between alternatives
(landfill sites) based on criteria is calculated. Fuzzy
pair-wise comparison matrix is constructed for each
alternative with respect to criteria illustrated in Table
6. The relative weights and normalized weights of
each alternative based on criteria are shown in Table
7. The overall weights of landfill sites are calculated
by the sum of multiplication of normalized weight of
landfill site to the normalized weight of each
particular criterion which is given in Table 8.
Table 6: Fuzzy pair-wise comparison matrix of
alternatives w.r.t. each criteria
Kareli
Chandpur
Salori
Phaphamau
Land area
Kareli
Chandpur
Salori
(1, 1, 1)
(5, 7, 9)
(1/9,1/7,1/5)
(1, 1, 1)
Phaphamau
(3, 5, 7)
(1/7,1/5,1/3)
(1/7,1/5,1/3)
(3, 5, 7)
(1, 1, 1)
Soil conditions and topography
Kareli
Chandpur
Phaphamau
Salori
Kareli
(1, 1, 1)
(5, 7, 9)
(1/5, 1/3, 1)
Chandpur
(1/9,1/7,1/5)
(1, 1, 1)
(1/3 , 1 ,1)
Salori
Phaphamau (1/7,1/5,1/3)
(1, 1, 3)
(1, 1, 1 )
Climatologic and hydrologic condition
Kareli
Chandpur
Phaphamau
Salori
Kareli
(1, 1, 1)
( 3, 5, 7)
(1/9,1/7,1/5)
Chandpur
Salori
Phaphamau
Kareli
Chandpur
Salori
Phaphamau
(1/7,1/5,1/3)
(1, 1, 1 )
(1, 1, 3)
(5, 7, 9)
(1/3,1 ,1)
Economic considerations
Kareli
Chandpur
Salori
(1, 1, 1)
(3, 5, 7)
(1/7,1/5,1/3)
(1, 1, 1)
(1, 1, 1)
(1/9,1/7,1/5)
Phaphamau
(5, 7, 9)
(3, 5, 7)
(1/7,1/5,1/3)
(1, 1, 1)
Table 7: The normalized weight values of alternatives
w.r.t. each criterion
Disposal
sites
Land Area
Kareli
Chandpur
Salori
Phaphamau
Sum
Disposal
sites
Kareli
Chandpur
Salori
Phaphamau
Sum
Soil conditions and
topography
Relative Normalized Relative Normalized
Weight Weight
Weight Weight
1
0.633
1
0.51
0.05
0.031
0.22
0.12
0.529
0.335
0.72
0.37
1.579
1
1.94
1
Climatologic and
Economic
hydrologic condition
considerations
Relative Normalized Relative Normalized
Weight Weight
Weight
Weight
0.47
0.25
1
0.58
0.43
0.22
0.448
0.26
1
1.9
0.53
1
0.283
1.731
0.16
1
Table 8: Final weights of landfill sites
Kareli
Chandpur
Salori
Phaphamau
C1 (0.16 ) C2 (0.03) C3 (0.31) C4 (0.15) Final
weights
0.63
0.51
0.25
0.58
0.4591
0.03
0.12
0.22
0.26
0.1576
0.34
0.37
0.53
0.16
0.3345
From Table 8, the priority of each alternative is done
by considering the all criteria. Based on the weights of
criterion, the Kareli landfill site has the highest weight
and the Phaphamau has second highest weight. The
graph in Figure 2 illustrates the percentage of weight
sums of each alternative and reveals that the Kareli
landfill site is the most appropriate disposal site over
the others with weight 0.4591.
Figure 2: Weight percentage of each landfill site
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1118-1122
SHAILENDRA C HAUDHARY, R AWAL N R AND ARSHAD H USAIN
5. Conclusions
It is evident from the study that F-AHP tool can be a
good option for rapid assessment of the overall
environmental condition of any project. Further,
suitable alternative/option can be selected in a rational
manner and are thus useful for decision makers. In
this study, F-AHP method proved to be an efficient
technique for the feasibility analysis of the selection
of landfill site in Allahabad city i.e Kareli, Chandpur
Salori, and Phaphamau landfill sites. The results of FAHP reveal that the Kareli landfill site is the most
appropriate disposal site over the others with weight
0.4591
while Chandpur Salori, and
Phaphamau
landfill sites are inappropriate and inadequate for
landfill or dumping.
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International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1118-1122
ISSN 0974-5904, Volume 10, No. 06
DOI:10.21276/ijee.2017.10.0603
December 2017, P.P.1123-1127
www.cafetinnova.org
A New Method for In-situ Measurement of a Soil’s Horizontal
Coefficient of Consolidation
R ALZUBAIDI
Department of Civil Engineering, University of Sharjah, B.O.POX 27272 Sharjah, UAE
E-mail: ralzubaidi@sharjah.ac.ae
Abstract: Laboratory measurement of the coefficient of consolidation for soil is commonly undertaken with an
odometer, row cells, or a triaxial compression cell. The pressuremeter enables measurement of the horizontal
coefficient of consolidation in clay soils to be done in situ. By modifying in-situ procedures to include a
measurement of pore water pressure dissipation, it is possible to interpret the pressuremeter data to deduce
horizontal coefficient of consolidation values in the field. The method involves increasing the membrane
pressure at a constant rate of expansions to a predetermined pressure and then letting the diameter remain
constant at a predetermined strain. During the expansion of the borehole, the pore water pressure increases.
When the diameter of the probe is held constant, the pore water pressure dissipates and the total pressure
diminishes with time. This method is called the “diameter holding test.” In this study, a method is developed in
which a predetermined pressure at the borehole wall is held constant until complete dissipation of the pore
pressure has taken place. The horizontal coefficient of consolidation can then be calculated. This test is called
the “pressure holding tests”. The holding tests also been carried out with different rate of strain to investigate
the effects on the horizontal coefficient of consolidation.
Keywords: holding pressure test, holding tests, horizontal coefficient of consolidation, holding, pressuremeter
test
1. Introduction
Soil samples to be tested in the laboratory have
already been disturbed by a number of actions such as
boring to collect the sample, transportation, removal
from the sampler, stress relief, trimming, and other
operations. There is much to be said for testing soils
in situ because in situ testing eliminates many of these
disturbances. In situ testing commonly examines
larger and hence more representative volumes of soil
and is in most cases both fast and inexpensive. In situ
tests can be used to measure some properties such as
physical module and lateral stresses that cannot be
evaluated easily by laboratory tests. A method of in
situ investigation receiving increasing recognition is
the pressure meter.
Laboratory measurement of the coefficient of
consolidation is undertaken in the form of oedometer
or triaxial compression cell, by observing time rates
of sample compression or pore water pressure
dissipation during the application of a constant
pressure. The coefficient of consolidation is predicted
from these observations by fitting the data to a
theoretical model.
An analytical solution for the time dependence of the
excess pore pressure around a driven pile in clays was
formulated by Randolph and Wroth [1]. They applied
their solution to pressuremeter tests for borehole
expansion and showed that the distribution of excess
pore pressure after driving a pile changes
logarithmically within the radius of the zone of
yielding soil. Jang et al. [2] used the strain holding
test, part of the self-boring pressuremeter test, to
determine the horizontal coefficient of consolidation
ch. They compared the values of ch estimated from the
strain holding test of the self-boring pressuremeter
with values obtained from in situ and laboratory tests
performed at sites in Korea. Their results confirmed
the improved capability of the proposed T50 values,
where T50 is time factor for radial consolidation.
Banguelin et al. [3] compared the results of settlement
deduced from two pressuremeter formulae and actual
measurements, the first formula for embankments and
rafts, the second one for footings. They concluded that
the results were consistent. Fioravanite et al. [4] used
a self-boring pressuremeter to define the permeability
of Italian Fucino clay using strain-holding and stressholding tests. They concluded that it is possible to
establish whether conditions during a cavity
expansion were undrained or whether the loading was
monotonic, as well as the relevance of the coefficient
of horizontal consolidation on both phenomena.
Clark [5] stated that as the excess pore pressures
dissipate the total applied pressure within the
membrane is reduced. The total pressure can be
monitored more accurately than the pore pressure and,
hence, holding tests based on total pressure decay
would be a preferred field technique. Clark carried out
pressure holding rests with self boring pressuremeter
tests on soft clay site, the tests were carried out down
to a depth of 19.6 m .The tests have been interpreted
using total pressure observations. The tests have also
been interpreted using a finite element package which
Received: August 08, 2017; Accepted: December 21, 2017; Published: January 30, 2018
International Journal of Earth Sciences and Engineering, 10(06), 1123-1127, 2017, DOI:10.21276/ijee.2017.10.0603
Copyright ©2017 CAFET-INNOVA TECHNICAL SOCIETY. All rights reserved
R ALZUBAIDI
includes the Cam Clay model and coupled
consolidation. This interpretation allows a comparison
to be made between the use of pore and total pressure
decay in the analysis and recommendations for an
alternative test procedure are made. Dayakar et al., [6]
studied the effect of rate of probe expansion in
pressuremeter testing for cohesive soil. The strain
path followed by an element of clay adjacent to the
expanding probe was simulated using an automated
flexible boundary cuboidal shear device (CSD)
typically up to a magnitude of strain level of 10%.
Two types of soil (kaolin, kaolin-silica mix) were
used consistently for all the testing. Consolidation was
performed by using a constant vertical stress - zero
lateral strain boundary condition using a closed-loop
pneumatic system. A numerical model based on
cylindrical cavity expansion theory which accounts
for higher strain rate and its variation with radial
distance from an expanding probe membrane was
calibrated using the single-element CSD test data.
5.0
∆U ax/
3.0
Cu
2.0
depends on the building up of pore water around a
driven pile The pore pressure is at its maximum at the
pile wall and diminished to zero at the outer edge of
the elastic zone. They stated that the theoretical
maximum excess pore pressure at the pile face is
predicted to be:
Umax = Cu ln (G/Cu)
(1)
at t = 0.
Where, Umax = maximum excess pore pressure.
Cu= undrained shear strength.
G= shear modulus.
T=time
The initial excess pore pressure distribution can be
determined and substituted into the consolidation
solution.
Fro Ra dol h a d Worth’s equatio , a ur e for
Umax/Cu versus T50 (for 50% consolidation) can be
plotted as shown in Fig.1 where T 50 has its
conventional meaning as the time for radial
consolidation. From the expression for T 50:
T50 = (ch t50)/(rm)2
4.0
1124
(2)
Where, rm = the radius of the borehole wall
t50 = the actual test time for pore pressure
to be reduced to half its maximum value
1.0
0.0
-4.0
-2.0
0.0
2.0
ln T50
Figure 1. Variation of the excess pore water pressure
with time factor T50. (After Randolph and Wroth,
1979)
2. Diameter Holding Tests
The horizontal coefficient of consolidation can be
determined in situ by carrying pressuremeter tests
“dia eter holdi tests”, ith dire tio of ore ater
pressure drainage sensibly radial. The holding tests
involves increasing the total pressure ,P at a constant
rate of expansion and the holding the diameter
constant at a predetermined strain .During the
expansion of the borehole ,the pore pressure build up .
When the diameter of the probe is held constant the
pore water pressure dissipated and the total pressure
diminishes a little with time . The first part of the
holding test is similar to the conventional
pressuremeter tests and the values of the horizontal at
rest pressure, undrained shear strength and the shear
modulus can be determined and from the dissipation
of the pore water pressure the values of the horizontal
coefficient of consolidation is evaluated. Randolph
and Wroth [1] presented analytical solution for the
holding test in order to calculate the horizontal
coefficient of consolidation for pressuremeter tests
with pore water pressure measurement, their solution
ch is the horizontal radial coefficient of consolidation,
and rm is the radius of the borehole when the pile
reaches the holding stage.
Thus, from the first part of the pressuremeter test,
values for Po, Cu, G, r m, and Umax can be estimated.
Using the ratio Umax/Cu, the T50 factor can be obtained
from the theoretical curve. From the observed
dissipation curve of pore pressure with time, after
maintaining the probe radius, the actual t50 can be
obtained and ch determined
3. Results of Diameter Holding Tests
Alzubaidi [7] carried out a number of diameter
holding tests on glacial till from Glasgow, Scotland,
with a constant rate of strain pressuremeter. Two rates
of strain arranged to expand the membrane. One
group of holding tests was carried out with 0.38%/
min. Time rate measurements from one test are shown
in Fig.2 i ter s of strai (ϵo) versus elapsed time, t.
The slow tests were run until strain (ϵo) of about 3.5%
was reached, at which the cavity diameter was held
steady. The elapsed time from the start to beginning
of the holding stage was about 9 minutes. During the
loadi sta e the ex ess ore ater ressure ∆u at the
cavity wall increased to a maximum value may be
seen in Fig. 3, after the cavity diameter was held
o sta t, the ex ess ore ater ressure, ∆u raduall
dissi ated ith ti e. he alue of “t50” can be noted
as (24–9) = 15 minutes, being the time needed for the
pore water pressure to reach half its maximum value
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1123-1127
A New Method for In-situ Measure e t of a Soil’s Horizo tal oeffi ie t
of Consolidation
1125
Another set of holding tests was carried out in other
boreholes also at 2m depths, but with a faster rate of
strain 0.76% /min, in these tests the diameter was held
steady at a radial strain about 3.5% and the time
needed to reach this radial strain was about 4.5
minutes. The results of these tests (0.76%/min) are
shown in Fig.6.
4.0
3.5
%( radial strain)
3.0
2.5
2.0
1.5
1.0
0.5
ϵo
0.0
35
0.0
20.0
40.0
60.0
80.0
100.0
120.0
140.0
30
t (time, min)
It is also noted that the total pressure P, in the case of
the diameter holding tests diminishes in value with
time; this can be seen from Fig.4.
The four holding tests carried out with 038 %/min, all
the tests carried at 2 m depth as shown in Fig.5 gave a
mean value of ch of 28 m2/year.
20
15
10
5
0
0
0.5
1
1.5
2
2.5
Depth( m )
Figure 6. The values of ch for faster tests
It can be seen from the results that there was some
spread of the calculated ch values and the mean values
was 22m2/year rather lower than the mean value of ch
evaluated from the slow tests. The reduction is
attributed to the increase in t50 for faster tests
consequent upon a faster build up of pore water
pressure during loading.
350
300
250
Δ u (KN/m2)
Ch (m2/year)
25
Figure 2. Radial strain with time
200
150
100
50
4. Pressure Holding Tests
0
0
10
20
30
40
50 60 70
t (time, min)
80
90 100 110 120
Figure 3. Typical curve for a diameter holding test
showing the variation of pore water pressure under a
constant rate of strain with time
700
U = 2Cu ln (RP/r)
600
500
P (KN/M2)
Randolp and Wroth [1] also produced a formula for
obtaining the distribution of pore water pressure in the
vicinity of a driven pile using an expression for
stresses around an expanded cavity derived from
Gibson and Anderson [8]. The final expression is as
follows:
for ro
r
RP
Where,
RP = the radius of the plastic zone measured
from the center of the pile.
When uo=0 for RP r
400
300
200
100
giving, ( RP / ro )= (G/ Cu)1/2
0
0
20
40
60
80
100
120
140
In particular, the theoretical maximum excess pore
pressure at the pile face is predicted to be:
t (time, min)
Figure 4. Variation of total pressure with time for
diameter holding test
at, t=0
The initial excess pore water pressure distribution can
thus be determined and substituted into the
consolidation solution, so from the Randolph and
Wroth [1] solution as shown in Fig.1, T50 (for 50%
consolidation) is obtained, where T50 has its usual
meaning as time factor in radial consolidation.
35
30
Ch (m2year)
U max =Cu ln (G/ Cu)
25
20
15
10
5
0
0
0.5
1
1.5
2
2.5
Depth(m)
A new method was developed by the author
(Alzubaidi [7]) for evaluating the horizontal
coefficient of consolidation as called pressure holding
tests, required instead of holding the diameter
constant after the loading stage, the total pressure of
Figure 5. The values of ch for four test at slow rate
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1123-1127
R ALZUBAIDI
the pressuremeter membranes is held constant after
loading until full dissipation of pore water pressure is
completed (analogous to conditions in conventional
laboratory tests). All the pressuremeter tests also
carried out at 2 m for the same glacial till. Three rates
of strain were adopted to expand the membrane; these
were 0.38%/min., 0.76%/min. and 1.7%/min.
Figure 7 shows a curve for the variation of strain with
time for one of the pressure holding tests
(0.38%/min). The pressure was held steady at a radial
strain of 3.5%. After the holding stage, strain in the
soil started to increase as time progressed due to creep
and local soil consolidation. During the loading stage,
the pore water pressure built up to a maximum value
but with the total pressure held constant as can be
seen in Fig.8 (0.38%/min), the pore water pressure
dissipated over time as can be seen in Fig.9
(0.38%/min). The procedure for determining the soil
parameters from a pressure holding test is identical to
that used in the diameter holding test.
6
The mean values of the coefficient of horizontal
consolidation, ch evaluated from pressure holding
tests carried out with 0.38%/min rate of strain was
about 22m2/year as it can be seen in Fig. 10.
Another set of pressure holding tests was carried out
at the same depth and soil (2 m), but a rate of strain of
0.78%/min. The pressure was again held steady at
3.5% radial strain. The results can be seen at Fig.11
and the mean value of ch was 23m2/year.
Two pressure holding tests were carried out also at 2
m for the same soil with faster rate of strain of 1.7
%min. During the loading stage the pressure was held
steady at 3.5 % radial strain. The two tests gave
values of ch of 12 m2/year which are rather lower than
those evaluated from the other pressure holding tests.
The reduction in ch values for the fastest rate of strain
is again attributed to the faster builds up of the pore
water pressure which in turn yields greater values of
t50and low values of ch. The time needed for the
loading stage in the 1.7%/min. tests to reach 3.5%
radial strain was about 2 minutes.
5
35
4
30
3
25
Ch (m2year)
ɛ0 % (raditio al strai )
1126
2
1
20
15
10
0
0
20
40
60
80
5
t (time, min)
0
Figure 7. Variation of radial strain with time – results
from a pressure holding test
700
0
0.5
1
1.5
2
2.5
Depth (m )
Figure 10. The values of ch for 0.38%min. rate of
strain tests (pressure holding tests)
600
40
35
400
30
300
Ch (m2year)
P (KN/M2)
500
200
100
0
0
10
20
30
40
50
60
70
80
t (time, min)
25
20
15
10
5
Figure 8. Variation of total pressure with time for
pressure holding test
350
0
0
0.5
1
1.5
2
2.5
Depth *m )
Figure 11. The values of ch for 0.76%/min rate of
strain tests (pressure holding tests)
300
ΔU (KN/M2)
250
200
150
100
50
0
0
10
20
30
40
50
60
70
80
t (time, min)
Figure 9. Variation of pore water pressure with time
for pressure holding test
It is worth noting that other researchers have reported
values for coefficients of consolidation for Glasgow
till using laboratory tests. Anderson (1972) reported a
vertical coefficient of consolidation for Glasgow till
from odometer tests on 254 mm diameter samples as
2.5 m2/year, and Hossain [9] reported a value for
Glasgow till horizontal coefficient of consolidation at
4 m2/year.
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1123-1127
1127
A New Method for In-situ Measure e t of a Soil’s Horizo tal oeffi ie t
of Consolidation
It should be expected that the horizontal coefficient of
consolidation should be differ from the vertical one
and to be lower due to the sedimentation of layers of
the soil
[2]
5. Conclusions
This paper presents a new method for evaluating the
horizontal coefficient of consolidation of the Glasgow
till using a pressure meter. Test results allow the
following conclusions to be drawn:
1) The pressuremeter returns results for the coefficient
of horizontal consolidation, values commonly
determined by the diameter holding test. The first part
of the new test is identical to the conventional
constant rate of strain pressure meter test and
parameters like the horizontal at rest pressure,
undrained shear strength, elastic modulus, and the
limit pressure are evaluated. The second part or
holding part, of the test determines values from which
the horizontal coefficient of consolidation can be
estimated.
2) A number of such holding tests were carried out in
situ at a site in the Glasgow till by expanding the
membrane of the pressuremeter. The results allow the
horizontal coefficient of consolidation to be calculated
and the values obtained range from 22 to 33 m2/year
with an average value of 28 m2/year.
3) A new method was developed called the holding
test. For the new method, the pressure is held constant
(analogous to conditions during conventional
laboratory tests) at the end of loading stage rather than
holding the diameter constant.
4) The ch alues for the soils tested b the “ ressure
holdi
tests” ra e fro 16 to 33 2/year with
average value of 22 m2/year.
5) The values for the horizontal coefficients of
consolidation from the diameter holding tests are very
similar to the values from the pressure holding tests.
6) The deduced values of horizontal coefficient of
o solidatio fro both the “dia eter a d pressure
holdi tests “see to be affe ted to so e exte t b
increasing or decreasing the rate of strain on the initial
loading.
7) The coefficient of consolidation values for
Glas o till fro the i situ “dia eter holdi ” tests
a d the “ ressure holdi ” tests are fro 3 to 14 ti es
larger than the values for those parameters determined
in the laboratory.
8) The in situ pressuremeter method tests an
appreciably larger and more representative mass of
soil than can be tested in the laboratory. In addition,
the soil is subjected to much less consolidation and
many fewer disturbance effects than laboratory
prepared samples.
[3]
[4]
[5]
[6]
[7]
[8]
[9]
pile”. International Journal for Numerical and
Analytical Methods in Geomechanics. Vol. 3, pp
217–229, 1979
Jang, I. S, Chung, C. K, Kim, M. M and Cho, M
C. “Numerical assessment on the consolidation
characteristics of clays from strain holding, selfboring pressuremeter test”. Computer and
Geotechnics, Vol. 30, 2003
Baguelin,F., Lay, L., Ung,S.Y. and Sanfratello, P.
“Pressuremeter, consolidation state and
settlement in fine grained soils”. Proceedings of
the 17th International Conference on Soil
Mechanics and Geotechnical Engineering, The
Academia and Practice of Geotechnical
Engineering, Alexandria, Egypt, pp 5–9, October
2009
Fioravanite, V., Jamiolkowski, M and
Lancellotta, R . “An analysis of pressuremeter
holding tests”. Geotechnique, vol. 33 Issue 2, pp.
227-238, 1994
Clark,B. G. “ Consolidation characteristics of
clays from self-boring
pressuremeter tests” .
Geological Society, London, Engineering
Geology Special, Vol.6, 33-37, 1990
Dayakar, P., Arumugam, S. and Chameau, J.”
Strain-rate effects in pressuremeter testing using
a cuboidal shear device: experiments and
modeling”, Canadian Geotechnical Journal, Vol.
35(1), pp27-42, 1998
Alzubaidi, R . “Pressuremeter practice in testing
glacial tills”. PhD thesis, University of
Strathclyde, Glasgow UK, 1984
Anderson,W.F.” The geotechnical properties of
the till of Glasgow region and the development of
a constant rate of expansion pressuremeter
suitable for measuring the undrained strength and
deformation characteristic of this till”. PhD
thesis, University of Strathclyde, Glasgow, UK,
1972
Hossain, H. “Compressibility and permeability of
fissured till”, PhD thesis, University of
Strathclyde, Glasgow, UK, 1976
References
[1] Randolph, M. F and Wroth, C P. “An analytical
solution for the consolidation around a driven
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1123-1127
ISSN 0974-5904, Volume 10, No. 06
DOI:10.21276/ijee.2017.10.0604
December 2017, P.P.1128-1135
www.cafetinnova.org
Experimental Investigation on Styrofoam based Concrete
A S P ARANJE AND P S KULKARNI
Vishwakarma Institute of Information Technology, Survey No. 3/4, Kondhwa, Pune- 411048, INDIA
Email: ashishp30@gmail.com, preeti.kulkarni@viit.ac.in
Abstract: Concrete is an extensively used material and is a mix of cement, aggregates, and water. Aggregates
being a major part of the concrete volume, it increases the dead load of components which increases the load on
the foundation. Use of Lightweight aggregates in concrete is thus gaining momentum which can reduce the dead
load of concrete without compromising the quality characteristics of concrete. The current study is an attempt to
experimentally investigate the physical, mechanical and microstructure properties of Styrofoam concrete with
varying percentage of Styrofoam replacement. The compressive and split tensile strength decreased with
increase in the percentage of Styrofoam. However, the samples showed ductile failure as the Styrofoam
replacement increased. Modulus of Rupture was seen to increase as the percentage replacement of Styrofoam
Increased. F.E.S.E.M analysis showed that the ITZ between Styrofoam beads and cement matrix is weak.
Keywords: Styrofoam concrete, Compressive strength, Split Tensile strength, Modulus of Rupture, F.E.S.E.M.
1. Introduction
2. Literature Review
Conventional concrete is still one of the most widely
used construction material in the world. But this
conventional concrete too has its limitations. One
such limitation of conventional concrete is its high
density. The general range of density for conventional
concrete is 2240 - 2400 kg/m3 [1]. Due to its high
density the overall dead load of the structure
increases, which in turn results in larger footings,
larger cross sections of members, a large number of
columns, closely spaced columns, reduced usable
space, higher loads during construction and leads to
uneconomical designs.
Chengchen Cui et al. in their study used Epoxy
polystyrene (EPS) beads having 3mm diameter were
replaced with coarse aggregates to develop EPS
concrete. It was observed that the peak strain
observed in EPS concrete was 3.5–5.1 % and larger
than that of the normal concrete 2% & EPS concrete
behaved with better ductility and energy dissipation
capacity compared with the normal concrete [4]. In
another study by Bashir Alam et al. the concrete was
prepared by partial replacement of coarse aggregates
by 0.5 inch-square (3.2258cm2) sized Styrofoam was
compared with a normal density concrete (NDC). It
was observed that when the water cement ratio of
concrete with 20% Styrofoam was reduced from 0.5
to 0.45, the 28 days compressive strength of concrete
was increased by 68% and thus the Styrofoam based
concrete mixes were very sensitive to water cement
ratio [5]. A. Setiawan et al. prepared EPS concrete by
partial replacement of fine aggregates by epoxy
Styrofoam compared different mixes of partial
replacement of fine aggregates by 5%, 10%, 15%,
20%, 25%, 30%, 35% and 40% and M25 grade
concrete. The study concluded that use of EPS content
more than 10% results in a decrease in compressive
strength to the value less than 17.5 MPa and hence
could not be classified as structural concrete. Also, it
was seen that percentage of EPS present in concrete is
inversely proportional to the modulus of elasticity of
the concrete [6]. Thomas Tamut et al. compared M30
grade concrete to the EPS concrete having a
replacement of coarse aggregate by spherical EPS by
5%, 10%, 15%, 20%, 25% and 30%. It was found that
both at 28 days both compressive and split tensile
strength decreased as the percentage of EPS
increased. Concrete with 15% EPS has 80% tensile
strength and concrete with 30% EPS has 70% tensile
strength in comparison with NDC [3]. Another study
Lightweight concrete produced using lightweight
aggregates can help in reducing the density of
concrete. Lightweight aggregates can be either
artificial lightweight aggregates or natural lightweight
aggregates. Artificial aggregates, which are widely
used, are Styrofoam also known as Epoxy Polystyrene
(EPS). Styrofoam is popularly used as a good thermal
insulation material in building construction. Besides,
being widely used as a material for food packaging it
is also used as protective packing material for
securing goods from vibration and damage while
delivering and transporting process. Usually after
delivering process is complete, it is normally treated
as a waste product and it is hardly ever to be recycled
as a new Styrofoam as it is not economical to be
reproduced [2]. It is also a cause of concern to
environmentalists due to its issue of disposal
[3].Hence by using Styrofoam as a lightweight
aggregate; we can develop lightweight aggregate
concrete and also overcome the issue of waste
disposal. In the current paper study on physical,
mechanical and microstructure properties of
Styrofoam based concrete through experimentation
has been done.
Received: August 18, 2017; Accepted: December 23, 2017; Published: January 30, 2018
International Journal of Earth Sciences and Engineering, 10(06), 1128-1135, 2017, DOI:10.21276/ijee.2017.10.0604
Copyright ©2017 CAFET-INNOVA TECHNICAL SOCIETY. All rights reserved
1129
Experimental Investigation on Styrofoam based Concrete
by Ahmad M.H et al. prepared concrete with partial
replacement of coarse aggregate by Styrofoam
particles of size 10 mm2 and 10% pulverized fly ash
(PFA). It concludes that this mix of concrete yields
highest value of long-term (180 days) compressive
strength of concrete and untreated Styrofoam does not
have a proper bond with other materials in the
concrete and thus it may yield lesser value of
compressive strength [2]. R. Sri Ravindrarajah et al.
determined the 28 days compressive strength of EPS
concrete. The compressive strength increased from
5.6 MPa to 11.9 MPa with a decrease in water cement
ratio from 0.6 to 0.35. The tensile strength of EPS
concrete decreases with increase in water cement
ratio. Modulus of elasticity produced is highest (11.9
GPa) when lowest water cement ratio (0.35) is used
[7].
Babu K. G et al. used EPS beads as lightweight
aggregates to produce concrete and mortar, which also
contained silica fume as an additional binder material.
This study reported that the EPS concrete specimens
exhibited more gradual failure as compared to brittle
failure in case of conventional concrete and that the
EPS concrete specimens were capable of retaining the
load after failure without full disintegration. This
clearly shows the high-energy absorption capacity of
these concretes [8]. Another study by Babu D. S et al.
aimed at studying the properties of EPS concrete
containing fly ash. It was observed that the strength
decreased with the increase of EPS percentage and
with an increase in water cement ratio, similar to the
normal concretes. This study also reported that
concretes with higher EPS volumes showed that there
was no splitting and indicated only a local failure. In
case of the higher EPS aggregate concretes the failure
was more ductile compared to the lower EPS
concretes. It was also observed that the specimen
sustained the ultimate load with increasing strain for
some time [9]. Chen B et al. used Sand-wrapping
technique, which is a pre-mix method, to make EPS
concrete. EPS Concrete was made by partially
replacing both coarse and fine aggregates by EPS
beads. In addition, steel fibers were used which
significantly improved the drying shrinkage. This
study also commented on various factors affecting the
compressive strength such as Effect of age, Effect of
density and EPS volume, Effect of silica fume and
steel fiber [10]. Sabaa B et al. developed EPS
concrete by partially replacing coarse aggregate in the
conventional or normal weight concrete mixtures with
an equal volume of the chemically coated crushed
polystyrene granules. The coarse aggregate
replacements levels used were 30, 50 and 70%. It was
observed that for the compressive strength reduced
from 32.2 MPa to 13.8 Mpa as the percentage
replacement increased from 30% to 70% [11]. Yasser
et al. attempted to study the flexural strength of
external reinforced concrete beams and Styrofoamfilled composite beams was made. Control specimen
used was a normal beam with 26.0 MPa concrete with
transverse reinforcement. As external reinforced
beams are prone to corrosion and fire and also require
maintenance Styrofoam concrete was used on the
outer portion containing Styrofoam content of 30%,
40%, and 50% which had flexural strengths of 33.8
kN, 31.0 kN, and 29.0 kN respectively. It has been
seen that the Styrofoam beams performance is
comparable to that of other beams [12]. Hence in most
of the studies reviewed above only basic tests such as
compressive, split tensile, modulus of elasticity has
been performed. Seldom work was found on
properties such as Modulus of rupture and
microstructure properties of Styrofoam based
concrete. Also, very few studies on the behavior of
reinforced beams using Styrofoam beams have been
found.
3. Objectives
To determine the physical and mechanical
properties of Styrofoam based concrete.
To understand the microstructure properties of
Styrofoam based concrete.
To experimentally investigate the behaviour
pattern and failure pattern of beams made using
Styrofoam based concrete.
To visualize the stress contour in beams using an
appropriate tool.
4. Methodologies
The methodology adopted to understand the strength
characteristics of Styrofoam based concrete is
described further. The materials used were locally
available. Cement used was Birla Super (O.P.C Grade
53), Crush sand, 10mm Aggregates and 20mm
Aggregates. Mix design was done as per I.S 10262
(2009). Styrofoam beads were replaced with fine
aggregates in varying percentages of 5%, 10% and
15%. The 0% replacement was used as a control
sample. Proportions were in the ratio of 1:1.57: 2.05.
BASF 850I was used as an admixture. Standard
dimension of cubes (150mm side) and Cylinders
(150mm x 300mm) were cast. Three samples of cubes
and cylinders were cast for the control sample, 5%,
10% and 15% replacement of Styrofoam for 7, 28 and
56 days. Cubes were used to determine compressive
strength and cylinders to determine split tensile
strength for 7, 28 and 56 Days.
Samples of concrete at 7, 28 days of testing were
carefully collected to carry out Field Emission
Scanning Electron Microscope (F.E.S.E.M) analysis
on these samples. F.E.S.E.M analysis was carried out
at Central Instrumentation Facility (C.I.F) situated at
Pune University. Plain concrete beams of cross
section 150 x 150 mm and of length 700 mm were
cast. These plain beams were tested for 28-day flexure
under two-point loading. STAAD. Pro was used to
model plain beams of control sample and 10%
replacement sample to visualize the stress contour in
these beams at failure. Reinforced beams of
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1128-1135
A S P ARANJE AND P S KULKARNI
dimension 150mm (width) x 250mm (depth) x
700mm were cast for control sample and 10%
replacement sample. To ensure the failure of the
beams in shear these beams were provided with only
bottom reinforcements without stirrups. Another set
of reinforced beams of dimension 150mm (width) x
250mm (depth) x 700mm were cast for control sample
and 10% replacement sample. To ensure the failure of
the beams in flexure only these beams were provided
with extra stirrups to increase shear strength.
5. Results and Discussions
5.1 Materials Properties and fresh concrete
The procured material was tested to determine the
material properties. Table 1 below shows the
properties of the material used.
Table 1: Properties of Materials Used
Material
Crush Sand (Zone II)
600-micron passing 41.03%
10 mm Aggregates
20 mm Aggregates
Styrofoam Beads
Specific Water
Fineness
Gravity Absorption Modulus
2.72
3.02
2.93
2.89
0.04
1.13
1.54
-
2.639
-
The Styrofoam beads used to replace fine aggregates
in varying percentages as mentioned earlier were of 2
mm and 4 mm in size. The specific gravity of
Styrofoam beads was 0.04. It is because the
Styrofoam beads are actually made of polystyrene
whose internal structure consists of 98% air. Due to
this Styrofoam beads help in increasing the voids in
concrete and thus reduce the density of concrete.
Also, the water absorption of Styrofoam is negligible
as they are non-absorbent in nature and hence a
workable mix can be obtained at reduced
water/cement ratio which also increases the strength
of concrete. It was seen that as the percentage
replacement of Styrofoam increased the slump
remained same but the workability increased which is
due to the smooth surface of Styrofoam foam beads.
Similar observations have been made in previous
studies [3] [5]. The Slump of the mix for was
maintained around 80 – 90 mm as seen in figure 1.
1130
5.2 Compressive Strength
Table 2 shows the compressive strength at 7, 28 and
56 days and the graph in figure 2 compare the average
compressive strength at 7, 28 and 56 days for varying
percentage replacement of Styrofoam.
Table 2: Average Compressive Strength
Styrofoam
Replacement (%)
0
5
10
15
Compressive Strength
(Average)(MPa)
7 Days
28 Days 56 Days
33.08
45.9
52.10667
26.467
40.64 42.84333
27.84
29.65 40.82667
23.57
29.04 34.12333
At 7 days it was seen that as the Styrofoam percentage
increased the compressive strength of 5%, 10% and
15% samples decreased by 20%, 15.85% and 28.75%
respectively as compared to that of the control
sample. A similar trend is observed at 28 days with
the decrease in strengths by 11.45% for 5% sample,
35.4% for 10% sample and 36.72% for 15% sample
as compared to the control sample. Similarly at 56
da s, the stre th’s de reased b 17.78% for 5%
sample, 21.648% for 10% sample and 34.51% for
15% sample as compared to the control sample. It was
also observed that the 28 day compressive strength for
control sample and 5% replacement sample increased
by 38.74% and 53.56% respectively as compared to
the 7 days compressive strength of these samples. On
the other hand for 10% and 15% samples the 28 day
compressive strength has increased only by 6.5% and
23.22% respectively as compared to the 7 days
compressive strength of these samples. Hence the
strength gain is observed to be lower for 10% and
15% samples as compared to that of 0% and 5%
samples.
However, from Figure 2 it can be seen that the 56 day
compressive strength for control sample and 5%
replacement sample increased by 13.52% and 5.42%
respectively as compared to the 28 days compressive
strength of these samples. On the other hand for 10%
and 15% samples the 56 day compressive strength has
increased significantly by 37.695% and 17.5%
respectively as compared to the 28days compressive
strength of these samples. Hence it was observed that
there is significant strength gain between 7 and 28
days for 0% and 5% replacement samples and the
10% and 15% replacement samples showed better
strength gain between 28 and 56 days. It was also
observed that the control sample which had no
replacement of Styrofoam disintegrated easily as
compared those samples with Styrofoam during the
compressive strength tests. The relations between 7 28 Days, 7 - 56 Days and 28- 56 Days compressive
strengths were determined using trend line analysis.
Figure 1: Slump measurement of Styrofoam concrete
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1128-1135
Experimental Investigation on Styrofoam based Concrete
1131
Figure 2: Average Compressive Strength for 7, 28
and 56 days
The variable x and y in the equations 1, 2 and 3 below
are independent and dependent variables respectively.
The relation between 7(x) and 28( ) a s stre th’s
is given as
hand, the 56 days split tensile strength for 5%, 10 %
and 15% samples decreased by 1.87%, 4.83% and
18.35% respectively. The rise in split tensile strength
of samples is not significant as far as 7 and 28 days
split tensile strength are concerned. However, it can
be seen from figure 3 that the split tensile strength for
all samples has increased drastically from 28 to 56
days. It was also observed that the control sample
which had no replacement of Styrofoam disintegrated
easily as compared those samples with Styrofoam
during the split tensile tests.
The relation between 7 - 28 Days, 7 - 56 Days and 2856 Days split tensile strengths were determined using
trend line analysis. The variable x and y in the
equations 4, 5 and 6 below are independent and
dependent variables respectively.
y = 1.584x - 7.635… ( q. 1)
The relation between 7(x) and 28( )
is given as
Coefficient of Correlation (R) = 0.758.
y = 0.143x2 - 0.855x + 6.460… ( q. 4)
The relation between 7(x) and 56(y) Days stre
is given as
th’s
y = 50.93ln(x) - 126.4… ( q. 2)
a s stre
th’s
Coefficient of Correlation (R) = 0.959.
The relation between 7(x) and 56( ) a s stre
is given as
th’s
Coefficient of Correlation (R) = 0.966.
Similarly the relation between 28(x) and 56(y) Days
stre th’s is i e as
y = -1.030x2 + 12.44x - 27.43… ( q. 5)
y = 28.64ln(x) - 59.86… ( q. 3)
Similarly the relation between 28(x) and 56(y) Days
stre th’s is i e as
With coefficient of Correlation (R) = 0.883.
y = -3.871x2 + 49.39x - 147.0… ( q. 6)
Coefficient of Correlation (R) = 0.955.
5.3 Split Tensile Strength
Coefficient of Correlation (R) = 0.9989.
Table 3 shows the Split tensile strength at 7, 28 and
56 days and the graph in figure 3 compares the
average split tensile strength at 7, 28 and 56 days for
varying percentage replacement of Styrofoam.
Table 3: Average Split Tensile Strength
Styrofoam
Replacement (%)
0
5
10
15
Split Tensile Strength
(Average)(MPa)
7 Days 28 Days
56 Days
5.89
5.89
5.89
6.43
6.43
6.43
5.385
5.385
5.385
4.695
4.695
4.695
At 7 days it is seen that as the Styrofoam percentage
increased the Split tensile strength of 5% sample
increased by 9.17% as compared to that of the control
sample. The split tensile strength for 10% and 15%
samples decreased by 8.57% and 20.29% respectively
as compared to that of the control sample. A similar
trend is observed at 28 days, the increase in strength is
3.44% for 5% sample and that of 10% and 15%
decreased by 11.53% and 14.31% respectively
concerning that of the control sample. It is clearly
seen from the graph in figure 3 that with respect to the
control sample the split tensile strength for 5% sample
increased and that of 10% and 15% decreased in case
of 7 and 28 days split tensile strength. On the other
Figure 3: Average Split Tensile Strength for 7, 28 and
56 days.
5.4 Plain Beams
Table 4 shows results for plain concrete beams tested
under two-point loading for flexure and figure 4
compares the performance of these beams under
flexure.
Table 4: Load (Ultimate) at failure under Flexure and
Modulus of Rupture
Styrofoam
Ultimate load at
Modulus of
Replacement failure under Flexure Rupture (MPa)
(%)
(KN) (Average)
(Average)
0
19.37
3.443
5
20.28
3.6
10
20.94
3.722
15
23.82
4.23
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A S P ARANJE AND P S KULKARNI
1132
It was observed that the performance of the beams
with 5% and 10 % Styrofoam replacement was almost
same as compared to those beams casted using control
sample mix. However the performance of 15% sample
was observed to be 22.97% more than that of the
control sample. Thus it can be said that the flexural
strength of concrete increases with increase in
Styrofoam replacement.
Figure 5: Stress contour and values for control
sample
Figure 4: Ultimate load at failure under Flexure with
varying percent of Styrofoam
5.5 Visualization of Stresses
The plain concrete beams which were tested for
modulus of rupture were also modeled in STAAD.Pro
for visualizing the stresses developed in them at
failure. The beams were modeled as per the standard
test conditions and properties such as modulus of
elasticity and densities were also considered during
modeling. Modeling was done for control sample and
10% replacement samples only. The self-weight of the
beams and the average load at failure for both the
samples was considered in modeling. Visualization of
stresses helps in identifying the tension, compression
and zero stress zones. Table 5 compares the modulus
of rupture and the values of stresses as per the
software for both the samples.
Figures 5 and 6 show the stress contours and the
values of stresses as per the software for both the
samples respectively. It can be seen from table 5 that
the values of calculated modulus of rupture and the
values of stresses given by the software are very
similar. It is to be noted that in figures 7 and 8 the
color red indicates tension zone and green indicates
compression zone.
Table 5: Comparison of Modulus of Rupture and
software stress values
Styrofoam
Modulus of
Stress
Replacement
Rupture (MPa)
(Average)
(%)
(Average)
(MPa)
0
3.443
3.4897
15
3.722
3.766
Figure 6: Stress contour and values for 10%
replacement sample
5.6 Reinforced Beams (Shear)
One beam each of control and 10% replacement
sample was cast having dimension 150mm x 250mm
x 700mm and were cured for 28 days. To ensure
failure in shear only 16mm diameter tor steel bars
spaced at 85mm apart were provided at the bottom as
reinforcement and no stirrups were provided. The
depth of these samples was deliberately increased to
250mm to view the failure pattern of beam. The
supported length was 600mm and two point loads at
100mm on either side of the center of the beam were
applied. Table 6 below shows the load at failure for
control and 10% replacement.
Table 6: Failure load for Reinforced Beam (Shear)
Styrofoam Replacement (%) Load at Failure (KN)
0
127.85
10
158.04
It can be seen from the values of table 6 that the 10%
replacement sample performed better as compared to
the control sample. Figure 7 shows failure pattern of
10% replacement beam. Both the sample failed
suddenly at respective failure loads and the failure
pattern of both beams was similar as shown in figure
7.
The shear spans (a) to effective depth (d) ratio for
both the beams was less than 1 and are hence
classified as deep beams. In beams, without shear
reinforcement or stirrups as there is little scope of
redistribution, breakdown of any shear transfer
International Journal of Earth Sciences and Engineering
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1133
Experimental Investigation on Styrofoam based Concrete
mechanism causes immediate failure. Also restraint
against splitting failure is less and also crack
propagation is not restrained. In case of beams
without shear reinforcement, it is difficult to predict
the behavior and strength beyond the stage of
diagonal cracking. In deep beams inclined cracked are
developed which transfer part of the load to the
support and this is known as tied arch action. In tied
arch action failure occurs either because of
breakdown of longitudinal reinforcement or due to
crushing of concrete [13].
In this case it can be said that failure due to
breakdown of longitudinal reinforcement has occurred
as there is no crushing of concrete visible as seen in
figure 7.For failure to occur due to breakdown of
longitudinal reinforcement first cracks in concrete
must get developed. For this to happen the tensile
stress in concrete must exceed the modulus of rupture
of concrete and only then further crack propagation
will take place [13]. As mentioned earlier, the
modulus of rupture of concrete increased with
increase in percentage of Styrofoam. It may be said
that the reinforced beam casted using 10%
replacement sample performed better because of
modulus of rupture of 10% replacement sample is
greater than that of control sample.
Figure 7: Failure pattern of 10% replacement
reinforced beam (Shear)
5.7 Reinforced Beams (Flexure)
One beam each of control and 10% replacement
sample was cast having dimension 150mm x 250mm
x 700mm and were cured for 28 days. These beams
were provided with reinforcement cage 10mm
diameter tor steel bars spaced at 85mm apart at
bottom, stirrups were provided at 100 mm center to
center with two bars of 8mm at top. The depth of
these samples was deliberately increased to 250mm to
clearly view the failure patter of beam. The supported
length was 600mm and single point load at center of
beam was applied. Table 7 below shows the load at
failure for control and 10% replacement. It can be
seen from the values of table 7 that the 10%
replacement sample performed better as compared to
the 0% sample. Figures 8 and 9 show the failure
patterns of control and 10% replacement sample
respectively. In case of both the beam the failure
occurred gradually. In reinforced concrete beams
under flexure, diagonal tension cracks are expected to
occur and appropriate shear reinforcement is
necessary to prevent propagation of these cracks.
Table 7: Failure load for Reinforced Beam (Flexure)
Styrofoam Replacement (%) Load at Failure (KN)
0
139.98
10
156.78
Figure 8: Failure pattern of control sample
reinforced beam (Flexure)
In such cases the vertical flexural cracks are usually
formed first and this flexural crack extends into a
diagonal crack due to increase in shear stress at the tip
of the crack [13].
A Similar mechanism of failure was observed for both
the beams. At first vertical flexural cracks were
developed and then later diagonal cracks were
developed. However it is visible from the figure 8 and
9 that vertical cracks developed at support in case of
control sample before failure and this was not seen in
case of sample casted using 10% Styrofoam concrete.
For flexural cracks to occur the tensile stress in
concrete must exceed the modulus of rupture of
concrete [13]. It was noticed that cracks developed
early and at lower load in control sample beam as
compared to the beam cast using Styrofoam. Because
the modulus of rupture decreased with decrease in
Styrofoam the control sample failed at comparatively
lower load as compared to the beam cast using
Styrofoam concrete.
Figure 9: Failure pattern of 10% replacement
reinforced beam (Flexure)
5.8 Field Emission Scanning Electron Microscope
[F.E.S.E.M] Analysis
In the research done earlier, it has been reported by
the researchers that the bond between Styrofoam
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A S P ARANJE AND P S KULKARNI
beads and cement paste is weak and that the beads
were easily plucked out. However, in this case, it was
seen that Styrofoam beads were not easy to remove
and most of the beads failed under loading as seen in
figure 10.The bond between Styrofoam and cement
paste is not as strong as compared to that between that
of natural aggregates and cement, but Styrofoam
samples have more energy absorption as compared to
that of control samples. This is because Styrofoam
samples did not disintegrate easily as compared to that
of control samples. The bond between Styrofoam
beads and cement matrix can be seen in the figures 11
and 12. The figures 11 and 12 above are the images of
the sample obtained by scanning electron microscope.
Figure 11 shows the general view of the sample at 68
times magnification. The Styrofoam bead and the
cement matrix along with some deposits can be
clearly seen in the same. On the other hand figure 12
shows the view of the sample at 2000x magnification.
The surface on the left is that of Styrofoam bead and
that on the right is the cement matrix. The surface of
the Styrofoam beads does appear to be rough and the
deposits on Styrofoam surface are clearly visible. Due
to the surface being rough the bond between
Styrofoam beads and cement matrix is possible.
Figure 10: Failure of Styrofoam Beads
1134
Figure 12: Bond between Styrofoam and cement
matrix magnified view
6. Conclusions
The current study is an attempt to study the
microstructure, physical and mechanical properties of
Styrofoam based concrete. Microstructure analysis of
Styrofoam
based
concrete
shows
weaker
intertransational zone. The compressive and split
tensile strength of Styrofoam based concrete
decreases with the increase in percentage replacement
of Styrofoam. It is seen that as the percentage
replacement of Styrofoam increases the samples
undergo more ductile failure, which shows that
Styrofoam based concrete, has better energy
absorption as compared to the conventional concrete.
The flexural strength of Styrofoam based concrete
increased with the increase in Styrofoam and this
increase was more significant in case of 15% sample.
However since Compressive strength, split tensile
strength is in acceptable range of 10%, authors
suggest use of Styrofoam in concrete not more than
10%. Results of software analysis matched the values
of modulus of rupture obtained through
experimentation. It was possible to visualize the stress
contour in plain beams at failure. Reinforced beams
cast using 10% replacement beams performed better
in both shear and flexure as compared to similar beam
casted using control concrete and increase in modulus
of rupture contributed to this rise in strength.
References
Figure 11: Bond between Styrofoam and cement
matrix
[1] American Concrete Institute (2014). Building
Code Requirements for structural Concrete
(318M – 14) and commentary (318RM – 14).
[2] Ahmad, M.H., Loon, L.Y., Noor, N.M., and
Ad a t, S.H. “Stre th de elo e t of
li ht ei ht St rofoa
o rete.” I ter atio al
Conference on Civil Engineering, Pahang, 12-14
May, 2008.
[3] Tamut, T., Prabhu, R., Venkataramana, K., and
ara al, S. ., “Partial replacement of coarse
aggregates by expanded polystyrene beads in
o rete”, I ter atio al Jour al of Resear h i
Engineering and Technology, 03(2), PP. 238-241,
2014, DOI:10.15623/ijret.2014.0302040.
[4] Cui, C., Huang, Q., Li, D., Quan, C., and Li, H.,
“Stress–strain relationship in axial compression
for PS o rete”, o stru tio a d uildi
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Materials,
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377–383,
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[5] Alam, B., Ullah, Z., Ullah Jan, F., Shahzada, K.,
a d Afzal, S., “I esti atio of Styrofoam as
Li ht ei ht A re ate”, I ter atio al Jour al of
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[6] Setia a , A a d Hida at, I., “ x eri e tal stud
on Epoxy Polystyrene as a partial substitution of
fine aggregate of o rete
ixture”, Asia
Journal of Civil Engineering (BHRC), 14 (6), PP.
849 -858, 2013.
[7] Ra i drarajah, S., & u , A. J., “Pro erties of
Hardened Concrete containing treated Expanded
Pol st re e”, e e t a d o rete o osites,
(16), PP. 273– 277, 1994, DOI: 10.1016/09589465(94)90039-6
[8] abu, K. G., a d abu, . S., “ eha iour of
lightweight expanded polystyrene concrete
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sili a fu e”, e e t a d o rete
Research, 33 (5), PP. 755–762, 2003,
DOI:10.1016/s0008-8846(02)01055-4
[9] Babu, D. S., Babu Babu, K. G., and Wee, T.H.,
“Pro erties of li ht ei ht ex a ded ol st re e
a re ate o retes o tai i fl ash”, e e t
and Concrete Research, 35 (6), PP. 1218–1223,
2005, DOI:10.1016/j.cemconres.2004.11.015
[10] Chen, B., and Liu, J., “Pro erties of li ht ei ht
expanded polystyrene concrete reinforced with
steel fiber”, e e t a d o rete Resear h,
34(7),
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1259–1263,
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DOI:10.1016/j.cemconres.2003.12.014
[11] Sabaa, ., a d Ra i drarajah, R. S., “
i eeri
properties of lightweight concrete containing
rushed ex a ded ol st re e aste”, Materials
Research Society, 1997.
[12] asser., et al., “ he ffe t of Use St rofoa for
Flexural Characteristics of Reinforced Concrete
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[13] Pillai S.U., Me o
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International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1128-1135
ISSN 0974-5904, Volume 10, No. 06
DOI:10.21276/ijee.2017.10.0605
December 2017, P.P.1136-1142
www.cafetinnova.org
Microstructure and Properties of Concrete containing Pond Ash
K M BAGWAN1 AND S S KULKARNI2
1
KES Rajarambapu Institute of Technology Research Center affiliated to Shivaji University, Kolhapur-416004,
Maharashtra, India
2
KES, Rajarambapu Institute of Technology, Islampur-415414, Maharashtra, India
Email: kmbagwan@gmail.com, sushma.kulkarni@ritindia.edu
Abstract: In coal based thermal power plant coal is used as fuel to generate electricity. When coal is burnt Fly
ash and Bottom ash is generated. Bottom ash is mixed with water and disposed off in pond. This paper
summarizes the results of an experimental investigation carried out in laboratory to evaluate the microstructure
and properties of concrete containing pond ash and same is compared with fly ash concrete. The concrete was
prepared by replacing a part of cement by pond ash in different proportions i.e. 15%-55% with an increment of
10%. The compressive strength of concrete is tested at 28, 90, 180 and 365 days. Workability of concrete in
terms of slump was maintained in a range of 100-120 mm for all proportions. All test results of pond ash
concrete were compared with fly ash concrete and normal concrete. To study microstructure mainly SEM and
XRD analysis of fly ash and pond ash concrete were performed. SEM of pond ash concrete shows irregular
shaped clusters. The particles are irregular and angular shape and rough surface texture. XRD of pond ash
concrete shows hydrated phase with different elements. The other properties such as IST, FST, Split, Flexure
strength of concrete were tested. The compressive strength of pond ash concrete in later stage was good as
compare to earlier stage. This is mainly due to consumption of Calcium hydroxide which is liberated during
hydration process of cement and finally forms C-S-H gel. The result of research results presented herein reveals
that pond ash concrete can be safely used for nonstructural elements. i.e. In road sub base as Dry Lean
Concrete or Roller Compacted Concrete, Mass concrete in Dam, Embankment fill, Paver blocks, etc. The study
performed in present investigation confirms that by addition of pond ash in concrete leads to reduce demand of
cement which helps to reduce environmental pollution and contribute to sustainable development of
construction industry.
Keywords: Pond ash, Compressive strength, Tensile strength, Flexural strength, SEM, XRD
1. Introduction
India has a large network of thermal power plants
located in different parts of the country and some are
planned for the near future. Safe disposal of industrial
waste is a great challenge to all of us. In the context of
sustainable development of construction industry now
a days it is very important to think on effective
utilization of industrial waste so as to reduce
environmental pollution and disposal problem. When
coal is burnt to generate electricity mainly fly ash and
bottom ash is generated. The finer ash (fly ash) is
collected by Electro Static Precipitators (ESP). The
ash which falls at the bottom of the boiler (Bottom
ash) is mixed with water and carried through pipe
away from the plant. This ash is dumped into pond
known as pond ash. Extensive research is being
carried out in the literature concerning different
properties, tests and uses of fly ash. However, limited
information is available on use of pond ash in
concrete. Pond ash has occupied several acres of land
around thermal power plants throughout the country.
Keeping in mind the need for bulk use of pond ash
waste, it was thought to test this material and check
suitability to use as partial replacement of cement in
concrete. The pollution and disposal problems can be
minimized by properly utilizing pond ash in different
construction operations. According to Ministry of
Environment and Forests (MoEF) Notification (New
Delhi, 3rdApril, 2007), approximately 65-75 million
tonnes of ash remains to be unutilized every year. It
was estimated that about 450 million tonnes of ash
lying in pond in year 1999-2000 and the same has
crossed more than 900 million tonnes in year 20052006 [1].The disposal of such ash requires large
agricultural or forest land which is very valuable in
toda ’s s e ario. r. ash al Si h (2011) [2]
carried out lot of work in India on area of ash and
stated in his report that by the year 2015, the land
requirement for disposing generated ash is
approximately one meter square per person or in short
it is 1000 square km.
Coal is used as fuel in thermal power plant to generate
electricity. For human life electricity has become one
of the basic needs. It plays a crucial role in modern
civilization and development of nation. Day by day
more and more number of power generation plants are
installed which increase the demand of coal. The coal
used in Indian thermal power plant generates a large
amount of ash. It amounts to approximately 40% 45% due to low calorific value (3500-4000 Kcal/kg)
of coal.
Received: August 11, 2017; Accepted: December 21, 2017; Published: January 30, 2018
International Journal of Earth Sciences and Engineering, 10(06), 1136-1142, 2017, DOI:10.21276/ijee.2017.10.0605
Copyright ©2017 CAFET-INNOVA TECHNICAL SOCIETY. All rights reserved
1137
Microstructure and Properties of Concrete containing Pond Ash
Present research is conducted to investigate the
effective utilization of Pond ash in concrete. In order
to have a better understanding of the microstructure,
the techniques such as XRD and SEM studies were
carried on Fly ash and Pond ash concrete samples.
The results of Pond ash concrete were compared with
Normal and Fly ash concrete.
2. Literature Review
The study of Bharati et al. (2011) [3] reveals that
pond ash can be effectively used in roads and
embankment works. Concrete pavement can be made
economical by using Pond ash as replacement of
cement and sand. In the study of Nader Ghafoori and
Yuzheng Cai (1998) [4,5] lignite based Bottom ash
was used as a replacement of fine aggregate in
structural grade concrete. In order to obtain desired
workability, the demand of water increased when
Bottom ash was utilized in concrete.
The research reported by Hyeong-Ki Kim (2015)[6]
shows that the workability of high-strength paste and
mortar mix with powder of Bottom ash consistently
raised as compare to mix prepared with only cement
and Fly ash. Another finding of this study is that
Bottom ash used exhibits amorphous crystalline
structure which leads to a high degree of hydration of
mortar. The compression strength at 3 days and 28
days of mortar prepared with bottom ash and fly ash
are equally comparable.
An experimental programme carried out by Haldun
Kurama et al., (2008) [7] confirms that when cement
was replaced by bottom ash up to 10%, the
mechanical properties of concrete were enhanced
significantly.
The experimental work carried out by Bapat et al.
(2006) [8] shows that the ash left in lagoon was
satisfactorily used to make low strength concrete. The
compressive strength of lagoon ash concrete gradually
rises as age of concrete increase.
The laboratory research work of Glicerio Triches et
al. [9] indicates that flexural strength of concrete
enhances when Bottom ash was used as replacement
of fine aggregate. The addition of Bottom ash in
making Roller Compacted Concrete mixtures might
lead to lower cement contents. At the same time the
demand of fine aggregates also decreases.
The study of Chai Jaturapitakkul and Raungrut
Cheerarot (2003) [10] concludes that setting time of
original or ground bottom ash prolonged by 09-23
minutes when replaced in between 10-30% with
Portland cement. This is primarily depends upon the
fineness of the ash.
replacement of cement by pond ash was 20%; at this
particular percentage the results of various strength of
concrete are nearly same as compared to control
concrete.
The work carried out by Yogesh Agarwal, Rafat
Siddique (2014) [12] shows that by 30% replacement
of natural fine aggregate with Bottom ash and waste
foundry sand; the various properties of concrete such
as flexural strength, compressive strength and split
tensile strength were increased significantly compared
to conventional concrete.
By critical reviewing all literature it is known that
quantity of Pond ash which is waste of coal thermal
power plant is increasing day by day. If this ash is not
utilized properly it creates a lot of environmental
pollutions and health hazard problems. The average
particle size of Bottom ash is more than Fly ash and
cement. Bottom ash shows more amorphous
crystalline phase which leads to a high degree of
hydration. At the same time the cost of extracting
good quality of natural material required for cement
manufacturing is increasing, also manufacturing of
cement liberates CO2 in atmosphere which is the
major factor causing environmental pollution. The
aim of present study is to check effective utilization of
Pond ash in concrete construction work.
3. Materials Properties
3.1 Scope
For the purpose of this investigation Pond ash was
collected from Parali Thermal Power Station (PTPS),
Beed in India. Processed Fly ash procured locally.
The aim is to develop Pond ash concrete which will
be safely used in the construction industry.
3.2 Materials
The following materials were used.
3.2.1 Cement
The Ordinary Portland Cement (OPC- 53 grade)
conforming to IS 12269:1987 (Bureau of Indian
Standards-1987) was referred.
3.2.2 Ash
The Pond ash used in this study has been collected
from different locations of Parali Thermal Power
Station, Parali, Beed, Maharashtra, India. Pond ash
obtained from power station was used directly without
any treatment. Figure 1a and 1b shows dumped Pond
ash at Parali Thermal Power Station (PTPS) and
processed Fly ash. The physical characteristic and
chemical composition of Fly ash and Pond ash are
represented in Table 1.
The investigations reported by Sandhya B et al.,
(2013) [11] confirm that the mechanical properties of
concrete such as flexural strength, split tensile
strength and compressive strength, gradually reduced
when bottom ash percentage is increased in plain
concrete. It was also seen that optimum percentage of
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1136-1142
K M B AGWAN AND S S K ULKARNI
1138
IS 1727:1967 = Methods of test for pozzolanic
materials (Bureau of Indian Standards 1967)
3.2.3 Aggregate
Naturally available river sand was used as fine
aggregate in concrete. The quarry stone basalt was
used as coarse aggregate. This aggregate is available
nearby quarry i.e. Yewalewadi in Pune. Table 2
summarizes the grading characteristic of coarse and
fi e a re ate.
3.2.4 Super plasticizer
Figure 1a: Deposited Pond ash
A commercially available High Range Water
Reducing (HWRE) super plasticizer–Conplast
SP430SRV was used.
4. Concrete mix proportioning, casting and testing
of specimens
Figure 1b: Processed Fly ash
Table 1: Physical characteristic and chemical
composition of Fly ash and Pond ash
Elements
Content
FA
PA
(a) Physical
Fineness-passing 45 µm (%) 82 40.0
Specific gravity
2.3
1.8
(b) Chemical
Silicon dioxide, SiO2
57.2 61.08
Aluminum oxide, Al2O3 +
Ferric oxide, Fe2O3
34.4 32.13
(SiO2+Al2O3+Fe2O3)
90.0 93.21
Calcium Oxide, CaO
5.0 1.98
Magnesium Oxide, MgO
4.0 0.43
Sulfur Tri Oxide, SO3
2.0 0.54
Sodium oxide, Na2O
1.5 0.25
Loss on ignition
2.5 5.68
a
IS Reqt.
--Minimum 35.00
Minimum 70.00
Maximum 5.00
Maximum 2.75
Maximum 1.50
Maximum 12.00
FA – Fly ash; PA – Pond ash
a
IS 3812:1981 = Specification for Fly ash for use as
Pozzolana and admixture (Bureau of Indian
Standards, Reaffirmed 1999) and
The proportioning of concrete mix was carried out as
per stipulations laid down in IS 456:2000 and IS
10262:2009 (Bureau of Indian Standards). In the
present study partial replacement of cement has done
using first by Fly ash and then Pond ash. The
replacement level of Fly ash and Pond ash with
cement was started from 15%, 25%, 35%, 45% and
55%. Concrete mix design was made for M25 grade
of concrete. Batching of materials was carried out by
weight.
Table 2: Grading characteristic of Coarse and Fine
aggregate
Coarse Aggregate
(Crushed basalt)
Fineness Modulus
6.018
Specific gravity
2.88
Bulk density
1765.05 kg/m3
Water absorption
1.67%
Fine Aggregate
(Natural sand)
2.84
2.66
1984.37 kg/m3
--
Initially the trial mixes were obtained for selection of
normal concrete by gradual reduction of water cement
ratio and finally concrete mix of 0.49 water cement
ratio was finalized. Water absorption and surface
moisture of coarse and fine aggregate were considered
in mix design. In the entire process workability in
terms of slump was remain to be in a range of 100120 mm. Table 3 indicates concrete mix proportions
used in present study.
Table 3: Mix design of concrete
Mix
NC
M1
M2
M3
M4
M5
*
Repl
-(15%)
(25%)
(35%)
(45%)
(55%)
$
w/b
0.49
0.49
0.49
0.49
0.49
0.49
Batch quantity in kg/m3
Fly ash/Pond ash
Water Cement Percentage Quantity
181
368
--181
313
15
55
181
276
25
92
181
239
35
129
181
202
45
166
181
166
55
202
FA
645
645
645
645
645
645
CA
1271
1271
1271
1271
1271
1271
*Replacement, $ w/b = water/binder ratio, i.e. water/ (cement + fly/pond ash), NC= Normal Concrete, FA =
Fine Aggregate, CA = Coarse Aggregate.
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1136-1142
Microstructure and Properties of Concrete containing Pond Ash
1139
5. Results and Discussions
5.2 Hardened state properties of concrete
5.1 In fresh state
In hardened state, the various properties such as
compressive strength, split tensile strength and
flexural strength of concrete were tested.
The properties of concrete in fresh state such as
slump, IST and FST of concrete and density were
tested and recorded in Table 5. Slump is maintained
in range of 100-120 mm.
5.1.1 Setting time of concrete
Initial and Final setting time (IST and FST) test was
conducted as per stipulations laid down by IS
8142:1976 (Bureau of Indian Standards 1976). The
result of IST and FST in Table 4 indicates continuous
rise in the setting time as replacement level of Fly ash
or Pond ash increases.
Table 4: Setting time of Fly ash and Pond ash
concrete
% replacement
NC
15
25
35
45
55
Fly ash
IST
FST
(hr:min) (hr:min)
4:20
6:20
5:00
7:50
5:20
7:55
6:25
8:30
7:00
9:58
7:50
10:40
5.2.1 Compressive strength of concrete
Compressive strength of concrete was found as per
stipulations laid down by IS 516:1959, Reaffirmed in
1999 (Bureau of Indian Standards 1999). Table 5a and
5b shows average compressive strengths of Fly ash
and Pond ash concrete respectively. The result
indicates that compressive strengths of Pond ash
concrete at later age is better than the earlier age. This
is mainly due to hydration of cement and pozzolanic
reaction of Pond ash. By addition of Pond ash
performance of concrete is improved.
5.2.2 Tensile strength of concrete: Split tensile test
Pond ash
IST
FST
(hr:min) (hr:min)
4:20
6:20
5:20
7:15
5:55
7:40
6:30
9:05
7:40
10:30
7:55
10:45
It is indirect test used for determination of tensile
strength of concrete. Cylindrical mold of 150 mm dia.
and 300 mm length was used. Guidelines given in IS
5816:1999 (Bureau of Indian Standards 1999) were
followed for test. Table 6 shows result of split tensile
test of Fly ash and Pond ash concrete.
Table 5a: Compressive strength of Fly ash concrete
Sl No
1
2
3
4
5
6
Mix
Normal
M1
M2
M3
M4
M5
% Repl. of FA
15
25
35
45
55
Slump (mm)
120
116
115
113
116
118
Density (kg/m3)
2460
2445
2440
2390
2360
2355
Compressive strength (MPa) at various days
28
90
180
365
34.1
44
46
53.47
31.43
41.1
44.7
44.8
23.5
39.4
41.97
42.03
20.3
37.9
39.8
39.87
17.9
30.4
35.63
36.17
11.9
22.5
33.5
34.3
Repl = Replacement; FA – Fly ash
Table 5b: Compressive strength of Pond ash concrete
Sl No
Mix
1
Normal
2
M1
3
M2
4
M3
5
M4
6
M5
% Repl. of PA
15
25
35
45
55
Slump (mm)
120
110
120
115
110
120#
Density (kg/m3)
2460
2325
2313
2306
2281
2276
Repl = Replacement; PA – Pond ash, # 0.5% Super plasticizer used
Table 6: Split tensile strength of Fly ash and Pond
ash concrete
Mix
NC
15
25
35
45
55
Compressive strength (MPa) at various days
28
90
180
365
34.1
44
46
53.47
31.23
40.93
41.93
43.23
21.9
30.3
31.3
33.58
19.8
25.6
26.67
29.56
14.3
19.1
20.17
22.68
11.3
15.13
16.83
18.1
Split tensile strength in MPa
Fly ash
Pond ash
28 days
90 days
28 days
90 days
3.88
4.73
3.88
4.73
3.86
4.62
3.57
4.00
3.83
3.86
2.96
3.8
3.51
3.82
2.82
3.4
3.51
3.69
2.74
3.29
3.09
3.20
2.75
3.1
Note: NC-Normal concrete
5.2.3 Flexural strength of concrete
The flexural strength of concrete test was performed
as per IS:516-1959 (Bureau of Indian Standards1959). Concrete beam of 150x150x700 mm size were
casted and tested at 28 days and 90 days. Two point
loading method was used. Flexural strength in terms
of Modulus of Rupture was determined. Table 7
summarizes results of flexural strength of concrete.
5.3 Scanning Electron Microscope (SEM) analysis
Scanning Electron Microscope (SEM) produces
image of a sample by microscope scanning and
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1136-1142
K M B AGWAN AND S S K ULKARNI
focused/magnified beam of electrons. The formation
of Calcium-Silicate-Hydrate gel (C-S-H gel) is an
important phase in hydration of cement.
1140
C-S-H
55 FAC
C-S-H
Table 7: Flexural strength of Fly ash and Pond ash
concrete
Flexural strength in MPa
Fly ash
Pond ash
Mix 28 days 90 days 28 days
NC
7.09
7.79
7.09
15
6.89
7.88
6.0
25
6.16
7.48
5.29
35
5.98
6.64
4.92
45
5.61
6.33
4.61
55
5.55
5.94
4.34
Note: NC-Normal concrete
FA
90 days
7.79
7.1
6.32
5.67
5.34
4.36
Figure 2b: Micrograph of 55% FAC
15 PPAC
All samples were tested at 28 days curing age. Figure
2a, micrograph of 15% Fly ash concrete (FAC) shows
smaller size of Fly ash particle and good network gel
morphology exhibits dense microstructure which
enhances strength of Fly ash concrete. In Figure 2b,
micrograph of 55% Fly ash concrete (FAC) formation
of C-S-H gel has reduced. Paste at this stage gets
crumbled. Hence equilibrium falls and leads to lower
strength. Micrograph of 15% Parali Pond ash concrete
(PPAC) shown in Figure 2c, shows that irregular
shaped clusters. The factors affecting mechanical
behavior of C-S-H gel includes mainly particle
orientation, pore structure, composition and size and
shape of particle. Figure 2d illustrates micrograph of
55% Parali Pond ash concrete. It represents unburnt
carbon content. At more percentage of replacement
the mix becomes crumbed, pond ash particle coming
out of mix and flaws remains in concrete due to which
different strengths gets affected. The pozzolanic
reaction in initial phase is slow due to which the
compressive strength of concrete get decreased.
PA
C-S-H
15C-S-H
PPAC
PA
Figure 2c: Micrograph of 15% PPAC#
55 PPAC
PA
PA
15 FAC
C-S-H
C-S-H
C-S-H
FA
C-S-H
Figure 2d: Micrograph of 55% PPAC
*FAC- Fly Ash Concrete, #PPAC- Parali Pond Ash
Concrete
5.4 X-Ray Diffraction (XRD) analysis
C-S-H
Figure 2a: Micrograph of 15% FAC*
X-ray diffraction (XRD) is one of the non-destructive
techniques for identifying various phases present in
the hardened concrete. The broken pieces of concrete
obtained after compressive strength test were
collected and ground to desired fineness for this test.
In XRD test, rays diffract in different ways depending
on the crystal structure of material. The intensities of
the diffracted rays were measured. Diffraction angle
of 2θ as used a d a al zed usi
the soft are
library. XRD of Fly ash and Pond ash concrete at 15%
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1136-1142
1141
Microstructure and Properties of Concrete containing Pond Ash
and 55% replacement of cement are illustrated in
Figure 3a, 3b, 3c and 3d respectively. Hydrated phase
such as Calcium Aluminium Sulphate Hydroxyte,
Calcium Aluminium Sulphate Hydroxyte Hydrate,
Calcium Silicate, Calcium Silicate Hydrate, Calcium
Carbonate, Iron oxide, and Quartz were seen in XRD
analysis of Fly ash and Pond ash concrete. The peak
of calcium carbonate is increased as percentage
replacement of Fly ash or Pond ash increases which
indicates that amount of Ca(OH)2 is not fully utilized
for C-S-H gel formation. The diffraction peak
intensity of calcium silicate is more predominant in
15% as compare to 55% Fly ash and Pond ash
concrete. This phenomenon reduces the strengths of
the concrete.
Figure 3d: X-ray Diffraction pattern of 55% PPAC
[Notations used:*FAC- Fly Ash Concrete, #PPACParali Pond Ash Concrete, 1: CASH- Calcium
Aluminium Sulphate Hydroxyte, 2: CASHH- Calcium
Aluminium Sulphate Hydroxyte Hydrate, 3: CSCalcium Silicate, 4: CSH- Calcium Silicate Hydrate,
5: CaCO3- Calcium Carbonate, 6: Fe2O3- Iron oxide,
7: Q- Quartz]
6. Conclusions
Figure 3a: X-ray Diffraction pattern of 15% FAC*
Figure 3b: X-ray Diffraction pattern of 55% FAC
Figure 3c: X-ray Diffraction pattern of 15% PPAC#
Following conclusions are drawn from the
investigations made.
The density of Fly ash and Pond ash concrete
gradually decreases as replacement level increase.
This is perhaps due to less specific gravity of Fly
ash and Pond ash as compared to cement.
Due to coarser nature of Pond ash and more loss on
ignition, at 55% replacement level super plasticizer
dose was required to maintain desired workability
i.e. 100-120 mm.
The rate of increase of strengths of Fly ash and
Pond ash concrete in later stage is better than earlier
stage. The chemical reaction of pond ash in initial
phase is slow but lateron it reacts fast with calcium
hydroxide liberated during hydration process. This
reaction improves strength of concrete in later
stage.
As replacement level of Fly ash or Pond ash
increase with cement; setting time (IST and FST) of
same also increases. This is mainly due to less
content of cement.
Split tensile strength and Flexural strength of Fly
ash and Pond ash concrete gradually decreases as
replacement level increases.
SEM of Fly ash concrete shows dense
microstructure and at higher percentage paste gets
crumbled which leads to lower strength. Pond ash
concrete shows irregular shaped clusters, and for
higher percentage flaws remain in concrete.
In all XRD images it is seen that Calcium
Aluminium Sulphate Hydroxyte predominates.
More study is required to check other properties
such as durability, permeability and shrinkage.
Based on results obtained and literature review it is
known that Pond ash has good potential to be used in
the construction activity. Now days Government of
India has undertaken the project of construction of
new highways or widening of existing highways. As
per IRC:SP:49-2014 compressive strength of concrete
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1136-1142
K M B AGWAN AND S S K ULKARNI
for sub-base layer in rigid pavement is only 7 MPa at
7 days. So if Pond ash concrete is used for such layer
it consumes lot of Pond ash. This not only decrease
cost of concrete but also helps to reduce pollutions.
Acknowledgment
Authors would like to thank Director and
Management of KES, Rajarambapu Institute of
Technology, Sakharale, KJ College of Engineering
and Management Research, Pune and Govt.
Polytechnic Jalna for their support and encouragement
throughout this research activity.
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Notification, New Delhi, 3rd April, 2007,
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[Part II-Sec.3(ii)].
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[3] Bharathi Ganesh, H. Sharada Bai, R. Nagendra,
“ ffe ti e utilizatio of o d ash for sustai able
construction – eed of the hour”, I ter atio al
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[4] Nader Ghafoori a d uzhe
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[5] Nader Ghafoori a d uzhe
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[6] Hyeong-Ki Ki , “Utilizatio of sie ed a d
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[8] Bapat, J. D.; Sabnis, S. S.; Hazaree, C. V.,
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[9] Glicerio Triches, Alexandre Jose da Silva,
Roberto de A drade aldas Pi to, “I or orati
bottom ash in roller compacted concrete for
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[10] Chai Jaturapitakkul and Raungrut Cheerarot,
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[12] Yogesh
Aggarwal,
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[14] Malkit Singh, Rafat Siddique, “Stre th
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Technical manual
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penetration resistance, New Delhi, India, 1976.
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recommended guidelines for concrete mix design,
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5816:1999, New Delhi, India, 1999.
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1136-1142
ISSN 0974-5904, Volume 10, No. 06
DOI:10.21276/ijee.2017.10.0606
December 2017, P.P.1143-1146
www.cafetinnova.org
Bathymetry of the Lake Ngebel an Old Crater on the Wilis
Volcanic Complex, East Java Indonesia
OKTIYAS MUZAKY LUTHFI
Department of Marine Science, Faculty Fisheries, and Marine Science, University of Brawijaya, Jl. Veteran,
Malang, 65145, Indonesia
Email: omuzakyl@ub.ac.id
Abstract: Ngebel Lake is a caldera that composed from andesite-dacite and formed at Pleistocene epoch (1.8
million years ago). This caldera can harvest rainfall and wellhead surrounding caldera up to 52 million ton.
The Recent function of this lake became tourism attraction and contributed to the renewable energy that able to
generate hydroelectric power for up to 1x2.2 MW. The volume of water in the lake is suspected decreased
continuously due to reduced water input source and there is also a threat of rain sedimentation that comes from
the upper area. There is no accurate data prior to study how much the volume of water that is owned by Lake
Ngebel. These bathymetric mappings already answered these conditions and also make the baseline of the depth
of the lake in 2013.
Keywords: hydropower plant, sedimentation rate, caldera, stratovolcano, bathymetry
1. Introduction
Lake of Ngebel is one of the natural lakes formed as a
result of volcanic processes. Geologically Lake
Ngebel is a caldera, located in Wilis volcanic complex
[1] that administratively located in the northeast
Ponorogo regency which lay on 734 meters above sea
level. Mount Wilis formed due to lifting the Eurasian
plate effect of collides between the Indo-Australian
plate which eventually forms volcanoes range along
the Sunda Arc [1; 2].
Mount Wilis is a mountain of type B has the shape of
a cone so it is also called as well as stratovolcano [3].
Since 1600 up to now there are no signs of activity in
Mount Wilis [4]. Rock types that predominate in the
caldera lake Ngebel are dacite, breccias, andesitic
lava, and interbedded tuff and pumice were formed
[5].
Ngebel Lake is one of the lakes that used as
hydropower since 1969 with a capacity of 1x2.2 MW.
Ngebel Lake was lithosol that derived from complete
weathering of rocks. Another type was grumusol
(margalith) that was formed from smooth clay [6].
The two types of these soil have great potential of the
landslide, it was recorded for the last 6 years that been
three times the incidence of floods and landslides
around of Ngebel lake; it was in 2010, 2015 and 2016.
Material from floods and landslides will accumulate
and settle to the bottom of the lake, lead shallowing of
the water of the lake. Hence, the sounding for
recording bathymetry level in this lake is required to
know the update of lake depth. While the mapping of
bathymetry of this lake also can be a basic data to
monitor the water level of the lake in the future. This
information also important for stakeholders to solve
problems may arise in the future.
The bathymetry method itself was used since the
1930s using the sounding rope and then in 1950s
using a fathometer. In early 1990s using echo sounder
and linking to the GPS that resulted high accuration,
cheap and rapid survey [11]. The aims of this
research were to determine the depth, water volume
and to estimate the sedimentation rate of Ngebel
Lake.
2. Location of Research
The study was conducted in November 2013 in Lake
of Ngebel Ponorogo, East Java.
Figure 1. Map of research location
3. Material of Sounding
The material for sounding was GPS, one set of dual
beam echosounder 50 kHz and 200 kHz (Garmin GPS
Map 585 (USA)), transducer, and rubber boat for
sounding track. A sounding path made perpendicular
with lakebank, with interval 50 m each sounding
track. To make a smooth track we set echo sounder to
record the coordinate (X, Y, and Z) each 50 m in
DGPS mode.
Received: August 06, 2017; Accepted: December 25, 2017; Published: January 30, 2018
International Journal of Earth Sciences and Engineering, 10(06), 1143-1146, 2017, DOI:10.21276/ijee.2017.10.0606
Copyright ©2017 CAFET-INNOVA TECHNICAL SOCIETY. All rights reserved
O KTIYAS MUZAKY LUTHFI
4. Preparation of Sounding
The output of sounding is got an overview of the lake
bottom terrain or mapping the lake bottom. Basically,
sounding is determining the depth (Z) and position
(X, Y) on the surface of the lake bottom. So, the depth
of the lake can be described. Sounding has been done
using the GPS map sounder instrument that can
measure the depth of the lake and determine its
position by GPS, the intensity of recorded data can be
adjusted depending on the required accuracy of
bathymetry mapping. Stages of the sounding survey
are divided into two stages, they were data acquisition
and data processing. Data acquisition following 3
steps: pre-sampling, sampling and data downloading.
Data processing also take 3 steps: correcting data,
mapping, and interpreting.
During sounding preparation, should consider this
thing: the depth range of lake will be measured, the
type of waters will be surveyed, the selection of boats
that will be used, and time of sounding. Next step is
installing the equipment, such as setting a GPS
receiver perpendicular above the transducer, installing
transducer not too close to the ship's engine to avoid
the influence of a sound wave, also laying it far away
from boat propeller to avoid propagation of sound
waves that will have an impact on the accuracy of
depth measurement.
The last step is measuring the transducer draft from
the lake bottom. The transducer should be placed on
40-50 cm from above of water level to keep it always
submerged during sounding track process even boat
lifted away by lake wave (Figure 1).
1144
recording was automatically saved in the track record
menu. The track records were pointing set formed a
line track, and have to function for track controller
during the sounding process. The main problem
during the sounding process is a lack of GPS’s si al
and will interrupt the dots establishment (Figure 3).
Downloading data from the echo sounder process has
been done used software Mapsources®. This software
can also show the temporary results of sounding.
Figure 3. Track record of sounding in Ngebel Lake,
Ponorogo
6. Data sortation, correction, and mapping
Sorting the data required to remove error data resulted
when the recording process faced on shallow water.
Corrections provided include: dynamic correction, is
the numbers referenced in the chart depth datum
(elevation sluice of the dam), that referred the high of
lake surface (Figure 2). When the tide in palm reading
during the sounding process is Zi, chart datum is Zo
and transducer is constant T, and the measured depth
is Di, the depth of lake (D) can be calculated as
follow:
D= Di + T – (Zi-Zo)
D= Di – (Zi-Zo-T)
Dynamic correction = (Zi-Zo-T)
(1)
(2)
(3)
Correction speed of sound, the speed of sound
waves associated with the media path, also affected
by pressure, temperature and time of media path.
Mathematical models of Wilson (assuming linear
hydrostatic pressure with the depth of lake water) can
be used as the basis for a correction. With the
following formula:
Figure 2. Illustration of process bathymetry in Ngebel
Lake, Ponorogo
V = 1449,2 + 4,6 t – 0,055 t2 + 0,00029 t3 + (1,34 –
0,01 t) (S-35) + 0,016 d
(4)
5. Sounding Process and Downloading Data
Where: t = temperature (oC)
P = air pressure (kg/cm3)
S = salinities (o/oo)
Sounding generally performed if the height of wave
<0.5 m and speed of boat always kept for < 10 km/hr.
with data recording each 25- 50 m from boat
movement. The final recorded depth data will be
corrected with the water level of the lake that stated
on a palm reading (6.5 m) (Figure 2). Sounding data
Because of the depth measured <50 m, the correction
is quite small and can be ignored.
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1143-1146
1145
Bathymetry of The Lake Ngebel an Old Crater on The Wilis Volcanic Complex,
East Java Indonesia
7. Result of Bathymetry Mapping
Lake Ngebel so will increase the volume of water in
the lake. Ngebel area according to Schmidt-Ferguson
classification as C type area, which had a wet season
for 7 - 9 months and has an average rainfall about 200
mm per month [8]. Second, the use of lake water for
electricity generation. In each month from March to
October the water at Ngebel Lake will reduce due
hydropower plant usage. Third, the increased
sediment that settles in the bottom of Ngebel Lake,
resulting shallowing and reducing the volume of the
lake water. Linear regression function between water
elevation and volume of Ngebel lake showed a strong
relationship with R2 = 0.99 (Figure 6).
The result from sounding showed the depth of Lake
Ngebel vary from 1 to 51 m. Figure 4 has shown the
east, south, and north of the lake have sloping
substrate than the western region. From west to the
middle of the lake (about 250 m forward) has drop
slope from 1 m direct to 51 m, and may this location
was the center of the caldera of Ngebel lake and
became hydrothermal eruption center the past [2].
The result of sounding showed the Ngebel lake was a
caldera (Figure 5) and categorized as Andesite–dacite
calderas that have a typical dome-shaped and is part
of the mountain stratocones explosion [9]. The caldera
itself was defined as a structure of a volcano, which
generally has a large size, which is the result of the
collapse of material from the top of the magma
chamber during or after the explosion occurred [10].
The movement of the boat: Moving forward boat
will change the boat transducer depth. Squate, the
changes caused by the decline in the stern of the boat
during moving forward while the ship's bow lifted, so
by putting the transducer in the middle of the stern
and the bow it will minimize the error data. The
settlement, the changes caused by the decline in the
boat when moving forward. These errors can be
avoided if the wave height less than <0.5 m.
Mapping and interpretation: Mapping bathymetry
process conducted used a Surfer® ver. 10.
There are two sources of hydrothermal that were
found, the location approximately 1 km south of
Ngebel Lake. Putra [7] stated that early epoch of
Pleistocene (1.8 million years ago) occurred
beginning deposits of rock breccias, andesite lava, and
tuff in the mountain interbed of Ngebel including its
caldera. From these data, it could be concluded that
the caldera of Ngebel Lake had more than 51 m depth
in the early formation or the post-eruption.
Figure 5. Two dimension (2D) (a) and 3D of Ngebel
Lake
Figure 4. Over lay of 2D of Ngebel lake to Google
Earth
8. Calculation Water Volume
The estimation of lake volume has been used Surfer
software; volume factual during the sounding was
42,664.37 m3, where the water elevation was -6.7 m
from datum level. While the maximum volume in the
lake can reach 52,043.75 m3 (+ 6.7 m). Volume lake
Ngebel for each condition based on the water level of
the lake can be estimated according to the Figure 5.
Lake Ngebel volume depends on several factors: first,
the bulk of the rainy season. Rainwater will flow into
Figure 6. Regression of Ngebel lake that gives exact
picture of high elevation of lake with its volume
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1143-1146
O KTIYAS MUZAKY LUTHFI
9. Conclusions
Ngebel Lake has maximum potential volume for 52
million tons of water and a minimum volume reached
22.6 million tons, had been producing about 1x2.2
MW electrical power. The volume of water in Ngebel
Lake highly dependent on the input volume of water
that comes from rain water and shallowing of the lake
may come from the amount of sediment that settles
into the caldera.
References
[1] Setijadji L.D., Kajino S., Imai A., Watanabe K.,
Cenozoic island arc magmatism in Java Island
(Sunda Arc, Indonesia): clues on relationships
between geodynamics of volcanic centers and ore
mineralization, Resource Geology, 56(3), PP.
267-92, 2006
[2] Hochstein M.P., and Sudarman S., History of
geothermal exploration in Indonesia from 1970 to
2000, Geothermics, 37(3), PP. 220-66, 2008
[3] Setijadji L.D., Segmented volcanic arc and its
association with geothermal fields in Java island,
Indonesia, In Proceedings World Geothermal
Congress, PP. 25-29, 2010
[4] Soemintadireja, P., Vulkanologi dan Geotermal.
Penerbit ITB Bandung, 2005.
[5] Hartono U., The petrology and geochemistry of
the Wilis and Lawu volcanoes, East Java,
Indonesia, Doctoral dissertation, University of
Tasmania, 1994.
[6] Setyawati T., Pemanfaatan pohon berkhasiat obat
di Cagar Alam Gunung Picis dan Gunung
Sigogor, Kabupaten Ponorogo, Jawa Timur,
Jurnal Penelitian Hutan dan Konservasi Alam,
7(2), PP. 177-92, 2016
[7] Putra
S.D.,
Rizki
R.,
Akbar
A.F.,
Volcanostratigraphic Study and Its Implication to
The Geothermal Resource Estimation of Mount
Wilis, East Java. In Proceedings, 3rd International
Geothermal Workshop, ITB, Bandung, Indonesia
2014
[8] Sasminto R.A., Sutanhaji A.T., Analisis Spasial
Penentuan Iklim Menurut Klasifikasi SchmidtFerguson dan Oldeman di Kabupaten Ponorogo,
Jurnal Sumber Daya Alam dan Lingkungan. 1(1),
PP. 51- 56, 2014
[9] Cole J.W., Milner D.M., Spinks K.D., Calderas
and caldera structures: a review, Earth-Science
Reviews, 69(1), PP.1-26, 2005
[10] Walker G.P., Downsag calderas, ring faults,
caldera sizes, and incremental caldera growth,
Journal of Geophysical Research: Solid Earth,
89(B), PP 8407-8416, 1984
[11] Dost, R. J. J., & Mannaerts, C. M. M. Generation
of Lake Bathymetry using sonar, satellite imagery
and GIS. In Proceedings of the 2008 ESRI
international user conference: GIS, Geography in
action. San Diego, Florida.
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1143-1146
1146
ISSN 0974-5904, Volume 10, No. 06
DOI:10.21276/ijee.2017.10.0607
December 2017, P.P.1147-1152
www.cafetinnova.org
Athikkadavu – Avanashi Revised Flood Flow Scheme- An
Alternative to Government Proposal
A VEERAPPAN AND M LAKSHMIPATHY
Email: Department of Civil Engineering, SRM University, Kattankulathur, Tamilnadu, India
Email: er_a_veerappan@hotmail.com, lakshmipathy_ml@rediffmail.com
Abstract: Athikkadavu – Avanashi Groundwater Recharging Scheme is repeatedly demanded by the north
Coimbatore, Tiruppur and Erode Districts farmers of Tamilnadu for the past 50 years. However the
Government of Tamilnadu has decided to accept the demand during April 2016 for implementation. As per the
proposal of Water Resources Organisation, Tamilnadu Public Works Department, 2 TMC of surplus flood
waters once in two years from Pillur Dam (across Bhavani River) in Tamilnadu is proposed to be diverted to
these areas through a 4 KM tunnel and again a long open canal to feed 71 tanks and 538 ponds at an estimated
cost of Rs.3523 Crores. As this proposal has too many deficiencies, such as evaporation and seepage loss and
illegal pumping of water en-route besides large extent of land acquisition at a huge cost, a revised alternative
proposal envisages, forming a standing reservoir and taking the water for 100 days through large size RCC
pipes (NP2 Class) taken along the National Highways, State Highways and Major District Roads at a reduced
cost of Rs.950 Crores only and the same was submitted to Government for their consideration. The revised
proposal also includes adoption of new construction materials and advanced construction techniques in
transporting bulk water supply to reduce the execution time.
Keywords: Bulk Water Transport, Open Canals, Evaporation & Seepage, Closed RC Pipes, RE Wall Reservoir,
Advanced Distribution Boxes.
1. Introduction
1.1 Avanashi Taluk and Perundurai Taluk of earlier
Coimbatore District are dry areas with an annual
rainfall of 660mm & 737mm respectively. These
areas are neither benefitted from Bhavani River nor
by the implementation of Parambikulam Aliyar
Project. Hence the farmers and other people of these
areas have been requesting for more than 50 years for
some relief from the surplus flood water of Pillur dam
fed by the Bhavani River. It is then named as
Athikadavu - Avanashi flood flow scheme or Ground
Water recharge scheme by filling 30 PWD Tanks, 41
Panchayat union tanks besides adjoining 538 smaller
ponds. Many conferences, demonstrations and
agitations were performed to stress their demand and
urge the Government of Tamilnadu to implement the
above scheme, but in vain due to various reasons, not
acceptable by the people.
1.2 Reports from the earlier history reveal that the
concept of utilising surplus water of Bhavani River to
benefit these dry areas was initially envisaged as early
as 1834 by Sir Arthur cotton. In 1905,
Er.Arogyaswami Mudaliyar, former EE, PWD
investigated two alternative schemes - one to form a
storage reservoir in the upper reaches of Bhavani river
(upper Bhavani project) and the other lower down
(Lower Bhavani Project) to serve Gobi, Erode,
Bhavani and Dharapuram Taluks of then Coimbatore
District. However the Lower Bhavani Project was
implemented for the purposes of additional irrigation
without any benefit to the people of Avanashi &
Perundurai Taluk. Then again, during 1960's, it was
suggested to utilise the tail race water of Pillur
Reservoir for these areas by gravity; but however it
was given up, fearing that it will affect the power
generation capacity of Pillur Reservoir.
1.3 During 1967 and again 1968, a scheme with
restricted benefits to utilise
3.00 TMC of water
from the Kundah Tail race water was revived.
However, the Government, for its own reasons
deferred the above scheme in 1969. Again in 1975,
another proposal to supply water to the restricted
areas by a gravity canal, taking off from the river
below Pillur Dam from a diversion weir was
suggested. But due to the reasons unknown it was not
proceeded with. Yet again during 1999 - 2000 there
was vociferous demand for executing a scheme by
diverting water from Bhavani for filling the existing
tanks to ensure drinking water to several villages in
Avanashi Taluk, but was negatived by the Cauvery
Technical Committee under the guise of
ongoing Cauvery Waters Dispute by the Tribunal.
1.4 After the final award of Cauvery water dispute
tribunal in February 2007, Government of Tamilnadu
constituted an Expert Committee to examine the
feasibility of the proposed Athikadavu - Avanashi
flood flow canal scheme in the Bhavani Basin in
G.O.Ms.No.319PW(Q1) dt.16.06.2009 under the
chairmanship of Er.A.Mohanakrishnan, Advisor
(Water Resources) & Chairman, Cauvery Technical
Cell based on the Government of Tamilnadu budget
report for the year 2009-2010.
Received: August 02, 2017; Accepted: December 22, 2017; Published: January 30, 2018
International Journal of Earth Sciences and Engineering, 10(06), 1147-1152, 2017, DOI:10.21276/ijee.2017.10.0607
Copyright ©2017 CAFET-INNOVA TECHNICAL SOCIETY. All rights reserved
A VEERAPPAN AND M LAKSHMIPATHY
2.1 Er.A.Mohanakrishnan's Expert Committee [1],
after studying the proposal in detail, during October
2009, recommended to divert 2 TMC of flood waters
from
Pillur Dam once in 2 years for 20 days in a
year through a flood flow open earthern canal of 2000
cusecs taken in the available contour by gravity flow
into Avanashi areas to feed the existing 31 PWD
Tanks, 40 Panchayat Union tanks besides 538 small
ponds attached to the above tanks mainly to recharge
the ground water for improving the drinking water
supplies in the above said area, considering the
surplus flood flow of Pillur Dam from 2000 to 2010
without affecting the existing commitments (Surplus
in 8 years out of 11 years).
1148
v) At it has to cross bridges, roads, streams etc., the
cross masonry discharge structures are numerous and
cost heavily, increasing the cost of the project.
3.1 The advice of engineering experts therefore adopt
new technologies and modern construction materials
for discharging bulk water quantity through closed
large RC concrete pipes, laid along the road sides of
state highway, major district roads and other village
roads with little loss of water & mostly minimising
the land acquisition. Further water passes through
smooth closed concrete pipes; flow is uniform, speedy
and delivering water to tail end tanks and ponds
judiciously.
3.2 The salient features of our modified proposals are
2.2
ased
o
this
x ert
o
ittee’s listed out below.
recommendations, Public works Department - Project
Salient Features of the Modified Proposals in the
Planning and Designs Division, Erode under the
Athikadavu Avanashi GW Recharge Scheme
control of the CE, PWD (WRO) Plan Formulation
wing prepared a Project Report on Athikadavu - i. Drawal of 2 TMC of water through 4.50m dia
Avanashi Flood Flow Canal Scheme at an estimated
Tunnel - 4km long for 20 days as specified in
cost of Rs.1862.00 crores (2011-2012 financial year)
Er.A.Mohanakrishnan Experts Committee Report.
and Rs.3523 crores (2015-16 financial year)[2] and ii. Forming a open storage reservoir of 2.00 TMC
submitted to the Government of Tamilnadu for
capacity with 838 acres of water spread with an
granting Governments administrative sanction.
average depth of 10m at Kandiyur - Velliangadu
Government of Tamilnadu is exploring possibility of
belt – 4.50KM long bund with RE Wall with FWL
obtaining funds from Government of India and also
+420m (U/S RC Panels is made water tight by using
other funding agencies for the implementation of the
concrete sealant / micro concrete / cement grouting)
above project.
iii. Off-take line with 1x2000mm dia RC concrete pipes
of NP2 class (non-pressure type) as main line from
2.3 The Engineering Experts of Tamilnadu Public
Kandiyur Reservoir to Karegoundanpalayam,
Works Department having rich experience in
45.31km long and also feeding some 6 tanks &
irrigation structures and construction of building
20 ponds in between with a drawal capacity of 200
projects for 40 years opine that the above Tamilnadu
cusecs for 120 days by gravity flow.
Public Works i) It adopts conventional method of
iv. OT line 2 - branching to Avanashi with 1x800mm
drawing water through large open canals using
dia pipes for 25.90km length and feeding 3 tanks &
conventional construction materials and old
94 ponds in between with a drawal capacity of 15
technologies, and thereby making it less efficient.
cusecs by gravity flow.
ii) Drawing bulk water through open earth canal for a v. OT line 3 - branching to Perundurai with
long length (say about 200km) causes considerable
1x1600mm dia concrete pipes with 125 cusecs
loss of water due to evaporation, seepage and theft of
drawal capacity for a length of 89.00km for feeding
water by illegal pumping in between the route by anti62 tanks and 424 ponds for 120 days by gravity
farmers, leading to denial of assured quantum of
flow.
water to rear end (tail end) tanks and ponds.
vi. Separate Branching lines of 600 to 300mm dia
concrete pipes to feed certain chain of Tanks in the
iii) The canal is so wide for carrying 2000 cusecs of
Perundurai line by gravity flow.
water and hence requires large extent of private and
vii. Separate smaller OT lines of 300mm dia RC
Government lands to be acquired at high cost which is
concrete pipes to feed smaller 538 ponds from major
at present resisted by the farmers and common people,
tanks or main lines by gravity flow.
causing enormous delay in the completion of the
viii. All the pipelines are proposed to be taken along side
project.
of the existing State Highways, Major district roads
& also village roads to totally avoid land acquisition
iv) Since the project proposal does not adopt modern
from farmers and also expedite the execution of the
construction materials and advanced technologies
project.
developed and adopted elsewhere with higher safety
and long durability, the cost of the project is not only ix. Closed RC concrete pipes (non-pressure type NP2)
are chosen to supply the required water to all the
very high but also involves considerable delay,
tanks and ponds including the tail ended ones
increasing the cost due to cost escalation etc.
without evaporation loss, seepage, theft of water by
Department project proposal has the following
illegal pumping and also preventing the front ones
deficiencies / short comings.
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1147-1152
1149
Athikkadavu – Avanashi Revised Flood Flow Scheme- An Alternative
to Government Proposal
to draw more water denying the same to tail ends
and also with cost effectiveness.
x. Drawal of water to each and every tanks and ponds
is regulated by the cross masonry works which are
fitted with V notches for letting out exact quantity.
Estimate provisions also include some amount to land
acquisition of Forest Lands, unforeseen items of work
and also 10% increase towards cost escalation. With
all these provisions our modified estimate cost works
to Rs.950/- crores (at prevailing 2015-2016 rates) just
35% cost of the Government PWD (PF, WRO)
proposal.
Forming Reservoir with RE Wall - Length 4.65 km
FWL +420m
FRL +419m
Actual water height = +420m - +405m = 15m
RE wall = Bottom 8m.... Top 4m..... Height 20m
Water spread Area = 3.39 sq.km = 838 acres
Average depth of water Stored = 10m
Quantity of water to be stored
= 3.39 x 10 x 106
= 33.90 x 106 cu.m
= 1197 x 106 cft = 1.20 TMC
Athikadavu - Avanashi GW Recharge scheme
Water Drawal & Discharge Data
1. From Pillur Reservoir through 4.50m dia Tunnel
with 2m/sec velocity by gravity
Q1= 2m/sec = 36.074m3/sec
Q = Total Quantum of water to be drawn in 20 days
= 36.074 x 20 x 24 x 60 x 60 = 62335872 cu.m
= 62.34 x 106 m3
= 2201.40 x 106 cft.
With 90% full Qd drawal = 1.981 TMC
Hence 4.50m Dia Tunnel is sufficient to draw 2.00
TMC of Surplus Flood water
Water stored inside the tunnel of 4km at 90%
full
Mined quantity of Tunnel
= 18.073 x 4000 = 72292 cu.m
Mining cost including provision of supports,
transporting muck, grouting etc. Rs.17000/cu.m
= 72292 x Rs.17000 = Rs.122,89,64,000
Preliminary approach road, survey, power supply
etc = Rs.17,10,36,000 = Rs.140,00,00,00 =Rs.140.00
crores
Cost of the weir in PCC /
RR Masonry
= Rs. 55.00 crores
Cost of the construction of
saddle Dam
= Rs. 5.00 crores
= Rs.200.00 crores
Total cost of the Tunnel and
Appurtenant works: Rs.200 Crores
Table 1: Athikkadavu – Avanashi Groundwater
Recharging Scheme Alternative Proposal through RC
Concrete Pipes (NP-2) – Approximate Estimate
[4]&[5]
S.no
Description
1.
Boring 4.50m dia D-shaped
Tunnel for 4KM length inlet
& outlet system etc
Formation of Open Reservoir
of 1.20TMC storage capacity
with the use of RE wall
system etc.,at Kandiyur
Running 1x2000mm dia
concrete pipes to draw 200
cusecs - main channel From
Kandiyur to Karegoundam
palayam 45.31km long and
feeding 6 tanks &
20
ponds.
Providing another branch with
1x800mm dia concrete pipes
25.90km long to Avanashi
and feeding 3 Tanks & 94
Ponds
Providing Second branch line
with 1x1600mm dia major
link 89km long Perundurai
branch upto Ponmudi &
feeding 62 Tanks & 424
Ponds
Laying Chain of Tanks with
RC pipes of 600mm to
300mm dia for various tanks
(71nos) + Ponds
Additional
300mm
dia
concrete pipes to feed 538
ponds included in the scheme
Provision for cross masonry
works throughout the length
of pipelines including fixing
V notches to draw (allow)
specified discharge
2.
3.
4.
= 4000 x 18.073m2 (area of cross section)
= 72292 cu.m = 2552992 cft
= 2.55x106 M cft x 0.80 = 2.297 x 106 cft
Water discharge with 1x2000mm dia pipes - 2 m / sec
velocity in 20days
(/4) x 2.002 x 20 x 24 x 60 x 60 cu.m3 x 2m/sec
= 10861714.27m3
= 1.086x106 m3 = 38.352 x 106 cft
Estimate for the formation of Tunnel and
appurtenant works [4]
Dia of the Tunnel = 4.50m D Shaped Area =
18.073m2
Length of Tunnel = 4km = 4000m
Balance water to be stored in the open reservoir
= 2000 x 106 – 41.655 x 106 cft
= 1948.345 x 106 cft = 1.948 TMC
Available storage with average depth of 10m
= 1.948 TMC only.
5.
6.
7.
8.
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1147-1152
(Rs.in
crores)
Rs.200.00
Rs.99.00
Rs.154.20
Rs.14.00
Rs.109.70
Rs.62.54
Rs.135.00
Rs.110.00
A VEERAPPAN AND M LAKSHMIPATHY
9.
Compensation to Forest lands
& other lands to be taken for
the scheme
(850 acres)
Rs.50.00
10.
Other unforeseen items in the
scheme
Total estimated cost
Figure 2. Cross Section of Pipe Laying
Figure 3. General Arrangement for Distribution of Water
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1147-1152
1150
Rs.15.56
Rs.950.00
Crores
1151
Athikkadavu – Avanashi Revised Flood Flow Scheme- An Alternative
to Government Proposal
Table 2. Athikkadavu - Avanashi Ground Water Recharging Scheme – List of PWD and Panchayat Union
Tanks benefitted
Figure 2. Schematic Section of Reservoir & RE
wall[3]
4. Results
By the modified proposals, it is suggested to use
2000mm dia, 1600mm dia & 1000mm dia large
Figure 3. RE Wall Design Section [3]
Precast RCC Pipes (NP2 Class) for transporting bulk
water of 2 TMC feeding 71 tanks and 538 ponds.
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1147-1152
A VEERAPPAN AND M LAKSHMIPATHY
It is also made feasible to lay the large RCC Pipes
along the sides of the National Highways,
State Highways and Major District Roads for the
transport of water.
By this novel method, the necessity of a large extent
of land acquisition of private lands at huge cost
besides farmers & land owners stiff opposition is
avoided.
Further the loss of substantial flow of water through
open earthen canal by evaporation and seepage is
also eliminated.
Finally speed of implementation of the project
including delivering proportionate water to the tail
end area is ensured.
5. Conclusions
From the modified proposals, it is very much stressed
that conventional method of drawing bulk water
through open earthen canal is to be changed and there
must be a paradigm shift to adopt large RCC pipes for
the same in order to avoid land acquisition besides
loss of water by evaporation and seepage. For
establishing an open storage reservoir, a modern
design of RE Wall System [3] is suggested against the
conventional Earth dam and thereby improving the
speed and reducing cost of the structures. It is
therefore requested that all Irrigation Planners and
Engineers must come forward to adopt modern
construction materials and advanced techniques in the
execution of present day Irrigation Projects.
6. Acknowledgements
The author expresses his sincere thanks to Dr. M.
Lakshimipathy, Professor of Structural Engineering,
SRM University, Kattankulathur – 603 203 for his
wellmerited guidance and Dr. V. Thamilarasu,
Professor of Civil Engineering, SRM University,
Kattankulathur - 603 203 for his assistance in the
preparation of above special paper.
References
[1] Government of Tamilnadu Public Works
Department - Prof.Er.A.Mohanakrishnan Expert
Committee Report - June 2009.
[2] Tamilnadu Public Works Department – Water
Resources Organization - Detailed Project Report
2016 for Rs. 3523 Crores
[3] Indian Road Congress SP 102-2014: Guidelines
for Design and Construction of Reinforced Soil
Walls
[4] Tamilnadu Water Supply And Drainage Board
Standard Schedule Rates 2014-2015
[5] Central Public Works Department–Delhi
Schedule of Rates 2015-2016.
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1147-1152
1152
ISSN 0974-5904, Volume 10, No. 06
DOI:10.21276/ijee.2017.10.0608
December 2017, P.P.1153-1162
www.cafetinnova.org
Geophysical Imaging of the OSUSTECH Subsurface Structures
Using Magnetic and Resistivity Method
HAMMED O S1, AWOYEMI M O2, F ATOBA J O3, IGBOAMA W N1, SANUADE O A3, BAYODE J
O4, SALAMI A J4, AROYEHUN M3, F ALADE S C2, AROGUNDADE A B2 AND OLURIN O T5
1
Department of Physics, Federal University, Oye-Ekiti, Nigeria
Department of Physics, Obafemi Awolowo University, Ile-Ife, Nigeria
3
Department of Geophysics, Federal University, Oye-Ekiti, Nigeria
4
Department of Physical Sciences, Ondo State University of Science and Technology, Okitipupa, Nigeria
5
Department of Physics, Federal University of Agriculture, Abeokuta, Nigeria
Email: Olaide.hammed@fuoye.edu.ng
2
Abstract: The geophysical imaging of geologic bodies is a suitable technique used for subsurface structural
analysis especially in the investigation of foundation beds that accommodate engineering structures. Integration
of different geophysical techniques involves determination of the subsurface depth to the top of the geologic
sources that produce observed anomalies. The present study presents a geophysical imaging of Ondo State
University of Science and Technology, Okitipupa (OSUSTECH) main campus, a sedimentary complex of Southwestern Nigeria. This study has been carried out to investigate the subsurface structures based on the variation
in the observed magnetic and electrical resistivity properties of the underlying rocks, or in some cases, cultural
sources. Interpretation of ground magnetic and resistivity data revealed that the study area comprised zones
underlain with thin as well as thick overburden. This has also helped in understanding the geomagnetic
distribution of the study area. With respect to lithology of the area, the engineering structures can only be
feasible in the surveyed areas like layer 2 (sandy clay) and layer four (sandy clay layer), and might not be
feasible in some surveyed areas like layer 1 (lateritic topsoil) and the layer three (fine to the medium sand)
because of the presence of geological materials with low shear strength or probable high volume of
compressibility upon load application near the surface.
Keywords: Subsurface structures; Geo-electrical resistivity, Vertical electrical sounding, 3D Euler
deconvolution, Geologic source, Ground magnetic survey
1. Introduction
Imaging of the earth subsurface has been of great
concern to geoscientists, who seek to investigate it
using diverse means, some for the purpose of having
knowledge about the geology of the deeper portions
of the earth, some do it for exploration of economic
resources such as minerals and hydrocarbons, which
lie concealed beneath the earth surface, some for
engineering investigation, while some others for
archaeological studies. The presence and magnitude
of geophysical anomalies in the subsurface can only
be ascertained by proper geophysical investigations of
the subsurface geologic structures in the study area
(Adagunodo, et al.,[2] ). Geophysical methods may be
applied to a wide range of investigations from studies
of the entire earth to exploration of a localized region
of the upper crust for engineering or other purposes
(Kearey et al., [7]). Geophysical methods are capable
of detecting and delineating local features of potential
interest such as discontinuities, faults, joints and other
basement structures. The geophysical methods we
used in this research are ground magnetic and
electrical resistivity surveys. Generally, most of the
buildi failures ha e i toda are due to eo le’s
ignorance about subsurface features (Adagunodo et
al., [2]). Hence, the use of ground magnetic and
electrical resistivity surveys to delineate the
subsurface structure is important Seyi [12]. These
geophysical surveys reveal the geomagnetic and geoelectrical resistivity patterns to have a pre-knowledge
of the impending damages associated with
engineering structures erected in vulnerable zones.
Magnetic survey is carried out to gain the knowledge
of structure and composition of subsurface geological
formations from magnetic anomalies caused by varied
magnetic properties of the underlying rocks that have
direct association with the built in engineering
structures (Kearey et al., [7] ). Anomalies are revealed
by systematic measurement of the variations in
magnetic field strength with position. Seyi [12] stated
that total magnetic intensity; in an area can aid in
understanding clearly the underlying geology
associated with hidden iron ore deposits.
However, in terms of spatial resolution and cost
effectiveness, electrical resistivity survey is the most
suitable geophysical techniques (Neil and Ahmed
[10]). In conjunction with the magnetic survey, the
resistivity survey was also carried out at the study site
to gain the knowledge of the subsurface stratigraphic
Received: August 09, 2017; Accepted: December 24, 2017; Published: January 30, 2018
International Journal of Earth Sciences and Engineering, 10(06), 1153-1162, 2017, DOI:10.21276/ijee.2017.10.0608
Copyright ©2017 CAFET-INNOVA TECHNICAL SOCIETY. All rights reserved
H AMMED O S, AWOYEMI M O, F ATOBA J O, IGBOAMA W N, SANUADE O A,
1154
B AYODE J O, SALAMI A J, AROYEHUN M, F ALADE S C, AROGUNDADE A B
AND O LURIN O T
relationships or variation of subsurface materials in Benin, and Togo. It is made up of coastal plains, clays
Nigerian, as an aid to the construction engineers.
and sandstone (Jones and Hockey [9]). This basin
In recent years, the resistivity survey has progressed extends from Accra in Ghana through the republic of
rapidly from the conventional sounding survey, which Togo to the western flanks of Niger Delta in the east.
provides layer depths and resistivity at a single place, The basin is bounded on the west by fault and other
to a technique which provides two-dimensional tectonic structures associated with landwards
electrical pictures of the subsurface. The purpose of extension of Romanche Fracture Zone (Adegoke and
electrical surveys is to determine the subsurface Omatsola [3]). Its eastern limit is similarly marked by
resistivity distribution by making measurements on the Benin hinge line. It is a major flat structure
the ground surface (Oluwafemi[13]). From the marking the western limit of Niger delta basin [3].
resistivity measurements, the true resistivity of the The Okitipupa basement ridge separates the Dahomey
subsurface can be estimated. This development started from the Benue trough until the Late Creataceous
with the introduction of practical electrical subsidence and marine transgression united both
tomography field systems, like the geoelectrical basins.
Schlumberger Array. The imaging technique is
particularly powerful and useful in the study areas of
complex geology, in groundwater problems and in
many other shallow subsurface delineation (Dahlin
[5]). 2-D electrical imaging method gives good results
when the resistivity contrast is high. Within the
weathering profiles, the primary rock minerals are
destroyed or altered in response to atmospheric and
biospheric conditions. The effect of weathering in
areas of crystalline rock is to alter the hard parent
material with very low porosity and primary
permeability into softer or quite earthy materials with
very high porosity. Monday et al., [6] demonstrated
that electrical resistivity imaging method can give a
better picture of the concealed structures, than the
conventional maps of true and/or apparent resistivity
contours using the vertical electrical sounding
method. From their study, concealed lineaments
within the granitic terrain of India were identified
Figure 1: Map of Ondo State University of Science
which further proved the resistivity imaging technique
and Technology (OSUSTECH) Okitipupa Main
to be a powerful tool in the study of concealed
Campus
lineaments as well as groundwater exploration.
Weathering and fracturing depend on the lithology
and texture of the parent rock and the extent of the
weathered overburden and the presence of joints and
fractures in the underlying bedrock (Acworth [1]).
Deep weathering has proved to be the most important
single factor in geological environments (Le Grand
[8]; Asseez [4]) especially in the humid tropics by
providing an overburden of relatively more porous
and more permeable materials from the rocks. The
development of thick clay in basement complex
terrain leads to failure in constructions. Other
prevailing environmental factors such as topography,
vegetation and climate
favour engineering
construction. The study of weathering profile, its
vertical variation, spatial distribution, textural
characteristics of the constituent materials are
essential step towards a better understanding of
shallow site investigation in basement complex areas.
2. Description and Geology of the study area
Okitipupa lies within the Dahomey Basin that cuts
into southwestern Nigeria. The Dahomey Basin is an
arcuate coastal basin, the onshore parts of which
underlie the coastal plains of southwest Nigeria,
Figure 2: Geology map of study area (Adapted from
PTF [11])
3. Data Acquisition and Method
3.1 Magnetic Method
In carrying out the survey, five (5) traverses were set
up and the results were presented as ground magnetic
profiles of varying intensities using Geometries
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Geophysical Imaging of the OSUSTECH Subsurface Structures Using
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Proton Precession Magnetometer, model GSM 19T.
The instrument produces an absolute and relatively
high resolution of the field and displays measurement
of Total Magnetic Intensity TMI of the area in digital
lighted readout. Three components namely horizontal,
vertical and total components were measured. The
vertical components and the total components are
mostly used to delineate faults, fractures, depth to
magnetic basement and other geological structures.
To make accurate magnetic maps, temporal changes
(diur al ariatio ) i the earth’s field duri
the
period of survey were monitored by selecting a base
station, where the magnetic intensities are being
measured at a stationery point. The regional magnetic
field was removed from the TMI using a filtering
technique called Second Vertical Derivative. The
technique emphasizes the expressions of local features
and removes the effects of large anomalies or regional
influences. When these corrections were done, the
data were exported into the Oasis Montaj database for
gridding, filtering, and enhancement analysis. The
Euler deconvolution was performed to estimate the
depth and structural index of the causative bodies as
shown in Figure 3.
Factors we considered in identifying potential
problems include:
i. Survey height above sources;
ii. Leveling (and other systematic errors);
iii. Line spacing or sample interval;
iv. Grid interval relative to the line or sample interval.
Since the survey result was a line-based data, a grid
interval 1/8 of the line spacing (1.25) was chosen
because aliasing, leveling, and location errors mostly
affect shorter wavelengths.
Following data and grid preparation, the next step in
the inversion process was to obtain the vertical and
two horizontal derivatives of the starting grid. Euler
3D calculates gradient grids from a starting grid. The
x and y derivatives were computed in the space
domain using a simple nine-point (3x3) convolution
filter. The z derivative filter does not have a simple
spatial representation, so it was computed in the
frequency domain.
The significant of Euler 3D Deconvolution processing
is to produce one or more maps that display the
locations and depths of the sources of potential field
anomalies. The source type and structural index are
very important. The Standard Euler 3D analysis
consisted of selecting a structural index, applying the
Euler Deconvolution, evaluating the results and
windowing results to extract a suitable set of
solutions. This sequence continued until depth
determinations were obtained for all of the models
(structural indices) considered valid for the area under
study.
The inversion process was performed using the
starting grid, vertical (dZ) derivative grid and
horizontal (dX and dY) derivative grids to invert the
data. This process created a database containing a list
of anomaly source locations, depth and uncertainties.
After obtaining a solution database (Standard Euler
3D solutions), the solutions that were considered
appropriate were then extracted. The database
contained:
Figure 3: 3D Euler deconvolution processing
sequence
The volumetric element (VOXEL) was created to
display the pseudo-section of the anomalies.
Euler 3D operates on gridded data (*.GRD) files.
Euler deconvolution process requires four grids as
input data:
i. A starting grid, which may be the total
ii. Magnetic field or the first vertical derivative of
the field.
iii. The first vertical derivative.
iv. The first horizontal derivative in the X-direction.
v. The first horizontal derivative in the Y-direction.
Since the quality of the results depends directly on the
quality of gridded data, the starting grid was carefully
evaluated for any potential problems before starting
the deconvolution process.
i. Solution depth (Depth column)
ii. Depth uncertainty in percent (dZ column)
iii. Horizontal uncertainty in percent (dXY column)
iv. X offset (x_offset column)
v. Y offset (y_offset column)
After creating a completely windowed set of
solutions, a solution channel was built and the depth
values were plotted as symbols. A symbol plot creates
a plan map plot of the model solutions for evaluation
and interpretation.
3.2 Electrical Resistivity Method
3.2.1 Wenner Array Horizontal Profiling
Five profiles were set up at Ondo State University of
Science and Technology (OSUSTECH) permanent
site in the Faculty of Science, Faculty of Engineering
and Faculty of Agriculture. The profile 1 was at the
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back of Faculty of Science, the profile 2 was at the which two were competent zones with high resistivity
back of the school library, the profile 3 was at back of at 25 m and110 m, and one weak zone with low
Faculty of Agriculture, the profile 4 was at the back of resistivity at 70 m. For profile five (5), one point was
Faculty of Engineering and the profile 5 was at the sounded. The one point sounded is called intermediate
zone with its resistivity at 45m lied between high and
back of Main Auditorium (as shown in Figure 1).
low resistivity.
This array consists of four electrodes (current
electrodes C1 & C2 and potential electrodes P1 &P2) To remove unwanted signals and enhance the signal
in line, separated by equal intervals, denoted as a. The qualities, the VES data were processed using
value of a is equal to 10m, and the geometric factor k interpretation software for inversion of apparent
is equal to 2 a. The apparent resistivity (ρa) is equal resistivity data called Ipi2win.The program basically
determines a resistivity model that approximates the
. Where I is the measured data within the limits of data errors and
KR, where R is equal to
current, R is the resistance,
is final voltage- initial which is in agreement with all priors information.
Human errors which normally associated with manual
voltage.
interpretation were reduced to minimum.
In the profile 1, 105 m was covered. Our station
location started at 15 m and the separation interval (a) 4. Results and Discussion
between all the four electrodes was 10 m. At the point 4.1 Magnetic Interpretation
moving, we moved from the North to the South along
profile 1. The current was sent to the ground and the 4.1.1 Analytical Signal
values of initial voltage, final voltage and the current The analytic signal was calculated to the target area of
were recorded on a record sheet. After the first i terest to extra t the lo atio of a eti sour es’
reading, all the four electrodes were moved at the contacts or edges. Analysis of the analytic signal
same time and the starting station distance in meters confirm the existence of abnormal limiting/or
was increasing by 5m in order to keep the electrodes bounding structures (anomaly peaks). These
separation interval constant throughout the profile.
lineaments/contacts are in correlation with the
For the remaining profiles 2, 3, 4 and 5, the distances magnetic bodies at traverses L2:0N, L4:0N, and
covered were 95 m, 95 m, 95 m and 65 m L5:0N (Figure 4). However, the spatial distributions
respectively. The starting station distance for all of of these magnetic bodies are not large and extensive.
them was 15 m, and the separation interval between
all the electrodes (current electrodes C1 & C2 and
potential electrodes P1 & P2) was 10 m for the profile
2, 3, 4 and 5. At the point of moving, we moved from
East to West along profile 2, North to South trend
along profile 3, East to West trend along profile 4 and
East to West trend along profile 5.
3.2.2 Vertical Electrical Sounding (VES)
The electrode separation, AB/2, as shown in figure 9,
varied from 1m to 40 m. The potential electrode
position, MN, varied from 0.5 m to 5 m. The more the
separation distance, the more we probed into the
ground. The potential electrodes were kept fixed until
decrease in measured voltage was recorded to low
values. A total number of thirteen (13) points were
sounded along five (5) profiles. For the profile 1,
three points were sounded. The three points sounded
were one weak zone with low resistivity at 45 m, and
the remaining two points sounded were the competent
zone with high resistivity at 80 m and 110 m
respectively.
For the profile 2, three points of which two were
competent zones with high resistivity at 30 m and 115
m, and one was weak zone with low resistivity at 60m
were sounded . In profile three (3), three points were
also sounded. These points comprised two competent
zones with high resistivity at 40 m and 155 m, and
one weak zone with low resistivity at 115 m. Also, for
the profile four (4), three points were sounded, in
Figure 4: Analytical signal analysis of the studied
area
4.1.2 3D Euler
Estimation
Deconvolution
and
Depth
The Euler deconvolution provides estimates of
geometrical parameters for elementary causative
bodies, from the magnetic anomalies and their
horizontal and vertical derivatives. In order to detect
the depth to the causative magnetic bodies, which
were detected from derivative analysis and analytic
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Geophysical Imaging of the OSUSTECH Subsurface Structures Using
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signal, 3D Euler deconvolution technique was
applied.
The partial horizontal derivative of the total field
intensity map of the study area was calculated after
approximating the field with bicubic splines. The
vertical derivative was obtained in the frequency
domain, using a standard filter. The procedure
overcame the problem with the edge effects by
extending the grid 10% in each direction with half a
cosine function before the vertical derivative
calculation. The survey height was taken as zero. The
inclination and declination of the study area are -13.7O
and -2.1O respectively. The new deconvolution
technique was applied where many dispersed
solutions could be observed in the study area. Figures
5 - 7 represent the complete analysis using 3D Euler
Deconvolution. Figure 5 shows the depth to magnetic
sources. Figure 6 shows the calculated structural
indices posted on the total field map. The common
accepted structural element in the studied area is
fault/or magnetic contact/dyke and that can be seen on
Figure 6. Figure 7 shows the full calculated structural
indices in 3D. The average depth is at 10.88m, the
lowest depth is at 5.61m, while the deepest magnetic
source is at 26.45m. The average structural index is
0.00026, indicating a magnetic contact model.
Figure 6: The structural indices of the accepted
solution posted on the magnetic intensity map
4.1.3 Volumetric Element or Structural framework
and Pseudo-Section Slices.
The VOXEL (Volumetric element) of the solution
channel gives the full cell element of the region. For
the engineering application, the regions of high
magnetic susceptibility are to be sampled. The range
of magnetic susceptibility of importance is from
33360 nT to 33969 nT. From Figure 8, the solution
gives a localization of highly magnetic bodies at the
southern part of the survey area. The Northern part of
the survey area has low magnetic anomalous bodies
which pose problems for engineering developments.
Engineering structures constructed in this region have
been observed to be deliquesced with cracks on their
walls and slab. The current Faculty of Engineering
Block sited in this area, has been cracked.
Figure 7: Calculated structural indices, posted with
the high susceptibility VOXELs
Figure 8: 3D Volumetric Element (VOXEL) grid of
the magnetic anomalous bodies. (Depth in millionth
metres)
4.2 Resistivity Interpretation
Figure 5: Depth of Magnetic Sources
From the data obtained from the horizontal profiling
method, lateral distributions of the different profile
lines were obtained. In each profile, the peak
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amplitude and trough amplitude at a specific distance Profile two
were picked for VES sounding. The resistivity
In the profile 2, we have three (3) VES points: VES 4,
distribution for the soil formations in the study area is
5 and 6 as shown in the figures 11a, 11b and 11c
shown in the contour map generated in figure 15.
respectively. We have four (4) layers in this profile.
Areas in the map with colour code yellow to white
The first layer which is the lateritic topsoil has the
represents areas with high resistivity which would
resisti it alues ra e bet ee 85.6 to 177.6 Ω
promote engineering structures.
with depth values which range between 0.88 to 1.71
m and the thickness values which range between 0.88
Profile one
to 1.71m. The resistivity is low due to conductive
In the profile 1, three (3) VES points: VES 1, 2 and 3
materials that are likely present in this layer. This
as shown in the figures 10a, 10b and 10c respectively.
layer may not be good for engineering purpose
We have four (4) layers in this profile. The first layer
because of low resistivity values.
(lateritic topsoil) resistivity values range between 96.0
The second layer which is the sandy clay/shale has the
to 304.2 Ω
ith de th alues hi h ra e bet ee
0.89 to 1.15 m and the thickness values which range resisti it alues that ar fro 2 5. to 1476 Ω
between 0.89 to 1.15 m. The resistivity is very low with depth values range between 2.99 to 3.59 m and
probably due to conductive materials (i.e. it can be the thickness values range between 1.88 to 2.11 m.
pore fluid, void or metal objects) present in that area, The resistivity of this second layer is very high due to
or due to low shear strength and as a result any low conductivity of the materials that is present in the
structure erected on it may undergo differential area. This layer will be suitable for engineering
settlement. The layer may not be suitable for structures to be erected but the prospective structures
should be medium ones (not more than 5 storey
engineering structures.
buildings) because the resistivity is not as higher as
The second layer (sandy clay/shale) resistivity ranges
the other second layer.
fro
68.7 to 2587.0 Ω
ith de th values which
range between 2.59 to 4.55 m and the thickness values The third layer which is the gravel/coarse to medium
which range between 1.60 to 3.41 m. The resistivity sand has the resisti it alues bet ee 15 to 75.5 Ω
of this layer is very high probably as result of low with the depth values range between 6.85 to 15.68 m
conductivity of the materials present in the area. The and the thickness values range between 3.82 to 12.09
mixture of geological materials is a good property m. This layer has low resistivity values and may not
particularly when the sand aggregates are coarse be good for engineering structures.
enough to absorb and bind the clay materials together
The forth layer which is the sandy clay/shale layer has
in the presence of water. Depending on the degree of
the resistivity values range between 3812 to 59707
compaction of this material, low to medium
Ω
ith o de th alues a d o thi ess alues
engineering structures can be erected along this
because the current is terminated in this layer. This
profile.
layer is good for engineering structures.
The resistivity values of the third layer (gravel/coarse
Profile three
to ediu sa d) ra es fro 52.4 to124 Ω
ith
depth values range between 9.05 to 16.98m and the In the profile 3, we have three (3) VES points: VES 7,
thickness values range between 4.5 to 13.49 m. This 8 and 9 as shown in the figures 12a, 12b and 12c
layer has low resistivity values because of the respectively. We have four (4) layers in this profile.
conductive materials that may present in this layer.
The first layer (lateritic topsoil) resistivity values
This layer may not be suitable for engineering
ra e bet ee 207.6 to 520. Ω
ith de th alues
structures.
which range between 0.5 to 2.15 m and the thickness
The forth layer (sandy clay/shale layer) has the values which range between 0.5 to 2.15 m. The
resisti it alues ra e bet ee 273 to 31 20 Ω . resistivity is very low probably due to the washing
The depth and thickness of this layer could not be away of the shear strength and its compressibility
obtained during data acquisition because the current materials by erosion during the rainy seasons. The
terminated in the layer. The resistivity of this layer is layer will not be good for engineering purpose.
very high probably due to low conductivity of the
The second layer which is the sandy clay/shale has the
materials that might have embedded in the subsurface
resisti it alues that ar fro 1065 to 117 Ω
layer. To build giant structures in this area, it requires
with depth values range between 2.09 to 5.06 m and
pilling to the sandy layer (i.e. we need to excavate the
the thickness values range between 1.59 to 3.00 m.
weak soil deeper than 3.41 m) in order to pass the
The resistivity of this second layer is very high in this
depth of the sandy clay. This is essential in order to
area. This layer will be suitable for engineering
prevent gradual or sudden collapse of such structures.
structures but shallow foundation may not feasible.
The excavation of weak soil structures is much
difficult and very expensive. Therefore, it is not The third layer which is the coarse to medium sand
economical to erect engineering structures on the has the resisti it alues bet ee 11. 8 to 174.8 Ω
with the depth values range between 6.85 to 15.68 m
surface of this region.
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Geophysical Imaging of the OSUSTECH Subsurface Structures Using
Magnetic and Resistivity Method
and the thickness values range between 6.15 to 25.74
m. This layer has low resistivity values, and may not
be good for engineering structures.
The forth layer which is the sandy clay/shale layer has
the resistivity values range between 2116 to 29175
Ω
ith o de th alues a d o thi ess alues
because the current is terminated in this layer. This
layer is good for engineering structures but we need to
excavate bad soil first, and which is very expensive.
Profile four
In the profile 4, we have three (3) VES points: VES
10, 11 and 12 as shown in the figures 13a, 13b and
13c respectively. We have four (4) layers in this
profile.
The first layer (lateritic topsoil) resistivity values
ra e bet ee 244.7 to 612 Ω
ith de th alues
which range between 0.5 to 1.26 m and the thickness
values which range between 0.5 to 1.26 m. The
resistivity is very tiny due to conductive materials (i.e.
it can be pore fluid, void or metal objects) present in
that areas, or due to the washing away of the shear
strength and its compressibility materials by erosion
during the summer. The layer will not be good for
engineering purpose due to low resistivity.
The second layer (sandy clay/shale) resistivity ranges
fro 821 to 1865 Ω
ith de th alues hi h ra e
between 1.32 to 1.94 m and the thickness values
which range between 0.68 to 1.29 m. The resistivity
of this layer is very high due to low conductivity of
the materials present in the area. The mixture of
geological materials is a good property particularly
when the sand aggregates are coarse enough to absorb
and bind the clay materials together in the presence of
water. Depending on the degree of compaction of this
material, engineering structures can be erected on this
area.
The resistivity values of the third layer (coarse to
ediu sa d) ra es fro 10.3 to 350.8 Ω
ith
depth values range between 6.39 to 24.3m and the
thickness values range between 4.58 to 22.4 m. This
layer has low resistivity values because of the
conductive materials that may be present in this layer.
This layer will not be good for engineering structures.
Profile five
In the profile 5, we have only one (1) VES point: VES
13 as shown in the figure 14. We have four (4) layers
in this profile.
The first layer (lateritic top soil) has resistivity value
of 138 Ω , de th of 0.504 a d thi ess of 0.5041
m. The resistivity is very low; therefore, it will not
accommodate engineering structures.
The second layer (sandy clay/shale) has resistivity
alue of 1750 Ω , de th of 1.87 a d thi ess of
1.37 m. The resistivity of this layer is very high and
will be very good for engineering structures.
The resistivity value of the third layer (coarse to
ediu sa d) is 144.8 Ω
ith de th alue of 7.4m,
and the thickness value of 5.534 m. This layer has low
resistivity value. This layer will not be good for
engineering structures.
The forth layer (sandy clay/shale layer) has the
resisti it alue of 4318 Ω
ith o de th alue a d
as well as no thickness value because the current
terminated in this layer. The resistivity of this layer is
very high. To build a giant structure in this area, it
requires pilling to the sandy layer to prevent gradual
or sudden collapse of the structures.
Figure 9: Vertical Electrical Sounding (VES) using
Schlumberger Electrode Configuration
Figure 10a: VES 1 curve
The forth layer (sandy clay/shale layer) has the
resisti it
alues ra e bet ee 383 to 35368 Ω
with no depth values and as well as no thickness
values because the current terminated in the layer.
The resistivity of this layer is very high due to low
conductivity of the materials that presents in the area.
To build a giant structure in this area, it requires
pilling to the sandy layer (i.e. we need to excavate the
week soil deeper than 3.41 m) in order to pass the
depth of the sandy clay. The excavation of bad soil is
much difficult and very expensive.
Figure 10b: VES 2 curve
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H AMMED O S, AWOYEMI M O, F ATOBA J O, IGBOAMA W N, SANUADE O A,
B AYODE J O, SALAMI A J, AROYEHUN M, F ALADE S C, AROGUNDADE A B
AND O LURIN O T
Figure 10c: VES 3 curve
Figure 12a: VES 7 curve
Figure 11a: VES 4 curve
Figure 12b: VES 8 curve
Figure 11b: VES 5 curve
Figure 12c: VES 9 curve
Figure 11c: VES 6 curve
Figure 13a: VES 10 curve
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Geophysical Imaging of the OSUSTECH Subsurface Structures Using
Magnetic and Resistivity Method
1161
areas for engineering purposes, and low magnetic
values, which will serve as areas for construction of
low-rise buildings (administrative building and
warehouses) or areas for hydrogeologic purposes. A
multidimensional approach to the study (such as
source parameter imaging and pseudo-sections of
voxels) has shown that magnetic technique is nondestructive, and provides the capability to map and
analyze subsurface geotechnical materials.
Figure 13b: VES 11 curve
Figure 13c: VES 12 curve
Interpretation of ground magnetic data revealed that
the proposed Faculty of Engineering, OSUSTECH
comprised zones underlain with thin as well as thick
overburden. This has also helped in understanding the
geomagnetic distribution of the study area.
Interpretation of the electrical resistivity data revealed
the lithology of the study area, that the subsurface is
made up of lateritic topsoil, sandy clay/shale,
gravel/coarse to medium sand and sandy clay layers.
From the analysis and results obtained in this
research, it is therefore recommended that
Engineering structures should be erected on the layer
two (sandy clay/shale) because of high resistivity of
this layer.
References
Figure 14: VES 13 curve
Figure 15: The Contour Map showing resistivity
distribution in the study area. (Contour Interval 100)
5. Conclusions
The subsurface has proved its in homogeneity with
series of high magnetic values, which will serve as
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ISSN 0974-5904, Volume 10, No. 06
DOI:10.21276/ijee.2017.10.0609
December 2017, P.P.1163-1167
www.cafetinnova.org
Soil Slope Stability Analysis by Circular Failure Chart Method –
A Case Study in Bodi- Bodimettu Ghat Section, Theni District,
Tamil Nadu, India
KANNAN M1, S E SARANAATHAN2 AND ANBALAGAN R3
1
Department of Civil Engineering, Parisutham Institute of Technology and Science, Thanjavur, 613006, INDIA
2
School of Civil Engineering, SASTRA Deemed University, Thanjavur, 613401, INDIA
3
Department of Earth Sciences, IIT-Roorkee, 247667, INDIA
Email: kuna_win1@rediffmail.com, esaranathan@yahoo.co.in, anbaiitr@gmail.com
Abstract: The Bodi-Bodimettu hill slopes are characterized by presence of rocks with soil and debris materials
occupying the surface area in a number of locations. The thickness of the loose overburden materials vary from
0.5m to more than 10m. In this research more than 5m soil slope considered as circular failure or rotational
failure was considered as a case study. The twelve soil slope sections chosen for slope stability studies along the
ghat section based on Hoek and Bray CFC conditions. The stability analysis of the soil slopes has been carried
out by using Circular Failure Chart (CFC) method which is also based on limit equilibrium method. The
collected parameters from field and experimental studies are plotted on the circular failure chart which can
ultimately indicate factor of safety for the selected conditions of water saturation. The factor of safety (FOS) of
the value is less than form CFC calculation indicates that the slope is favorably unstable condition. In this
research the outcome shows that out of twelve sections, six sections are in unstable conditions and remedial
measures are needed for those sections.
Keywords: Soil slope stability, CFC, FOS.
1.
Introduction:
Many researchers has been developed various
methodologies for soil slope stability for different
field conditions. The soil slope stability studies are
generally site specific in nature on detailed scale
(1:1000 to 1:2000). The soil slope stability approach,
the shear strength is basically described as a function
of normal stress on the slip surface, cohesion and
internal angle of friction. It is an important property of
natural and constructed hill slope. Soil shear strength
is not a unique value, but is strongly influenced by
loading, unloading and especially by water content.
Hoek and Bray [1] introduced the circular failure
chart method for soil slope stability. This is mainly
based on slope geometry and different groundwater
conditions to compute factor of safety. Many other
researchers carried out and utilized various
approaches for calculation of factor of safety [2] [3]
[4] [5] [6] [7] [8] [9] [10].
In rock slope section, it is assumed that the failure is
controlled by geological features such as bedding
planes and joints which divides the rock body into
discontinuous mass. In case of soil, a strongly defined
structural pattern no longer exists and the failure
surface is free to find the line of least resistance
through the slope. Observations of slope failure in
soils suggest that this failure surface generally takes
from the form of circle and most stability theories are
based upon this observation.
1.1 Study area:
In the ghat section, the soil stretch between 107/8 and
118/8 is considered for soil slope study. Twelve soil
slope sections are chosen according circular failure
chart conditions. Three samples were collected from
each soil slope at different heights. The geospatial
locations of this soil slope locations are shown in
figure 1.
Figure1: Soil slope location map
2. Methodology:
2.1 Sample collections and field parameters:
Two types of samples were collected for laboratory
analysis namely surface samples and core samples.
Surface samples were collected along every section
taken up for stability analysis. A minimum of soil
samples per section distributed in different segments
Received: August 09, 2017; Accepted: December 21, 2017; Published: January 30, 2018
International Journal of Earth Sciences and Engineering, 10(06), 1163-1167, 2017, DOI:10.21276/ijee.2017.10.0609
Copyright ©2017 CAFET-INNOVA TECHNICAL SOCIETY. All rights reserved.
KANNAN M, S E S ARANAATHAN AND ANBALAGAN R
like upper, middle and lower were collected for that
purpose the top soil to a depth of 30cm is removed
and the soil obtained and numbered for proper record.
In addition undisturbed core samples were also
collected from the sub surface for different section
chosen for analysis. The collected samples were
subjected to direct shear test. Direct shear test was
conducted on these representative samples with five
different normal loads to get their corresponding shear
strength values. The values were plotted in normal
stress (x axis) – shear stress (y axis) to obtain
representative shear strength parameters. Of many
possible combinations derived from best fit lines of
shear test results, cohesion (c) and value of friction
angle () are calculated. Unit weight and density of
soil materials were collected from core samples and
grain size of soil samples were found out.
2.2 Circular Failur Chart (CFC):
.Using the above geotechnical parameters stability
evaluation of the soil slopes in terms of Factor of
Safety was carried out using the CFC [1] [11]. The
conditions under which circular failure will occur
arise when the individual particles in a soil or
weathered rock mass are very small as compared with
the size of the slope and when these particles are not
interlocked as a result of their shape.
i.
The general conditions responsible for a circular
type of failure [1] are as follows:
Unconsolidated and loose soil and debris or
highly weathered and altered rocks of
considerable thickness (generally more than
5m)
Presence of excess water decreasing shear
strength of slope material
Angle of slope generally more than 30o
ii.
Circular type of failures generally occurs in the
following field conditions:
Steep road cuttings, terraces, mine cut slopes
and other such cut slopes
Heavy subsurface water seepages into
subsoil.
Unscientifically designed retaining walls
Places where consolidation of top soil layer
is lost because of intense deforestation.
In the locations where the river takes acute
leading to undercutting.
Presence of tension cracks on steep slopes.
iii. The following assumptions are made in desiring
the stability chart presented in figures.
The material forming the slope is assumed to
be homogeneous.
The shear strength of the materials is
characterized by a cohesion c and a friction
angle .
Failure is assumed to occur on a circular
failure surface which passes through the toe
of the slope.
1164
A vertical tension crack is assumed to occur
in the upper surface or in the face of the
slope.
The locations of the tension crack and of the
failure surface are such that the factor of
safety of the slope is a minimum for the
slope geometry and ground water condition
considered.
A range of groundwater conditions, varying
from a dry slope to a fully saturated slope
under heavy recharge, are considered in the
analysis.
iv. Groundwater assumptions for Circular Failure
Analysis
In order to account for pore water pressure in
subsoil and forces due to water present in tension
cracks, a series of groundwater flow patterns are
assumed. For that purpose, a series of possible
field conditions have been chosen, which have
been indicated in a combined form as shown in
figure 2.
v.
Production of Circular Failure Charts
The circular failure charts were produced by
means of a Hewlett-Packard 9100B calculator [1]
with graph plotting facilities. This software was
programmed to seek out the most critical
combination of failure surface and tension crack
for each of a range of slope geometries and
groundwater conditions. Provision was made for
the tension crack to be located either in upper
slope or of face of the concerned slope. The
circular failure charts were numbered 1 to 5 to
correspond with the groundwater conditions.
Figure2: Groundwater conditions chart
vi. Use of the Circular Failure Charts
In order to use the charts to determine the factor
of safety of a particular slope, the steps outlined
below and shown in figure 3 & 4 should be
followed.
Step1. Decide upon the groundwater conditions which
are believed to exist in the slope and choose the
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1163-1167
1165
Soil Slope Stability Analysis by Circular Failure Chart Method – A Case Study in
Bodi- Bodimettu Ghat Section, Theni District, Tamil Nadu, India
chart which is closest to these conditions, using
the figure presented on figure 2.
Step2. Calculate the value of the dimensionless ratio
c / H. Tan(1)
Find this value on the outer circular scale of the
chart.
Step3. Follow the radial line from the value found in
the step 2 to its intersection with the curve
which corresponding to the slope angle under
consideration.
Step4. Find the corresponding value of Tan/F or
c/HF, depending upon which is more
convenient, and calculate the factor of safety.
Figure3: Calculation of FOS from CFC chart
Figure4: Model CFC chart
3. Result and Discussion:
The following slope sections were selected as Circular
Failure Chart analysis. This is very easiest method to
analysis and find out factor of Safety. The Circular
Failure Chart method is proposed by Hoek and Bray
[1]. This is semi-empirical approach method. For CFC
analysis minimum laboratory testing is required. It is
mainly depend upon the groundwater condition. The
required parameters are density and shear strength of
slope debris, height of the slope and steepness of the
cut slope. These data after plotting the corresponding
circular failure chart, will give the factor of safety of
the particular slope. The following gives details about
the critical sections.
3.1 Slope sections:
There are twelve soil slope sections was selected for
this resear h as er Hoe a d ra ’s slo e o ditio s.
These twelve sections are located within four zones
such as Bodimettu, Puliutthu, Mundal and
Kathupparai zone. The details of the soil slope
sections are discussed below.
3.1.1 Slope section - S1:
The soil slope section is located in Bodimettu zone.
The soil is yellowish brown in colour and indicates insitu nature. The wetness of the soil is mainly due to
the improper drainage condition. The inclination of
the general slope above cut face is about 25 towards
N235 direction and cut slope is inclined at 75. The
soil cross section details are discussed in table 1. The
slope is fulfilling circular failure condition. According
to the given observation, factor of safety is calculated
in different groundwater conditions i.e. dry (chart 1)
to saturated condition (chart 5). The FOS value (Table
1) is greater than one in dry to fully saturated
condition indicates that the slope is favorably stable.
3.1.2 Slope section - S2:
This soil slope section S2 is also located in Bodimettu
zone and near 15th hairpin bend. The height of the
slope section is about 8.25m. The inclination of the
general slope above cut face is about 30 towards
N340 and the cut slope is inclined at 70. The colour
of the soil is brown, and it indicates that slope is
always damp in condition. The soil cross section
details are furnished in table 1. This slope is also
fulfills the circular failure analysis condition. As per
Hoe a d ra ’s [1] ir ular failure a al sis, factor of
safety is calculated in dry to fully saturated
conditions. According to this calculation the factor of
safety (Table 1) value is greater than one indicates
that the slope is favorably stable.
3.1.3 Slope section - S3:
The soil slope section S3 is also located in Bodimettu
zone. It is already a failed section. The height of the
slope is about 8.25m. The inclination of general slope
above cut face is about 30 towards N170 direction
and cut slope is inclined at 80. The colour of the soil
is reddish in colour. The soil cross section details are
shown in table 1. This soil slope fulfills circular
failure condition. According to given observation, the
factor of safety is calculated in different groundwater
conditions i.e. dry (chart 1) and fully saturated (chart
5) condition. Factor of safety is 2 in dry condition. In
chart 5 indicates that the FOS value is 1.0 (Table 1)
indicates that the slope is favorably stable.
3.1.4 Slope section - S4:
The soil slope section S4 is also located within
Bodimettu zone. The hydrological condition of the
slope is wet and soil colour is light reddish brown.
The inclination of the general slope above cut face is
about 30 towards N185 direction and the cut slope
is inclined at 70. The soil cross section details are
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1163-1167
KANNAN M, S E S ARANAATHAN AND ANBALAGAN R
1166
given in table 1. This slope fulfills the circular failure
a al sis o ditio . As er Hoe a d ra ’s [1]
circular failure analysis, factor of safety is calculated
in dry to fully saturated conditions. According to this
calculation factor of safety value is greater than one in
dry condition indicates that the slope is stable in
nature. The FOS (Table 1) value 1.45 indicates that
the slope is critical stable.
failure analysis. According to the given observation,
the factor of safety is calculated in different
groundwater conditions i.e. dry (chart 1) to fully
saturated (chart 5) condition. In chart 1 to chart 4, the
factor of safety value is greater than one indicates
critical stable. In fully saturated conditions (Chart 5)
the FOS value is 0.95 indicates that the slope is
unstable (Table 1).
3.1.5 Slope section - S5:
The soil slope section S5 is located in Puliuttu zone.
The soil is yellowish brown in colour and indicates insitu nature and always in damp condition. The
inclination of general slope above cut face is about
32 in N275direction and the cut slope is inclined at
65. The soil cross section details are presented in
table 1. The slope fulfills circular failure condition.
According to the given observation, the factor of
safety is calculated for dry (chart 1) and fully
saturated (chart 5) condition. Hence, the factor of
safety has been calculated using circular failure chart
method, the FOS value indicates that the slope is
critical stable (Table 1).
3.1.9 Slope section - S9:
This soil slope section S9 is also located in
Kathupparai zone. The height of the slope is about
35m. The inclination of the general slope above cut
face is about 34 towards N350 and cut slope is
inclined at 64. The soil cross section details are
discussed in table 1. This slope is more suitable for
Hoe a d ra ’s ir ular failure a al sis. He e, the
factor of safety has been calculated (Table 1) using
Hoek and Bray circular failure chart method. The
FOS value is less than one indicates that the slope is
favorably unstable.
3.1.6 Slope section - S6:
This soil slope section S6 is also located in Puliuttu
zone and is near to 10th hairpin bend. The soil section
is wet in condition and colour of the soil is dark
brown. The inclination of general slope above cut face
is about 26 towards N120 direction and cut slope is
inclined at 65. The soil cross section details are
shown in table 1. The slope fulfills circular failure
condition. Using above said parameters, the factor of
safety was calculated in different groundwater
conditions i.e. dry (chart 1) to fully saturated (chart 5)
condition. It comes under irrigated area and frequent
slides are occurred during recent years. In chart 5
conditions the FOS value is 1.0 indicates that the
slope is unstable (Table 1).
3.1.7 Slope section - S7:
The soil slope section S7 is located in Puliuttu zone.
The soil is yellowish brown in colour indicating insitu nature. The inclination of the general slope above
cur face is about 33towards N270direction and cut
slope is inclined at 65. The soil cross section details
are given in table 1. The slope fulfills circular failure
condition. According to the given observation, the
factor of safety is calculated in different groundwater
conditions i.e. dry (chart 1) to fully saturated (chart 5)
condition. Hence, the factor of safety has been
al ulated b Hoe a d ra ’s [1] F a al sis for
this soil slope. The FOS value is around 1.0 indicates
that the slope is unstable in nature (Table 1).
3.1.8 Slope section - S8:
This soil slope section S8 is located within
Kathupparai. The height of the slope is about 16m.
The inclination of the general slope above cut face is
about 32 towards N298direction and the cut slope
is inclined at 60. The soil section details are
presented in table 1. This is also fulfills he circular
3.1.10 Slope section - S10:
This soil slope section S10 is located within
Kathupparai zone. The height of the slope is about
17m. The inclination of the general slope above cut
face is about 27 towards N170direction and cut
slope is inclined at 78. The soil section details are
presented in table 1. This soil slope fulfills the circular
failure analysis. The data taken for this analysis are
as follows:
As per Hoek and Bray [1] circular failure chart
method the factor of safety value is less than one
indicates that the slope is unstable condition. The
factor of safety details are given in table 1.
3.1.11 Slope section - S11:
This soil slope section S11 is also located in
Kathupparai zone. The height of the slope is about
15.50m. The inclination of the general slope above cut
face is about 34 towards N310and the cut slope is
inclined at 69. The detailed soil section is presented
in table 1. This soil slope fulfills the circular failure
condition. For circular failure analysis, the following
data are taken.
Based on the observation in field and data for circular
failure, all conditions are taken i.e. chart 1 to 5. The
tensional cracks are present above S23 section.
Hence, the factor of safety has been calculated (Table
1) by Hoek and Bray [1] circular failure chart method
for this slope. The FOS value indicates that the slope
favorably unstable.
3.1.12 Slope section - S12:
The soil slope section S12 is also located in
Kathupparai zone and near to 5th hairpin bend. The
height of the slope is about 12m. The inclination of
the general slope above cut face is about 68 towards
N340 and the cut slope is inclined at 68. The soil
section details are presented in table 1. This soil slope
fulfills the circular failure analysis. The data taken for
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1163-1167
Soil Slope Stability Analysis by Circular Failure Chart Method – A Case Study in
Bodi- Bodimettu Ghat Section, Theni District, Tamil Nadu, India
1167
this analysis are as follow. Hence, the factor of safety
has been calculated using Hoek and Bray [1] circular
failure chart method for this slope. The factor of
safety details are given in table 1. The factor of safety
value is less than one indicates that the slope is
favorably unstable condition. The template is
designed so that author affiliations are not repeated
each time for multiple authors of the same affiliation.
Please keep your affiliations as succinct as possible
(for example, do not differentiate among departments
of the same organization). This template was designed
for two affiliations.
4.
Conclusion:
Based on the outcome of circular failure chart
method, the vulnerable soil section map has derived
(figure 6). The study shows that the soil sections S7,
S8, S9, S10, S11 and S12 coming under the less than
one in different groundwater conditions. It is
vulnerable to slide in heavy monsoon. Suitable
remedial measures are to be adopted for these critical
slopes.
Figure 6: Vulnerable Soil Section map
Table1: Soil slope section details
Soil
Section
Northing
Easting
S1
S2
S3
S4
S5
S6
S7
S8
S9
S10
S11
S12
10°01’08.731”
10°01'06.845"
10°01’10.570”
10°01’10.570”
10°01’40.022”
10°01’47.802”
10°02’00.657”
10°02'11.144"
10°02'12.666"
10°02'09.114"
10°02'06.577"
10°01'59.981"
77°15’4 .012”
77°15'58.548"
77°16’01.11 ”
77°16’01.11 ”
77°15’58.822”
77°16’00.851”
77°15’56.115”
77°16'20.979"
77°16'24.531"
77°16'38.323"
77°16'22.067"
77°16'42.967"
Slope Height of
angle slope (m)
75°
70°
80°
70°
65°
65°
65°
68°
64°
78°
69°
68°
4.25
8.25
8.25
7.75
10.5
12.25
28
16
35
17
15.5
12
Unit weight Unit weight Cohesion Angle of
Factor of Safey (CFC)
of soil
of water
friction
of
3
3
(kN/m ) ((kN/m ) soil (kPa) () Chart 1 Chart 2 Chart 3 Chart 4 Chart 5
15.88
15.86
12.42
13.84
16.67
16.22
16.49
18.17
18.17
18.17
18.17
18.17
9.81
9.81
9.81
9.81
9.81
9.81
9.81
9.81
9.81
9.81
9.81
9.81
20
30
27.5
25
24.375
23.75
33.75
22.5
32.917
20.417
23.33
10.62
34°
38°
34°
34°
38°
36°
36°
39°
38°
38°
38°
42°
1.770
1.895
1.225
1.680
1.470
1.315
1.040
1.270
0.965
0.785
1.075
0.915
1.740
1.880
1.175
1.675
1.435
1.300
1.015
1.220
0.930
0.775
1.055
0.910
1.705
1.795
1.160
1.580
1.360
1.220
0.970
1.145
0.885
0.735
1.005
0.865
1.615
1.680
1.085
1.525
1.280
1.135
0.880
1.055
0.810
0.685
0.925
0.770
1.545
1.525
1.075
1.445
1.175
1.025
0.770
0.925
0.675
0.505
0.805
0.629
Acknowledgment:
The TNSCST (Tamil Nadu State Council for Science
and Technology) has financially supported this work.
The Highways Department, Theni district has
provided the critical locations and cooperates with us.
References:
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ra JW, “Ro slo e
i eeri ”,
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Methods in Geomechanic Aachen, 1979. Vo. 99,
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Delhi, 1980, vol.1, pp. 255-258.
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International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1163-1167
ISSN 0974-5904, Volume 10, No. 06
DOI:10.21276/ijee.2017.10.0610
December 2017, P.P.1168-1170
www.cafetinnova.org
Field and Petrographic studies on the granites of the Huzurabad
area, Karimnagar District, Southern India
K. SAI KRISHNA1, R. MALLIKARJUNA REDDY1* AND D. PURUSHOTHAM 2
1
Department of Geology, Kakatiya University, Warangal, Telangana-506009, India
2
National Geophysical Research Institute, Hyderabad-500007, India
Email: *mallikragi@gmail.com
Abstract: The Huzurabad area of Eastern Dharwar Craton consists of two kinds of granitoids namely grey and
pink granites. They are coarse grained and show porphyritic texture. The coarse grained and subhedral shaped
microcline occurring in the grey granites of northern side of the area suggest late stage magmatic crystallization.
The perthitic K- feldspar (microcline) and myrmekitic texture are common in both the granites. The conspicuous
presence of K-feldspar along with discrete plagioclase is observed in these granites indicating subsolvus nature.
The textural and mineralogical composition of the granites is discussed in this study.
Petrography:
Introduction:
2
The granitoids from Huzurabad area (70 Km ) is a
part of the Eastern Dharwar Craton (EDC). The
Huzurabad area is located SW side of Karimnagar
granulite belt in Karimnagar district of Telangana
state (Rajesham et al., 1993). Major grey granitic
bodies are exposed at Yelabotharam (180 12 40 N:
790 22 48 E), Kothapally (180 13 55 N: 790 23 33ꞌꞌ ),
Sirsapally (180 14 50 N: 790 24 44 E) and porphyritic
pink granites at Metpally (18°16'25"N: 79°23'6"E)
Singapuram (18°15'0"N: 79°21'36"E) villages. In
general the Dharwar craton of south India consists of
two sub-blocks. The older Western Dharwar Craton
(WDC: 3.3–2.7 Ga), which mainly comprises of a
tonalite – trondhjemite – granodiorite (TTG) gneissic
basement superimposed by greenstone belts and the
younger Eastern Dharwar Craton (EDC: 3.0–2.5 Ga)
consist of late archean (2.6–2.5 Ga) granites intruded
into subordinate amounts of older (2.9–2.7 Ga) TTG
gneisses (Chadwick et al., 2000; Moyen et al., 2003).
Field settings:
The Huzurabad granites are exposed towards SW of
Karimnagar granulite terrain and godavari graben.
The study area is located near the fault zone which
trends parallel to Godavari–Pranahita rift axis. The
area is composed of two rock types namely grey
granites and pink granites, both show porphyritic
texture with phenocrysts of K-feldspars. The Grey
granites and pink granites are quarried for building
stone (Fig.3a, b, c, e and f). The grey granites exhibit
a sharp contact with porphyritic pink granites towards
the northern side and in other areas they are covered
by soil. Well fractured mafic dyke of Proterozoic age
(Mallikharjuna Rao et al., 2010) is exposed within the
grey granite (Fig.3d). The granites of Huzurabad area
are comparable to those of Dharmawaram granites in
Karimnagar District (Yamuna Singh et al., 2004).
Grey granites:
The grey granites exposed in and around Huzurabad
are leucocratic, coarse grained, inequigranular and
porphyritic in nature. They are predominantly
composed of quartz (26-35%), microcline (32-41%),
altered plagioclase (5-15%), perthite (<5%),
hornblende (10%) and biotite (< 5%) with accessories
of zircon, apatite and opaque minerals (Table 1).
Quartz is commonly clustered between feldspar grains
and occasionally angular interstitial quartz occurs
within the feldspar (Fig.4a). Phenocrysts are
represented by subhedral microcline which shows
cross hatched twinning and microperthitic texture.
Most of the plagioclase grains are altered to sericite
(Fig.4b). The ferromagnesian minerals in the rock are
hornblende and biotite that are altered to chlorite at
places (Fig.4c). Hornblende is pleochroic and is
associated with brown to greenish biotite. Euhedral
zircon and anhedral apatite commonly occur within
the ground mass of feldspar, opaques are represented
by magnetite and ilmenite. Myrmekitic texture is
common in all granite samples and Perthite
intergrowth texture is also common in these rocks
(Fig.4d) Petrographic studies indicate that the granites
have been subjected to hydrothermal alteration.
Presence of plagioclase and K-feldspars suggest that
these rocks are of subsolvus type.
Porphyritic Pink Granites:
The porphyritic pink granites are leucocratic, coarse
grained rock, inequigranular and porphyritic in nature.
They are mainly composed of quartz (26-35%),
perthitic K-feldspar (48-49%), Plagioclase (3-6%),
Microcline (15%), Hornblende (10%) and Biotite (<
5%). Accessories which include apatite, fluorite,
zircon and opaques (Table 1). The Microcline forms
Phenocrysts which are surrounded by perthitic Kfeldspars, plagioclase and anhedral quartz grains (Fig
Received: August 04, 2017; Accepted: December 23, 2017; Published: January 30, 2018
International Journal of Earth Sciences and Engineering, 10(06), 1168-1170, 2017, DOI:10.21276/ijee.2017.10.0610
Copyright ©2017 CAFET-INNOVA TECHNICAL SOCIETY. All rights reserved.
1169
Field and Petrographic studies on the granites of the Huzurabad area,
Karimnagar District, Southern India
4e). Light green coloured hornblende is associated
with chlorite and opaques (Fig 4f).
plagioclase and K-feldspars suggest that these rocks
are of subsolvus type.
The plagioclase commonly alters to sericite and
quartz show sharing effects such as peripheral
granulation and zoning (C. Vernon 2004) (Fig 4f).
Fluorite, zircon and opaques occur as accessory
minerals. Presence of two kinds of feldspars such as
In the QAP (Streckeisen 1974) diagram the grey
granites fall in syeno-granite field and the pink
granites fall in between syeno-granite to alkali-fsdgranite field (Fig.2).
Table1: Modal analysis of Huzurabad granites.
Minerals
Quartz
K-Feldspar
Plagioclase
Hornblende
Biotite
SRP-1 SRP-2 SRP-3 SRP-4 SRP-5 SRP-6 SRP-7 SRP-8 SRP-9
31
28
26
29
32
29
31
26
29
35
37
33
32
35
36
32
41
36
5
10
15
11
7
8
5
13
13
15
12
14
12
15
12
16
14
12
10
9
8
11
7
8
9
4
6
Others
2
3
3
3
3
98
99
99
98
99
Total
SRP1-9; Grey granite. MT-1&S-1; Porphyritic pink granite.
4
97
4
97
1
99
3
99
MT-1
25
49
6
8
6
S-1
28
48
3
9
5
5
99
6
99
Figure1: Geological map of Huzurabad area.
Figure3: Field photographs of Huzurabad Granites.
(a) Grey granite (b) Grey granite quarry (c)
Porphyritic grey granite (d) Mafic dyke (e)
Porphyritic Pink granite quarry (f) Porphyritic Pink
granite.
Figure2: The grey granite and Porphyritic pink
granites fall in granite field in the IUGS-QAP
(Streckeisen 1974).
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1168-1170
K SAI KRISHNA, R M ALLIKARJUNA REDDY AND D P URUSHOTHAM
[2]
[3]
[4]
[5]
Figure4: Photomicrographs of Huzurabad granites
(a) and (b) Altered Plagioclase. (c). Biotite alters to
Chlorite. (d) Myrmekite texture from Grey granite. (e)
Microcline surrounded by plagioclase and quartz (f)
Hornblende associated with feldspar, quartz and
opaques from Porphyritic pink granite.
Summary and Conclusions:
[6]
[7]
1170
convergence”, Precambrian Research, 99(1),
2000, pp.91-111.
Mallikharjuna Rao, J. V. S. Poornachandra
Rao,G. Widdowson, M., Yellappa, T. and Kelley,
S.P., “Tectonic history and occurrence of 2.4 Ga
mafic dyke swarms adjacent to Godavari Basin,
Karimnagar, India”, Current Science, 98(11),
2010, p.1472.
Moyen J.F. Martin H. Jayananda M. Auvray B.,
“Late Archaean granites: a typology based on the
Dharwar Craton (India)”, Precambrian Research
127, 2003, pp. 103–123.
Rajesham, T., Rao, Y.B. and Murti, K.S., “The
Karimnagar granulite terrane-a new Sapphirine
bearing granulite province, South India”, Geo.
Soc. India, 41(1), 1993, pp.51-59.
Streckeisen Streckeisen, A. L., “Classification
and
Nomenclature
of
Plutonic
Rocks.
Recommendations of the IUGS Subcommission
on the Systematics of Igneous Rocks.
Geologische
Rundschau”,
Internationale
Zeitschrift für Geologie. Stuttgart”, Vol.63, 1974,
pp. 773-785.
Vernon, R.H., “A Practical Guide to Rock
Microstructures”, Cambridge University Press,
Cambridge, 1974, pp.594.
Yamuna Singh , Singh K. D. P., Prasad, R. N.
“Rb-Sr whole-Rock Isochron Age of Early
Proterozoic Potassic Granite from Dharmawaram,
Karimnagar District, Andhra Pradesh”, Jour.
Geol. Soc. India, 2004
The granites (Grey & Pink) shows porphyritic texture
and have two kinds of feldspars i.e. plagioclase and
K-feldspar and hence they are categorized as
subsolvus type. Both the granites have microcline,
which exhibit crosshatched twinning in thin section
but megascopically it shows grey colour in grey
granites and pink colour in pink granites. In the QAP
diagram the granites fall in between syeno-granite to
alkali-fsd-granite field. The myrmekite texture is
common in both the granites, which is observed at the
margin of alkali feldspars due to solid state reaction.
The hornblende shows dark green colour in grey
granite but it is absent in pink granite. During field
observations the mafic intrusions were seen in grey
granite only. Both the granites are quarried for
building stones but the pink granite is of export
quality.
Acknowledgements:
The first author is thankful to DST for the sanction of
INSPIRE fellowship (IF140406). The authors are
highly indebted to Dept. of Geology, Kakatiya
University for extending the necessary facilities.
References:
[1] Chadwick, B., Vasudev, V.N. and Hegde, G.V.,
“The Dharwar craton, southern India, interpreted
as the result of Late Archaean oblique
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1168-1170
ISSN 0974-5904, Volume 10, No. 06
DOI:10.21276/ijee.2017.10.0611
www.cafetinnova.org
December 2017, P.P. 1171-1177
Sustainable Integrated Stormwater Management Using
SWMM5.1
NAGRAJ S P ATIL1, VISHWANATH AWATI2 AND NATARAJA M1
1
Department of Water & Land Management, VTU, Belagavi, 590018, India
Department of Civil Engineering, JCE, Belagavi, 590014, India
Email: nagrajspatil@yahoo.com/nspatil@vtu.ac.in
2
Abstract: In the greater part of urban ranges, Traditional stormwater managements and impervious covers are
influencing for expanding problems to environmental, physical infrastructures and social welfare. In study area
stormwater flow has created environmental destruction in the form of erosion, sedimentation, flooding of low
lain area, prospective contamination of stream and infrastructure damages. Peak rainfall runoff can be
considered either as a costly risk to social welfare and environmental safety, or it can be considered as a chance
to encourage micro-watershed sustainability enlargement by making use of decentralized solutions for
stormwater, like Low Impact Development (LID). This paper demonstrates how LID is a solution for
sustainable integrated stormwater management to get better quantity and quality of stormwater earlier than the
runoff reaches to receiving water bodies. In order to conduct an assessment Storm Water Management Model
(SWMM5.1) is developed for two conditions as Existing Storm Water Management (ESWM) and Sustainable
Integrated Storm Water Management (SISWM). SISWM is modeled by applying LID in each sub-catchment
through percentage replacement of semi-pervious and impervious land use of ESWM. Detailed analyses of
parameters which are represented physically in the SWMM are computed by RS and GIS methods. Through the
simulation of storm events, the SISWM model results specify that at study area has the capability to reduce
quantity of stormwater peak runoff by 41.97% and increased in rainfall infiltration by 57% of ESWM. These
results made change in a likely reduce of potential flooding actions, a decline of possible ingredients of water
quality contamination and helping in water preservation for sustainability of urban water.
Keywords: SWMM, ESWM model, SISWM model, Peak rainfall runoff, Rainfall infiltration.
1. Introduction:
Infrastructure problems and large alterations in the
environment is due to urbanization. Any changes in
urban water cycle denotes to the increase in runoff,
triggering or intensifying the urban disasters produced
by the floods. Thus, the assessment of reactions from
small urban watersheds is of great importance for the
urbanization impact approximation, threat analysis
and all projects connecting these environments
(Nagraj et al. 2015). Traditional stormwater
management with drainage channel and pipes convey
rainfall is found more economic and centralized
physical infrastructure development practices (David,
2009). In study area, stormwater management is
through open channels and pipes, which is impacting
for ecological modification of nearest water resource
for the reason of the high peak stormwater runoff and
combined flow. Which increases contaminant
ingredients; total volume runoff erodes stream bank,
and contamination of stream bed aquifers. Stormwater
peak flow and total runoff presently overreached
channel and piping capacity proceeding in inundation
and property damage in monsoon season (CSP, 2010).
Increasing channel and pipe capacity to reduce these
stormwater problems required more investment and it
damages downstream area by increase in total
stormwater runoff. This require eco-friendly and
appropriate management for sustainable integrated
approach to the stormwater surface runoff
management (Vargas 2009). Approach of sustainable
urban water management favours more integrated
methodology
to
water
supply,
stormwater
management, and sewerage, with resulting profits in
terms of improved resource efficiency, and water
security, naturalization of urban watercourses (Petra
et al. 2016, Marlow et al. 2013). LID use in
stormwater runoff management, shown ideal solution
for sustainable development of stormwater, which
controls surface runoff at source through retention
basin of stormwater flow (Donald et al. 2011). LID
techniques including green water infrastructure, greywater reuse, wastewater recycling, decentralized
wastewater treatment, and repair and replacement of
leaking water and sewer pipes used as precise
procedures that can be used to integrate management
between connected elements of the urban water use
cycle (Patricia et al. 2015).
Study objective is to evaluate where storm water peak
runoff, after managed by LID, can suit an effective
resource and environmental responsibility. Mainly are
stormwater runoff and rainfall infiltration estimation
for Exist Stormwater Management (ESWM) and
stormwater runoff and rainfall infiltration estimation
for Sustainable Integrated Stormwater Management
(SISWM).
Received: August 14, 2017; Accepted: December 21, 2017; Published: January 30, 2017
International Journal of Earth Sciences and Engineering, 10(06), 1171-1177, 2017, DOI:10.21276/ijee.2017.10.0611
Copyright ©2017 CAFET-INNOVA TECHNICAL SOCIETY. All rights reserved.
NAGRAJ S P ATIL, V ISHWANATH AWATI AND N ATARAJA M
1172
2. Study area:
3.1 Selection of Study Area:
The study area is located in the foot hill of Western
Ghats under Bellary stream urban catchment of
Markandey River in Belagavi, Karnataka State. The
study area includes Swamy Vivekananda (SV)
colony, Mahatma Gandhi (MG) colony, and some part
of Martha (M) colony are part of Tilakwadi urban
area in Belagavi city (figure 1).
Study area is selected based on problem related to
stormwater management which is observed by site
visit and from collected data. Some of problems are
urban flooding in monsoon (fig.2.1) from peak
rainfall runoff, pollution of bellary stream (fig.2.2)
which is mainly due to discharge of sullege waste
from bathroom and kitchen, and no effective
stormwater management practice is adapted in the
study area.
Figure1: Location map of study area
The study area is known for pleasant climate round
year: is at its coldest in winter November to February
i i u of 7˚ a d hottest i su
er Mar h to May
ax. 3 ˚ . he area ex erie es al ost o ti uous
monsoon rains from June to September of 244455mm. The area of small urban area of 20.70 hectare
has mainly dominant residential 73%, open area
26.9% open area (reserved for residential and park),
0.06% commercial, and 0.01% park. The exits
stormwater management is of fully gravity flow
system with help of open channels and pipes finally
connect to Bellary stream. Drainage flow is of semicombined (i.e Stormwater mixing with sullage) but
there is no treatment plant before discharging runoff
to stream. The area has major residential housing
growths with surface slopes of 2 to 4%. The study
area estimated about 55.6% of the total impervious
surfaces mainly connected to the drainage system.
3. Methodology:
Methodology is mainly focus on analysis of rainfall
runoff and rainfall infiltration has divided into 4 parts
are (a) Selection of study area (b) Collection of
required data (c) Input data preparation (d)Analysis of
SWMM5.1 for ESWM and SISWM. Figure 2 shows
the flow chart of methodology adapted in the study.
Figure2.1: Flood map (source BUDA)
Figure 2.2: Condition of Bellary steam (onsite)
3.2 Collection of required data:
Some of required data were collected from site visit,
different govt. dept. and other secondary data for
analysis. Daily average rainfall data of 15 year from
2001 to 2015 of study area from nearest rain gauge of
railway station, Belagavi city. Satellite data collected
for study area from bhuvan web portal, image of
Resourcesat-1, LISS-III for grid 74E15N to 75E16N,
24m resolution and DEM of Cartosat-1: DEM
Version - 3R1 of grid 74E15N to 75E16N, 32m
resolution. Town plans were collected from Belagavi
Urban Development Authority (BUDA), are
1.Consolidated Master Plan of Belagavi of 1:50000
scale 2.Consolidated land use of exist and proposed
up to 2021 of 1:5000 scale 3 city problem map and
some other maps. Drainage network data are collected
from Karnataka urban water supply and sanitation
development board (KUWSDB) district office
Belagavi.
3.3 Input data preparation:
Figure 2: Flowchart of methodology
For SWMM simulation sub-catchment objects of
physically distributed are considered more important
for runoff estimation and onsite measurement of
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1171-1177
1173
Sustainable Integrated Stormwater Management Using SWMM5.1
objects is difficult (Stephen et al., 2008). Parameters
that physically characterize the area in the SWMM5
model are prepared by Comprehensive analyses using
remote sensing and geographical information systems
methods (Nestor et al. 2014). BUBA maps of study
area are made spatial reference. Digitization of map
for study area boundary for delineation, roads, nodes,
links and buildings for percent of imperviousness.
Basemap or backdrop image prepared with help of
using Arcmap because master plan is not updated for
recent change in land use. In dynamic rainfall-runoff
simulation model the impervious area is one of the
greatest sensitive parameter (Nestor et al. 2014)
computed by using updated Arcmap by percent of
area covered by buildings, pavement and roads. Slop
map is prepared using surface tool as shown in fig.3.
Data of drainage networks are taken from drainage
network diagram prepared by KUWSB. Computed
data shown in table 1, 2.
Table 1: Sub-catchment data
Sub.
ID
S1
S2
S3
S4
S5
S6
S7
S8
S9
S10
S11
S12
S13
S14
S15
S16
S17
S18
S19
S20
Total
Pervious Average Av. slop
Area in
area in % width (m) in %
hectare
0.9750
20.15
55
2
0.9984
13.68
39
2.5
0.8362
1.87
79
3
0.6188
10.64
42
3
0.2821
1.85
35
3
0.4376
1.42
66
3
0.2913
14.68
41
2.5
0.3106
16.31
38
3
0.3791
16.75
47
3
0.9865
9.65
44
2.5
0.8287
24.42
82
2.5
1.2045
17.86
66
3
0.9588
19.72
69
2.5
1.1119
24.19
79
2.5
0.3538
4.77
75
3
0.6130
74.02
57
2.5
0.9422
14.38
64
2.5
1.6314
97
72
3
0.6802
75
21
2
4.6344
98
121
2
Figure 3: Slop map
Table 2: Junction and conduit data
Node
Name
J1
J2
J3
J4
J5
J6
J7
J8
J9
J10
J11
J12
J13
J14
J15
Out.1
Out.2
Out.3
Out.4
Invert
elevation
above MSL
749.25
749.18
749.00
748.90
748.81
748.91
749.00
748.72
748.55
748.48
748.56
748.22
749.01
748.50
748.30
748.10
748.15
744.10
740.01
Conduit
Name
C1
C2
C3
C4
C5
C6
C7
C8
C9
C10
C11
C12
C13
C14
C15
C16
C17
Length
in
meter
78.20
57.07
94.70
202.08
160.57
81.70
95.18
107.45
84.17
28.40
26.41
55.15
217.87
129.43
77.50
132.14
186.21
Figure 4: Backdrop image
3.4 Analysis of SWMM5.1:
Analysis was made for two conditions of ESWM and
SISWM to know change in rainfall runoff and
infiltration, procedure followed as given in SWMM
User's Manual Version 5.1 2016, mainly Project Setup
made with initial setup of default ID, Loading of
backdrop image with dimension in meter, coordinates
are computed in ArcGIS. Objects of 20 subcatchment, 15 Junction node, 4 outfall node and 17
conduits are drown based on exist condition observed
in site investigation. For setting main object properties
used from computed data in ArcGIS, Excel, some
observed and literature data used (Table 1 and 2).
Running a simulation is made with rainfall/runoff and
flow routing for process model, steady flow for
routing model and curve number for infiltration
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1171-1177
NAGRAJ S P ATIL, V ISHWANATH AWATI AND N ATARAJA M
model. Single event calibration provides better result
and not required observe data for peak rainfall runoff
as continues calibration (Nestor A. et. al. 2014). 1 day
maximum rainfall event in 9 July 2007 observed in 15
year rainfall from 2001 – 2015 and 1hr to 24hr rainfall
event data used with 1hr interval. For SISWM there is
only in change in LID and applied in open areas,
parking areas, roads, gardens and roofs of current land
use in percent. Total LID used in study area is of 9.82
hector of 48.83% shown in table 3. Some of LID used
are Rain gardens (RG), Rain barrels (RB), Permeable
pavement (PP), Infiltration trenches (IT), Bioretention (BR) and Vegetative swales (VS).
Table 3: LID data of Sub-catchment
Sub
ID RG
S1
S2
S3
S4
S5
S6
S7
S8
S9
S10
S11
S12
S13
S14
S15
S16
S17
S18
S19
S20
2.95
3.52
0.67
1.21
1.06
1.25
2.06
1.90
1.44
1.77
0.90
1.24
1.26
1.79
1.41
1.32
4.59
11.0
2.697
% Area LID Covered
RB
PP
IT
BR
VS
33.4
41.6
34.0
38.5
25.5
48.0
46.4
53.3
55.3
41.1
25.4
31.1
39.6
40.5
42.5
3.28
39.8
4.41
-
9.44
15.1
5.43
19.4
10.6
13.7
20.6
19.0
15.8
14.2
14.5
6.64
10.1
14.4
17.0
0.66
3.67
6.47
0.98
1.24
0.51
1.01
0.08
1.25
1.89
1.78
1.31
0.88
0.90
0.62
0.76
0.89
0.70
2.47
12.7
1.23
0.55
1.34
0.78
0.27
0.68
0.30
0.16
1.61
1.57
3.23
2.63
1.21
10.9
9.19
4.41
5.17
Total
LID
49.13
61.46
40.88
60.42
37.24
64.20
71.63
75.98
76.48
59.47
52.60
39.76
51.72
57.58
61.61
5.750
54.48
15.01
24.08
17.31
1174
stormwater management to enhancing stormwater
quantity and quality before the overflow enters getting
waters. ESWM model replicate current practice of
stormwater management and SISWM model
replicates sustainable development of stormwater
management of study area by LID application.
Analysis of factors that physically characterize the
area in ESWM and SISWM model are evaluated
using RS data and ArcGIS techniques. Techniques are
useful tool for data preparation but shown some error
in accurate data extraction due to lesser resolution of
spatial data. ESWM model shown total peak rainfall
runoff of 5.36 CMS (Cubic Meter Second or m3/s), It
is mainly from urbanization effect making pervious to
imperviousness of surface, which increasing in
modification of natural water cycle. To address this,
the SISWM model is built using both peak rainfall
runoff and rainfall infiltration as water balance
criteria. Sustainable stormwater management of study
area increased by 9.82 hectare of 48.83% of exist land
use by LID, see the table 3. Results of SISWM model
do not fully retain the predevelopment hydrologic
cycle. It controls peak flow rates with considering
effective attention to the quick flow to drainage,
decreased in infiltration, evapotranspiration and base
flow. Total rainfall runoff reduced is from 5.36 CMS
to 3.11 CMS of 41.97% and rainfall infiltration
increase from 6891.63 mm to 10736.82 mm of
55.79%. The peak rainfall runoff simulated for the
rainfall event using the model SWMM and Rational
method of rainfall runoff and given satisfactory result
for validation as shown in the figure 5. The table 5
results of ESWM and SISWM model simulation.
4. Validation of model:
To validate SWMM results were compared with the
rational method (RM) runoff (Nagarj et al. 2016). The
peak value of the runoff is given by Q (Q= CAI,
Where, C is Dimensionless coefficient representing to
a ration of overflow to precipitation; A is Area of the
catchment (hectare); I is the normal intensity for a
period equivalent to the season of concentration
(mm/hr). The validation process is done using a
manual trial and error process, for the 1 day maximum
rainfall event of 9 July 2007. The comparison
between rational methods calculated and SWMM
simulated runoff values as shown in table 4. The
results computed shows that the simulated runoff
value closely matches with calculated values, so it is
validated as shown in fig. 5.
5. Result and discussion:
The general objective of this study is to demonstrate
how LID is a reasonable coordinated answer for
Figure 5: Validation peak rainfall runoff
Table 4: Simulation results of ESWM and SISWM
Sub- Rainfall Runoff in CMS Rainfall infiltration in mm
catch
%
%
ment EWSM SISWM
ESWM SISWM
Reduced
Increased
ID
S1
0.32
0.14
53.33 301.19 640.85
90.78
S2
0.31
0.17
45.16 236.56 496.30 113.74
S3
0.29
0.15
44.44 118.58 448.24 404.33
S4
0.19
0.10
47.36 206.19 396.00 134.86
S5
0.09
0.04
55.55 118.38 398.10 434.74
S6
0.14
0.09
35.71 114.08 393.80 494.36
S7
0.09
0.05
44.44 246.55 546.24 167.83
S8
0.10
0.06
40
262.83 342.75
83.01
S9
0.12
0.05
58.33 267.23 696.79 107.99
S10
0.31
0.16
48.38 196.30 545.95 111.60
S11
0.25
0.14
44
343.85 249.75
58.23
S12
0.38
0.20
47.36 278.32 348.25
88.07
S13
0.30
0.14
53.33 296.90 696.49 137.42
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1171-1177
Sustainable Integrated Stormwater Management Using SWMM5.1
1175
S14
S15
S16
S17
S18
S19
S20
Total
0.34
0.11
0.15
0.29
0.37
0.18
1.03
5.36
0.18
0.07
0.12
0.22
0.24
0.11
0.68
3.11
47.05
36.36
46.66
24.13
35.13
35.29
33.98
41.97
290.80 440.65
66.53
147.55 647.04 112.99
739.45 789.40
32.68
243.55 393.40
51.21
896.79 696.99
33.01
692.54 600.81
57.64
893.99 969.02
47.20
6891.63 10736.82 55.79
5.1 Effect of hourly rainfall event:
Simulation of peak rainfall runoff and rainfall
infiltration made for each sub-catchment from 1hr to
24hr rainfall event for both ESWM and SISWM. For
sub-catchment 1 to 5 peak rainfall runoff for ESWM
is occurs from 1hr runoff of greater up to 6hr, after
6hr shown steady flow up to 10hr and after again
increases up to 24hr for every as shown in figures 8.
Peak rainfall runoff for SISWM is shown decrease in
runoff by increase in infiltration; evapotranspiration
and base flow to stream as shown in the figures 9.
Similar result for other sub-catchments.
Figure10: Rainfall infiltration of subcatchment S1 to
S5 for ESWM
Figure11: Rainfall Infiltration of sub-catchment S1 to
S5 for SISWM
6.
.
Figure8: Peak rainfall runoff of sub-catchment S1 to
S5 for ESWM
Figure9: Peak rainfall runoff of sub-catchment S1 to
S5 for SISWM
Rainfall infiltration for ESWM of sub-catchment 1 to
5 is occurs from 1hr of increase in rate up to 6hr and
decreases after 6hr decrease gradually up to 24hr as
shown in figures 10. Rainfall infiltration for SISWM
is shown increase in rainfall infiltration of an average
of 35% to 57% of ESWM condition and occurred
after 1hr of increase rate of infiltration up to 6hr after
decrease in rate up to end of analysis as shown in
figure 11. Similar results for other sub-catchments.
Conclusions
This study presented a sustainable integrated
stormwater management model to measure the effect
of LID distribution in study area of bellary stream
sub-catchment, a 20.7 hectares urbanized area situated
in the of Belagavi city. In specific, for analysis
SWMM a physically based model for an extensive
LID is implemented into hydrological hydraulic
model, given good simulate result of the rainfall
runoff and infiltration. Over a period of 2001 to 2015
about one day maximum rainfall for assessment of
LID response. The LID had a positive effect in terms
catchment-scale implementation for peak discharges
at study area.
From rainfall data maximum rainfall of one day
is occurred in 9-July – 2007 of 120 mm. where
other remaining period shown no significant
maximum effect.
Investigation of parameters that physically speak
to the range in SWMM display are assessed
utilizing RS information and ArcGIS method are
demonstrated some mistake in information
preparation for small sub-catchment because of
less resolution of information (e.g., 24m picture
and 32m DEM).
From ESWM model, high peak rainfall runoff of
1.03, 0.37, and 0.34 CMS occurred in subcatchment S20, S12, and S14 respectively.
Where, low peak rainfall runoff of 0.09, 0.09 and
0.10 occurred in sub-catchment S5, S7, and S10
respectively.
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1171-1177
NAGRAJ S P ATIL, V ISHWANATH AWATI AND N ATARAJA M
From ESWM model, very least infiltration of
118.38 mm occurred in sub-catchment S5. Where
maximum infiltration of 793.99 mm occurred in
sub-catchment S20.
Rational method of rainfall runoff used for
calibration & validation due non availability of
observed data for small sub-catchment, but in
order to extra precisely forecast hydrological
runoff from the SWMM model, observation data
is needed or runoff information should be
collected at study drainage area for better
calibration.
From SISWM model, reduced the total peak
rainfall runoff of study area from 5.36 CMS to
3.11 CMS by 41.97% of ESWM model and
shows that able to mitigate future flooding by
peak rainfall runoff of study area.
From SISWM model, increased in rainfall
infiltration from 5790.63 mm to 9091.86 mm by
57 % of ESWM model. Increase in rainfall
infiltration of study area indicates to reduce in
direct rainfall runoff discharge and pollutant to
nearest bellary stream.
From SISWM model, Increase of sustainable
stormwater management of 9.82 hectare of 48.83% by
LID as of ESWM for conservation of water and future
urban water demand.
In this work just engineering prospective of study area
for SISWM show advanced utilizing LID, yet a
money saving advantage monetary investigation is
used in characterize to weigh against stormwater
management.
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Engineering and Technology eISSN: 2319-1163 |
pISSN: 2321-7308
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1171-1177
ISSN 0974-5904, Volume 10, No. 06
DOI:10.21276/ijee.2017.10.0612
December 2017, P.P. 1178-1183
www.cafetinnova.org
Geomorphological and Geoelectrical Studies for Targeting
Groundwater in Hard Rock Terrain of Rairangpur Block,
Odisha, India
SAHU P C
Department of Geology, MPC Autonomous College, Takhatpur, Baripada, Mayurbhanj-757003, Odisha, India
Email: pcsahugeol@gmail.com
Abstract: Rairangpur block is underlain by hard crystalline rocks of Pre-Cambrian age. Granite and Epidiorite
are the most prevalent litho units in the study area. The present work aims at targeting groundwater using
Remote Sensing and Geoelectrical techniques. The geomorphological features of Rairangpur block are
Denudational Hill (8%), Habitation (1%), Intermontane Valley (1%), Padiplain (1%), Plateau (10%), Shallow
weathered/ shallow buried Pediplain (36%), Structural Hills (Large) (20%), Valley Fill (0.74%), and Water
Body (1%). The areas characterized by weathered pediplain, high lineament density, low drainage density are
identified as Moderate to High Groundwater Potential Zones. Resistivity Survey indicates 4 or 5 geoelectrical
subsurface layers set-up in this area. These layers are top soil, highly weathered zone, semi-weathered zone,
fracture zone and the bed rock. In a 4 layered cases, the 2 nd and 3rd layers are interpreted as the potential zones
from which ground water can be extracted. The aquifer thickness varying from 12.0m to19.0m. Groundwater
potential is poor in this case. In 5 layered cases, the 2nd, 3rd and 4th layer constitute the aquifer zone whose
thickness varying from 23.0m to 64.0m and groundwater condition is moderate to good. Groundwater can be
taped from 2nd layer through dug wells, from third layer through dug-cum-bore wells and from 4th layer through
only deep bore wells.
Keywords: Remote Sensing, Lineament, Aquifers, Geomorphology, Geoelectrical.
1.
Introduction:
Groundwater is the most precious resource in nature.
The demand on ground water has increased manifold
in recent years. The occurrence and yield potential of
ground water in aquifers are basically controlled by
lithology, landforms and structural set-up of an area.
It is important to target ground water potential zone
prior to any planning for ground water development.
Geomorphology exercises a significant control over
ground water regime. The landform -cum- lineament
mapping is very useful in targeting ground water.
During last decades, remote sensing data have been
increasingly used in ground water targeting exercises.
The geophysical investigation forms a relatively quick
and inexpensive way to gain subsurface information.
The application of this method for selection of site for
wells in areas underlain by hard crystalline rocks is
very popular. This method helps to demarcate top soil,
weathered, fractured and bedrock zones because in
hard rock terrain, there is a good contrast in resistivity
value among these zones. The weathered and
fractured zone constitutes the potential loci for ground
water occurrence. The present study aims at getting
information on ground water prospects in hard rock
terrain of Rairangpur area, Orissa using geoelectrical
and remote sensing techniques.
1.1 Literature Review:
The literature available on groundwater resources
related studies was reviewed in detail. Choudhury et
al. 2010 [1], Deepika et al., 2013 [2], Dinesh et al.,
2007 [3], Jaiswal et al., 2003 [4], Jesiya et al., 2015
[5], Magesh et al., 2012 [6], Reddy et al., 2003 [7],
Saud 2010 [8], Shaban et al., 2006 [9], Sharma &
Ray, 2015 [10], Suja Rose & Krishna (2009) [11] and
Tweed et al., 2007 [12] have emphasized on
utilization of remotely sensed data in conjunction with
co-lateral data in GIS platform in delineation of
groundwater potential zones. Ballukraya 2001[13],
Janardhana Raju et al., (1996) [14], Kumar &
Srinivasan 2016 [15], Mahala et al., 2013 [16] and
Selvarani et al., 2016 [17] have described in their
study, application of geophysics in targeting
groundwater in hard rock areas. Sahu 2017 [18] and
Sahu 2017 [19], highlighted on the integration of
geological, geophysical and remote sensing data for
sustainable development and management of
groundwater in hard rock terrain. Their research
method can be applied for sustainable development
and management of groundwater resources in the
drought prone, and poverty-stricken Rairangpur block
of Odisha.
1.2 Study Area:
Rairangpur block lies between 22°11'30" to 22°26'30"
north latitude and 86°06'30" to 86°21'15" East
longitude (Fig.1). The block falls in the Survey of
India topographic sheet no. 73J/3, 73J/4, 73J/7,
73J/08. The block is covering an area of 258 sq.km.
Total population is 69374. The average rainfall of this
Received: August 11, 2017; Accepted: December 23, 2017; Published: January 30, 2018
International Journal of Earth Sciences and Engineering, 10(06), 1178-1183, 2017, DOI:10.21276/ijee.2017.10.0612
Copyright ©2017 CAFET-INNOVA TECHNICAL SOCIETY. All rights reserved.
1179
Geomorphological and Geoelectrical Studies for Targeting Groundwater in
Hard Rock Terrain of Rairangpur Block, Odisha, India
area is 445.47 mm. The block is covered by Granite
and Epidiorite of pre-cambrian age. The maximum
temperature is 45°C and minimum temperature is
30°C. During the summer, the groundwater level in
this block goes beyond the economic lift, which
constitutes the drinking water source in this region.
The area suffers from water scarcity that has a direct
impact on the livelihood, health and sanitation of the
local people and the sustainability of water supply is
threatened.
are Denudational Hill (8%), Habitation (1%),
Intermontane Valley (1%), Padiplain (1%), Plateau
(10%), Shallow weathered/ shallow buried Pediplain
(36%), Structural Hills (Large) (20%), Valley Fill/
filled-in valley (0.74%), and Water Body (1%)
(Fig.3). The Physical characters of different landforms
are present in Table 1.
Figure2: Lithology of the Study Area
Figure1: Location map of the Study Area
2.
Methodology
The hydro-geomorphological and lineament maps
were prepared by digital image processing using IRSIA (LISS-II) data. The drainage system of the area
was digitized in ArcGIS 10.2.2 from SOI toposheets.
The drainage density and lineament density maps
were prepared using the line density analysis tool in
ArcGIS. The electrical resistivity method has been
employed in ground water investigation in which
electrical resistivity of formations is measured.
Vertical Electrical Sounding has been conducted at 12
locations in different land form units to assess the
types and thickness of different geo-electrical layers.
The field data were plotted on a standard log-log
paper and interpreted by matching with those of the
standard curves published by the European
Association of Exploration Geophysicists.
3. Result and Discussion
3.1 Geology and Hydrogeomorphology
The area is dominated by Granite and Epidiorite of
Precambrian age. The main rock types are granite and
Epidiorite. Percentage of Granite and Epidiorite is
83% and 17% respectively (Fig.2). These rocks lack
Primary porosity. Ground water occurrence is
confined to weathered and fractured zone and occurs
in unconfined and semi-confined aquifer conditions.
Hydro-geomorphological study shows that close
relationship exists between hydro-eomorphic units
and groundwater resources. Geomorphological units
are extremely helpful for locating groundwater
potential areas and artificial recharge sites. By taking
image interpretation characteristics of tone, texture,
shape, color and association over the geocoded FCC
image, the geomorphologic units are interpreted. The
geomorphological features of the Rairangpur block
3.2 Lineament density:
Lineaments are structurally controlled linear or
curvilinear surface expression of zones of weakness,
which are identified from satellite imagery by their
relatively linear alignments. High lineament density
of an area has a major role for the groundwater
potential. In hard rock areas lineaments and fractures
act as principal conduits in movement and storage of
groundwater. In the Rairangpur block 33% of area has
very low density, 45% has low density, 18% has
moderate density and 2% has high density lineament
(Fig.4).
3.3 Drainage Density
Drainage density indicates the closeness of spacing of
stream channels. It is a measure of total length of all
the orders per unit area. The drainage density is
inversely proportional to permeability. The less
permeable a rock is indicated by high drainage
density. Drainage density is calculated using Arc GIS
Spatial analysis tools of line density and the area is
divided in to 5 group i.e Very high, High, Moderate,
low and very low (Fig.5).
Figure3: Hydrogeomorphology Map of the area
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1178-1183
SAHU P C
1180
of such variation vertical electrical sounding have
been conducted to assess the type and thickness of
different layers. Vertical electrical sounding with
Schlumberger electrode configuration using (AB/2)
separation up to 100m were carried out at 12
locations. The details are given in table 2. The
selection of VES stations was done keeping in view of
geological complexity, accessibility and field layout
feasibility.
4.1 Interpretation of resistivity data
Figure4: Lineament Density Map of the area
Figure5: Drainage density map of the study area
3.4 Slope
Slope has an influencing role in infiltration and run
off characteristics of surface water. The slope map of
the study area was prepared based on SRTM data
using the 3D analysis tool in ArcGis10.2.2. Based on
slope, the study area is divided into four classes. The
area under 0 degree to 4 degree is very low, 4 degree
to 11 degree is low,11 degree to 21 degree moderate,
more than 21 degree considered as high slope and
more runoff area (Fig.6).
Figure6: Slope map of the study area
4.
Electrical Resistivity Survey
Geoelectrical technique is very important for
groundwater survey because it gives strong response
to sub-surface conditions. The electrical resistivity
method was employed to delineate weathered and
fractured rocks in hard rock terrain. There is a good
contrast in resistivity value among the bed rocks, the
fractured zone, weathered zone and top soils. Because
Resistivity survey indicates 4 or 5 geoelectrical
subsurface layers set-up in the area. These are top
soil, highly weathered zone, semi-weathered zone,
fracture zone and the bed rock sequentially. The soil
layer of variable nature has resistivity between 8 to
192, whose thickness is less than 3.2m. The highly
weathered layer is identified with resistivity from 36.6
to76.0 having maximum thickness of 12.2m. The
semi-weathered zone indicated by the resistivity value
94.2 to192.0 having a maximum thickness of 18.8 m.
The fractured nature is indicated by resistivity value
112.0 to 292.0. However, the significant fractured
sections are restricted within a depth of 35 to 50 m
below the ground surface. The VES conducted at
different points revealed 4 layered and 5 layered
situations. In a 4 layered system, the 2nd and 3rd layers
are interpreted as the potential zones from which
ground water can be extracted. The thickness of
aquifer varies from 12.0m to19.0m. Groundwater
potential is poor in this case. In 5 layered systems, the
2nd, 3rd and 4th layer constitute the aquifer zone whose
thickness ranges from 23.0m to 64.0m and
groundwater condition is moderate to good.
From the resistivity data, it is apparent that 5 layered
cases are confined to the areas underlain by granitic
rocks with pediplain landforms, high lineament
density, and low drainage density and less slope,
whereas 4 layered cases are observed in Epidiorite
and granite terrain with shallow buried pediment
landform. It is also clear that groundwater can be
taped from 2nd layer through dug wells, from third
layer through dug-cum-bore wells and from 4th layer
through only deep bore wells. Thickness of aquifer is
found to vary between 12.0m to 64.0m.VES studies
reveal that the area has high potentiality for use of
ground water through different kinds of abstraction
structures. The depth to bedrock ranges from 30 to 70
m in most parts of the geomorphic units like Alluvial
Plains, Intermontane valleys and buried Pediplain and
15 to 30 m in pediment. The dug-cum-bore wells
along with dug wells is recommended where bedrock
lies at 15 to 30m depth and bore wells along with dug
wells and dug-cum-bore wells where depth of
bedrock is greater than 30 m.
5. Conclusions
It is concluded that the geomorphological features of
Rairangpur block are Denudational Hill (8%),
Habitation (1%),
Intermontane Valley (1%),
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1178-1183
1181
Geomorphological and Geoelectrical Studies for Targeting Groundwater in
Hard Rock Terrain of Rairangpur Block, Odisha, India
Padiplain (1%), Plateau (10%), Shallow weathered/
shallow buried Pediplain (36%), Structural Hills
(Large) (20% ),Valley Fill (0.74%), Water Body
(1%). The areas characterized by weathered pediplain,
high lineament density, low drainage density are
identified as Moderate to High Groundwater Potential
Zones. Resistivity Survey indicates 4 or 5
geoelectrical subsurface layers set-up in this area.
These layers are top soil, highly weathered zone,
semi-weathered zone, fracture zone and the bed rock.
In a 4 layered cases, the 2nd and 3rd layers are
interpreted as the potential zones from which ground
water can be extracted. The aquifer thickness varying
from 12.0m to19.0m. Groundwater potential is poor in
this case. In 5 layered cases, the 2nd, 3rd and 4th layer
constitute the aquifer zone whose thickness varying
from 23.0m to 64.0m and groundwater condition is
moderate to good. Groundwater can be taped from 2 nd
layer through dug wells, from third layer through dugcum-bore wells and from 4th layer through only deep
bore wells. The important villages where groundwater
can be targeted are Raunal, Dhadikidihi, Naupada,
Tolak, Sundhal, Rairangpur, Bhalubasa and Naujoda,
Rangapalli. Integrated approach of GeologicalHydrological-Geophysical-Drilling-Satellite
Image
and Aerial Photo-interpretation should be applied for
sustainable development and management of water
resources.
Acknowledgement
The author is thankful to Prof. D. Nandi and Asst.
Prof. S. Sahu for their encouragement and constant
support. The author is grateful to UGC (ERO),
Kolkata for sanctioning funds for this work.
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86 ( 6) pp.733-741,2015
[11] Suja Rose, R.S. and Krishnan, N., ‘S atial
Analysis of Groundwater Potential using Remote
Sensing and GIS in the Kanyakumari and
Nambiyar Basins, India, Journal of the Indian
So iet of Re ote Se si ”,V.37,
. 681692,2009
[12] Tweed, S.O., Leblanc, M., Webb, J.A. and
Lub z s i, M.W.,” Re ote se si a d GIS for
mapping recharge and discharge areas in salinity
ro e
at h e ts, Southeaster
Australia”,
Hydrogeology Journal, V.15, pp. 75-96,2007
[13] allu ra a,
P.N.,”
H dro eo h si al
Investigations in Nammagiripettai Area, Namakal
istri t, a il Nadu”, Jour. Geol. So . I dia,
V.58, pp. 239-239, 2001
[14] Janardhana Raju, N., Reddy, T.V.K. and Nayudu,
P. ., “ le tri al Resisti it
Sur e s for
Groundwater in the Upper Gunjanaeru
at h e t, udda ah istri t, A dhra Pradesh”.
Jour. Geol. Soc. India, V.47, pp. 705-716,1996
[15] Kumar, G. A d Sri i asa , .,” Evaluation of
Groundwater Potential Index (GWPI) using
Geophysical Survey in Kollar Watershed, Tamil
Nadu, I dia”. I t. Jour. Of arth S i.
, V.
(5), pp.1902-1906. 2016
[16] Mahala, S. C.,Naik, P.C.,Samal, A.K. and
Moha t ,S.,”
Intregrated
Geophysical
Investigation For Selection Of Bore Well Sites
Near Rabanna Village, Jajpur District,
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SAHU P C
Odisha,I dia”.
Int.
Jour.
Earth
Sc.
Engg.,V.06,No.5(1),pp.1236-1242,2013.
[17] Selvarani, A.G., Maheswaran, G., Elangovan, K.
a d Si a u ar, .,” valuation of Groundwater
Potential Zones using Electrical Resistivity and
GIS i No al Ri er asi , a il Nadu”. Jour.
Geol. Soc. India, V. 87 (5), pp. 573-582, 2016
[18] Sahu,
P.C.,
“Grou d ater
Resour e
Conservation and Augmentation in Hard Rock
1182
Terrain: An Integrated Geological And GeoS atial A roa h”, I ter atio al Jour al of
Conservation Science, V.8 (1), pp. 145-156, 2017
[19] Sahu,
P. .,”
Sustainable
Groundwater
Management in Drought Prone Bonai Subdi isio of Su der arh istri t, Orissa, I dia”
Water Resources: Mapping, Monitoring and
Management, 1st Edn. Dis. Publ. House, New
Delhi, pp. 10-29. 2017.
Table1: Image and physical characteristics of different land form in the study area
Geomorphic unit
Image elements
Landform Characteristics (Ground observation)
Linear to actuate hills, dissected, granitic rocks
mostly dendritic drainage, jointed ridges, average
height 300 m. strong to very steep slopes
Dull red tone, coarse texture
Weathered granite ,dendritic drainage, moderate to
Denudational hills
irregular shape
steep slopes, sparse vegetation
Dark grey tone, coarse texture Erosion surfaces, isolated mounds which have
shape and size-irregular and undergone the process of denudation, Steep slopes,
Residual hills
rounded
radial drainage act as runoff zones
Gentle to moderate slopes, devoid of vegetation
with various depths of weathering material, shallow
Light red to red tone, moderate
Pediments
sediment cover rocky and gravely surfaces,
to fine texture
dendritic to sub-dendritic drainage, mostly
vegetated or cultivated lying at foot hills
These units are characterized by the presence of
relatively thicker weathered material. The thickness
Shallow Weathered Green-bluish mixed tone
of the weathered material is (up to 5 m. These
pediplains
moderate to fine texture
hydrogeomorpic units are developed mostly upon
Mayurbhanj Granite
A linear or curvilinear depression valley within the
Intermontane
Green-bluish mixed tone
hills, filled with colluvial deposits of IOG
Valley
moderate to fine texture
sediments
Dark red tone coarse texture
Table land shaped hill with flat surface at the top
Plateau
irregular shape
with sloping sides
Structural hills
Dark red tone coarse texture
irregular shape
Area in sq.
km.
52.4999
19.8984
0.16309
52.1056
93.0976
1.9768
26.8315
Table2: Interpreted Resistivity data of the study area
Sl.
No.
1
2
3
4
5
ϱ=Layer
Resistivity
(Ohm-m)
ϱ1 = 1 2.0
ϱ2 = 45.0
Ruanal
ϱ3 = 102.0
ϱ4 = 282.0
ϱ 5 > 5 0.0
ϱ1 = 24.5
ϱ2 = 38.0
Dhadikidiha ϱ3 = 6.2
ϱ4 = 1 .0
ϱ 5> 482.0
ϱ1 = 18.0
ϱ2 = 42.0
Naupada ϱ3 = 4.8
ϱ4 = 220.0
ϱ 5= 684.0
ϱ1 = 22.0
ϱ2 = 38.0
Tolak
ϱ3 = 112.0
ϱ4 = 218.5
ϱ 5= 550.0
ϱ1 =24.0
Sundhal ϱ2 =46.5
ϱ3 =102.6
Location
h= Layer
thickness (m)
h1 = 2.6
h2 = 6.0
h3 = 5.2
h4 = 12.8
h5 = Thick
h1 = 2.5
h2 = 10.5
h3 = 18.8
h4 = 31.5
h5 = Thick
h1 = 2.0
h2 = 12.2
h3 = 18.8
h4 = 33.0
h5 = Thick
h1 = 3.2
h2 = 5.0
h3 = 6.6
h4 = 20.4
h5 = Thick
h1 = 1.9
h2 = 4.2
h3 = 6.8
Probable lithology
Top lateritic soil
Highly weathered zone
Semi-weathered zone
Fractured zone
Hard rock
Sandy loam
Highly weathered zone
Semi-weathered zone
Fractured zone
Hard rock
Top soil
Highly weathered zone
Semi-weathered zone
Fractured zone
Hard rock
Top soil
Highly weathered zone
Semi-weathered zone
Fractured zone
Hard rock
Top soil
Highly weathered zone
Weathered zone
Layers forming aquifers
Groundwater
and thickness of aquifer
Potential
(m)
h2, h3 and h4
(240)
Moderate
h2, h3 and h4
(60.8)
Very good
h2, h3 and h4
(64)
Very good
h2, h3 and h4
(32)
Moderate to
good
h2, h3 and h4
(23)
Moderate
International Journal of Earth Sciences and Engineering
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1183
6
7
8
9
10
11
12
Geomorphological and Geoelectrical Studies for Targeting Groundwater in
Hard Rock Terrain of Rairangpur Block, Odisha, India
ϱ4 =254.0
ϱ 5 =5 8.0
ϱ1 = 11.5
ϱ2 = 76.0
Gandida
ϱ3 = 192.0
ϱ4 = 480.5
ϱ1 = 10.4
ϱ2 = 36.6
Badada
ϱ3 = 101.5
ϱ4 = 4 6.0
ϱ1 = 1 2.0
ϱ2 =54.0
Rairangpur
ϱ3 =112.4
NAC
ϱ4 =204.0
ϱ 5=488.0
ϱ1 = 17.0
ϱ2 = 3 .0
Bhalubasa ϱ3 = 6.5
ϱ4 = 180.0
ϱ 5 = 4 0.0
ϱ1 = 8.0
ϱ2 = 48.5
Naujoda ϱ3 = 101.0
ϱ4 = 1 6.5
ϱ 5 = 675.0
ϱ1 = 10.0
ϱ2 = 66.0
Anandpur
ϱ3 = 120.5
ϱ4 = 4 6.0
ϱ1 =12.0
ϱ2 =44.8
ϱ3 =248.0
ϱ4 =684.0
h4 = 12.0
h5 = Thick
h1 = 2.4
h2 = 8.8
h3 = 10.2
h4 = Thick
h1 = 1.6
h2 = 9.5
h3 = 10.5
h4 = Thick
h1 = 2.2
h2 = 10.8
h3 = 12.2
h4 = 16.0
h5 = Thick
h1 = 2.0
h2 = 9.5
h3 = 13.4
h4 = 20.6
h5 = Thick
h1 = 1.8
h2 = 7.0
h3 = 10.5
h4 = 12.7
h5 = Thick
h1 = 3.0
h2 = 4.0
h3 = 8.0
h4 = Thick
h1 = 3.0
h2 = 5.0
h3 = 9.5
h4 = Thick
Fractured zone
Hard rock
Top soil
Weathered zone
Fractured zone
Hard rock
Top soil
Weathered zone
Fractured zone
Hard rock
Top lateritic soil
Highly weathered zone
Semi-weathered zone
Fractured zone
Hard rock
Top soil
Highly weathered zone
Semi-weathered zone
Fractured zone
Hard rock
Top soil
Highly weathered zone
Weathered zone
Fractured zone
Hard rock
Top soil
Weathered zone
Fractured zone
Hard rock
Top soil
Weathered zone
Fractured zone
Hard rock
h2 and h3
(19)
Moderate
h2 and h3
(20)
Moderate
h2, h3 and h4
(39)
Moderate to
good
h2, h3 and h4
(45.5)
Moderate to
good
(30.2)
Moderate
h2 and h3
(12)
Poor
h2 and h3
(14.5)
Poor
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1178-1183
ISSN 0974-5904, Volume 10, No. 06
DOI:10.21276/ijee.2017.10.0613
December 2017, P.P. 1184-1194
www.cafetinnova.org
Evaluation of Groundwater Overdraft in Lower Liaohe River
Plain, China
BIAN Y1, DING F 2 AND JIN C1
1
2
Geological Environmental Monitoring Center of Liaoning Province, Shenyang, 110032, China
Key Laboratory of Beijing for Water Quality Science and Water Environment Recovery Engineering, College
of Architecture and Civil Engineering, Beijing University of Technology, Beijing,100124, China
Email: dingfei@bjut.edu.cn, bym0524@126.com
Abstract: A ordi to the ‘Guideli es for the assess e t of zo es of rou d ater o erdraft’, to a al ze the
evaluation indexes and methods of groundwater overdraft area, and propose the comprehensive evaluation
process of groundwater overdraft area. Based on the integrate data of recent groundwater observation and
investigation in Lower Liaohe River Plain, to analyze the groundwater overdraft situation and geoenvironmental problems caused by it. Separately taking hydrogeological unit and county-level administrative
region as the unit, adopting the exploitation coefficient method, to calculate the groundwater overdraft level; and
comprehensively analyze and evaluate the overdraft area with dynamic trend method, water level amplitude
method and mutagenic environmental problem method. The result shows that there were some deteriorative
environmental problems caused by groundwater overdraft in the research area, but in the period from 2001 to
2011, common overdraft only exists in shallow pore water layer in Shenyang city region.
Keywords: Lower Liaohe Plain, groundwater overdraft, evaluation method, exploitation coefficient.
1. Introduction
Back in nineteenth Century, human being had already
found groundwater overdraft phenomenon and the
problems caused by it. And we realize its severity
until to the early twentieth century. At the present
time, many scholars in the world are still devoting
themselves into researching the problems such as
resource exhaustion, ground surface collapse,
seawater intrusion which caused by groundwater
overdraft [1-4]. I
hi a, i the earl 1 80’s, the
ministry of Geology and mineral resources (Ministry
of Land and Resources) organized and implemented
the work of investigation and partition of groundwater
o erdraft area. Fro
the e d of 1 0’s to the
beginning of this century, the Ministry of Water
Resources also works on classifying and reviewing
the groundwater overdraft area [5]. The researches
that are about groundwater overdraft and the series of
problems caused by it emerge in large numbers
throughout the country [6-8]. In the year of 2003, the
Ministry of Water Resources published the
‘Guideli es for the assess e t of zo es of
rou d ater o erdraft’ (SL286-2003)[9] (hereinafter
refers to the ‘Guideli es’)ˈfrom the end of 2012 to
first half year of 2013, our country performed a new
round of evaluation for groundwater overdraft area,
a d also rese ted the ‘Natio al te h i al outli e of
e aluatio for rou d ater o erdraft (2012)’.
Lower Liaohe Plain is not only the industrial base of
Liao i Pro i e, but also the ‘bar ’ of the hole
province. The main water supplying resource for
lower Liaohe Plain is groundwater, and it has nonreplaceable role in many aspects such as supporting
the economic development of society and making sure
of supplying water for the city etc. [10]. As the
progress of regional industrialization and urbanization
is speeding up, demanded quantity of water resource
for the region is becoming larger and larger, and the
dependence for groundwater is getting stronger and
stronger; in certain regions, eventually comes into a
sort of predatory exploitation, and then comes into
over exploitation, and causes a series problems such
as ecological environment, geological environment
and geological hazard [11-13]. Therefore, it has very
important guiding significance for reasonably
exploiting and utilizing groundwater and gradually
controlling the over exploitation that evaluate regional
groundwater overdraft and objectively identify the
range of overdraft area.
2. General situation of Lower Liaohe Plain
2.1 Physical geography situation
The Lower Liaohe Plain is located in the center of
Liaoning Province; the total area is more than two
hundred thirty thousand square kilometers.
Climatically, it belongs to temperate semi humid
semi-arid monsoon climate zone; it has the feature of
hot rainy season. Topographically, it is semi-closed
alluvial plain which is embraced on three sides by
hills and one side open [16]. Geotectonically, it is
located on the north-east part of Sino-Korean
paraplatform, which is faulted basin formed slightly
from north to south by long-term twist-compression
effect.
Received: August 01, 2017; Accepted: December 21, 2017; Published: January 30, 2018
International Journal of Earth Sciences and Engineering, 10(06), 1184-1194, 2017, DOI:10.21276/ijee.2017.10.0613
Copyright ©2017 CAFET-INNOVA TECHNICAL SOCIETY. All rights reserved.
1185
Evaluation of Groundwater Overdraft in Lower Liaohe River Plain, China
2.2 Hydrogeological condition
In the region, the groundwater resource is plenteous,
and it is a relatively complete hydrogeological unit
which is composed by recharge area, runoff area and
discharge area. The main flow direction of
groundwater is as radial inflow from piedmont to the
central plain; arrive at the middle of plain, the
direction of flow is from east north to west south and
flows into Liaodong Bay. The region mainly could be
identified as five hydrogeological units: Liurao Plain,
inclined plain in front of the eastern piedmont,
inclined plain in front of the western piedmont,
central alluvial plain and costal saline water area, as
shown in figure 1.
Figure1: Partition diagram of hydrogeological unit for the Lower Liaohe Plain
The water-bearing type could be divided into four
major types: Quaternary pore water in loose rock
mass, fault pore-fracture water, karst fissure water in
carbonate rock, and Bedrock fracture water. Among
these four types of groundwater, Quaternary pore
water in loose rock mass is distributed all over the
region; water-bearing layer is thick and large; it is
distributed stably, the water quantity is rich, it is
convenient for exploiting; and it is the major
groundwater type in the region. Fault pore-fracture
water is distributed mainly in the Mesozoic tectonic
basin or monoclinal structure on the north east
direction; in littoral delta region, it is the main water
supplying resource; and it identified as two waterbearing rock groups: town of Minghuazhen and
Guantao formation. The supplying condition is not
good, runoff of water moves slowly, the cycle period
is long. Karst fissure water is mainly existed in
Cambrian and Ordovician limestone; the distribution
of water-bearing layer is in the part of working area as
a strip shape from north east to south west. For
bedrock fracture water, it distributes widely in Anshan
city and the south of Haicheng city and distributes
sporadically in the rest area surrounding plains.
3. Evaluating System of Groundwater Overdraft
Area
3.1 Evaluating Indicator
Considering the definition and classification of
‘ rou d ater o erdraft area’ i the ‘Guideli es’, the
main basis for identifying the groundwater overdraft
area is that the exploitation quantity over the available
exploitation quantity, durative declination of
groundwater level or the environmental problems
caused by. Therefore, three aspects are included for its
evaluation index, they are exploitation index—
exploitation coefficient, status index—decline
velocity of groundwater level, environment index—
decrease of spring flow quantity, ground collapse,
ground fissure, water pollution, seawater intrusion,
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1184-1194
B IAN Y, D ING F AND J IN C
salted water intrusion, desert intrusion and ground
subsidence degree etc.
3.2 Evaluation Method
According to the evaluation index, we define the
evaluation method for groundwater overdraft area. It
mainly includes three major categories: exploitation
coefficient method, water level amplitude method and
environmental problems induced method. What is
called exploitation coefficient method is mainly based
on the ratio between exploitation quantity and
available exploitation quantity in a region during the
evaluating period, namely exploitation coefficient; to
intuitively identify weather the groundwater is
overdraft in the region [14]. Water level amplitude
method is the direct relation between variable
groundwater level and exploitation situation, which is
to evaluate the overdraft area by the durative decline
of groundwater level caused by over exploitation. And
the environmental problems induced method means
1186
that exclude other causes, to evaluate the groundwater
overdraft area by the level of many environment
geological hazards and ecological environment
deterioration which caused by groundwater overdraft
[15]. It is noteworthy that, when we use water level
amplitude method and environmental problems
induced method for evaluating the groundwater
overdraft area, we should firstly analysis and
determine that weather the formation reason is over
exploitation; for this, the method we could use is
Dynamic trend method, correlation analysis method
and so on.
3.3 Evaluation Process
There are more methods for evaluating groundwater
overdraft area, and each has advantages and
disadvantages. We should organically combine these
methods to evaluate the overdraft area comprehendsvely. Detailed process is shown in figure 2.
Figure2: Process map of groundwater overdraft evaluation
4. Correlation analysis of major evaluation index
and groundwater exploitation
Mainly we use the dynamic trend method to analysis
the correlation between groundwater exploitation and
preliminary selected status indexes and environmental
indexes for this region.
4.1 Decline of the water level
Through analysis for the dynamic characteristics of
regional groundwater level, in the evaluation period,
quaternary pore water level in Shenyang city
exploration area and Guantao formation deep
confined water level in Panjin city exploitation area
have continued to decline.
From 2001 to 2006, the groundwater exploitation
quantity of Shenyang city is augmented. Since 2006,
it showed a trend of falling volatility, but in general,
the exploitation quantity is increasing. Water level of
observation well in exploitation area is comparatively
accordance with and production trends are consistent,
it shows that the ground water level decline in the area
is closely related with exploitation production. See
figure 3.
Panjin city mainly exploits the groundwater of
Minghuazhen and Guantao formation. In recent years,
the exploitation quantity of Minghuazhen is
decreasing, and in contrast, the exploitation quantity
of Guantao formation is increasing. Groundwater
level of regional Guantao formation is completely
influenced by exploitation quantity, partial area has a
durative decreasing trend, see figure 4.
4.2 Water Pollution
Altogether, in the year of 2011, we selected one
hundred and thirty-seven water quality observation
International Journal of Earth Sciences and Engineering
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1187
Evaluation of Groundwater Overdraft in Lower Liaohe River Plain, China
stations for collecting and analyzing water samples.
Among them, there are one hundred and twenty-two
observation stations for shallow pore water, six
observation stations for deep pore water, four
observation stations for pore-fracture water of
Minghuazhen formation, and five observation stations
for pore-fracture water of Guantao formation.
Compared and analyzed with collected historical data,
it shows that the shallow pore water quality is
deteriorating; mainly located in the front of eastern
inclined plain piedmont, north part of alluvial fan of
Taizi river and a part of Fuxin city and Zhangwu
county in Liuhe Plain. For other area, the situation is
relatively stable. Deep groundwater and neogenesis
groundwater quality are relatively stable. A major
component of shallow pore water statistics are shown
in table 1, major ion duration curve of typical
observation stations in water quality deterioration area
is as shown in figure 5 and 6.
˄108m3˅
40
˄m˅40
35
35
30
30
25
25
20
20
15
15
10
10
5
5
0
0
2001
2002
2003
2004
2005
Exploitation volume of Shenyang city
Water level of point A012c
2006
2007
2008
Water level of point A019c
Water level of point A018c
2009
2010
2011
(year)
Water level of point A058c
Figure3: Over years groundwater exploitation quantity and observation well of Shenyang city
˄108m3˅
˄m˅
2.00
0
-10
1.50
-20
1.00
-30
0.50
-40
0.00
2001
2002
2003
2004
Exploitation volume of Panjin city
2005
2006
2007
2008
Water level of point 2103
2009
2010
-50
2011 (year)
Water level of point 2104
Figure4: Comparison chart of over years groundwater exploitation quantity and observation well of Panjin city
Figure5: Duration curve chart of major ionic content in groundwater of observation station #C008 in the front
of eastern inclined plain piedmont
International Journal of Earth Sciences and Engineering
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B IAN Y, D ING F AND J IN C
1188
Figure6: Duration curve chart of major ionic content in groundwater of observation station #7017 of Fuxin city
in Liuhe plain
Table1: Statistic table of major composition of shallow pore water in Lower Liaohe Plain
Chemical
composition
Hardness
Total
dissolved
solids
Cl-
SO42-
NO3-
NO2-
NH4+
Year of Year of Year of Chemical
Year of Year of Year of
Content
2001
2006
2011 composition
2001
2006
2011
Average content 226.2 236.45 355.79
Average content 2.29
2.69
2.68
COD
Over standard
Over standard
4.44
4.76
22.73
12.12
23.8
27.27
rate %
rate%
Average content 654.87 783.93 740.88
Average content 1.38
5.74
5.05
Iron
Over standard
Over standard
6.67
19.05
19.7
53.85
77.92 70.45
rate%
rate%
Average content 100.61 110.93
99.69
Average content 0.0038 0.0022 0.002
Phenol
Over standard
Over standard
4.44
8.3
7.58
51.52
43.04
25
rate%
rate%
Average content 113.13 90.37
120.9
Average content 0.0039 0.008 0.0012
Cyanide
Over standard
Over standard
4.44
2.38
9.09
0
1.27
0
rate%
rate%
Average content 20.68
76.1
70.15
Average content 0.0025
0.0084
Plumbum
Over standard
Over standard
4.44
16.67
25.76
0
0
3.03
rate%
rate%
Average content 0.069
0.137
0.28
Average content 0.003
0.004 0.0023
Cuprum
Over standard
Over standard
17.78
20.88
19.67
0ˉ0.015 0-0.025 0-0.022
rate%
rate%
Average content
0.1
0.251
0.36
Average content 0.115
0.071 0.0341
Zinc
Over standard
Over standard
13.33
13.1
9.84
0
0
0
rate%
rate%
Content
By the table, we can figure out that in the year of
2011, the average content and the standard rate of
most ions in macro constituent of shallow pore water
constant is increased; especially total hardness, SO42,
NO3-, NO2-, NH4+ is the most obvious. Water quality
deterioration areas are all not the groundwater
exploration area. Analyzing the deterioration reasons,
it is mainly caused by agricultural fertilizing, emission
of industrial wastewater and sanitary waste that
largely recharge to shallow groundwater. Although
groundwater exploitation must accelerate the
transportation effect, it is not the main factor.
4.3 Seawater Intrusion
The south part of Lower Liaohe Plain is closely near
to the Liaodong Bay, the seawater intrusion
phenomenon has appeared in partial geographic
sector, it is distributed mainly in the south part of the
line of Niangnianggong- Beiergou- Yihetun-Xiquegou
of Linghai city. It encroaches five to fifteen
kilometers into interior continental, the intrusion area
is about 335 km2. In the period of evaluation, the
groundwater exploitation volume shows a decreasing
trend, and the water level in observation well of water
resource land shows ascending trend, see the figure 7.
The seawater intrusion situation is basically steady.
International Journal of Earth Sciences and Engineering
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1189
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Evaluation of Groundwater Overdraft in Lower Liaohe River Plain, China
˄108m3˅ 8.40
˄m˅
0
8.00
-2
7.60
-4
-6
7.20
-8
6.80
-10
6.40
-12
APR SEP APR SEP APR SEP APR SEP APR SEP APR SEP APR SEP APR SEP APR SEP APR SEP APR SEP
2001
2002
2003
2004
2005
2006
2007
Exploitation volume of Jinzhou city
2008
2009
2010
2011
month
year
Water level of D081T
Figure7: Comparison chart of changes of water level in observation well in exploitation area and over
year exploitation volume in Jinzhou city
4.4 Salt Water Intrusion
The salt water intrusion phenomenon is mainly
happened in the plains which are next to the ocean in
the south; it includes Quaternary salt water intrusion
and salt water intrusion of neogenesis Minghuazhen
formation.
The quaternary salt water is distributed largely. The
total area reaches 3255.25 km2. The bound of salt
water and fresh water is located in the interface of
alluvial plain in front of the mountain and plains next
to the ocean[17]. At the moment, the bound of salt
water and fresh water is generally expanded
0.5ˉ2.0km toward fresh water area comparing to the
sixty years of last century. During the evaluation
period, the exploitation well of Quaternary pore water
in all salt water area is shut down in Panjin city, only
partly in the west, north and north-east part of Panjin
city is still exploiting the Quaternary ground fresh
water.
The salt water of Minghuazhen formation is mainly
distributed in the center of Panjin city, the total area is
about 1697.54 km2, and it is distributed from south to
north with a tongue-like shape. The salt groundwater
of Minghuazhen formation is the blocked result of
blocking and safekeeping with deposition which
enriched salt water lake formed by the evaporation
effect under the environment of continental deposit.
The salt water in the region is not yet exploited, but in
some geographic sector, the bound of salt water and
fresh water shifted once because of the fresh water
exploitation of Minghuazhen formation in the area of
Pandong, Panshan, Huanxiling and Rehetai etc.
During the evaluation period, its groundwater level
shows ascending trend, and the trend of salt water
intrusion is steady.
Generally, in Lower Liaohe Plain, the main evaluation
index which is related with groundwater exploitation
is exploitation coefficient, durative descending speed
ratio of water level, seawater intrusion and salt water
intrusion.
5. Evaluation for the overdraft area in Lower
Liaohe Plain
5.1 Standards and primary selection index of
overdraft area
The standard of this evaluation for the overdraft area,
classification of overdraft area and grading is all refer
to ‘Guideli es’.
Designated period of overdraft area evaluation is from
the early of 2001 to the end of 2011, totally eleven
years. The selected period includes the harvest,
common and dry year; the average rainfall of this
period and average annuals rainfall is basically
accordant, and meet the regulation in the "Guidelines"
that should not be less than 10 years for observing
period.
Comprehensively analysis previous exploration data,
monitoring data and research results, ground
subsidence, ground collapse, ground fracture and land
desertification that caused by groundwater
exploitation do not exist in the zone of Lower Liaohe
Plain; there have not well known spring which need to
be protected. Thus, preliminarily selected evaluation
index for the overdraft area is: exploitation
coefficient, continuing decline rate of the water level,
seawater intrusion, salty water intrusion, water
pollution degree.
5.2 Analysis of exploitation coefficient method
Using the exploitation coefficient method to evaluate
the overdraft exploitation area, the most important
thing is the determination of available exploitation
volume and actual exploitation. The evaluation unit of
groundwater overdraft area should be consistent with
the hydrogeological unit as much as possible. But the
actual collected exploitation datum is frequently
divided by administrative area. For ensuring the
reliability of the result, hereby we evaluate the
overdraft exploitation area separately by each
hydrogeological unit and county administrative
region.
There are many ways of calculating the groundwater
exploitation volume [18-21]. For this time, we adopt
the exploitation coefficient method to calculate. For
the calculation of actual exploitation volume,
combined with statistical information of field
research, we calculate separately in accordance with
the collected exploitation datum of centralized water
supply in water resource land of each city, the
historical exploitation ratio of each county, industrial
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1184-1194
B IAN Y, D ING F AND J IN C
and agriculture development situation and population
structure and so on,
1190
For the evaluation results of overdraft exploitation
area of each hydrogeological unit and each county
administrative area, see table 2 and 3.
Table2: Table of evaluation results in overdraft exploitation area of each hydrogeological unit in Lower Liaohe
Plain
Salt Central
water alluvial
area plain
Inclined plain in front of
eastern mountain
Inclined plain in front of
western mountain
Systematical groundwater
partition
Liurao Plain
The Dongshahe River fan
alluvial-pluvial fan of
Yangchangzi river and Yazi
river
Alluvial fan of big/small
linghe river
Alluvial-proluvial inclined
plain in front of western
mountain
Alluvial fan of
Liaohe river
Alluvial fan of
Hunhe river
Alluvial fan of
Taizihe river
Alluvial-pluvial fan of
Haicheng river
Drifted proluvial inclined
plain
Sector of Xinmin city
Sector of Liaozhong city
Sector of Taian city
Sector of Panjin city
Sector of Yingkou city
Total
Available
Actual
Overdraft
Degree of
exploitation exploitation
exploitation
Number
Exploitation layer
overdraft
volume
volume
coefficient
exploitation
8 3
8 3
(10 m /a) (10 m /a)
“k”
ĉ1
1.32
0.54
Quaternary pore water
-0.59
Not overdraft
Ċ1
0.32
0.13
Quaternary pore water
-0.58
Not overdraft
Ċ2
1.16
0.94
Quaternary pore water
-0.19
Not overdraft
Ċ3
2.04
1.88
Quaternary pore water
-0.08
Not overdraft
Ċ4
1.40
1.00
Quaternary pore water
-0.28
Not overdraft
ċ1
4.40
3.39
Quaternary pore water
-0.23
Not overdraft
ċ2
4.16
4.03
Quaternary pore water
-0.03
Not overdraft
ċ3
4.07
3.68
Quaternary pore water
-0.10
Not overdraft
ċ4
0.66
0.61
Quaternary pore water
-0.08
Not overdraft
ċ5
9.14
7.76
Quaternary pore water
-0.15
Not overdraft
Č1
Č2
Č3
č1
č2
4.30
5.01
5.73
1.758
0.33
45.80
2.17
3.76
3.90
1.22
0.23
35.24
Quaternary pore water
Quaternary pore water
Quaternary pore water
neogenesis deep water
neogenesis deep water
-0.50
-0.25
-0.32
-0.31
-0.30
-0.23
Not overdraft
Not overdraft
Not overdraft
Not overdraft
Not overdraft
Not overdraft
Table3: Table of evaluation results in overdraft exploitation area of each county administrative area in Lower
Liaohe Plain
City
Shenyang
Anshan
Jinzhou
County
Available
exploitation
volume
(108m3/a)
Actual
exploitation
volume
(108m3/a)
Exploitation layer
Overdraft
exploitation
coefficient “k”
Down town
1.1095
1.2933
Quaternary pore water
0.17
Yuhong
3.68
3.482
Quaternary pore water
-0.05
Common
overdraft
Not overdraft
Sujiatun
1.9829
1.9737
Quaternary pore water
0.00
Not overdraft
Degree of
overdraft
exploitation
Shenbei
1.4423
1.4324
Quaternary pore water
-0.01
Not overdraft
Dongling
2.3935
2.333
Quaternary pore water
-0.03
Not overdraft
Xinmin
6.2983
4.7612
Quaternary pore water
-0.24
Not overdraft
Liaozhong
5.4655
3.8860
Quaternary pore water
-0.29
Not overdraft
Down town
0.4767
0.417
Quaternary pore water
-0.13
Not overdraft
Haicheng
1.9583
1.657
Quaternary pore water
-0.15
Not overdraft
Taian
5.9342
3.229
Quaternary pore water
-0.21
Not overdraft
Linghai
6.1472
3.775
Quaternary pore water
-0.39
Not overdraft
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1184-1194
1191
Evaluation of Groundwater Overdraft in Lower Liaohe River Plain, China
Actual
exploitation
volume
(108m3/a)
1.902
Exploitation layer
Overdraft
exploitation
coefficient “k”
Degree of
overdraft
exploitation
Beizhen
Available
exploitation
volume
(108m3/a)
2.1646
Quaternary pore water
-0.12
Not overdraft
Heishan
2.9586
1.507
Quaternary pore water
-0.49
Not overdraft
Down town
0.0844
0.000
neogenesis deep water
-1.00
Not overdraft
-0.11
Not overdraft
City
County
Yingkou
Dashiqiao
0.48
0.25
0.649
Quaternary pore water
neogenesis deep water
Fuxin
Zhangwu
4.0101
1.264
Quaternary pore water
-0.68
Not overdraft
0.881
0.716
Quaternary pore water
-0.19
Not overdraft
Liaoyang
Down town
Liaoyang
county
Dengta
6.0744
5.340
Quaternary pore water
-0.12
Not overdraft
2.4205
0.938
Quaternary pore water
-0.61
Not overdraft
Tieling county
1.92
1.880
Quaternary pore water
-0.02
Not overdraft
Panshan
county
0.74
-0.54
Not overdraft
Dawa county
0.5206
-0.13
Not overdraft
Tieling
Panjin
1.02
0.816
0.451
From the table above, it can be figured out that the
e aluatio s are all ‘ ot o erdraft’ a ordi
to the
each hydrogeological unit. But the exploitation degree
is higher in area of Alluvial fan of Hunhe river,
alluvial fan of Taizihe river, alluvial-pluvial fan of
Haicheng River, and alluvial fan of big and small
linghe river. To evaluate by the county administrative
unit, overdraft is only existed in downtown of
Shenyang city; but the exploitation degree is much
higher in the district of Yuhong, Sujiatun, Shenbei,
Quaternary pore water
neogenesis deep water
neogenesis deep water
and Dongling. Although the evaluation division is
different, the evaluation results are nearly consistent.
5.3 Analysis of water level amplitude method:
Choosing the typical observation station, using the
water level observation data of groundwater from year
2001 to November of 2011, calculate the durative
descending ratio of groundwater level. The
calculation results see table 4.
Table4: Table of descending ratio for groundwater level in typical observation station of funnel area
Region
Downtown of
Shenyang city
(shallow water)
Panjin city
(Guantao
formation)
Station number
A012C
A018C
A019C
A020C
A024C
A026C
A041C
Descending range˄m˅
5.94
3.23
1.63
5.85
4.85
3.39
0.28
Descending ratio˄m/a˅
0.54
0.29
0.15
0.53
0.44
0.31
0.03
Station number
A058C
A064C
A065C
A126T
A128T
A129T
A161T
Descending range˄m˅
2.07
3.31
0.13
1.25
1.71
0.78
0.05
Descending ratio˄m/a˅
0.19
0.30
0.01
0.11
0.16
0.07
0.005
Station number
M011T
2104
2103
M020C
Descending range˄m˅
8.61
20.2
2.2
0.16
Descending ratio˄m/a˅
0.78
1.84
0.24
0.015
From the table above, we figured out that the
descending ratio of groundwater level in downtown of
Shenyang city is from 0.005 to 0.54 m/a, it belongs to
common overdraft area, and it is as same as the result
of exploitation coefficient method. Moreover, the
exploitation of Guantao formation groundwater is
consumptive and mainly based on the elastic drainage
storage capacity, and all of it is fresh water which is
buried beneath the depth of five hundred to six
hundred meters. Its exploitation basically would not
cause any environmental and hydrogeological
problem. To conduct resource evaluation under the
o ditio of fift ears’ ex loitatio a d the ele atio
of pressure water head is minus hundred meters, the
groundwater exploitation volume is 43.5562×108 m3;
annual average allowed exploitation volume is
8711.2×104 m3. At the moment, other groundwater
has been exploited for nearly forty years, the
groundwater level descended approximately from
sixty meters to seventy meters, and it does not yet
reach the predicted descending depth. Therefore,
although the groundwater level of Guantao formation
is continuously descending with a bigger descending
ratio which reached maximum 1.84m/a, the
calculation result combined with the actual
exploitation condition and exploitation coefficient is
not yet overdraft.
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1184-1194
B IAN Y, D ING F AND J IN C
5.4 Analysis of Environmental Problems Induced
Method
In accordance with the analysis, the major ecological
environmental deterioration phenomenon caused by
groundwater exploitation in the area is seawater
intrusion and saltwater intrusion. Most of them are
due to the huge exploitation volume and unreasonable
distribution in seventy years till to ninety years. After
entering twenty-first century, with the adjustment for
the scheme of groundwater exploitation, the
groundwater level shows ascending trend in the
region; the seawater and saltwater intrusion shows a
steady trend. Combining with the evaluation results of
exploitation coefficient method and water level
amplitude method; there are not environmental
problems which are induced by extensive
groundwater overdraft in the area from year of 2001
to 2011.
1192
environment deterioration phenomenon and it is not
easy to be recovered. Influenced by native
environmental conditions in littoral delta, local
saltwater area is huge, degree of mineralization and
chloride ion concentration is high, saltwater is not
drinkable. Therefore, although the seawater and
saltwater intrusion area isn't overdraft during the
evaluation period, hereby we determine the littoral
delta as forbidden groundwater exploiting areas where
the content of chloride ion is more than 1000 mg/l in
groundwater and the groundwater mineralization is
greater than 3000 mg/l.
5.5 Comprehensive Evaluation Results
Integrate the above evaluation results of various
methods, based on overdraft exploitation criterion and
classification standard, the results of the partition for
overdraft exploitation area are shown in figure 8 and
table 5
Because the seawater and saltwater intrusion caused
by groundwater overdraft is serious ecological
Figure8: Evaluation map of groundwater overdraft area in Lower Liaohe Plain
Table5: Table of basic situation groundwater overdraft area in Lower Liaohe Plain
Name of overdraft
exploitation area
Area
(km2)
Overdraft
exploitation area of
shallow pore water in
downtown of
Shenyang city
187.53
Forbidden exploiting
area of shallow pore
water of Panjin city
4930.89
Classificati
on
Basic characteristics
This area is located in downtown of Shenyang city, there are many water
supplies resources in the area, such as Dingxiang water resource,
Shashan water resource, Zhongshan water resource and Yuhong water
Middle- resources etc. Exploitation volume is large, the water level is
continuously descending for years. From year of 2001 to 2011, the max
sized
decreasing amplitude of water level reached 5.94m, the descending ratio
is 0.54m/a, groundwater funnel appears throughout the year, the buried
depth of water in the center of funnel reaches 23m.
This region is located in the area of Niangnianggong of Jinzhou city,
LargeExpress of Yanjia to Shixin of Jinzhou city, and express of Gaosheng to
scale
Dashiqiao of Yingkou city, it belongs to salt water area, the content of
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1184-1194
Degree of
overdraft
exploitation
Common
Forbidden
1193
Name of overdraft
exploitation area
Forbidden exploiting
area of deep water of
Minghuazhen
formation in Panjin
city
6.
Evaluation of Groundwater Overdraft in Lower Liaohe River Plain, China
Area
(km2)
960.04
Classificati
on
Basic characteristics
CL and mineralization degree are all higher than 1000mg/l. The seawater
and saltwater intrusion phenomenon once appeared. After the regulations,
the situation becomes steady; but if the exploitation is continued, it risks
accelerating the seawater and saltwater intrusion, then creating serious
environmental geological hazard.
This region is located in Tianzhuangtai, Baqiangzi, Xinglongtai,
Qingshui where surrounds all saltwater of Minghuazhen formation
shaped as a band.; The fresh water in this area is distributed in the
Brackish-water ecotone in a this layer or with a shape of a lens body;
lithological characters of fresh water aquifer is medium-coarse sandstone,
Middlethe thickness is from 60 to 150 m, thickness of saltwater is from 350 to
sized
550m; the fresh water and saltwater is distributed in the same layer. The
exploitation of fresh water will break the natural balance between fresh
water and saltwater, and mix freshwater and saltwater; finally causes
harmful geological problem such as the salinization of freshwater, the
fast move of salt water interface, etc.
Conclusions and Recommendations
a) A ordi
to the ‘Guideli es’, e a al ze the
evaluation indexes and methods for groundwater
overdraft area; bring out a comprehensive evaluation
process and evaluate the groundwater overdraft area
which is specific to Lower Liaohe Plain. The results
indicate that the evaluation methods are reasonable
and consistent with results; it could fully reflect the
regional overdraft status.
b) Although in history the exploitation in Lower
Liaohe Plain is serious and has certain effects on the
environment, but it has been improved in recent years,
only in Shenyang city exist common exploitation
overdraft phenomenon.
c) In order to achieve the sustainable utilization of
groundwater resources, management measures of
groundwater resources should be strictly carried out,
to conduct overall water-saving, scientifically
dammed-up flood resources, rationally allocate water
resources and optimize the production layout.
d) In Liaoni
Pro i e, the ‘Ge eral la i
for
shutti
do
rou d ater ex loitatio ’ has bee
started, gradually shut down the related water taking
engineering in whole province, this must bring the
augment of groundwater level. Therefore, we must
pay close attention to its environmental and
geological effect caused by it; and think over
preventive measures as soon as possible in order to
avoid irreparable accidents.
Acknowledgments
This work was sponsored by the scientific research
foundation for the returned overseas chinese scholars,
State Education Ministry of China.
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1194
ISSN 0974-5904, Volume 10, No. 06
DOI:10.21276/ijee.2017.10.0614
December 2017, P.P. 1195-1200
www.cafetinnova.org
Experimental Study on Steel- Glass -Polyester Hybrid Fiber
Concrete
CHELLA GIFTA C1 AND S P RABAVATHY2
1
Department of Civil Engineering, National Engineering College, Kovilpatti, Tamilnadu-628503, INDIA
Department of Civil Engineering, Mepco Schlenk Engineering College, Sivakasi, Tamilnadu-626005, INDIA
Email: erchellac@gmail.com, spraba@mepcoeng.ac.in
2
Abstract: Fiber reinforced concrete composites with steel, glass and polyester fibers added as a single fiber and
in combinations were studied and reported in this article. Totally 135 specimens were made to understand the
strength properties of composites under compression, split tension, flexural and impact loading conditions. The
load-deflection behaviour of single and hybrid fiber reinforced composites were also evaluated. Results
indicated that compressive and split tensile strength were not much excited while adding fibers to the concrete,
but the hybrid FRC composites performed well under flexural loading and load deflection behaviour compared
to mono glass and mono polyester FRC composites. Self-weight of the structural elements is reduced
significantly and the impact strength was two to three folds greater in hybrid composites.
Keywords: Fiber reinforced concrete, Hybrid Fiber reinforced Concrete (HYFRC), Steel fiber, Glass fiber
Polyester fiber Concrete.
1.
Introduction:
Concrete is very durable material that requires little or
no maintenance and it is primarily employed to resist
compression. Concrete as a construction material, has
got many benefits like ability to mould, low cost,
good durability, fire resistance, energy efficiency, on
site fabrication aesthetics etc. In-spite of these
characteristics, concrete is considered to be a brittle
material, because it is poor in tension and toughness
characteristics. Structural performance and long term
durability are important aspects in all engineering
structures and continuous advancement are being
developed to enhance the performance of concrete.
The most specific disadvantage of concrete is it is
easily susceptible to multiple cracking because of its
poor resistance to cracks and strain capacity. This
behaviour is modified by the development of fiber
reinforced concrete incorporating fibers in the
concrete matrix. Fiber reinforced concrete is made
with conventional materials like cement and
aggregates of various sizes, incorporating discrete and
discontinuous fibers [1]. The principal role of fibers in
concrete composites is to increase the toughness
characteristics of brittle materials. Short discrete
fibers are added in fiber reinforced concrete
composite mainly to increase its structural integrity.
They are uniformly distributed and randomly
oriented. Fibers include steel, glass, synthetic, carbon
and natural fibers – imparting their properties to the
concrete. Besides these characteristics, fiber materials,
geometries, distribution, orientation, and density are
changing the characteristics of concrete. Some types
of fibers produces greater impact, abrasion, and
shatter resistance in concrete and the amount of fibers
added to a concrete mix is expressed as a percentage
of the total volume of the composite (concrete and
fibers), termed as volume fraction" (Vf) and it
typically ranges from 0.1 to 3%. The aspect ratio (l/d)
is calculated by dividing fiber length (l) by its
diameter (d). The fiber reinforced composites are
developed with the conventional concrete materials
namely Portland cement, aggregate and admixtures.
Sometimes in order to improve cementing properties
the supplementary cementitious materials such as
silica fume, fly ash, GGBS are added to the
composites. Normal Portland cement is commonly
used in FRC and depending on the strength
requirement and exposure conditions special cements
may be selected.
Fine aggregates and coarse
aggregates are normal as in plain concrete .Coarse
aggregates can be made from natural gravel and
crushed stone. Water and water reducing admixture
are essential in producing FRC composites because
the addition of fibers tends to reduce the workability
which is again improved with the addition of water
reducing admixtures. Class F Fly ash is added to
improve the workability, reduce the heat of hydration,
improve economy and it enhances the permeability
characteristics.
Fibers are grouped as metallic and non- metallic, low
modulus and high modulus, organic and in- organic
fibers. Fiber cross section may be in circular, square,
crescent and irregular shape. The properties of
commonly used fibers are listed in Table 1[2].
The FRC that is used today involves only with single
type of fiber. Its performance depends on the
mechanical properties of fibers, volume fraction and
they are effective with some specific function [3].
Modern research in the fiber reinforced concrete is
being made to combine two or more than two types of
Received: August 05, 2017; Accepted: December 26, 2017; Published: January 30, 2018
International Journal of Earth Sciences and Engineering, 10(06), 1195-1200, 2017, DOI:10.21276/ijee.2017.10.0614
Copyright ©2017 CAFET-INNOVA TECHNICAL SOCIETY. All rights reserved.
CHELLA G IFTA C AND S P RABAVATHY
fibers in the same composite and this new composite
is called Hybrid fiber reinforced concrete (HyFRC).
The development of this well designed hybrid fiber
reinforced concrete is expected to perform well in
static and dynamic loading conditions. Based on the
extensive literature study, it is found that HyFRC has
superior durability properties to withstand severe and
aggressive environments.
1.1 Literature Review
Walton and Majumdar developed the HyFRC thirty
years ago to achieve good tensile strength and
improved toughness character [4]. Banthia et al.,
explained useful information on positive interaction
between the fibers and the resulting hybrid
performance exceeds the sum of individual fiber
performances. This synergy mechanism is understood
in the three ways such as fiber constitutive response,
dimension and functions [5]. Sivakumar et al., [6]
tested high strength concrete made with metallic and
non- metallic fibers upto a volume fraction of 0.5%
and the results showed the availability of hybrid fibers
in concrete has improved the flexural toughness than
mono fiber system. Especially the non-metallic fibers
are effective in arresting the smaller cracks and their
growth. The fresh concrete properties are examined
by Abdulkadir Cuneyt Aydin in high volume hybrid
fiber reinforced concrete and it is concluded that
addition of 2% volume fraction of steel and carbon
fibers yields better workability in addition to high
strength of concrete [7]. Steel fibers are easily basset
and rust and have the disadvantage of conductivity
when used in the electrical and magnetic field. This
drawback is overcome by the replacement of
polypropylene fibers in two different forms and the
results showed that compressive strength, split tensile
strength and flexural properties are better than single
fiber type concrete [8]. Hybrid steel and nylon fiber
concrete in five different mix is investigated by Mazin
Burhar Adeen et al in 35 MPa concrete composite and
the maximum increase in strength is achieved in 50%
nylon 50% steel fiber hybridisation [9]. Parviz
Soroushian et al., [10] explained the hybrid fiber
composite made with high modulus fiber and a
fibrillated polyethylene pulp reported the desirable
results obtained in flexural strength and toughness and
negative results were less pronounced in compressive
strength .Bing Chen et al., [11] studied the hybrid
fiber properties in high strength light weight concrete
and the results are compared with single fiber
concrete. It is well proven that the addition of hybrid
fibers improve the mechanical properties and
brittleness of concrete and restrained the long-term
shrinkage.
Thorough the exhaustive research results, it is clearly
understood that the secondary reinforcement of
concrete with randomly distributed micro-fibers
improved the toughness and ductility of cementitious
matrices by preventing the initiation and propagation
of cracks. It has been recently shown by various
1196
researchers that the concept of hybridization with two
different fibers incorporated in a cement matrix can
offer more attractive engineering properties than the
composite with mono fibers system, because the
presence of one fiber enables the more efficient
utilization of the potential properties of other fiber.
Also, the addition of fibers can reduce the deflection
and improve the post cracking behaviour
significantly.
Since hybridisation of fibers approach is found to be a
promising concept, an attempt has been made
experimentally to investigate the compressive
strength, splitting tensile strength, impact strength,
flexural strength and load-deflection behaviour of
Hybrid Fiber Reinforced Concrete (HYFRC) using
Steel- Glass -Polyester fibers in two different volume
fractions. The fiber hybridisation is done based on
constitutive response, dimensions and its function. For
better understanding the experimental results were
compared with mono fiber reinforced concrete.
2. Material and Methods
2.1. Materials
The following materials are used in the development
of the composites in the present investigation.
Cement: Ordinary Portland cement 53 grade
confirming to IS 12269-1987 is used. The specific
gravity of cement is 3.12 and initial and final setting
times are found as 37min and 340 min respectively.
Fine aggregate: River sand passing through 4.75 mm
sieve confirming to Zone II gradation mentioned in
the IS 383: 1970 is used. The sand has fineness
modulus 2.73, specific gravity 2.64 and water
absorption 0.75%.
Coarse aggregate: Crushed stone blue granites 20mm
and10mm sizes are used. Specific gravity of aggregate
is 2.79, water absorption was 0.5%, fineness modulus
is 8.97 and bulk modulus is 1639 kg/m3. These
properties are incorporated in the mix design and the
aggregates were proportioned in the ratio of 1:2.
RHEOBUILD 1126(ND), a sulphonated naphthalene
polymer based formulation having slump retaining
capabilities is used as super plasticizer. This helps in
dispersing the cement particles effectively in the
concrete mix thus exposing a large surface area to the
hydration process. This effect is helpful in attaining
increase in strength, to produce high workability
concrete and to reduce the cement content of concrete.
Potable water with P H value 6.8 is used.
Types of Fibers used: Three types of fibers are used in
this investigation and the mechanical properties of
fibers used in this work are mentioned in Table 2.
Three types of fibers steel, glass, and polyester are
used for casting both mono fiber and Hybrid fiber
composites with fiber content 1% and 1.25 % volume
of concrete. Eight series of specimens are prepared for
this experimental work. The grade of concrete chosen
for the study is M40 and the mixture proportion is
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1195-1200
1197
Experimental Study on Steel- Glass -Polyester Hybrid Fiber Concrete
done as per the guidelines given in IS 10262-2002
codal provisions. Control concrete mixture proportion
is given Table 3.
2.2 Proportioning, mixing and casting of test
specimens
Proper mix proportioning and manufacturing
procedures are very important to achieve a uniform
dispersion of different types of fibers in the FRC
matrix. Specimens are prepared in a 50 litre capacity
revolving type pan mixer. Coarse aggregate and fine
aggregate are mixed continuously for 2 minutes and
then it is followed by the addition of cement along
with 80% of required water. Secondly the steel,
polyester, glass fibers are added individually and in
combinations in the wet mix and further allowed to
blend continuously until it attains the homogeneity.
Since it is very difficult to maintain the workability
with low water cement ratio RHEOBUILD
1126(ND), a sulphonated naphthalene polymer based
super plasticizer 0.6% by weight of cement is added
along with the remaining 20% water. The addition of
high range water reducing admixture eliminates the
problem associated with reduction in workability such
as balling effect in FRC [3].The fresh mixtures are
placed inside the moulds and allowed to vibrate
externally in vibrating table for compaction.
Without changing the concrete constituent materials
the fiber type and volume fractions are varied to
obtain the monofiber and hybrid fiber composites
.Totally eight series of FRC and HyFRC specimens
were prepared and the details are given in Table 4.
The workability is often checked by conducting
conventional slump test in fresh concrete and slump
values lies in the range of 70-100mm.For each series
of mixture, fifteen specimens including three cube
specimens of size 150x150x150-mm for compressive
strength, three cylinders of size 150 mm diameter 300
mm for split tensile strength, six prisms of size
500x100x100-mm for flexural strength and three 150
mmx60mm disc specimens for impact strength are
prepared. Hence totally one hundred thirty five
specimens are prepared to investigate the behaviour
hybrid fiber reinforced with the incorporation of
different types of fibers. After 24 hours casting the
specimens are demoulded and it is kept under
immersion curing continuously for 28 days. After 28
days the specimens are taken out from the curing tank
and allowed to dry for 2 hours before testing.
2.3 Test on hardened properties of concrete
2.3.1 Compressive strength test
In most structural applications, concrete is employed
primarily to resist compressive stresses. Compressive
strength is a qualitative measure for other properties
of hardened concrete and it is determined by testing
the cubes and cylinders. This test is carried out at the
age of 28 days as per IS 516:1959 specifications using
a load controlled compression testing machine of
2000kN capacity at a loading rate of 2.0 kN/sec. The
ultimate failure load is noted for Control concrete
(CC), Mono fiber concrete series (S1, S2, G1, G2,
PP1, PP2) and Hybrid fiber reinforced concrete (HF1,
HF2) series. For each batch of concrete the average
value of three specimens has been taken for the
calculation of strength. Test results are tabulated in
Table 5.Test set up is shown in Figure 1.
2.3.2 Split tensile strength test
This test is also performed based on IS 5816:1999
specifications using the same compression testing
machine of 2000kN capacity. Load is applied at a rate
of 2.0kN/sec until the failure and the split tensile
strength is calculated based on the elastic theory.
Results are shown in Table 5.
2.3.3 Flexural strength test
Two points loading test is employed on the concrete
specimens of size 500x100x100mm for the
determination of flexural strength of concrete. The
beams are tested under two point loading at the age of
28 days with simply supported end condition as
shown in Figure 2. The specimens are tested in a
loading frame of capacity 2 tonnes and the load is
applied without shock and it is increased at a uniform
rate till the ultimate failure of the specimen. The
flexural behaviour of the specimen in terms of mid
span deflection, load at first crack, distance of crack
and the ultimate loads are observed during the test.
Mid span deflection is recorded for each increment of
load with the help of the dial gauges having a least
count of 0.01mm mounted at the centre of the span.
The flexural strength of the specimen shall be
expressed as the modulus of rupture fb, hi h, if ‘a’
equals the distance between the line of fracture and
the nearer support, measured on the centre line of the
tensile side of the specimen. In this study flexural
tensile strength is calculated using the expression
given in IS 516:1959.
fb=pl/bd2, he ‘a’ is reater tha 20.0
for 15.0
specimen, or greater than 13.3cm for a 10.0cm
specimen, where fb is flexural strength of concrete.
Load deflection behaviour of CC, Mono FRC and
Hybrid FRC series are tested and results are shown in
Figure 3 and Figure 4.
2.3.4 Impact Strength test
The concrete disc of size 150 x 150 x 60 mm is used
for impact test. Impact test is carried out by drop
weight method. The weight of hammer is 4.54 kg and
it allows to free fall of 450 mm. The energy liberated
from each blow of the hammer is 20.04 N m. The
number of blows required to cause failure is noted and
impact strength was calculated for each series.
3. Results and discussion
The fresh and hardened concrete properties for 28
days in all the nine series are determined. The
addition of fibers does not affect the workability. Due
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1195-1200
CHELLA G IFTA C AND S P RABAVATHY
to the incorporation of super plasticizers, slump varies
between 45 -75 mm from batch to batch .Table 5
summarizes the hardened concrete test results.
3.1 Compressive and Split tensile strength
Table 5 and Figure 3 represent the compressive
strength of all nine series under static testing. Fibers
have relatively little effect on the compressive
strength of concrete [1]. Control concrete without
fibers has compressive strength of 53.89MPa. It is
evident from Figure 3 that the addition of steel fibers
slightly reduced the compressive strength upto 11%
with reference to control concrete. Even though the
Vf values lie in the normal range of fiber contents,
there is a slight difficulty in achieving the full
compaction of 60mm long steel fibers. This might
have led to increased matrix porosity and slight
reduction in strength. On other hand the addition of
Glass, Polyester fibers totally reduced the
compression capacity of concrete more than 50
percent than the control concrete. But this drawback is
completely overcome by the incorporation of three
different fibers in same matrix. Reduction in strength
is observed between 20-26 % because different types
of fibers offer different restraint [11].
Split tensile strength results from Figure 4 revealed
that addition of steel fibers increased the split tensile
strength upto 13% for volume fraction of 1 %
comparable to control concrete. This may be due to
high elastic modulus of steel fibers which effectively
control the cracks inside the concrete. Split tensile
properties of mono glass and polyester fiber series are
to be seriously dealt because they reduced the split
tensile strength in the range of 33% to 77 %. Addition
of these polymeric fibers beyond 0.1% will cause
reduction in strength but improve its workability [3]
.But in this aspect in hybrid fiber reinforced concrete
HF1, HF2 series are better than single fiber type.
Micro polyester fibers are effective in arresting the
initial crack and macro steel and glass fibers bridging
across the cracks increase the split tensile strength of
concrete.
3.2 Modulus of rupture and flexural behavior
Figure 5 shows the variation of modulus of rupture
with the incorporation of Steel, Glass and Polyester
fibers individually and in their combinations. Steel is
more ductile in nature and it always shows more
flexural strength than the other series of concrete. It is
observed that the flexural strength of steel fiber
reinforced concrete is 50-60 percent higher than the
control concrete. Also it is very interesting to note that
flexural strength of Hybrid fiber concrete is 35 %
stronger than control concrete. Compressive strength
is not increased much due to addition of fibers but the
flexural strength has been improved with the hybrid
fibers [10]. Glass and polyester fibers show a poor
flexural strength due to short length of fibers [6].
1198
Concrete due to brittle behaviour has a little ability to
resist tensile stresses and strains. Discontinuous fibers
are added to improve flexural toughness and
resistance to cracking. Figure 6 shows the load
deflection behaviour of five series of specimens.
Control concrete given a definite brittle failure with
sudden explosion. Steel fibers resulted in high
modulus of rupture controls the deflection of steel
fiber reinforced concrete under flexural load. Single
fiber composite which is made of polyester and glass
shows a flatter plateau which produces large amount
of deflection even for smaller loads. But in case of
hybrid composites with the incorporation of micro
fibers and macro fibers, the load deflection behaviour
is improved comparing to the single glass fiber and
polyester fiber concrete.
3.3 Impact strength
Drop weight test results are shown in Table 5 and
Figure 7. Average values of three specimens are
reported as impact strength. The performances of
hybrid fiber series are excellent and the energy
absorbed by HF1 and HF2 series are 2.0 to 2.5 folds
greater than the control concrete. Effective dispersion
of steel, glass and polypropylene fibers leadings to
more energy absorption and also controls the crack
formation before the ultimate failure.
Hybrid (S-G-PP) > Mono Steel > Mono Polyester >
Mono Glass.
4. Conclusions
Based on the above experimental investigations the
following conclusions can be drawn related to the
synergy mechanism of hybrid fibers composites.
a) It is possible to predict the high impact strength of
hybrid fiber reinforced composite and the energy
absorption is 2.0 to 2.5 folds greater than control
concrete with volume fraction 1% and 1.25% which
is equally contributed by Steel, Glass and Polyester
fibers.
b) Mono glass and polyester fiber reinforced concrete
are poor in flexural strength and this property is
improved when these fibers are used along with
high modulus fibers like steel etc. Even though the
hybridisation is not effective in improving the
compressive strength and split tensile strength, it is
found to be a most promising concept in enhancing
impact, flexural strength properties and load
deflection behaviour.
c) Combining micro and macro fibers are effective in
bridging across the cracks and the failure is ductile
and controlled as shown in Figure 8.
d) The partial replacement of steel with glass and
polyester in HyFRC reduced the self-weight of
component comparing to the mono steel fiber
concrete.
Because of these special properties Hybrid FRC can
be used for slab on grade, shortcrete, thin precast units
like roofing tiles, sheets, cladding a el’s forms etc.
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1195-1200
1199
Experimental Study on Steel- Glass -Polyester Hybrid Fiber Concrete
These results are based on the two volume fractions
for only one grade of concrete and more detailed
investigation has to be done to obtain the best possible
synergy mechanism with cost effectiveness.
Polypropylene
Nylon
1.5-3.5
2-4
375
140
900
1150
Table2: Mechanical properties of fibers used
Properties
References
[1] Bentur A, Mindess S. Fiber Reinforced
Cementitious Composites, Elsevier Applied
science, London, 1990
[2] Singh SK, Ajay Chourasia, Dalbehera MM.,
Bhattacharyya SK, Hybrid Fiber Reinforced
Concrete, A Review, NBM&CW,166-182, 2013
[3] Balaguru PN, Shah S P. Fiber Reinforced Cement
Composites, McGraw hillInc, New York, 1992
[4] Walton P L, Majumdar A J, Cement, based
composites with mixture of different types of
fiber Composites, 209-216, 1975
[5] Banthia N, Sappakittipakorn, M. Toughness
enhancement in steel fiber reinforced concrete
through fiber hybridization , Cement and
Concrete research, (37), 1366-1372, 2007
[6] Sivakumar A, Manu Santhanam, Mechanical
properties of high strength concrete reinforced
with metallic and non-metaalic fibers, Cement &
Concrete composites 29,603-608, 2007
[7] Abdulkadir Cuneyt Aydin., Self-compactability
of high volume hybrid fiber reinforced concrete,
Construction and Building materials, 21, 11491154, 2007
[8] Machine Hsie., Chijen Tu., Song P.S.,
Mechanical properties of polypropylene hybrid
fiber-reinforced concrete, Material Science and
Engineering, (A494), 153-157, 2008
[9] Mazin Burhan., Adee Al a’a Abbas., Al-Attar
Sa’ad Mah oud Ra’ouf, Determination of
Mechanical Properties of Hybrid Steel-Nylon
Fiber Reinforced Conrcrete, Modern Applied
Science 4(12) 097-108, 2010
[10] Parviz Soroushian., Atel Tilli., Abdulrahman
Alhozaimy., Ataullah khan, Development and
characterization of Hybrid Polyethylene fiber
reinforced composites, ACI Material Journal, 90M20, 1993
[11] Bing Chen, Juanyu Liu, Contribution of hybrid
fibers on the properties of the high-strength
lightweight concrete having good workability,
Cement and Concrete Research (35).913-917,
2005
[12] Banthia N, Gupta R., Hybrid fiber reinforced
concrete (HyFRC): fiber synergy in high strength
matrices, Materials and Structures, (37), 707-716,
2004
Steel
Glass
Polyester
Hooked
Fiber type
Fibrillated Chopped
end
Length (mm)
60
12
Aspect ratio (l/d)
80
600
200
Tensile strength
1700
2000
450
(MPa)
Youngs modulus
200
73
5
(GPa)
Table3: Control Concrete mixture proportions
Super
Fine
Coarse
Slump
Cement
Plasticizer w/c
value
3 aggregate aggregate
(kg/m )
dosage ratio
(kg/m3) (kg/m3)
(mm)
3
(kg/m )
380
754
1191
2.28
0.38 70
Table4: Details of fiber content in mono FRC and
Hybrid FRC mixtures
Specimen ID
S1
S2
G1
G2
PP1
PP2
HF1
HF2
Fiber volume fraction (%)
Steel
Glass
Polyester
1.00
1.25
1.00
1.25
1.00
1.25
0.333
0.333
0.333
0.420
0.420
0.420
Table5: Test results of hardened concrete specimens
Series
CC
S1
S2
G1
G2
PP1
PP2
HY1
HY2
Bulk
28 days 28 days Split
Modulus Energy
density of Compressive
tensile
of rupture absorptio
Concrete
strength
strength
Mpa
n (Nm)
Kg/m3
(MPa)
(Mpa)
2513
2536
2612
2452
1951
2023
1946
2443
2425
53.89
48.77
46.07
27.40
24.20
18.13
18.70
38.13
32.12
3.96
4.49
4.26
2.68
1.29
0.88
0.69
3.43
3.11
2.26
5.63
4.52
0.83
0.78
0.59
0.41
3.83
3.23
Table1: Properties of Commonly used Fibers
Type
Steel
Carbon meso
pitch based
Modulus of Tensile
Density
Elasticity strength
kg/m3
GPa
GPa
212
1200
7850
232
2100
1900
Figure1: Compressive strength testing
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1195-1200
460.92
641.28
601.20
320.64
240.48
601.20
440.88
1042.08
961.72
CHELLA G IFTA C AND S P RABAVATHY
Figure 2: Flexural behaviour testing
1200
Figure 7: Impact strength results
Figure 3: Compressive strength results
Figure 8: Failure of Hybrid FRC specimen
Figure 4: Split tensile strength results
Figure 5: Flexural strength results
Figure 6: Load –Deflection behaviour
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1195-1200
ISSN 0974-5904, Volume 10, No. 06
DOI:10.21276/ijee.2017.10.0615
December 2017, P.P. 1201-1205
www.cafetinnova.org
Laboratory Study on the Effects of GBFS and Lime Stabilizers in
Subgrade Layer for Expansive Soil
RADHA J GONAWALA, S AGAR CHAUDHARI, RAKESH KUMAR AND KRUPESH A CHAUHAN
Department of Civil Engineering, S.V. National Institute of Technology, Surat, Gujarat-395007, INDIA
Email: radhagonawala@gmail.com, cskc111@gmail.com, krakesh@ced.svnit.ac.in and kac@ced.svnit.ac.in
Abstract: Alternative material is an essential aspect of the construction of pavements. It minimizes the use of
natural resources and utilizes of locally. Iron and steel productions are one of the major industries in the country
which gives to a significant amount of the by-products and waste material such as air cools slag, granulated slag,
and Fly Ash. In this study, an effort has been carried out to stabilize expansive soil for subgrade layer using
Granulated Blast Furnace Slag (GBFS) by laboratory experimentation. The geotechnical properties of different
trial mix soil-GBFS, and soil-GBFS-lime, namely, Atterberg limits, pH test, compaction characteristics,
unconfined compressive strength (UCS), and soaked California Bearing Ratio (CBR) test were determined.
Results show that the Soil + 25% GBFS + 4 % lime mix was found to be optimum for use in subgrade layers.
UCS samples cured at Optimum Moisture Content (OMC) for different curing period of 0, 7 and 28 days. The
28 days UCS strength found 2390.9 kPa whereas natural soil has 184.37 kPa UCS value. The efficient CBR
found 12 % for the optimum mix. This work will be useful for the reduction of the crust thickness in expansive
soil region for construction of flexible pavement using slag.
Keywords: GBFS, Subgrade, Geotechnical properties, flexible pavement.
1. Introduction
The expansive soils are challenging soil for
construction as it swells and shrinks with water
content changes and available in most of the places in
India. Expansive soil is usually treated with lime
(CaO) to reduce volumetric changes also to water [1].
India is the fourth-largest manufacturer of steel
following China, Japan, and the US [2]. Presently in
India, the generation of industrial solid waste by
integrated iron and steel plants is nearly 270 million
tons while utilization is only of 30%. Approximately
10 million tons blast furnace slag presently generated
is by iron & steel industry in the country. GBFS that
generated from steelmaking and refining operations
not fully utilized in practice and the significate
amount is dumped [3]. GBFS has cementations and
pozzolanic properties hence used as a component of
cement. GBFS contain 30 to 35% of calcium oxide
(CaO). Different engineering properties of lime
stabilized soil have been reported in the literature [1].
However, there is a very few study said about the use
of GBFS as a stabilizing material for subgrade layer
in expansive soil.
The Maximum Dry Density (MDD) of soil increases
while plasticity characteristics gradually decrease
with increase in slag content and thus the CBR value
of soil increase [4] and therefore increase soil
strength. Slag content in the natural soil improves its
workability by reducing its liquid limit and thus its
plasticity. It was recommended for natural soil with
25% slags as an optimum stabilization ratio for soil
and can use for subgrade [5].
The principal aim of work is to evaluate the feasibility
of using GBFS as a stabilizer for expansive soil for
subgrade layer of the flexible pavement. The intensive
laboratory study on the effect of GBFS content (5, 10,
15, 20 and 25 % by the total weight of mix) and lime
(2 and 4 % by weight) mixes with expansive soil
carried out. Series of test namely Aterberg limits, pH
test, compaction, UCS and soaked CBR tests were
performed in the laboratory to find the optimum mix.
2. Laboratory Investigation
2.1 Materials
For the study, GBFS samples were collected from
Essar Steel Ltd. Hazira, Surat, Gujarat, India. GBFS
production is approximately 45,000 tons/month Essar
Steel Ltd. Hazira, Surat, Gujarat, India. As per
laboratory analysis, GBFS contain mainly Al2O3
(42.44%), CaO (32.29%), and SiO2 (12.74%) and
confirm with the uniformly graded material of Zone
III under fine aggregate according to IS: 383-1970
with specific gravity is 2.28.
For the study soil collected from Suvali region near to
Surat, Gujarat. The physical soil property in South
Gujarat region is of intermediate to highly
compressible clay. Index and Engineering properties
of the soil used in the study are listed in Table 1. Lime
is collected from the local market and have CaO
content is more than 75%.
Received: August 02, 2017; Accepted: December 24, 2017; Published: January 30, 2018
International Journal of Earth Sciences and Engineering, 10(06), 1201-1205, 2017, DOI:10.21276/ijee.2017.10.0615
Copyright ©2017 CAFET-INNOVA TECHNICAL SOCIETY. All rights reserved.
R ADHA J GONAWALA, S AGAR CHAUDHARI, R AKESH KUMAR AND
KRUPESH A CHAUHAN
Table 1: Index and Engineering properties of soil
Natural moisture content (%)
Gravel (%)
Sand (%)
Silt & Clay (%)
Liquid limit (%)
Plastic limit (%)
Plasticity index (%)
Soil classification (IS)
pH
Optimum Moisture Content
(OMC) (%)
Maximum Dry Density
(MDD) (gm/cc)
Free Swell Index (FSI) (%)
Unconfined Compressive
Strength (UCS) (kg/cm2)
California Bearing Ratio
(CBR) (%)
Specification of
MORTH V
revision 2012
<50
<25
-
Result
15.25
0
5
95
79.60
28.75
50.85
CH
8.09
-
18.25
1.75
1.64
<50
54.68
-
1.88
>6
1.94
2.2 Laboratory experiment
As per IS 2720 (Part 5) – 1985, Atterberg limit tests
were carried out for all combination used in the study.
The GBFS found to be non-plastic in nature. This
property is beneficial for use in the subgrade. The pH
test performs on the all the soil-GBFS and soil-GBFSlime mixes to determine the optimum requirement of
stabilizer for soil. Percentage of stabilizer which gives
soil-GBFS and soil-GBFS-lime mix pH of 12.4 taken
as a right proportion of the stabilizer of the soil as per
IRC: 51-1992. For the determination of unconfined
compressive strength, GBFS and lime were mixed
with soil in different content by weight in dry
condition. Cylindrical samples of 50 mm diameter and
100 mm height then prepared by compacting the mix
at their corresponding OMC and MDD. The samples
were sealed in an airtight polythene bags to control
OMC and cured for the period of 0, 7 and 28 days.
The UCS of these cured samples then determined
using a conventional compression testing machine at a
steady strain rate of 1.2 mm/min as per IS: 4332 (Part
5) - 1986. CBR tests were conducted on mixes as per
IS 2720 (Part 16) - 1979 on the optimum combination
of the subgrade course After compaction the CBR
samples were sealed in an airtight polythene bag and
cured for three days at OMC. After curing CBR,
samples were soaked in water for four days before
testing.
3.
Results and Discussion
3.1 Atterberg limits:
Table 2 shows the variation of Atterberg limits with
GBFS and lime content for various mixes. With an
increase in GBFS content with lime, the plasticity
index decreases continuously owing to a decline in
liquid limit and an increase in the plastic limit. When
clay treated with GBFS and lime, sodium and other
cations adsorbed on the clay surface exchanged with
1202
calcium ions. This cation exchange cause's clay to
coagulate and flocculate making it more friable, thus
reducing the plasticity of clay. The liquid limit and
plasticity reduced as slag content in natural soil
increases that increase soil workability [3].
Table 2: Atterberg limits of soil-GBFS-lime mixes
Soil + 5%GBFS
Soil + 10%GBFS
Soil + 15%GBFS
Soil + 20%GBFS
Soil + 25%GBFS
Soil + 5%GBFS + Lime 2%
Soil + 10%GBFS + Lime 2%
Soil + 15%GBFS + Lime 2%
Soil + 20%GBFS + Lime 2%
Soil + 25%GBFS + Lime 2%
Soil + 5%GBFS + Lime 4%
Soil + 10%GBFS + Lime 4%
Soil + 15%GBFS + Lime 4%
Soil + 20%GBFS + Lime 4%
Soil + 25%GBFS + Lime 4%
LL
76.45
71.50
65.78
62.89
61.78
74.82
67.64
62.20
59.88
56.18
71.15
66.54
60.11
55.43
51.49
PL
35.34
38.97
39.62
40.45
43.29
29.83
31.38
34.04
37.33
39.99
28.92
29.35
31.19
34.47
36.86
PI
41.11
32.53
26.17
22.44
18.49
44.99
36.26
28.16
22.55
16.19
42.23
37.20
28.92
20.96
14.64
3.2 pH test:
Change in pH value took place due to cation exchange
took place in the method in which the mechanisms of
the clay minerals are linked with each other. The
variation in pH value is shown in Table 3. For soilGBFS mixes, pH remains almost constant from 15%
to 25%; i.e., 9.4. For soil-GBFS-lime (2%) mixes pH
remains nearly constant from 15% to 25% i.e. 11.69.
For soil-GBFS-lime (4%) pH remains almost constant
from 15% to 25% i.e. 12.43. According to the IRC:
51-1992 the minimum content at with mix give pH
value 12.4, consider as the optimum mix. Hence from
pH value the soil + 25 % GBFS + 4% lime found as
optimum mix as per IRC: 51-1992.
Table 3: pH value of soil-GBFS-lime mixes
pH VALUE
Soil + 5% GBFS
Soil + 10% GBFS
Soil + 15% GBFS
Soil + 20% GBFS
Soil + 25% GBFS
Soil + 5% GBFS + Lime 2%
Soil + 10% GBFS + Lime 2%
Soil + 15% GBFS + Lime 2%
Soil + 20% GBFS + Lime 2%
Soil + 25% GBFS + Lime 2%
Soil + 5% GBFS + Lime 4%
Soil + 10% GBFS + Lime 4%
Soil + 15% GBFS + Lime 4%
Soil + 20% GBFS + Lime 4%
Soil + 25% GBFS + Lime 4%
9.1
9.3
9.4
9.4
9.42
11.5
11.6
11.66
11.69
11.7
11.9
12.13
12.32
12.43
12.44
3.3 Compaction characteristics:
The results of density and moisture content for
different mixes are listed in Table 4. Fig 1 represents
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1201-1205
1203
Laboratory Study on the Effects of GBFS and Lime Stabilizers in
Subgrade Layer for Expansive Soil
the relation of MDD (gm/cc) and OMC (%) for
various GBFS and lime content. With the increase in
GBFS and lime content, MDD increases continuously
with OMC decreases. The particles of GBFS is larger,
in size and this results in higher MDD with an
increase in GBFS percentage. The combination of
soil, lime, and GBFS give rise to the denseness of the
mix with filling the voids by lime. MDD of soil
increases while plasticity characteristics gradually
decrease with increase in slag content [3, 4, and 5].
compressive strength [1]. The all the combination
expect soil + GBFS 5%, 10%, and 15%, have 28 days
strength more than 700 kPa as per the requirement of
IRC: 51-1992, shown in Table 5.
Figure 2: Variation in UCS value with curing period
for different soil-GBFS-lime mixes
Table 5: UCS value of soil-GBFS-lime mixes
UCS (kPa)
Figure 1: Variation in MDD and OMC value for
different soil-GBFS-lime mixes
Table 4: OMC (%) and MDD (gm/cc) value of soilGBFS-lime mixes
Soil + 5%GBFS
Soil + 10%GBFS
Soil + 15%GBFS
Soil + 20%GBFS
Soil + 25%GBFS
Soil + 5%GBFS + Lime 2%
Soil + 10%GBFS + Lime 2%
Soil + 15%GBFS + Lime 2%
Soil + 20%GBFS + Lime 2%
Soil + 25%GBFS + Lime 2%
Soil + 5%GBFS + Lime 4%
Soil + 10%GBFS + Lime 4%
Soil + 15%GBFS + Lime 4%
Soil + 20%GBFS + Lime 4%
Soil + 25%GBFS + Lime 4%
OMC
(%)
17.6
17.05
16.5
15.2
15
17.85
17.27
16.7
15.76
15.33
18.9
17.8
16.9
16.41
16.27
MDD
(gm/cc)
1.72
1.75
1.77
1.8
1.83
1.71
1.73
1.75
1.78
1.79
1.69
1.72
1.75
1.75
1.77
3.4 Unconfined Compressive Strength:
Fig. 2 shows the change of UCS value for soil mixed
with GBFS and lime content with curing time. The
UCS value rises continuously with increase in curing
period for all combinations. The strength gain in soilGBFS-lime mixes with an increase in curing time
attributed to the pozzolanic characteristics of GBFS
and lime [1]. With the rise in GBFS and lime content,
the generation of the amount of gel intensify a
consequence of this, improve in the compressive
strength. As the pozzolanic reaction is a slow reaction,
with an increase in curing period, again the growth of
the quantity of gel increases, thus increasing the
Soil + 5%GBFS
Soil + 10%GBFS
Soil + 15%GBFS
Soil + 20%GBFS
Soil + 25%GBFS
Soil + 5%GBFS + Lime 2%
Soil + 10%GBFS + Lime 2%
Soil + 15%GBFS + Lime 2%
Soil + 20%GBFS + Lime 2%
Soil + 25%GBFS + Lime 2%
Soil + 5%GBFS + Lime 4%
Soil + 10%GBFS + Lime 4%
Soil + 15%GBFS + Lime 4%
Soil + 20%GBFS + Lime 4%
Soil + 25%GBFS + Lime 4%
Curing Days
0
7
28
205.9 316.3 393.2
235.4 429.5 560.9
294.2 514.8 608.0
382.5 708.0 818.9
411.9 763.0 919.9
284.4 591.3 836.5
323.6 659.0 1037.5
411.9 696.3 1147.4
500.1 818.9 1565.1
568.8 903.2 1670.1
402.1 940.5 1782.8
480.5 985.6 1855.4
588.4 1026.6 2020.2
843.4 1260.9 2256.5
872.8 1296.4 2390.9
3.5 California Bearing Ratio (CBR):
The soaked CBR values obtained for various soilGBFS-lime mixes given in Table 6. The CBR values
increase as GBFS and lime content increase as shown
in Fig 3. GBFS and lime in the mix provide calcium
ions for pozzolanic reaction giving rise to C-S-H gel
which binds the particles efficiently and imparts
strength to the mix. As per IRC: 51-1992
recommendation a minimum of 30% CBR required
for soil-lime mix after 7-day (3 days curing + 4 days
soaking in water) curing. The mixes i.e. soil + 25%
GBFS + Lime 2%, soil + 20% GBFS + Lime 4% and
soil + 25% GBFS + Lime 4% fulfill the minimum
requirement of IRC: 51 – 1992.
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1201-1205
R ADHA J GONAWALA, S AGAR CHAUDHARI, R AKESH KUMAR AND
KRUPESH A CHAUHAN
1204
Table 7: Performance analysis of pavement
Allowable
Allowable
Horizontal
Vertical
Vertical
Horizontal
Tensile Compressive
Compressive
Tensile Strain
Strain in
Strain on
Strain on
in Bituminous
Bituminous Subgrade
Subgrade
Layer
Layer
Layer
Layer
CBR
12%
Figure3: Variation in CBR for different GBFS and
lime content with soil mixes
As per IRC: 37 - 2012 select soil forming the
subgrade should have a minimum effective CBR of 8
% for roads having the traffic of 450 commercial
vehicles per day or higher. The mixes, i.e., soil
stabilized with a GBFS (20 % and 25 %) and lime (2
% and 4 %) fulfill the minimum requirement of IRC:
37 - 2012. Results of the CBR test show that the soil
mixed with soil + GBFS content + lime content can
effectively improve the subgrade soil from poor to
incomparable.
2.63×10-04
5.78×10-04
2.08×10-04
2.91×10-04
The stress, strain analysis on flexible pavements under
loading condition carried out as per IRC: 37-2012 for
stabilized subgrade and tabulated in Table 7. The
horizontal tensile strain in the bituminous layer and
vertical compressive strain on the subgrade found in
limits for pavement composition. The reduction in the
pavement thickness above 500 mm subgrade derives
for 2 to 150 msa for subgrade having CBR 3 % and 12
% as in Fig 5. The decrease in pavement thickness is
27.65 % to 32.76 % with stabilized subgrade.
Table 6: CBR value of soil-GBFS-lime mixes
CBR
(%)
Soil + 5%GBFS
Soil + 10%GBFS
Soil + 15%GBFS
Soil + 20%GBFS
Soil + 25%GBFS
Soil + 5%GBFS + Lime 2%
Soil + 10%GBFS + Lime 2%
Soil + 15%GBFS + Lime 2%
Soil + 20%GBFS + Lime 2%
Soil + 25%GBFS + Lime 2%
Soil + 5%GBFS + Lime 4%
Soil + 10%GBFS + Lime 4%
Soil + 15%GBFS + Lime 4%
Soil + 20%GBFS + Lime 4%
Soil + 25%GBFS + Lime 4%
3.6
6.8
9.7
14.3
15.2
7.8
13.8
20.0
28.4
30.6
12.2
18.6
25.1
46.6
48.9
Effective CBR
(%) as per
IRC:37-2012
3
4
5
6
6
4
5
7
8
8
5
6
7
10
12
A comparison made between two crust thicknesses
having stabilized subgrade with CBR value 12% with
the subgrade having CBR value of 3 %. Fig.3 shows
the typical pavement structure for flexible pavement
having subgrade thickness of 500 mm. The pavement
crust thickness estimated as per IRC: 37-2012 for
typical road section having 20 millions of standard
axles (msa) load. Pavement thickness for CBR 12%
refer to the optimum mix (soil + 25 % GBFS + 4 %
lime). The DBM (Dense Bituminous Macadam)
thickness reduces 120 mm to 75 mm by stabilizing
subgrade. The stabilized subgrade has a 200 mm GSB
(Granular Sub-base) thickness whereas the untreated
soil has a 380 mm GSB layer as in Fig 4.
Figure 4: Thickness of pavement layer for 20 msa
(BC: Bituminous Concrete, SDBC: Semi-Dense
Bituminous Concrete)
Figure 5: Comparison of total thickness of pavement
for different msa
Conclusions
From the present studies on the geotechnical
properties of soil, GBFS and lime mixes, the
following conclusions have been drawn:
i) GBFS is classified under Zone III sand having
white in colour. GBFS has specific gravity 2.28
and CaO content 32.29 %. Also, GBFS found to
be non-plastic.
ii) The pH value 12.43 and 12.44 (required value
12.4) for soil + 20 % GBFS + 4 % lime and soil +
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1201-1205
1205
iii)
iv)
v)
vi)
vii)
Laboratory Study on the Effects of GBFS and Lime Stabilizers in
Subgrade Layer for Expansive Soil
25 % GBFS + 4 % lime fulfill the criteria of the
IRC: 51, 1992 for stabilized soil.
For soil + GBFS combination OMC decreases
with increase in MDD. Soil mechanically
stabilized with GBFS increases the MDD. Soil +
GBFS + lime mixing improves the workability of
wet soil. As the quantity of GBFS in the additive
increase, the effect of GBFS became more
dominant than the effect of lime and tended to
increase the MDD and decrease the OMC.
The compressive strength (UCS) increases with
GBFS percentage increase. The UCS value rises
successively with an increase in curing period for
all mixes.
The soaked CBR value of soil increase from 1.94
% (soil) to 48.9 % (soil+25%GBFS+4%lime)
with GBFS and lime mixes. This combination
gives the effective CBR value of 12 (>8 as per
requirement of IRC: 37, 2012).
Based on the laboratory findings it may be
concluded that the mix soil + 25 % GBFS + 4 %
lime fulfill all requirement of the subgrade
construction.
All index and engineering properties are satisfied
by this combination and suitable for use in the
subgrade layers for the flexible pavements. The
utilization of this mix in pavement construction
will solve the problem of waste disposal and
minimize the crust thickness of flexible
pavement.
References
[1] Sat ajit, P. a d Ja dish, ., S., “
i eeri
Properties of Black Cotton Soil-Dolime mix for
its as Subbase material in Pavement,”
International Journal of Geomate, 8(1), PP. 11591166, 2015.
[2] Surya K., P., and Bala krishnama, V., N., “A
Analysis of Indian Steel Industry,” Journal of
International
Academic
Research
for
Multidisciplinary, 1(3), PP. 110-119, 2013.
[3] Manoj, K., T., Samir, B. and Umesh, K., D.,
“Steel Sla Utilizatio — Overview in Indian
Perspective,” International Journal of Advanced
Research, 4(8), PP. 2232-2246, 2016.
[4] Koteswara, R., Sravani, G. and Bharath, N.,
“Laborator Stud o the ffe t of Steel Sla for
Improving the Properties of Marine Clay for
Foundation Beds,” International Journal of
Scientific & Engineering Research, 5(7), PP. 253259, 2014.
[5] Shi ra, . a d Ali, S. M. J., “Soil stabilizatio
using steel slag,” Global Journal for Research
Analysis, 5(1), pp 13-14, 2016.
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1201-1205
ISSN 0974-5904, Volume 10, No. 06
DOI:10.21276/ijee.2017.10.0616
December 2017, P.P. 1206-2011
www.cafetinnova.org
Geospatial Analysis for land capability in Pudukkottai district,
Tamilnadu, India
S SREEKALA1 AND R NEELAKANTAN2
1
Department of Geography, K.N. Govt Arts College for Women, (Autonomous), Thanjavur, Tamilnadu, India
2
Department of Industries and Earth Sciences, Tamil University, Thanjavur, Tamilnadu, India
Email: sreegeo.2007@gmail.com, neels.2004@gmail.com
Abstract: Land capability is the capability of the land for different land use practices, it is necessary to have
knowledge of the land capability of the area as rehabilitation and reclamation of the land depends on the
capability. The study area is economically backward and it is a notified drought prone district and hence
possesses multiple problems in various resources due to divergent geology, structure, geomorphology and the
related geodynamics. In this context, the study analyzes the capability of the land with various terrain
parameters in Pudukkottai district using geospatial data. Then, the parameters are assigned ranks and weightages
and scores are calculated depending upon their capability; integrated and land capability zonation has been
prepared using GIS version 10.2.2. Study results shows that an area of 486.81 sq.km lies under capability class
I, 1421.62 sq.km of land under capability class II, 1939.83 sq.km under capability class III and 814.49 sq.km
under capability class IV. The outcome of the study will be useful for planning and developmental activities in
the study area.
Keywords: Terrain parameters, Land Capability, Weighted Overlay, integrated.
1. Introduction
Assessment of land for long term sustained
production is based on an interpretation of the
physical information in a Land Resources Inventory
(lRI), which is compiled from a field assessment of
rock types, soils, land form and slopes, erosion types
and severities and vegetation cover. Major purpose of
land capabi1ity maps is to provide data on the natural
features of land to be used in assessing the overall
planning and development potential of the region.
Physical characteristics examined include those
pertaining to relief, slope, landforms & environmental
geology. These factors were evaluated, individually
and in combination, to determine the suitability of
terrain for resources and engineering development. As
a result, it was possible to identify the area's
suitability for certain development activities and any
physical and environmental constraints on
development. These overlays provide a summary of
the physical characteristics and development potential
of the region in terms of focusing on specific areas, or
zones, where detailed spatial and alternative
development strategies will be required.
Land evaluation systems follow a Boolean or rulebased approach adopted to the principle of maximum
limiting factors. It is necessary to have knowledge of
the land capability of the area as the rehabilitation and
reclamation of the land depends on the capability of
the land. Arnot and Grant (1981) have applied the
PUCE system for terrain analysis, classification,
assessment and evaluation based on geomorphic
principles and the four hierarchical terrain classes are
explicitly defined in their study.
a es a d Moore (1 81) ha e des ribed Si ai’s
physical and cultural resources and to incorporate
anticip ated land use categories into a reconnaissance
level assessment of land capability.
GIS is widely used to evaluate sustainable land
management (FAO 1993), wherein all land units were
weighted separately and modeled together to generate
required thematic information. When performing land
suitability analysis, some factors may weight more
heavily in the decision-making process than others
(Anon 1995).
Rivas et al., (1997) and Pasuto and Soldati (1999)
have found out feasible methods to map variability of
natural resources and natural hazards, and to assess
land capabilities, and stated it as the important tool to
properly guide spatial planning especially in
developing countries. Castiglioni et al., (1999) have
emphasized that geomorphological mapping holds as
a valuable research tool, especially when surveys
encompass large areas.
Bocco et al., (2001) have described the geographic
distribution of major landforms and dominant land
cover, and provided a synoptic inventory of natural
resources. They have described a method to quickly
map terrain at reconnaissance (1:250,000) and semidetailed (1:50,000) levels in relatively large territories
(thousands of square kilometers).
Krisnaiah (2011) has framed land suitability rating
model using model building techniques in Arc GIS.
From the results of his research, a rice suitability area
map was prepared, identifying the various areas as
four classes: most suitable, suitable, less suitable and
Received: August 06, 2017; Accepted: December 24, 2017; Published: January 30, 2017
International Journal of Earth Sciences and Engineering, 10(06), 1206-1211, 2017, DOI:10.21276/ijee.2017.10.0616
Copyright ©2017 CAFET-INNOVA TECHNICAL SOCIETY. All rights reserved.
1207
Geospatial Analysis for land capability in Pudukkottai district, Tamilnadu, India
unsuitable. Appala Raju (2015) has carried out land
capability and suitability analysis of Vizianagaram
district using image processing technique and GIS.
Manojit Mondal and Md Azfar Mondal (2015) have
assessed the land capability classification and
relationship between agro-economic developments of
Purba Medinipur district of West Bengal. They made
a measured the land capability classification of the
Purba Medinipur district by analyzing the positive
factors as rainfall, soil fertility and irrigation facility
and negative factors as ruggedness number, soil
erosion, water logging, forest density, drought, higher
degree of slope and flood. Raghuveer Naidu et al
(2015) have examined the land capability
classification system of Kalyandurg in the
southwestern part of Andhra Pradesh. The land
capability classes identified through LISS-IV satellite
data, soil maps, SOI topographic maps and other
resource maps.
2. About the study area
principles of multi criteria evaluation and assigned
ranks and weightages for each sub theme and
integrated using GIS overlay technique. For assigning
weightages and ranks the prior knowledge of the
parameters for development and the constraints for
development are taken for consideration.
5. Database on Terrain System Parameters
5.1 Geomorphology
Geomorphology of the study area has been prepared
using IRS P6 satellite data and shown in Fig.2 . In the
study area, various geomorphic features are mapped
such as sediments, sedimentary high ground, erosional
surface, sedimentary plain, badland topography,
structural hills, denudational hills, residual hills,
sloping land (sedimendary), piedmont zone, alluvial
plain, flood plain, coastal plain, delta plain. Hard rock
formations located in the north western part of the
study area had the high relief features such as denudostructural hills, residual hills/inselbergs and linear
ridges. In the south eastern part, deltaic and coastal
land forms such as, inter lobal depressions, deltaic
lobes / deltaic plains, swales, mud flats, beach ridges,
creeks and protruding deltas were found.
Figure1: Study area
The study area lies between 09050’45” a d
10044'00’’of the North latitude and between 780
26’50" a d 7 0 16’ 00” of the ast lo itude and has
an area of 4663 km² with a coastline of 42 km. The
district depends a great deal on the monsoon for its
water supply and the study area is shown in Fig.1.
3. Objectives of the study
The main objectives of the study are:
To analyze the terrain parameters of the study
area and to find out their implications on land
development.
To classify the study area based on the capability
of terrain parameters.
4. Approach
The terrain systems namely the physiography,
landscape, geomorphic display and the tectonic fabric
are the reflections of the endogenic and exogenic
processes that have operated not only in the
geological past but also being active in the recent
years. The study area terrain parameters such as
geomorphology, lithology, slope and lineament data
has been prepared and analyzed based on the
Figure2: Geomorphology
5.2 Lithology
The geological data has been collected from the GSI
and generated as raster image in GIS and shown in
Fig 3. It has been observed that the major rock types
of the study area are shaley sand stone, granitic rock
and gneiss in greater proportion. The shaley sand
stone covers 30.8% of the total area, these are formed
of semi consolidated sediments and are spread over
Gandarvakottai,
Pudukkottai,
Karambakkudi,
Thiruvarankulam, north of Arimalam and north of
Aranthangi blocks. The granitic/ acidic out crops are
found in Kunnandarkoil, Annavasal, north
Thirumayam and north west of Arimalam blocks. The
gneiss made up of metamorphic rocks cover the west
region of the district and is found over Viralimalai
and western parts of Ponnamaravathi blocks. The
alter sequence of sand/ silt and clay is found in parts
of Manamelkudi and Avudaiyarkoil blocks. The out
crops of sand and silt are found in the south of
Aranthangi and Arimalam blocks. The charnockite
rock is found embedded over the granitic rocks along
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1206-1211
S SREEKALA AND R NEELAKANTAN
the southern boundary of Kunnandarkoil and
Annavasal blocks and the northern boundary of
Thirumayam block. The sand made of coastal/
alluvial/ Aeolian deposits are present at the eastern
boundary of Manamelkudi block.
1208
inferred. From the lineament data, superimposing a
grid map having 1 sq.km, counting the total length of
the lineaments in each, plotting their length in the
respective grid center and contouring them using
kriging method and shown in Fig.5. The density
maxima were predominantly occurring along the
central part of the study area in NNE - SSW direction
where major fault zone was also found and such
density was graded into 3 classes such as, low (< 800
m/4sq.km), moderate (800 - 1600 m/4sq.km) and
high.
Figure 3: Lithology
5.3 Slope
Slope is one of the major controlling factors in the
development and formation of different landforms.
The slope of any terrain is one of the factors
controlling the infiltration of groundwater into the
sub-surface and is also a suitability indicator from the
groundwater prospect point of view. The slope map
was prepared using topographical data and the same
has been generated in GIS environment and shown in
Fig.4.
Figure 4: Slope
It has been observed that the slope of the study area
vary from 0% to > 35% in the study area. These slope
zones were grouped into three classes, namely, Plain
area (<1%), Rolling (1-5%) and Rolling to steep (535%).
5.4 Lineament and its density
The lineaments were interpreted from the satellite
data, and such lineaments were digitized and oriented
in NE–SW direction. In the northern part of the
crystalline, the general trend was in north-south to
NNE–SSW direction and in the southern part of the
western crystalline, the structural trends were almost
in a perpendicular direction, i.e., towards NW-SE to
E-W direction. From these, in general, N-S to NNESSW trending tight anticlines and synclines were
Figure 5: Lineament density
6. Result and discussion
The terrain parameters such as geomorphology,
lithology, slope and lineament have been taken for the
analysis. The contribution of each factor in the
development processes have taken into consideration,
based on this, land capability has been evaluated.
Weightages are assigned to different thematic layers
based on their significance in deciding the capability
of land with respect to wasteland formation. Each
parameter has ranked accordingly and is multiplied by
the corresponding weightage, resulting in a score
ranging from Capability class I (Possibility of
development high) to Capability class IV (Possibility
for development is very low) indicating the capability
of land. Total weightage to this parameter is given as
100, where individual factors have been assigned a
weightage of 25. The weightage score for the terrain
parameters are tabulated individually for each sub
theme.
6.1 Geomorphology based land capability Analysis
The geomorphological features are assigned ranks and
weightages and the scores are tabulated in Table 1 and
the ranks are assigned logically according to their
capability index. The sedimentary plain, alluvial
plain, coastal plain and delta plains are given rank 4,
as these regions can be agriculturally productive and
any kind of development is easily established on the
plain regions. The badland topography, flood plains
and erosional surfaces are also rich in fertility so that
agriculture is possible in this region and is given next
to rank 3 for this region. Sedimentary high grounds
and piedmont zones are somewhat low in productivity
so it is assigned as 2. The hilly areas like piedmont/
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1206-1211
1209
Geospatial Analysis for land capability in Pudukkottai district, Tamilnadu, India
structural/ denudational and residual hills are assigned
rank 1, because of the topographical constraints for
the development. The weightages are equally
distributed and individual feature is given the value 25
and the scores are arrived by multiplying the rank and
weights.
Table 1: Ranks and weightages of Geomorphological
landforms
S
No
1
2
3
4
Geomorphology
Sedimentary plain/
Alluvial plain/
Coastal pain/Delta
plain
Badland topography/
Flood plain/
Erosional surface
Sedimentary high
ground/ Piedmont
zone
Pediment/ Structural
hills/ Denudational
hills/ Residual hills
Capa
Area in
Rank Weight Score bility
sq.km
Class
4
25
100
I
100.28
3
25
75
II
255.17
2
25
50
III
2171.4
1
25
25
IV
2135.6
Table 2: Ranks and weightages of lithological
landforms
S
No
Lithology
Rank Weight Score
Gneiss/ Shaly
sand stones
2 Charnokite
Alter
3 sequence of
lay/ Sand/Silt
Coastal
4
Alluvium/
Granitic rock
1
Capability Area in
Class
sq. km
4
25
100
I
2324.8
3
25
75
II
148.73
2
25
50
III
1067.0
1
25
25
IV
1121.9
The rank is multiplied with weight to attain the score
and based on the score for lithological features the
area is divided into capability class I, II, III and IV
and is tabulated in Table2. Based on the ranks the
lithology based capability class were prepared using
raster GIS image and shown in Fig.7.
Figure 6: Geomorphic land form based land
capability
Based on the ranks and weightages the land capability
for geomorphological land forms has been prepared
as a GIS raster images and having land capability
class I, II, III, and IV shown in Fig.6. About 100.28
sq.km of area come under capability class I, where the
possibilities for development are high in these areas.
An area of 255.17sq.km falls under capability class II,
where the possibilities for development are moderate.
The capability class III has an area of 2171.4sq.km
and an area of 2135.68 sq.km comes under capability
class IV. Here, the possibilities for development are
less and while implementing the developmental
schemes these regions may need more attention and
effort.
6.2 Lithology based Land capability Analysis
Considering the properties of rock types for the study
area the gneiss/shaley sand stone are given rank 4,
they have high productive capacity and it occupies
2324.82sq.km. The charnokite rocks are high grade
contact metamorphic rocks with coarse grained to
granular, granoblastic to foliated rocks. These have
moderate capability for productive purposes so it is
assigned rank 3, it occupies 148.73 sq.km.
Figure 7: Lithology based land capability mapping
6.3 Slope Based Land Capability Analysis:
Based on the inherent capacity of slope characteristics
and the possibilities for development of the slope are
given the weightage 25. The plain region and the
slope with 1 - 3% are given rank 4, the area with 315% slope are 3rd rank and area with 15 - 35% of
slope is given 2nd rank.
Table 3: Ranks and weightages for Slope classes
S No Slope (%) Rank Weight Score
1
2
3
Plain area,
1- 3
3 - 15
15 - 35
Capability Area in
Class
sq.km
4
25
100
I
4575.61
3
2
25
25
75
50
II
III
61.25
25.93
The alternate sequence of sand silt and clay forms
1067.05 sq.km of area, it is a loose aggregate of rock
or mineral particles of silt size, commonly with a high
percentage of clay minerals. This combination of
ro s osses’ i er eabilit of ater to the soil so
that the capability is low and is assigned rank 2. The
granitic rocks form the barren rocky surface and so
developmental processes are slow and the capability
is poor in this region. This region is assigned rank 1
and occupies an area of 1121.98 sq.km.
Figure 8: Slope based land capability
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1206-1211
S SREEKALA AND R NEELAKANTAN
Accordingly, the scores are calculated, here the
capability is high for rank 4 areas and the capability is
lowered according to decrease in rank from high,
medium, poor to very poor. The weightages are
tabulated in Table 3, based on the ranks and
weightages the slope based land capability GIS raster
image has been prepared and shown in Fig.8.
6.4 Lineament density based land capability:
The lineament density indicates the holding capacity
of water and in those areas developmental practices
are well established. Based on the density of
lineaments the study area is classified into capability
class I, II and III and tabulated in Table 4. The regions
with lineament density >1600 m/ 4 sq.km is assigned
rank 4 and considered under class I. The areas with
lineament density 800 - 1600m/4sq.km are assigned
rank 3 and lies in capability class II. The area with
lineament density < 800 m/4sq.km is assigned rank 2
and comes under class III. Based on the ranks and
weightages, the lineament density based land
capability has been prepared as a GIS raster images
and shown in Fig.9.
1210
The capability class I, has high possibilities for
development and occupies an area of 486.81sq.km. In
this class the geomorphology, lithology, slope and
lineament characteristics impose favorable conditions
for development. The capability class II has moderate
possibilities for development comprising an area of
1421.62 sq.km. The capability class III has low
possibilities for development and occupies an area of
1939.83 sq.km. Nearly, 814.49 sq.km of area comes
under capability class IV, where the possibility is very
low.
Table 5: Area wise land capability for terrain
parameters
S No
1
2
3
4
Capability
Class
I
II
III
IV
Cumulative Capability Class
Score
Area in sq.km
> 300
486.81
250 - 300
1421.62
200 - 250
1939.83
< 200
814.49
Table 4: Ranks and weightages for Lineament density
Lineament
Capability Area in
Rank Weight Score
(m/4sq.km)
Class
sq.km
1
> 1600
4
25
100
I
624.56
2 800 - 1600 3
25
75
II
2046.11
3
< 800
2
25
50
III
1992.76
S No
Figure 10: Terrain based land capability
8. Conclusions
Figure 9: Lineament density based land capability
7. Terrain based land capability Analysis
The individual terrain parameters are overlaid using
weighted overlay of GIS and capability mapping has
been done. From the analysis, the area is having
number of polygons and maximum weightages are
300 scores and minimum of 100 scores are observed.
Based on the minimum and maximum the study area
is classified and regrouped. The areas having more
than 300 scores are classified as capability class I and
between 250 - 300 areas are classified as capability
class II. The areas with 200 - 250 scores are classified
into capability class III and below 200 scores are
classified as least capability class IV and shown in
Fig.10 and also the area of capability classes are
shown in Table 5.
The various terrain parameters related to land
capability have been integrated and final land
capability zonation map has been brought out based
on terrain characteristics. It has been observed that an
area of 486.81 sq.km lies under capability class I,
1421.62 sq.km of land under capability class II,
1939.83 sq.km under capability class III and 814.49
sq.km under capability class IV. This identified
capability classification is recommended as a natural
relevance approach for development in the study area,
by considering all the significance of nature.
References
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[12] A Pasuto, M Soldati, The use of landslide units in
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Italian Dolomites, Geomorphology, Vol. 30,
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[13] R. Prashant, R. Thawale, Karthik, Surbhi Jore, K.
Sanjeev Singh, Asha Juwarkar Land Capability
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Ramanaiah, Land
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[15] V Rivas, K Rix, E Francés, A Cendrero,D
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International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1206-1211
ISSN 0974-5904, Volume 10, No. 06
DOI:10.21276/ijee.2017.10.0617
December 2017, P.P. 1212-1219
www.cafetinnova.org
Performance Investigation of Rock Mass Classification Systems
for Coal Mine Support Design in Indian Mining Conditions
AVINASH P AUL1*, V M S R MURTHY2, AMAR P RAKASH1, AJOY KR SINGH1
CSIR -Central Institute of Mining and Fuel Research, Dhanbad – 826 015, India
Department of Mining Engineering, Indian Institute of Technology(ISM), Dhanbad, India
*
Email: avinashpaul02@yahoo.co.in, avinashpaul@cimfr.nic.in
1
2
Abstract: In underground coal mines, fatalities occur due to the roof fall in the newly developed faces or
galleries during development or production of coal. Roof failure in coal mines is strongly related to the
frequency of the lamination of bedding planes. System of support design with roof bolting, resin bolting and
cable bolting for the aforesaid galleries is presently being decided on the basis of Rock Mass Rating (RMR).
Rock mass classification systems have constituted an integral part of empirical mine design for over 100 years.
Rock mass classification provides guidelines for stability performance to select appropriate support system as
well. The primary objective of all the classification system is to quantify the intrinsic properties of rock mass
based on set of chosen parameters and the second objective is to investigate how external loading condition
acting on a rock mass influences its behavior. In this paper an attempt has been made to review various available
RMR systems with their applications and drawbacks. Further, three major classification systems, namely,
ie ia s i’s RMR ( RMR), arto ’s Q- system, CMMR (Coal Mine Roof Rating) and CMRI-ISM RMR
(Central Mining Research Institute-Indian School of Mines) Rock Mass Rating are applied to 20 Indian coal
mines and compared for prediction of rock loads and safety factors for optimum and rational design of support
for underground coal mines. Numerical modeling was done to estimate the rock load and safety factor and the
same was compared with the rock load and safety factors obtained by empirical approaches. It was found that
among the compared RMR classifications system CMRI–ISM RMR holds good for design of support system in
Indian geo-mining conditions.
Keywords: RMR, Rock load, Safety factor, CMRR, BRMR, CMRI-ISM RMR.
1. Introduction
Thin laminated bedding planes of rocks constitute
main factor for the roof failure in coal mines
(Brozovic and Villaescuca, 2007). When the stress
gets released due to process of excavation in rock or
coal, these thin layers gets separated due to the
process of redistribution of stresses (Jakubec et al.,
2012). If the proper support system is not applied this
thin layers fall down causing major causalities in the
mines. The Rock Mass Rating (RMR) System is
a geo-mechanical classification system applied to rock
mass. It combines the most significant geological
parameters of influence and represents them with one
overall comprehensive index of rock mass quality,
which is used for the design and construction of
excavations in rock, such as tunnels, mines, slopes
and foundations (Bieniawski, 1989). Rock mass
classification helps in the appropriate selection of
support system for underground mines and tunnels, as
it considers the complete composition and
characteristics of rock mass. However, it is important
to understand the limitations of each rock mass
classification (Palmstrom and Brocn, 2006).
RMR System provides a method of incorporating
some of the complex mechanics of actual rocks into
engineering design (Jakubec and Esterhuizen, 2007).
Moreover, the system was the first to enable
estimation of rock mass properties, such as the
modulus of deformation, in addition to providing
support guidelines and the stand-up time of
underground excavations (Bieniawski, 1978).
Recently, after over 45 years of use, renewed attention
is being paid to the RMR System because of its
applications to the assessment of rock mass
excavability (RME) and especially, its direct
correlation with the specific energy of excavation
(SEE) for Tunnel Boring Machines (TBMs) to detect
changes in tunneling conditions effectively, in real
time, thus serving as a warning of adverse conditions
as construction proceeds (Celada et al., 2012).
2. Rock Mass Classification systems
Some of the major classification systems used for
mines and tunnels are illustrated below:
2.1 Rock Quality Designation (RQD) System
The RQD system is applied in core logging and
number of joints per meter (Deere et al., 1968; Priest
and Hudson, 1976; Palmstrom, 1982). Expressions
used by various researchers are:
core length 10 cm x100
(1)
RQD=
total length of core
(2)
RQD=115 3.3J v
RQD=100(0.1 1)e0.1
Received: August 16, 2017; Accepted: December 28, 2017; Published: January 30, 2018
International Journal of Earth Sciences and Engineering, 10(06), 1212-1219, 2017, DOI:10.21276/ijee.2017.10.0617
Copyright ©2017 CAFET-INNOVA TECHNICAL SOCIETY. All rights reserved.
(3)
1213
Performance Investigation of Rock Mass Classification Systems for Coal
Mine Support Design in Indian Mining Conditions
Where, Jv = number of discontinuities per unit
olu e, λ = fra ture s a i
( ). he orld ide
popular system is easy to estimate and is good to
account for fracture spacing. It does not reflect much
about joint orientation. Its application is restricted in
rock mass filled-in with foreign materials. It does not
impart adequate description of rock mass due to twodimensional representation.
2.2 Rock Mass Rating (RMR) Classification System
The RMR system, comprising six defined parameters
namely uniaxial compressive strength, RQD, joint
spacing, joint condition, groundwater condition and
joint orientation, is widely used in tunnel, mine and
foundation design. The relation for determination of
support load developed by Bieniawski (1973) is
expressed as:
(4)
P = γh t
B(1-RMR)
(5)
ht =
100
Where, P = support load (t/m2), = density of the rock
(kg/m3), ht = rock load height (m), B= tunnel width
(m), RMR= rock mass rating.
The system provides the basis for the development of
various classification systems and used for the design
of support system. The system is mainly emphasised
on joints rather than stresses, weathering and
structural discontinuities. It is not suitable for
squeezing ground condition (Goel, Jethwa and
Paithankar, 1995). It shows 1 class deviation and thus
not suitable for Indian conditions.
2.3 Q Classification System
Q system, developed by Barton et al. (1974), is used
for design of support in underground excavations. The
parameters used in this system are RQD, joint set
number (Jn), joint roughness (Jr), joint alteration (Jw),
ground water condition, stress reduction factor (SRF)
and expressed as:
RQD J r J w
(6)
Q=
x x
Jn
J a SRF
Rock load can be determined by using Q system,
expressed as:
20 1
(7)
Rock load Proof =
x
t/m2
J r Q1/3
Rock load Proof =
J
2
1
x n x 1/3 t/m 2
3
Jr Q
(8)
The system is suitable particularly for highly jointed
rock masses as well as hard rock formations. Its
application is limited to softer rock formation in
multiple openings because this system is based on
joint attributes whereas stability of underground
openings is not only joint controlled.
2.4 Modified Rock Mass Rating (MRMR) System
MRMR system is used for the design of support in
underground coal mines (Laubscher and Taylor, 1976;
Laubscher, 1993). MRMR system takes the basic
value as defined in RMR and adjust the same for the
factors like in-situ and induced stress, stress changes
and the effects of blasting and weathering. It is
expressed as:
RMR=IRS + RQD + Spacing + condition (9)
MRMR = RMR* Adjustment factors
(10)
Where, IRS = Intact rock strength (MPa), RQD =
Rock Quality Designation, Spacing = Spacing of
discontinuities (m), Condition = Condition of
discontinuities
It is a comprehensive and versatile system that has
widespread acceptance by mining personnel and used
successfully in the mathematical modelling. Still there
is some scope for improvement in empirical table by
addition of practical experience.
2.5 Final Modified Basic RMR (FMBR) System
According to Cummings et al. (1982) and Kendorski
et al. (1983), FMBR is used for development of drifts
and final support of intersections and drifts and is
expressed as:
FMBR= AMBR x DC x PS x S
Adjusted MBR (AMBR) =MBR.Ab As Ao
(11)
(12)
Where, DC = The adjustment rating for distance to
cave line, PS = The block size adjustment, S = The
adjustment for orientation of major structures
distance, Ab = adjustment for blasting, As= induced
stress adjustment, Ao= adjustment for fracture
orientation.
Effect due to induced stresses, blasting and fracture
orientation has been included which is not covered in
the original RMR system. Proper care should be taken
when adjustment factors are applied so that the
adjusted FMBR value should be accurate and precise
to avoid the under supporting of rock mass. As it is
modified version of RMR for mining application thus
uses many of the parameters same as RMR.
2.6 CMRI-ISM-RMR System
The system, developed by Venkateswarlu et al.
(1989), is used for design of support in Indian coal
mines and drifts from last 32 years, expressed as:
CMRI-ISM RMR = Layer thickness + Structural
features +UCS + Slake durability + Ground water
Rock Load (t/m2) =
B x x (1.7 - 0.037 x RMR + 0.0002 RMR2) (13)
Where, B = Roadway span (m) and = Unit rock
weight (t/m3)
It is the most efficient classification system derived
for Indian coal measure rock. Its application is also
easy and simple and can be used up to 6 m gallery
width with adjustment factor. Stress adjustment is
arbitrary in this system. Recounting in the rating
system has been seen in terms of slake durability and
ground water condition. It is applicable only for
development workings. Blasting adjustment given is
arbitrary.
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1212-1219
AVINASH P AUL, V M S R M URTHY, AMAR P RAKASH, AJOY KR S INGH
2.7 Critical Convergence & Rock Load System
The system was developed by Ghosh and Ghosh
(1992) for design of support in coal mines junctions,
expressed as:
RMR
Rock Load ( t/m2 )= 5*B0.3 *γ [1-
]
100
2
(14)
Where, B = Roadway span (m) and = Unit rock
weight (t/m3)
The application of the system is simple and easy to
adopt. It can be applied for openings up to 5 m for
underground coal mines. It shows erratic results
beyond 5 m openings. Its application is also limited
for the condition where concentration of stresses is
more due to larger openings.
2.8 Modified Q-System for Coal Mines:
Sheorey (1993) developed modified Q-System for
design of support in underground coal mines
junctions, given as:
Horizontal stratified rock: Changes Jn to Jn 2/3
Irregular bed thickness: Changes Q to Q/3
Ball coal in roof: Changes Q to Q/5
Stone/clay pockets: Changes Q to Q/3
Unfavourable joint orientation/ horizontal stress:
Changes Q to Q/4
Rock Load (P roof) = K*γ*
(5Q) 0.33 (t/m2)
(15)
Where, K= support load obtained from CMRI –ISM
classification, B = Gallery width (m)
This classification system is applicable for coal
measure roof rocks. More adequate support design
can be done for depillaring panels. It is not applicable
for hard rock formation as it was modified for coal
measure roof rocks. Although modification has been
done, still this system upholds all the shortcomings of
Q system. As it is modified version of Q-system,
hence all the parameters are same as Q.
2.9 Coal Mine Roof Rating (CMRR) System
CMRR system was developed by Molinda and Mark
(1996) for design of support in underground coal
mines. It is expressed as:
CMRR= UCS rating + Discontinuity intensity rating +
Discontinuity shear strength rating + Multiple
discontinuity adjustment + Moisture sensitivity
deduction
Support density (ARBSG) =
(5.7 log10 H) - 0.35CMRR + 6.5
(16)
Where, H = depth of cover (m), ARBSG = Analysis of
roof bolting system.
It is used in broad range of ground control issues and
quantifies the roof geology which helps extensively in
mine planning. The estimation process of the system
is lengthy. The system being relatively new all
possible uses and specific guidelines are not yet been
determined. System has been implemented in a few
1214
mines and still lagging to develop data base to be
accepted worldwide.
2.10 Geological Strength Index (GSI)
The basic application of GSI is for design of support
in underground mines (Hoek, 1997), expressed as:
GSI=RMR-5 for GSI≥18 or RMR≥23,
GSI= I Q’+ 44, Q’= (RQ Jn).(Jr/Ja) GSI<18
For RMR>23, RMR is the modified version in which
zero rating has been set to groundwater and the
remaining parameters are same as Bieniawski RMR.
For RMR<23, Q is odified as Q’ hen value of
Jw/SRF is dropped and the remaining parameters of Q
are same. It is applicable for both weak and hard rock
masses and widely used for computer simulation of
rock masses. The use of the system requires an ample
experienced and expertise.
2.11 Modified CMRI-ISM RMR System
The system developed by Murthy et al. (2005) is
applicable for design of support in underground
mines. It incorporates the influence of blasting and
also useful in estimation of actual extent of damaged
zone in roof rocks due to blasting. Determination of
rock load is expressed as:
Rock Load (t/m2) =
0.0013*RMRseis2-0.19*RMRseis+9.25
(17)
The system is based on less case studies, hence needs
to be varied by addition of more cases of underground
mines. Main parameter suggested in this system is P
wave velocity in place of UCS and the remaining
parameters are same as for CMRI-ISM RMR system.
3. Appraisal of New key RMR systems
Rock mass classification forms the backbone of the
empirical design approach and is widely employed in
rock engineering (Paul et al., 2011a; Paul et al.,
2011b). It has been experienced that when used
correctly, a rock mass classification approach serves
as a practical basis for the design of complex
underground structures. The classification system in
the last 50 years of its development have taken
cognizance of the new advances in rock support
technology starting from steel rib support to the latest
supporting techniques like rock bolts and steel fiber
re-enforced short crete. Key classifications applicable
to the coal mine have been reviewed to identify the
short comings (Table.1).
Table 1: Key observations of a few Rock Mass
Classification Systems
This classification has found application in
many tunnel excavations and is particularly
suitable for highly jointed rock masses.
ie ia s i’s
RMR
The difference in the classification may be
Classification
because coal measure formations are softer
(Bieniawski,1973)
compared to European tunnel formations
for which this classification was developed.
This classification system has been applied
RMR Systems
Key Observations
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1212-1219
Performance Investigation of Rock Mass Classification Systems for Coal
Mine Support Design in Indian Mining Conditions
1215
in coal mines in India It can be seen that
the system gives realistic results only in a
few cases; while in majority of the roofs
the deviation from actual conditions is less
by one class.
Q –System
(Barton et al.,
1974)
CMRR
(Molinda
and Mark,
1996)
CMRI-ISM
-RMR
(Venkateswarlu
et al., 1989)
important subsidiaries of Coal India Limited. Major
coalfields contributed in the formation of SECL are
Central Indian coalfields (Sohagpur, Umaria and
Johilla), North Chhattisgarh coalfields (Chirimiri,
Kurasia, Bisrampur and Jhilimili) and South
Chhattisgarh coalfields (Hasdeo, Korba, and Raigarh).
SECL produces about 30% of total coal production in
India (Sarkar, 2011). Study was also conducted in
KTK–6 Incline mine of SCCL. The SCCL comes
under Godavari Valley Coalfield covering an area of
over 9000 km2 (https://en.wikipedia.org/wiki/
Godavari_valley_Coalfield).
Suitable for highly jointed rock masses.
Not applicable for coal measure formations
as they are softer compared to tunnel
formations rock type.
It only emphasises on joint attributes,
whereas stability in coal mines is not just
joint-controlled.
The stress reduction factor in it also has no
relation with the stress field occurring
around multiple openings like coal mine
roadways.
The CMRR system is relatively new. All
possible uses and specific guidelines for
them are yet to be determined.
System has been implemented in few mines
and still lagging to develop its data base to
be accepted world- wide for application in
ground control planning and operations.
The CMRR value gives a wide range in
areas of high horizontal stresses and in
proximity of major geological feature s.
The method over rates roof condition in an
area where orientation of major/minor
geological features resulted in roof
collapse.
In modified CMRR system, laboratory
testing and analysis was suggested which is
extensive and time consuming.
SECL mines
KTK-6 Incline mine,
Godavari Valley Coalfield
Mining induced stress, one of the main
causes of roof falls in underground mines,
is not considered properly.
The reduction factor given in CMRI – ISM
RMR system for blasting has no scientific
basis.
The vertical stress is considered only after
a depth of 250 m. It is often seen that at
shallow depth also the values of lateral and
vertical stresses are considerably high. The
horizontal stress values are also not well
defined in CMRI – ISM RMR System.
Some of the factors which cause roof rock
deterioration ,namely ,slake durability and
ground water condition have been
considered twice in CMRI –ISM RMR
system which sometimes results in over
supporting
and increases overall
production cost of the mine.
Figure1: Location of study sites (Source: Advanced
Resources International Inc.)
5. RMR, Rock Load and Safety factor comparison
The RMR determined in 20 underground mines by
different systems ( ie ia s i’s RMR, Q-system,
CMRR and CMRI-ISM RMR) and the corresponding
rock load and safety factors are detailed in Table 2.
The RMR and rock load were calculated using
different equations illustrated in section 2.
4. Field Investigations
Rock mass classification study was conducted in 20
underground mines of South Eastern Coalfields
Limited (SECL) and Singareni Collieries Company
Limited (SCCL), shown in Fig. 1. SECL is one of the
Table2: Rock mass rating, rock load and safety factor in different mines
S.
no
Name of mine
Churcha mine
R.O
2 Jhilimili Mine
3 Jhilimili Mine
4 Katkona 3/4
1
CMRI
ISM
RMR
R/L
(t/m2)
SF
Q
R/L
(t/m2)
SF
56.7
2.82
2.95
9.20
4.48
2.01
79
41.4
42.3
48.6
2.71
3.52
2.35
3.88
2.7
4.05
2.89
8.59
5.08
3.75
4.38
4.51
2.28
2.35
2.29
42
63
49
BR/L
RMR (t/m2)
SF
CMRR
R/L
(t/m2)
SF
2.42
3.73
62.00
1.51
1.19
3.09
2.64
3.21
2.77
3.91
3.21
43.00
19.00
50.00
3.29
4.72
1.3
1.38
1.73
1.31
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1212-1219
AVINASH P AUL, V M S R M URTHY, AMAR P RAKASH, AJOY KR S INGH
Incline
Katkona 1/2
Incline
Churcha west
Pandav para
Kalyani mine
Shiwani Mine
Nawapara Mine
Gayatri mine
Rehar Mine
Rehar Mine
Kumda 7/8
incline
Bartunga Hill
Kurasia Mine
Kurasia Mine
NCPH Old Mine
North Chirimiri
Rani Atari
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
58.5
2
4.76
9.05
4.46
2.31
67
3.01
3.43
40.00
3.36
1.42
46.17
55.35
53.1
57.6
44.37
52.2
48.8
45.4
4
2.44
2.14
2.1
4.04
2.71
3.11
3.45
2.08
2.59
4.45
4.53
2.52
3.51
3.06
2.75
8.93
8.73
8.05
9.01
3.30
8.95
4.71
4.73
4.44
4.41
4.29
4.45
3.91
4.44
4.40
4.41
2.03
2.34
2.40
2.32
2.46
2.32
2.34
2.34
59
59
59
62
42
63
53
53
3.94
3.79
2.93
3.43
5.19
3.20
3.95
3.75
2.29
2.72
3.52
3.01
1.85
3.22
2.61
2.75
32.00
32.00
41.00
45.00
25.00
35.00
47.00
45.00
5.09
5.14
2.58
2.49
4.36
4.27
2.61
2.54
1.52
1.52
1.40
1.36
1.63
1.48
1.34
1.36
49.5
3.3
2.88
7.20
4.14
2.50
53
4.34
2.38
45.00
2.72
1.36
45.9
50
45
56.7
45.9
46.8
2.84
3.04
3.18
1.86
2.94
3.61
3.55
2.92
2.79
5.37
3.23
2.86
9.05
3.94
8.98
9.26
9.20
8.53
4.46
4.15
4.45
4.49
4.48
4.37
2.31
2.32
2.17
2.41
2.30
2.36
66
47
63
77
71
54
2.28
3.67
2.68
1.75
2.02
4.10
4.52
2.62
3.59
6.20
5.10
2.52
19.00
46.00
19.00
48.00
26.00
32.00
5.07
2.81
4.56
3.48
4.1
3.55
1.73
1.35
1.73
1.33
1.61
1.52
*R/L = Rock load, *SF = Safety factor, B-RMR = Bieniawski’s RMR
A comparative plot of rock load against RMR arrived
by widely used systems, shown in Fig. 2, displayed
higher RMR for Bieniawski system
6
Rock Load (t/m2)
5
R² = 0.84
R² = 0.80
4
R² = 0.83
B-RMR
3
CMRR
2
1
CMRI-ISM RMR
0
0
20
1216
40
60
80
100
RMR
permanent roadways are the life line of the
underground mines.
Safety factor curves for CMRR and Q-system are
found to be relatively at the lower side compared to
the CMRI-ISM RMR a d ie ia s i’s RMR, he e
the strength of reliability of the former systems are
low and thus not suitable for Indian geo-mining
conditions. On the other hand the safety factor curves
for ei ia s i’s RMR a d MRI-ISM RMR are
coinciding each other. But in major cases, here also
safety factor values of CMRI-ISM RMR dominating
the safet fa tor alues of ei ia s i’s RMR s ste .
Hence safety factor comparison wise also CMRI-ISM
RMR is only the rock mass classification system
which stands good for Indian geo-mining conditions.
Figure 2: A comparison of RMRs against rock load
7
CMRI-ISM RMR found to lie between B-RMR and
CMRR. The index of determination obtained for
CMRI-ISM RMR was found to be good in
comparison to other rock mass classification systems.
CMRI-ISM RMR system observed to be more reliable
for Indian mining conditions as compared to the other
RMR classification systems and thus it can be more
effective and viable RMR classification system for
Indian underground coal mines.
6
Determination of safety factor is very important while
designing the support system. If proper safety factor is
not given during the design of support system, roof
failure may take place causing serious fatalities.
Safety factor is the strength or resisting force (of the
rock mass and the stress or disturbing force). The
Factor of Safety of the rock mass is defined as SF =
Support resistance (t/m2) / Rock load (t/m2)
and
failure is assumed to occur when F is less than unity.
The safety factor for the permanent roadways should
be always more than the temporary working, as the
CMRI-ISM RMR
R² = 0.91
Safety factor
5
4
B-RMR
R² = 0.11
3
R² = 0.90
Q
2
R² = 0.71
1
CMRR
0
0
1
2
3
Rock load (t/m2 )
4
5
6
Figure 3: A comparison of RMRs against safety
factor
6. Study Area
The study was conducted at 13LN/B of KTK–6
Incline mine of SCCL in Godavari Valley Coalfield.
Rock mass rating determined by different
classification
systems
namely
CMRI-ISM,
ie ia s i’s Geo-mechanical, Q and CMRR are
deciphered in Tables 3a, 3b, 3c and 3d respectively.
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1212-1219
1217
Performance Investigation of Rock Mass Classification Systems for Coal
Mine Support Design in Indian Mining Conditions
Table 3a: RMR by CMRI-ISM RMR system for KTK-6 Incline, SCCL
Parameters
Sl
No
Rock type
Bed thickness (m)
1
2
3
4
5
Layer thickness, (cm)
Structural features
Slake Durability Index
(%)
Rock Strength (c)
(kg/cm2)
Ground water seepage
rate (ml/min)
Total RMR
First bed
Second bed
Third bed
Fourth bed
Course grained
Course grained
Medium to coarse Medium to coarse
sandstone
sandstone Greyish grain sandstone
grain sandstone,
Greyish white
white
Greyish white
Greyish white
0.60
0.50
0.40
0.50
Value Rating Value Rating Value
Rating
Value Rating
12
15
20
20
15
17
20
20
12
6
12
6
12
6
12
6
97
14
75
6
56
3
55
3
849
12
151
4
83
2
131
3
0
500 to
6000
0
500 to
6000
0
500 to
6000
0
500 to
6000
47
36
The combined RMR can be determined using the
following equation:
Combined / Weighted (RMRw) =
(RMR of each bed x bed thickness)/ (Thickness
of each bed)
RMRw = (47x0.6 + 36x0.5 + 28x0.4 + 32x0.5)/
(0.6 + 0.5 + 0.4 + 0.5)
= 36.7
After adjusting RMR for blasting- off- solid the
adjusted RMR comes to be 36.7 x 0.9 =33. Thus, the
adjusted RMR will be 33 (IV B) class with poor roof
condition.
Table 3b: RMR by Bieniawski’s classification system
for KTK-6 Incline, SCCL
Parameter
Strength of Intact rock
(kg/cm2)
RQD%
Spacing of Joints
Condition of Joints
Groundwater
Bieniawski’s RMR
Sandstone roof
Value
Rating
212.5
02
86.58
60-200 mm
Slightly rough
surfaces, separation
<1 mm
Flowing
37
17
08
10
0
Table 3c: RMR by Q-system for KTK-6 Incline, SCCL
Parameters
RQD
(RQD = 115 – 3.3Jv, where Jv =14 to 17)
Jn (Joint Set Number)
Jr (Joint Roughness Number)
Ja (Joint Alteration Number)
Jw (Joint Water Reduction Factor)
SRF (Stress Reduction Factor) -For Split
galleries
For Split galleries Q = 5.77
Value
86.58%
9.0
1.5
1.0
1.0
2.5
As no borehole core of immediate roof was available,
the RQD needed in Q-system was determined from
joint volume (Jv) i.e. number of joints per cubic meter
28
32
of rock mass from the following relation (Barton et
al., 1974).
RQD = 115 – 3.3 Jv
(18)
Table 3d: RMR by CMRR classification system for
KTK-6 Incline, SCCL
Sandstone at roof
Value
Rating
Parameter
Strength of Intact rock
(kg/cm2)
Cohesion and roughness
Bedding/Discontinuities
Moisture Content
(Slake Durability)
Groundwater
Hard Bed Adjustment
CMRR
212.5
Planer and
moderate
16
Slightly sensitive
(70.75 %)
Dripping
NA
35
15
25
13
-15
-3
0
7. Numerical Modeling
Numerical modeling was done using 3D finite
difference software FLAC3D developed by ITASCA
Consultant Group of USA. The unadjusted RMR was
used since the numerical model itself takes into
account the adjustment factors (Table 4.)
Table 4: Input parameters used for numerical
modeling
B C
D
E
b RMR
5.0 0.30 1.94 23.3
Sandstone
2.0 0.25 1.35 22.7 0.5 47.25
24L/15DJ
Shale Coal
2.0 0.25 1.24 37.4
Sites
A
A= Rocks immediate roof of 2 m, B= Modulus of
elasticity (GPa), C = Poisson’s ratio, d= density
(t/m3), E= Compressive strength, (MPa)
A drivage of 3.6 m x 2.8 m was taken to develop coal
pillars of 20 m x 20 m size. In this study the boundary
condition used for the model to fix X and Y axis are
14.9, 15.1, as the total length given for X and Y axis
for the model is 15. Stability of the immediate roof
and rock load height was assessed by safety factors of
different colour contours at different heights (Fig. 4).
The safety factors colour contours from 0.5 to 1
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1212-1219
AVINASH P AUL, V M S R M URTHY, AMAR P RAKASH, AJOY KR S INGH
showed the unstable zone height (rock load height)
which requires support.
1218
greater factor of safety as safety is being always
considered as main aspects in the mining.
9. Conclusions
Figure 4: Evaluation of safety factor by numerical
modelling
For a height up to 2.0 m, safety factor contours
obtained for galleries was less than 1.0. Thus, the load
is likely to come up to the height of 2.0 m in the
immediate roof according to the model and thus need
to be reinforced/supported up to 2.0 m height of
galleries. As per model, a rock load of 4 t/m2 was
obtained for galleries.
8. Discussion
The rock load and safety factors determined by
different approaches are given in Table 5 and the
comparison of the same is shown in Fig. 5. Rock load
was found to be on higher side in CMRI-ISM RMR
system in comparison to others.
Table 5: Summary of rock load and safety factor
obtained by different approaches
Approach
System
RMR
CMRIISM RMR
Empirical
B-RMR
CMRR
Numerical
Numerical
Modelling
Rock mass classification system is an integral part for
stability assessment of exposed roof in underground
openings. Based on study conducted in several mines
of SECL and a case study at SCCL, CMRI-ISM RMR
Rock Mass Classification system is found to be most
reliable and suitable for Indian geo-mining conditions.
Numerical modelling also advocates the encouraging
result and the factor of safety was in close
approximation with CMRI-ISM RMR, consequently
strengthening its reliability for Indian underground
coal mines.
10. Acknowledgement
The work forms as a part of the Ph.D. work of the first
author being carried out at IIT-ISM, Dhanbad, India.
Authors would like to thank Director, CSIR-CIMFR,
Dhanbad and Director, IIT-ISM, Dhanbad and also
the mine management for their kind support during
the research work. The authors also thank the
management of the mines (SECL and SCCL) for
supporting the investigations and extending all
possible help during the assigned studies.
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37
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prospective for underground mines of India as it
would provide more stability to the roof strata with
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International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1212-1219
ISSN 0974-5904, Volume 10, No. 06
DOI:10.21276/ijee.2017.10.0618
www.cafetinnova.org
December 2017, P.P. 1220-1224
Desalination Approach of Seawater and Brackish Water by
Coconut Shell Activated Carbon as a Natural Filter Method
JAYAPRAKASH M C1, P OORVI S HETTY1, RAJU AEDLA2 AND D VENKAT REDDY3
1
Department of Civil Engineering, Mangalore Institute of Technology and Engineering, BadagaMijar,
Moodabidri-574225, Karnataka, INDIA
2
Graduate School of Science and Technology (GSST), Kumamoto University, Kumamoto, JAPAN
3
Heavy Civil Infrastructure, Larsen & Toubro (L&T) Limited Construction, Chennai, INDIA
*
Email: jayaprakash@mite.ac.in, drjepi@gmail.com, rajuaedla.nitk@gmail.com, dvr1952@gmail.com
Abstract: Engineers are challenged to develop cost effective ways to produce large quantities of water suitable
for drinking, crop irrigation and commercial use for regions of the world that suffer from water shortages.
Water desalination is expensive, requiring large amounts of energy and specialized equipment to convert
saltwater into drinking water. The present study aims to develop a cheaper, cleaner, easy and more energyefficient way of desalinating seawater technique by using natural filters; it can help the common people as it
affordable during their immediate requirements. The developed technique seemed to be very effective in
reducing the concentration of seawater ions. The desalination system is developed by selecting coconut-shell
charcoal as the substrate material. As per the results obtained from prototype of seawater and brackish water,
there is 60% reduction in chloride and 75% reduction in sodium; this is mainly due to the usage of activated
carbon charcoal as the filter media. It is also observed through experiments that there is 100% reduction in
iron,53% reduction in sulphate, 20% reduction in total dissolved solids and 12% reduction in hardness which
clearly indicates that the selected filter medias those are activated carbon charcoal, sand, laterite would be
used as the filter medias for future experiments on desalination using natural filters. This work is to present an
overview of current and future technologies applied to the desalination of brackish as well as seawater to
produce freshwater for supplementing drinking water supplies to the common people in smaller quantity.
Removal efficiency increases with the increase in contact time respectively, for both seawater and brackish
water, which was considered to be maximum purification ~40%.
Keywords: Desalination, Seawater/Brackish water, Activated Carbon, Coconut Charcoal, Eco-friendly
1. Introduction
Fresh water today is a scarce resource, and it is being
felt the world over. More than 2000 million people
would live under conditions of high water stress by
the year 2050, according to the UNEP (United
Nations Environment Programme) [27], which warns
water could prove to be a limiting factor for
development in a number of regions in the world.
Around one-third of the world population now lives in
countries with moderate to high water stress—where
water consumption is more than 10% of the renewable
fresh water supply, said the GEO (Global
Environment Outlook) 2000, the UN P’s ille iu
report [3].
As population increase and source of high quality,
fresh drinking water decrease, using desalination
processes to provide freshwater when other sources
and treatment procedures are uneconomical or not
environmentally responsible is becoming more and
more common. Desalination is any process that
removes excess salts and other minerals from water.
In most desalination processes, saltwater (also called
“feed water”) is treated a d t o strea s of ater are
produced: 1. Treated freshwater that has low
concentrations of salts and minerals. 2. Concentrate or
brine, which has salt and mineral concentrations
higher than that of the feed water [14].
Desalination processes may be used in municipal,
industrial, or commercial applications. With
improvements in technology, desalination processes
are becoming cost-competitive with other methods of
producing usable water for our growing needs. The
pure water that is obtained after desalination must be
re-mineralised to be adequate for human
consumption. Desalination has been used for
thousands of years - Greek sailors boiled water to
evaporate fresh water away from the salt and Romans
used la filters to tra salt. oda ’s so histi ated
methods still generally use the concepts of distillation
or filtration [26].
Fig.1 Main inputs and outputs in a desalination
process
The feed water for desalination processes can be
seawater or brackish water. Brackish water contains
Received: August 17, 2017; Accepted: December 22, 2017; Published: January 30, 2018
International Journal of Earth Sciences and Engineering, 10(06), 1220-1224, 2017, DOI:10.21276/ijee.2017.10.0618
Copyright ©2017 CAFET-INNOVA TECHNICAL SOCIETY. All rights reserved.
1221
Desalination Approach of Seawater and Brackish Water by
Coconut Shell Activated Carbon as a Natural Filter Method
more salt than fresh water but less than
saltwater. Brackish water is commonly found in
estuaries, which are the lower courses of rivers where
they meet the sea. Two technologies are primarily
used around the world for desalination: thermal
distillation and membranes. Both technologies
need energy to operate and produce freshwater.
Right now, desalinating seawater is the only viable
way to provide water to growing populations, and
large desalination plants are now a fact of life in
Egypt and other Middle Eastern countries. Most of
these plants rely on a multi-step process based on
reverse osmosis, which requires expensive
infrastructure and large amounts of electricity [18].
These plants release large quantities of highly
concentrated salt water and other pollutants back into
the seas and oceans as part of the desalination process,
creating problems for marine environments.
Thus, the present work would make an attempt of
using the traditional natural filter media to desalinate
the seawater. This approach may help the common
people to desalinate sea water on their own in
affordable manner.
1.1 Indian Scenario
India has long coast line of nearly 7516.6 km along
which several million people live and are engaged in
various activities. Availability of fresh water has been
the main centre of growth of civilization. However,
there is lots of inequality existing on earth, which
needs to be artificially corrected through
incorporation of technologies. With the growth of
world population the need of fresh water has also
increased substantially which has resulted in growth
of desalination installation as well. Logically the
desalination activities are concentrated on those parts
of the earth where availability of water is scares. This
is precisely the reason why more than 80% of
desalination plants are located in the water scares
Middle East region. Unequal water distribution also
exists within our country and fresh water desalination
technology is getting concentrated more on water
scares areas. Besides producing desalted water for
human consumption and Industrial requirement these
technologies are also found to be advantageous in the
recovery of water from waste streams. There is no
reliable statistics available on number of plants, their
capacities, technologies adopted and status on these
plants in India. However, rough indications are that
there are more than 1000 membrane based
desalination plants of various capacities ranging from
20m3/day to 10,000m3/day [27].
The "best" desalination system should be more than
economically reasonable in the study stage. It should
work when it is installed and continue to work and
deliver suitable amounts of fresh water at the expected
quantity, quality, and cost for the life of a project [9].
Engineers are challenged to develop cost effective
ways to produce large quantities of water suitable for
drinking and crop irrigation for regions of the world
that suffer from water shortages. Water desalination is
expensive, requiring large amounts of energy and
specialized equipment to convert saltwater into
drinking water.
2. Objectives
The objective of this work is to present an overview
of current and future technologies applied to the
desalination of brackish and seawater to produce
freshwater for supplementing drinking water supplies
to the common people in smaller quantity.
Desalination of seawater using natural filters can
help the common people as it affordable during
their immediate requirements.
Race is on to find a cheaper, cleaner and more
energy-efficient way of desalinating seawater.
The other objectives include:
Irrigation (productive use)
Domestic uses
Urban and recreational uses
Aqua culture
Industrial Chiller
Fire extinguish
2.1 Inspiration from available natural resources
and processes
Use of coconut shell charcoal for water purification.
Characteristics of coconut shell charcoal
• 100% organic
• Renewable resource
• High Calorific Heat Value
• Environmental Friendly
• Ready available especially in coastal areas
3. Experimental Setup
Preparation of Coconut Shell Charcoal
Burn in open air (not used muffle furnace)
To burn 50-60 whole coconut shells May get
~1kg of charcoal
Sieve size : 2.36mm – 4.75mm
Through washing; drying under direct sunlight
Procurement of other naturally available materials
Fine aggregate: (Sieve size 2.36mm to 4.75mm)
Coarse Aggregate: ~4mm to 10mm
Laterite Pebbles: ~4mm to 10mm
Coconut Charcoal ~5mm
2 mm Sand
Laterite ~5mm
4mm Sand
Fig.2 Natural Filter Materials
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1220-1224
J AYAPRAKASH M C, P OORVI SHETTY, R AJU AEDLA AND D VENKAT REDDY
3.1 Charcoal Based Desalination Prototype
Desalination prototype were made using waste PET
(polyethylene terephthalate) bottles as a outer cover to
prepare the charcoal based prototype in different
layers of filter materials. As an approach of
preliminary observation FIVE prototypes are made for
each seawater and brackish water separately with
varying thickness, such that all five prototypes having
different layer thickness of activated carbon coconut
charcoal along with other natural filter materials to
observe the appreciable result.
PET bottles has been used to make the prototype in
the present work these bottles were inverted and the
bottom portion is cut as the water is to be poured from
the top. The top portion is kept open as the
atmospheric pressure can act over it and it helps in the
filtration process. Sand and gravels are used to filter
out larger sediments present in the seawater where
place top and bottom portion of the prototype,
coconut charcoal placed in between the sand filters.
The fine aggregates in the top layer of the sand
gradually forming a biological zone to filter out
bacteria, viruses and parasites. Then the feed water
reaches the surface of coconut shell charcoal. Coconut
shell charcoal act as a activated carbon hold the salt
ions utilizing as a chemical adsorption. Filtered cloth
has been used at the end of the bottle neck to filter out
the particulate contaminants and carbon and let the
purified water through.
1222
given the platform to continue the research to get
better result.
Natural filter methods is the best approach in the view
of
i. Easy to manufacture the filter product
ii. Environmental-friendly solution for desalination
iii. Safe disposal of brine solution/Charcoal can be
reuse
iv. Household Utility (esp. coastal/rural areas)
a. Cost effective desalination method.
b. Energy efficient technique.
Table 1: Chemical parameters of feed water after
natural filtration
Chemical
ions
Seawater
ions (mg/l)
Reduction
concentration
of seawater
ions (mg/l)
Brackish
water
ions
(mg/l)
Reduction
concentration
of brackish
water ions
(mg/l)
Reduction
percentage in
seawater (%)
Chloride
17179.6
12335.134
7577.65
6849.3
28.19
9.6
Sodium
10100
489.98
8291
465.7
76.44
78.9
Hardness
6320
5860
3,220
2852
8
11.42
Reduction
percentage in
brackish
water (%)
Iron
14.5
0
11.1
0
100
100
Sulphate
2830
812
1869
610
35.04
45.53
Total
dissolved
solids (TSD)
50200
40580
26200
17,480
20
33.28
The pressure applied must overcome the natural osmotic
pressure. Eg. 600-1200 psi of pressure must be used for
seawater, as it has a natural osmotic pressure of 390 psi.
Note: All the data mentioned in the table1 is as per the
natural osmotic pressure.
Sea water’s conductivity is one million times higher than
that of deionized water. High quality deionized water has
a conductivity of about 5.5 μS/m.
4.1 Reduction percentage of desalinated seawater
composition
Reduction in pH: 95.07%
Conductivity of seawater was out of range.
Reduction in chloride ion concentration: 28.19%
Reduction in sodium ion concentration: 95.1%
Reduction in TDS (total dissolved solids): 20%
Reduction in Hardness: 8%
Reduction in Sulphate: 71.30%
Reduction in iron: 100%
Fig.3Prototypes prepared for desalination process for
preliminary observation
4. Results and Discussion
The natural filters especially coconut charcoal is
better approach for the desalination process, around
30% of the saltwater ions reduced by the process is
4.1.1 Reduction percentage of desalinated brackish
water composition
Reduction in pH: 92.1%
Reduction in conductivity: 1.5%
Reduction in chloride ion concentration: 9.6%
Reduction in sodium ion concentration: 94.98%
Reduction in TDS (total dissolved salts): 33.28%
Reduction in Hardness: 11.42%
Reduction in Sulphate: 67.36%
Reduction in iron: 100%
5. Conclusions
The present obtained results will lead to concentrate
on the research over desalination process by using
locally available natural filters which is a eco-
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1220-1224
1223
Desalination Approach of Seawater and Brackish Water by
Coconut Shell Activated Carbon as a Natural Filter Method
friendly, cost effective technique and can be easily
afforded by common people.
As per the results obtained from prototype1 of
seawater, there is 60% reduction in chloride and 75%
reduction in sodium; this is mainly due to the usage of
activated carbon charcoal as the filter media. Better
result can be obtained if proper care is taken while
conducting the experiments (Coconut shell charcoal
might be prepared by heating half splitted coconut
shell at a temperature of 900 °C for 4 hours using a
muffle furnace for better results).
It is also observed through experiments that there is
100% reduction in iron,53% reduction in sulphate,
20% reduction in total dissolved solids and 12%
reduction in hardness which clearly indicates that
the selected filter medias those are activated carbon
charcoal, sand, laterites can be used as the filter
medias for future experiments on desalination using
natural filters.
As per the results obtained there is 100% reduction
in iron, hence it clearly proved that the coconut
shell charcoal acts as a purifying agent to remove
the iron content.
The appreciable result of other composition of feed
water such as chloride, sodium, total dissolved
solids, sulphate and hardness could not be obtained
due to following limitations .We can overcome
those limitations by taking proper care while
conducting the experiment and by considering the
following points:
Coconut shell charcoal should have been prepared
by heating half splitted coconut shell at a
temperature of 900 °C for 4 hours using a muffle
furnace for better results.
The prototype should be designed in large scale (as
it provides large amount of surface area and
minimize the rate of filtration in the prototype).
Fig. 4 Bar chart representing the reduction
concentration of seawater
Fig. 5 Bar chart representing the reduction
concentration of brackish water
6. References
[1] Addams, L., Boccaletti, G., Kerlin, M. and
Stuchtey, M. “Charting our Water Future:
Economic Frameworks to Inform DecisionMaking,” (2030 Water Resources Group), 2009.
[2] A. Q. Jakhrani, S. R. Samo, Habibur Rahman
Sobuz, Md. Alhaz Uddin, M. J. Ahsan and Noor
Md. Sadiqul Hasa , “Assess e t of issol ed
Salts Concentration of Seawater in the Vicinity of
Kara hi”, International Journal of Structural and
Civil Engineering, ISSN: 2277-7032, 1(2), 2012.
[3] Arjen Y. Hoekstra., “Water scarcity challenges to
business”, ritte b WFN’s o-founder and
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the private sector'.
[4] uros, O. K., “ he A s of
esalti ”,
International Desalination Association, 2000
[5] Binnie, C. Kimber, M. and G. Smethhurst, Basic
Water Treatment, 3rd Edition. Thomas Telford
Ltd., London, 2002.
[6] Clayton, R., “A Review of Current Knowledge
Desalination for Water Supply. Bucks:
Foundation for Water Research”. URL
[Accessed: 05.03.2012], 2011.
[7] Directorate of Economics and Statistics
(Government of Karnataka) (2005). Area,
Population, Membership, Revenue, Expenditure
& Employment by Municipalities, Karnataka,
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(PDF). National
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[8] Drioli, E., Alessandra Criscuoli, and Efrem
Curcio, “Integrated Membrane Operations for
Seawater Desalination”, Desalination, 147:77-81,
2002.
[9] Hasson, D. and Bendrihem, O., “Modeling
Remineralization of Desalinated Water by
Limestone
Dissolution.
In:
Elsevier
Desalination”, 190, 189-200. URL [Accessed:
05.03.2012], 2006.
[10] Karim, B. and Marhaba, T. F., “Using principal
component analysis to monitor spatial and
temporal changes in water quality”. Journal of
Hazardous Material, Vol. B100, pp.179—195,
2003.
[11] Krishna, H. J., “Virgin islands Water Resources
Conference”, Proc. Editor, University of the
Virgin Islands and U.S. Geological Survey, 1989.
[12] Krishna, H. J., “Introduction to Desalination
Technologies”, Austin:Texas Water Development
Board. URL [Accessed: 05.03.2012], 2014.
[13] Mechell, J. K. and Lesikar, B., “Desalination
Methods for Producing Drinking Water. Austin:
Agrilife Communications”, URL [Accessed:
05.03.2012], 2010.
[14] Oklejas, E. et al., “I ro e e ts i the
Economics of Reverse Osmosis through
Advanced Pumping and Energy Recovery
e h olo ”, Pro eedi s of the A eri a
Desalting Association, Monterey, CA, 1996.
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J AYAPRAKASH M C, P OORVI SHETTY, R AJU AEDLA AND D VENKAT REDDY
[15] Rao, T., “Overview of Analytical Methodologies
for Sea Water Analysis: Part I-Metals”, Critical
Reviews in Analy. Chem., 2005.
[16] Rice, W., and D.C. Chau, “Freeze Desalination
Using Hydraulic Refrigerant Compressors.
Desalination”, 109:157164; and Hahn, W. J.
1986. Measurements and Control in Freezedesalination Plants. Desalination, 321-341., 1997.
[17] Strai ht o e, “What ould ha e to ou if ou
dra
sea ater?” Strai ht
o e Science
Advisory Board.
http://www.straightdope.com/columns/read/2131/
what-would-happen-to-you-if-you-drankseawater, 2003. Accessed on May 29, 2010.
[18] U.S. Department of the Interior, Bureau of
Re la atio ,
“ esalti
Ha dboo
for
Pla ers”, 3rd Edition, 2003.
[19] USGS Water Science for Schools, Updated
March 29, 2010. U. S. Geological Survey, U.S.
Department of the Interior. Accessed May 1,
2010.
http://ga.water.usgs.gov/edu/drinkseawater.html
[20] Taniguchi, M., Burnett, W. C. and Ness, G. D.:
Integrated research on subsurface environments
in Asian urban areas. Sci. of the Total Environ.
vol. 404, no. 2-3, pp. 377--392, 2008.
[21] Texas A and M AgriLife., Texas Water. Texas
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http://texaswater.tamu.edu. Accessed May 1,
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[22] Tomaszewska, M., Membrane distillation.
Environmental Protection Engineering, 25(12):37-47, 1999.
[23] Desalination by Solar Heated Membrane
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2:81-90, 1999.
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1224
ISSN 0974-5904, Volume 10, No. 06
DOI:10.21276/ijee.2017.10.0619
www.cafetinnova.org
December 2017, P.P. 1225-1229
Enhancement of Boiling Heat Transfer on a Vibrating Heating
Surface
KOHEI HAMAHATA, HIROYUKI SHIRAIWA AND S HUICHI TORII
1
Graduate School of Science and Technology, Kumamoto University, 2-39-1 Kurokami, Chuo-Ku, Kumamoto
860-8555, Japan
2
Department of Mechanical Engineering, National Institute of Technology, Miyakonojo College, 473-1 Yoshiocho, Miyakonojo, Miyazaki 885-8567, Japan.
E-mail: 170d8547@st.kumamoto-u.ac.jp, shiraiwa@cc.miyakonojo-nct.ac.jp, torii@mech.kumamoto-u.ac.jp
Abstract: Many industrial products such as air-conditioner using boiling phenomenon have been frequently
used for transportation equipment etc. with a vibration. However, the research about the influence on boiling of
vibration, especially, the research on boiling heat transfer characteristics by vibration of the heating surface,
has been hardly carried out. In this study, we consider influence on the boiling heat transfer characteristics of
the inertial force and the shear force acting on bubbles. As a result, it was considered that the enhancement of
the nucleate boiling heat transfer depended on the inertial force when the inertial force was much larger than
the surface tension in the vertical direction. And it depended on the shear force or the resultant force of the
shear force and the inertia force when the inertial force was relatively small.
Keywords: Boiling bubbles, Vibration, Acceleration, Inertial force, Shear force
1. Introduction
2. Bubble separation
Boiling phenomenon is composed of three regions of
the nucleate boiling, the transition boiling and the film
boiling. The heat transfer coefficient is larger than
other heat transfer phenomena. Many industrial
products such as air-conditioner using boiling
phenomenon have been frequently used for
transportation equipment etc. with a vibration. Until
now, fundamental studies on the boiling heat transfer
and the behavior of boiling bubbles of the boiling
phenomena have been reported [1], [2]. In addition, in
recent years, boiling heat transfer using nanofluid has
been positively studied [3], [4]. However, the research
about the influence on boiling of vibration, especially,
the research on boiling heat transfer characteristics by
vibration of the heating surface, has been hardly
carried out.
Fig.1 shows the force that the bubbles receive under
the vibration of the heating surface. Suppose that
either the inertial force or the shear force reaches the
maximum value and exceeds the surface tension of
vertical direction when the bubble disengages. Here,
the applied vibration is a displacement sine wave in
the vertical direction (y=asin(2πft), a : amplitude [m],
f: frequency [Hz]). The maximum acceleration is
α=a(2πf)2, and the maximum velocity is v= a(2πf) in
vibration of vertically direction. The inertial force is a
force acting in the direction opposite to the
acceleration α. Assuming a bubble as a sphere, the
maximum inertial force F1 [N] acting on the boiling
bubbles is given by Eq.(1).
4 d
(1)
F1 ρ s π ( 0 ) 3 A(2πf ) 2
3 2
Where, ρs is the density [kg/m3] of the bubble, and d0
is the separation diameter [m] of the bubble.
According to the previous our research, we confirmed
that the boiling heat transfer was promoted with the
increase in the amplitude and frequency of the
vibration because boiling bubbles were efficiently
removed by the vibration.
In this study, to expand the boiling region and
promote the boiling heat transfer, the heating surface
is changed from the nickel wire to the platinum wire.
In addition, the amplitude and the frequency of
experimental conditions and expanded more than that
of previous research. And we consider influence on
the boiling heat transfer characteristics of the
acceleration and the resistance force acting on
bubbles.
In addition, the shear force is the resistance that
bubbles receive from the viscosity of saturated water.
The maximum shear force F2 [N] acting on a boiling
bubble is given by Eq.(2).
2
πd 0 ρv 2
(2)
F2 C D
4
2
Where, CD is the resistance coefficient.
Also, the surface tension F3 [N] in the vertical
direction acting on a bubble is given by Eq.(3).
F3 πd 0 σ sin θ sin θ πd 0 σ sin 2 θ
(3)
Where, σ is the surface tension [N/m], and θ is the
separation contact angle [°] of the bubble.
Received: August 04, 2017; Accepted: December 29, 2017; Published: January 30, 2018
International Journal of Earth Sciences and Engineering, 10(06), 1225-1229, 2017, DOI:10.21276/ijee.2017.10.0619
Copyright ©2017 CAFET-INNOVA TECHNICAL SOCIETY. All rights reserved.
KOHEI H AMAHATA, H IROYUKI SHIRAIWA AND SHUICHI T ORII
Under the condition of roughly F2<F3<F1, separation
of bubbles due to inertial force is dominant. It is
considered that the separation of bubbles due to the
shearing force becomes dominant at F1<F3< F2. This
is considered to be an important factor that the
vibration condition affects the boiling heat transfer
characteristics.
Maximum inertial force
Sine wave
Asin(2πft)
d0
θ
Surface tension σ
Maximum acceleration α
Platinum wire
1226
logger մ (GL800, GRAPHTEC Corporation). At this
time, the direction of vibration applied to the platinum
wire ճ is the vertical direction. Also, because the
resistance of the platinum wire ճ is very small,
resistor ղ was added between the DC stabilized
power supply ո and the platinum wire ճ. The
voltage and the current of the platinum wire ճ and
the resistor ղ and the temperature of the saturated
water were recorded using the data logger մ. The K
type thermocouple շ was used for measuring the
temperature inside the beaker ձ is located 20mm
above and 20mm below for the platinum wire ճ.
Power supply max.15A
Maximum shear force
d0
A
θ
Surface tension σ
Ammeter
Platinum wire
Maximum velocity v
Data
Logger
Resistor 1Ω
Laser
displacement
sensor
Tachometer
Fig.1 Force acting on bubbles
Type K
thermocouple
Vibrator
Beaker
3. Experiment
In this experiment, since the boiling region is
expanded to film boiling, the heating surface burns
out or glows red-heat. The red-heat platinum wire
a ’t be used again. For that reason, we changed the
platinum wire every time and did the experiment.
However, for reasons such as difficulty in making the
same surface roughness and length, even with the
same conditions, it was found that the reproducibility
of the experiment was low such that the same result
could not be obtained. This research divided into two
experiments. Experiment No.1 is examined the effect
of inertial force and shearing force on boiling heat
transfer characteristics in the nucleate boiling region.
Experiment No.2 is confirmed the effect of boiling
heat transfer due to vibration in the film boiling
region.
3.1 Experimental apparatus
Fig.2 shows the configuration of the experimental
apparatus. The equipment of this experiment consists
of the resistor ղ, the platinum wire ճ, the data
logger մ, the vibrator յ, the DC stabilized power
supply ո and other measuring instruments. The
platinum wire ճ is passed current and heated up with
Joule heat. The platinum wire ճ is vibrated by the
vibrator. The vibrator յ is an electrodynamic
vibration test device (512-A, EMIC Corporation)
using electromagnetic force. This device can be set
fine the frequency and the amplitude. Tachometer ջ
is used to set the frequency. The amplitude is
measured using the laser displacement sensor պ
(LGK050, KEYENCE Corporation) and the data
Platinum wire
Auxiliary heater
Fig.2 Experimental apparatus
3.2 Experimental methods
The series circuit was assembled as shown in Fig.2.
Distilled water was boiled and well degassed for 40
minutes using the auxiliary heater ն. In the distilled
water maintained at the saturation temperature, the
platinum wire ճ was passed current and heated up.
The platinum wire ճ was vibrated in the vertical
direction using the vibrator յ. The value of the
current was continuously increased by 1A in 10s
using the DC stabilized power supply ո and the
ammeter չ. In experiment No.2, the current value
was increased to the burnout point. After that, it was
reduced to 0A. In experiment No.1, it was increased
to 9A. The voltage and the current of the platinum
wire ճ and the resistor ղ and the temperature of the
saturated water were recorded using the data logger at
0.5s intervals. The electric resistance of the platinum
wire ճ was obtained from the current of the circuit
and the voltage of platinum wire ճ, and surface
temperature of the platinum wire was calculated from
these values.
3.3 Experimental conditions
Consider that the bubble receives the inertial force
and the shear force of the vibration of the heating
surface. From Eq.(1), the inertial force is proportional
to the acceleration received by the bubble. From
Eq.(2), the shear force is proportional to the square of
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1225-1229
Enhancement of Boiling Heat Transfer on a Vibrating Heating Surface
1227
the velocity of the bubble. Based on these, the
experimental conditions were decided taking into
consideration the maximum acceleration α and the
square of maximum velocity v and the performance of
the vibrator յ.
The de ree of su erheat ΔT [K] is given by Eq.(8).
ΔT TW TS
(8)
Where, TW is the surface temperature [K] of the
platinum wire, TS is the saturation temperature [K] of
water.
Table 1 shows the vibration condition which the
maximum acceleration α received by the bubbles is
approximately the same. Table 2 shows the vibration
condition which the square of maximum velocity v
received by the bubbles is approximately the same.
The heat transfer coefficient h [W/m2K] is given by
Eq.(9).
q
h
(9)
ΔT
Table 1. Experimental conditions of same the
maximum acceleration α
Amplitude Frequency Acceleration Square of veloity
[mm]
[Hz]
[mm/s²]
[(mm/s)²]
1
2
3
4
40
28
23
20
31583
30951
31326
31582
15791
30951
46989
63165
Table 2. Experimental conditions of same the square of
maximum velocity v
Amplitude Frequency Acceleration
[mm]
[Hz]
[mm/s²]
1
40
31583
2
20
15791
3
13
10008
Square of veloity
[(mm/s)²]
15791
15791
15011
3.4 Calculation methods of evaluation value
The heat flux q[W/m2] in boiling heat transfer is given
by Eq.(4).
V・ I
q
(4)
A
Where, V is the voltage [V] of the platinum wire, I is
the current [A] of the platinum wire, and A is the
surface area [m2] of the platinum wire.
The surface temperature TW [°C] of the platinum wire
is given by the Eq.(5).
V I
1
1)
100
TW (
(5)
R100
α100
Where, α is the temperature coefficient [1/°C] of the
platinum wire and R is the reference resistance [Ω].
The temperature coefficient α of the platinum wire
and the reference resistance R are given by Eqs.(6)
and (7).
R100
α100
ρ100・ l
S
(6)
α 20
(7)
1 α 20 (100 20)
Where, S is the cross-sectional area [m2] of the
platinum wire, and ρ is the electric low resistivity
[Ωm]. The subscript 100 is for 100 [°C], and 20 is for
20 [°C].
4. Experimental results and discussion
Figs.3, 4 and 5 show the results of the experiment
No.1. Figs.3 and 4 shows the relationship between the
de ree of su erheat ΔT and the heat flux q in the
nucleate boiling region. According to Fig.3, the
graphs
a=1mm_f=40Hz,
a=2mm_ f=28Hz,
a=3mm_f=23Hz and a=4mm_ f=20Hz overlap.
From Table 1, the maximum acceleration α received
by the bubbles of these four conditions is
approximately the same. Therefore, it can be
considered that the increase of the heat flux q depends
on the maximum acceleration α. And, according to
Fig.4, the graphs a=2mm_f=20Hz and a=3mm_
f=23Hz overlap. From Table 2, the square of
maximum velocity v received by the bubbles of these
two conditions is approximately the same. Therefore,
under these conditions, it can be considered that the
increase of the heat flux q depends on the square of
maximum velocity v. For the condition of
a=1mm_f=40Hz, the square of the maximum velocity
v is the same as these two conditions. Based on this
result and the above result, it can be considered that
the increase of the heat flux q depends on the
maximum acceleration α when the maximum
acceleration α is large, and depends on the square of
the maximum velocity v when the maximum
acceleration α is small.
Fig.5 shows the relationship between the degree of
su erheat ΔT and the heat transfer coefficient h in the
nucleate boiling region. Because the results in
800
No vibration
700
A=1mm_f=40Hz
α=31583[mm/s²],v²=15791[(mm/s)²]
A=2mm_f=28Hz
α=30951[mm/s²],v²=30951[(mm/s)²]
A=3mm_f=23Hz
α=31326[mm/s²],v²=46989[(mm/s)²]
A=4mm_f=20Hz
α=31583[mm/s²],v²=63165[(mm/s)²]
600
Heat flux q[kW/m²]
Experiments are conducted under these two
conditions, and the effect of inertial force and shear
force on boiling heat transfer characteristics is
studied.
500
400
300
200
100
0
15
20
25
30
35
Degree of superheat ΔT[K]
40
45
Fig.3 Relationship between the degree of superheat
ΔT and the heat flux q in the nucleate boiling region
(same acceleration)
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1225-1229
KOHEI H AMAHATA, H IROYUKI SHIRAIWA AND SHUICHI T ORII
region, graphs overlap irrespective of the presence or
absence of vibration. From this result, it is considered
that the platinum wire is always covered with the
vapor film in the film boiling region, and release of
bubbles is hardly accelerated even when vibration is
given.
800
No vibration
700
A=1mm_f=40Hz
α=31583[mm/s²],v²=15791[(mm/s)²]
A=2mm_f=20Hz
α=15791[mm/s²],v²=15791[(mm/s)²]
A=3mm_f=13Hz
α=10008[mm/s²],v²=15012[(mm/s)²]
Heat flux q[kW/m²]
600
500
400
300
200
100
0
15
20
25
30
1228
35
Degree of superheat ΔT[K]
40
45
Fig.4 Relationship between the degree of superheat
ΔT and the heat flux q in the nucleate boiling region
(same the square of maximum velocity acceleration)
Fig.7 shows the relationship between the degree of
su erheat ΔT and the heat transfer coefficient h in the
nucleate boiling region and the film boiling region.
According to Fig.7, in the nucleate boiling region, the
same tendency as in Fig.6 is shown, but the heat
transfer coefficient h rapidly decreases after reaching
the burnout point. The reason for this is that the rates
of increase of the degree of superheat ΔT is much
larger than the rate of increase of the heat flux q. As
in Fig.6, the relationship between the degree of
su erheat ΔT and the heat transfer coefficient h in the
film boiling region is substantially the same
irrespective of the presence or absence of vibration.
20
No vibration
1800
No vibration
A=1mm_f=40Hz
α=31583[mm/s²],v²=15791[(mm/s)²]
A=2mm_f=20Hz
α=15791[mm/s²],v²=15791[(mm/s)²]
A=2mm_f=28Hz
α=30951[mm/s²],v²=30951[(mm/s)²]
A=3mm_f=13Hz
α=10008[mm/s²],v²=15012[(mm/s)²]
A=3mm_f=23Hz
α=31326[mm/s²],v²=46989[(mm/s)²]
A=4mm_f=20Hz
α=31583[mm/s²],v²=63165[(mm/s)²]
16
14
12
10
8
1600
1200
6
4
2
0
15
20
25
A=2mm_f=28Hz
α=30951[mm/s²],v²=30951[(mm/s)²]
A=4mm_f=10Hz
α=7899[mm/s²],v²=15791[(mm/s)²]
1400
Heat flux q[kW/m²]
Heat transfer coefficient h[kW/(m²・K)]
18
30
35
Degree of superheatΔT[K]
40
1000
800
600
400
45
200
Fig.5 Relationship between the degree of superheat ΔT and
the heat transfer coefficient h in the nucleate boiling region
Figs.6 and 7 show the results of experiment No.2.
Fig.6 shows the relationship between the degree of
su erheat ΔT and the heat flux q in the nucleate
boiling region and the film boiling region. According
to Fig.6, it can be considered that the heat flux q and
the de ree of su erheat ΔT suddenly increase after the
heat flux q reaches the burnout point irrespective of
the presence or absence of vibration, and film boiling
is started. Actually, after the heat flux q reached the
burnout point, the platinum wire glowed red-heat and
covered with vapor film. In addition, red heat expands
rapidly starting from notches etc. of platinum wire.
Therefore, it can be considered that the variation of
the burnout point and the critical heat flux is affected
by the condition of the platinum wire (tension, surface
roughness, crease, etc.). Also, in the film boiling
10
100
Degree of superheat ΔT[K]
1000
Fig.6 Relationship between the degree of superheat
ΔT and the heat flux q in the nucleate boiling region
and the film boiling region
30
Heat transfer coefficient h[kW/(m²・K)]
Figs.5 and 3 are similar, it can be considered that the
enhancement of the boiling heat transfer depends on
the inertial force when the inertial force is much
larger than the surface tension in the vertical
direction. And it depends on the shear force or the
resultant force of the shear force and the inertia force
when inertial force is relatively small.
0
No vibration
25
A=2mm_f=28Hz
α=30951[mm/s²],v²=30951[(mm/s)²]
A=4mm_f=10Hz
α=7899[mm/s²],v²=15791[(mm/s)²]
20
15
10
5
0
10
100
1000
Degree of superheat ΔT[K]
Fig.7 Relationship between the degree of superheat
ΔT and the heat transfer coefficient h in the nucleate
boiling region and the film boiling region
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1225-1229
1229
Enhancement of Boiling Heat Transfer on a Vibrating Heating Surface
5. Conclusions
In this study, the following conclusions were
obtained.
(a) On the vibration heating surface, the
enhancement of the nucleate boiling heat transfer
depended on the inertial force when the inertial
force was much larger than the surface tension in
the vertical direction, and depended on the shear
force or the resultant force of the shear force and
the inertia force when inertial force was relatively
small.
(b) The variation of the burnout point and the critical
heat flux were probably affected by the condition
of the platinum wire (tension, surface roughness,
crease, etc.).
(c) In the film boiling region, because the heating
surface was always covered with the vapor film,
promotion of bubbles separation by vibration of
the heating surface was small and boiling heat
transfer was not enhanced.
References
[1] Chou, H, Horng, R and Liu, Yi (2002), The
effects of vibration and reciprocating on boiling
heat
transfer
in
cylindrical
container,
Communications in Heat and Mass Transfer, pp.
87-95.
[2] Nukiyama, S (1934), The Maximum and
Minimum Values of the Heat Q Transmitted from
Metal to Boiling Water under Atmospheric
Pressure, Int. J. Heat and Mass Transfer,
Mechanical Engineering Journal, Vol.37, No.206,
pp.367-374.
[3] Naphon, P and Thongjing, C (2014), Pool boiling
heat transfer characteristics of refrigerantnanoparticle
mixtures,
International
Communications in Heat and Mass Transfer,
Vol.52, pp.84-89.
[4] Saito, H and Morooka, S (2013), Critical Heat
Flux Test Using Wire Coated with Nanofluid,
Transactions of the Atomic Energy Society of
Japan, Vol.12, No1, pp.43-49.
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1225-1229
ISSN 0974-5904, Volume 10, No. 06
DOI:10.21276/ijee.2017.10.0620
December 2017, P.P. 1230-1236
www.cafetinnova.org
Geological Studies On Laterite Of Yellakonda Village, Nawabpet
Mandal, Vikarabad District, Telangana, India By Using Image
Interpretations And Spectral Analytical Techniques
G PRABHAKAR1, P SRINIVAS1 AND ISHRATH2
1
University College of Science, Saifabad, Osmania University (OU), Hyderabad, India
2
Adama Science & Technology University, Adama, Ethiopia
E-mail: drishrath09@gmail.com
Abstract: Laterites are soil types rich in iron and aluminium, formed in hot and wet tropical areas. Nearly all
laterites are rusty-red because of iron oxides. They develop by intensive and long-lasting weathering of the
underlying parent rock. Tropical weathering (laterization) is a prolonged process of chemical weathering which
produces a wide variety in the thickness, grade, chemistry and ore mineralogy of the resulting soils. The
majority of the land area containing laterites is between the tropics of Cancer and Capricorn. The Laterite
deposit of Yellakonda Village, Nawabpet Mandal , Vikarabad District, Telangana to an extent of 44.0 Acres is
being investigated for Geological studies. These studies were carried out for qualitative evaluation of Laterite
deposit on the basis of geological investigations using image interpretation and spectral analytical techniques.
Keywords: Laterite, Remote sensing, Image interpretation and Telangana
1. Introduction
Laterites as defined by [1] are the products of intense
sub aerial rock weathering in which Fe and Al content
is higher and Si content is lower than in merely
kaolinite parent rocks. They consist predominanty of
mineral assemblages of goethite, haematite, aluminium
hydroxide, kaolinite minerals and quartz. Laterites
generally cap the Deccan Basalts and found on flat
topped table lands, plateaus and coastal plains. Under
the favourable condition of laterisation the parent rock
(Basalt) yield a residual product with relative or
absolute enrichment of iron and aluminium along with
titanium accompanied by complete extraction
terisation at relatiavely medium altitude (~ 630 meters)
in Deccan Trap regions are occurring in irregular stern
part of telangana state in upland areas adjacent to
vikarabad district of Telangana. This Laterisation has
not been attended and studied in details therefore
attempts are made to study part of Laterites. These
Laterites of Yellakonda and surrounding area I;e the
study area occur as primary Laterites , directly resting
on the Deccan Traps. Results field setting,
geomorphologyand major geochemical characteristics
further related with the probable genesis of these
Laterites are present in the paper. Nearly all laterites
are rusty-red because of iron oxides. They develop by
intensive
and
long-lasting weathering of
the
underlying parent
rock.
Tropical
weathering
(laterization) is a prolonged process of chemical
weathering which produces a wide variety in the
thickness, grade, chemistry and ore mineralogy of the
resulting soils. The majority of the land area
containing laterite in between the tropics
of Cancer and Capricorn. Laterites are a source of
aluminum ore; the ore exists largely in clay minerals
and the hydroxides, gibbsite, boehmite, and diaspore,
which resembles the composition of bauxite. In
Northern Ireland they once provided a major source of
iron and aluminium ores. Laterite ores also were the
early major source of nickel.Francis BuchananHamilton first described and named a laterite
formation in southern India in 1807 [10]. The laterite
which caps the plateau is 30 m (100 ft) thick [10].
Laterites can be both soft and easily broken into
smaller pieces, or firm and physically resistant.
Basement rocks are buried under the thick weathered
layer and rarely exposed. [9]. Lateritic soils form the
uppermost part of the laterite cover. Tropical
weathering (laterization) is a prolonged process of
chemical weathering which produces a wide variety in
the thickness, grade, chemistry and ore mineralogy of
the resulting soils [6]. The initial products of
weathering are essentially kaolinized rocks called
saprolites [7]. A period of active laterization extended
from about the mid-Tertiary to the mid-Quaternary
periods (35 to 1.5 million years ago) [6]. Laterites are
formed from the leaching of parent sedimentary rocks
(Sandstones, clays, limestones);metamorphic rocks
(Schists,
gneisses,
migmatites);igneous
rocks
(granites, basalts, gabbros, peridotites) and
mineralized proto-ores [9].
The mineralogical and chemical compositions of
laterites are dependent on their parent rocks [9].
Laterites consist mainly of quartz, zircon, and oxides
of titanium, iron, tin, aluminum and manganese,
which remain during the course of weathering[9].
Quartz is the most abundant relic mineral from the
parent rock [9]. Laterites vary significantly according
Received: August 09, 2017; Accepted: December 25, 2017; Published: January 30, 2018
International Journal of Earth Sciences and Engineering, 10(06), 1230-1236, 2017, DOI:10.21276/ijee.2017.10.0620
Copyright ©2017 CAFET-INNOVA TECHNICAL SOCIETY. All rights reserved.
Geological Studies On Laterite Of Yellakonda Village, Nawabpet Mandal,
Vikarabad District, Telangana, India By Using Image Interpretations and
Spectral Analytical Techniques
to their location, climate and depth. [12]. The Laterite
deposit of Yellakonda Village, Nawabpet Mandal ,
Vikarabad District, Telangana to an extent of 44.0
Acres is being investigated for evaluation of Laterite
deposit on the basis of geological investigations.
Using image interpretations and spectral analytical
techniques.
1231
The study area is located at a distance of 1.5 Km from
Yellakonda village to its the North-Western side The
difference of maximum and minimum elevation is
25m. The study area is marked by physiographic
imprint, like elevated mound. The area is gently
sloping towards South–Western side. The study area
is covered by Laterite Deposit.
This region is
characterized by tropical climate. The study area is
falling at Latitude 78°01’23.3” and Longitude:
17°27’11.5”.
Figure 2: Showing the physiography of study area
2. Regional Geology
The Study area is a part of the Deccan Traps region.
The Deccan Traps occupy an area of 10,000 sq.km of
the north-western and northern parts of the state.
Seven Deccan Trap flows with un weathered outcrops
and two completely laterised flows (No.8 and 9) have
been differentiated in Tandur-Vikarabad-Parigi area
of Vikarabad district. The flows and the
Intertrappeans have an aggregate thickness upto 150
m. The traps are subaerial pahoehoe lavas,
characterized by (1) smooth undulating or rolling
surfaces and (2) vesicularoty towards the top and base
with spheroidal vesicles, partly elongated and
coalescing and filled by secondary minerals.
Figure 1: Location map of the area on a Google
image preview, with reference to administrative
boundaries
Table 1: The Stratigraphic succession of the Deccan Traps, Vikarabad District
Deccan Trap Flow No.
8 and 9
Upper
Cretaceous
to Eocene
Kurnool
?
Cuddapah
Archean
Intetrappean (1-7m)
Deccan Trap Flow No.6 (8-15m)
Deccan Trap Flow No.5 (7-15m)
Intertrappean (1-2m)
Deccan Trap Flow No.4 (0-29m)
Intertrappean (2-3m)
Deccan Trap Flow No.3 (0-30m)
Intertrappean (1-5m)
Deccan Trap Flow No.2 (0-12m)
Intertrappean (4-12m)
Deccan Trap Flow No.1 (12m)
Intratrappean (1-7m)
Bhima group
Dolerite
Soil
Lithomarge and Laterite
(Derived from Deccan Trap Flows No.8 and 9)
Lateritised over most of the area.
Lateritised over most of the area
Lateritised in a part of the area
Fossil Percoid fish of Serranidae. Bullinus.
……………
……………..
……………..
With beds of Fuller’s earth
Amphibolite, granite gneiss, pegmatite and quartz veins
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1230-1236
G P RABHAKAR , P SRINIVAS AND ISHRATH
3. Local Geology
he area i a d arou d ella o da is esse tiall
o sists of e a asalts of reta eous- o e e a e.
he a era e re i itatio is ore tha 1000
ear
hile the a era e te erature is 2 C. Alternate dry
and humid weather conditions persist during the year.
The area is consisting of elevated isolated plateau and
flat topped hillocks which are capped with Laterites
and are essentially having the elevation of 635 meters.
It is important to note that the adjacent lower elevation
hillocks are void of Laterite cappings. The average
elevation is 638 meters. Moderate to gentle slopes are
characteristic of the area. The drainage is dendritic
and intersected by shallow gullies and valleys.
Laterites are blanket like deposit overlying Basalt in
the entire study area which has slightly undulating
topography. Laterite is well exposed and has an
average thickness of 3.5 meters in the entire area.
The Deccan Basalt flows of Cretaceous - Eocene age
is horizontal in nature and show fairly uniformity in
appearance. They are massive, hard and greenish to
dark greyin color.
Horizontal and vertical
joints/fractures are very common.
Spheroid
weathering is characteristic feature. Thermal and
chemical action together weathers Basalt to release the
boulders of various sizes. The altered product is soft
and greenish to yellowish brownish in color called as
Murom. During the temperature climate iron content
in the silicate of the parent rock is liberated and
oxidised to form goethite which imparts yellow and
buff yellow color to the products of weathering. The
oxidation of iron gives red coloration reflecting the
presence of hematite. [5].
1232
is added to the surface to convert it into ferricrust. The
lower part of the goethite zone intermix with the
lower clayey zone recognized as lithomarge clays or
(Saprolite). The lithomarge clays are soft, fragile and
display various colors as red, yellow, green, brown
etc. pockets of white kaolinitic clay (identified by
stain technique) are commonly observed within the
zone. At lower levels the relics of parent rocks are
very common. Lithomarge zone thickness, in different
profiles, varies from few centimeters to meter i.e.
thinning and thickening of the zone is observed in
some profiles. This zone exhibits a gradational contact
with the altered Basalt zone below. The upper part of
the altered Basalt is very soft and highly decomposed
to term as clayey Basalt. The altered Basalt is further
having gradational contact with fresh Basalts. The
Laterite has average thickness of 3.5 meters. The
Laterite appear more ferruginous in nature rather
than aluminous. The Laterite formation is
demarcating 620 meters level as the limit of
Lateritisation, as below this level Laterite is not seen.
The schematic diagram of a typical Laterite profile is
represented in figure 3.
4. Materials and Methods
The lateritic ferricrust / duricrust which cap the traps
are observed above 635 meters. The ferricrust /
duricrust are hard and resistant at the top while
comparatively softer below. The red iron oxides are
dominating the crust. At shallow places the loose
lateritic soil which is reddish to brick red, granular in
nature covers the duricrust. A Laterite profile
comprises all stages from parent rock to the surface
ferricrust / duricrust and therefore includes nonlateritic material too. The mature profile of
weathering crust is remarkable in its unique monotony
in various regions in the study area [1]. Two main
zones can be distinguished in this profile. The upper
part of the profiles is usually red and lower part of the
profile is brownish yellow. The upper part is hard and
mainly consisting of hematite material without any
relics of original rock structure while the lower part is
comparatively soft and mainly consisting of goethite
material mixed with hematite material and showing at
places relics of parent rock. The red products of
weathering are affected by alteration into the climates
(from humid to temperate) and become yellowish in
color, on account of hematite (Fe2O3) changing to
goethite (HFeO2) by iron leaching process. This iron
Figure 3. Schematic diagram of a laterite profile
5. Remote Sensing Studies
LANDSAT ETM+ Enhanced Thematic Mapper was
also used while mapping Litho-units. Landsat collects
data in accordance with the World Wide Reference
System 2, which has catalogued the world's land mass
into 57,784 scenes, each 183 km wide by 170 km long.
The Enhanced Thematic Mapper Plus (ETM+)
instrument is a fixed "whisk-broom", eight-band,
multispectral scanning radiometer capable of
providing high-resolution imaging information of the
Earth's surface. It detects spectrally-filtered radiation
in VNIR, SWIR, LWIR and panchromatic bands from
the sun-lit Earth in a 183 km wide swath when orbiting
at an altitude of 705 km.
Image interpretations and spectral analysis techniques:
The activities carried out in image interpretation and
spectral analyses are:
Visual image interpretation
Band combination
Band rationing
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1230-1236
Geological Studies On Laterite Of Yellakonda Village, Nawabpet Mandal,
Vikarabad District, Telangana, India By Using Image Interpretations and
Spectral Analytical Techniques
Principal Component Analysis (PCA)
Spectral Angle Mapper (SAM)
1233
5.1 Visual Interpretation:
Visual interpretation is an important component of
satellite image analysis. Using this technique, features
showing topographical contrast can be identified and
hence it is useful in structural and geo-morphological
mapping. The elements considered in the interpretation
of features in the satellite data is listed in Table 4.
However, visual interpretation of satellite data on a
False Colour Composite (FCC) image has certain
limitation in drawing conclusion on alteration or
anomalous features related to mineralization or
discrimination of lithological units. To overcome these
limitations, a host of techniques were used to
spectrally discern features useful in the interpretation
of geological features and the probable abundance of
target minerals.
Table 2: Elements of Image Interpretation
Elements of
Interpretation
Shape
Size
Pattern
Tone
Texture
Shadows
Site
Association
Description
The external form, outline, or
configuration of the object.
Scale dependent on the image.
Spatial arrangement of objects
into distinctive, recurring forms.
Also colour. Relates to the
spectral reflectance properties of
objects. On B/W tones vary white
to black. On colour emulsions,
hue
(colour),
intensity
(brightness), and saturation are
examined.
Roughness
or
smoothness.
Caused by differences in
illumination and shadowing.
Frequency of tonal change.
Provide profile view of objects.
Topographic
or
geographic
location.
Occurrence of features in relation
to others.
5.2 Band Combination:
Res o se of earth’s surfa e features i
arious
channels of the ASTER satellite image produce
characteristic signatures that are helpful in identifying
the surface lithological and structural features. A
combination of three channels can be viewed at an
instance by creating an FCC. Various band
combinations are analyzed relatively to interpret
significance of features by combining the channels in
VNIR, SWIR and TIR bands.
(1)
(2)
Figure 4: Band combination (7-4-2) and (4-3-2) of
Landsat FCC imagery which shows preview of a part
of study area (Insert here)
5.3 Band Rationing:
All the land features have peculiar and significant
absorption and reflection characteristic in discrete
band widths which is diagnostic of its presence. A
significant contrast can be achieved through ratio of
the bands showing absorption and reflection to
generate an output image which perceives the target
mineral. This technique is called band rationing. VNIR
and SWIR bands of ASTER satellite image are used in
various permutations to generate different band ratio
images.
Band combination of 7-4-2 provides a nature like
performance and shows the penetration of atmospheric
particles and smoke. From the above band
combination healthy vegetation is appears to be bright
green and is able to saturated in seasons of heavy
growth, grasslands appear to be green, pink color
where as barren soil, dry vegetation shows orange and
brown color represent sparsely vegetated areas. Water
appear to be blue laterite in this area shows multitude
of color.
Band combination of 4-3-2 shows false color
composite where shades of red shows vegetation
settlement in the study area shows cyan blue and soils
are seems to be as dark to light brown in color. This is
popular FCC combination which is useful for
vegetation studies, monitoring drainage and soil
patterns and various stages in growth of the crop.
Generally deep red hues indicate broad leafs or
healthier vegetation This TM band combination gives
results similar to traditional color infrared
photography. The light green color spot inside the city
indicates grassy land cover parks, cemeteries and
amusement parks.
5.4 Principal Component Analysis (PCA):
er feature o the earth’s surfa e is sensed at
different magnitude of reflection in different band
width in the satellite image. At certain band passes,
each of these features show characteristic spectral
signature. PCA is an image transformation technique
based on the processing of multi-band datasets that can
be used to reduce the dimensionality in the data, and
compress as much of the information in the original
bands into fewer bands. The Principal Components
could produce uncorrelated output bands to segregate
noise components and reduce the dimensionality of
data sets.
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1230-1236
G P RABHAKAR , P SRINIVAS AND ISHRATH
Principal component bands produce varied colour
composite images than spectral colour composite
images because the data is uncorrelated. Hence, this
technique is efficiently used to identify anomalous
signatures which can be correlated to the
mineralization signifying the lithological formations
and identifying the structural features.
reference spectrum for each class. Lower spectral
angles represent better matches to the end member
spectra. Areas that satisfied the selected radian
threshold criteria are carried over as classified areas
into the classified image. The details of
Landsat data is mentioned in the table below.
Table 3: Spectral and Spatial Range Classification
Band
VNIR
SWIR
Figure 5: Illustrates PCA Imagery for Geological
interpretation
1234
TIR
1
2
3
4
8
5
7
6
Spectral
Spatial Radiometric
Range (um) Resolution Resolution
0.45-0.52
0.52-0.60
30m
8 bit
0.63-0.69
0.76-0.90
0.52-0.90
15m
1.55-1.75
30m
8 bit
2.08-2.35
10.40-12.50
60m
8 bit
5.5 Spectral Angle Mapper (SAM):
The image is then processed through a different
technique defined by Spectral Angle Mapper (SAM)
which is described as physically-based spectral
classification that uses an n-D angle to match pixels to
reference spectra. The algorithm determines the
spectral similarity between two spectra by calculating
the angle between the spectra and treating them as
vectors in a space with dimensionality equal to the
number of bands. This technique, when used on
calibrated reflectance data, is relatively insensitive to
illumination and albedo effects. End member spectra
used by SAM should be ASCII files or spectral
libraries, or you can extract them directly from an
image (as ROI average spectra). SAM compares the
angle between the end member spectrum vector and
each pixel vector in n-D space. Smaller angles
represent closer matches to the reference spectrum.
Pixels further away than the specified maximum angle
threshold in radians are not classified. The output from
SAM is a classified image and a set of rule images
(one per end member). The pixel values of the rule
images represent the spectral angle in radians from the
Figure 6: Showing the Exposure Of Laterite in the
Study Area
6. Geochemical Studies:
The various rocks in the Laterite profile were
chemically analyzed for understanding the major
element distribution, viz. Al2O3, Fe2O3, SiO2, TiO2 and
LOI along with Na2O, K2O, CaO and MgO. The major
elements were determined by the chemical methods,
for samples collected from pits at a depth of 3.5 meters
from surface. Out of these 20 representative analyses
are taken to understand the chemical behaviour of the
major elements (Table 4).
Table 3: Chemical Analysis % of different litho units in laterite profile
Sample
Litho Units SiO2
No.
Al2O3
Fe2O3
TiO2
LOI
1
2
3
4
5
6
7
8
9
10
11
12
13
25.15
24.52
24.12
23.54
23.15
22.23
21.65
20.89
20.70
20.65
19.98
29.75
28.85
45.15
46.15
46.75
47.95
46.95
47.65
47.25
45.98
44.98
45.69
45.55
24.80
25.30
5.10
4.89
4.75
4.60
4.50
4.00
3.90
3.60
3.45
3.60
3.50
3.40
3.30
16.95
15.59
15.58
13.19
14.51
14.43
14.65
16.42
16.98
15.39
16.19
14.13
13.80
7.65
Laterite
8.85
Aluminous
8.80
10.72
10.89
11.69
12.55
Laterite
Ferruginous 13.11
13.89
14.67
14.78
Lithomarge 30.92
Clay
29.75
CaO
MgO
Na2O
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1230-1236
K2O Others
Geological Studies On Laterite Of Yellakonda Village, Nawabpet Mandal,
Vikarabad District, Telangana, India By Using Image Interpretations and
Spectral Analytical Techniques
1235
14
15
16
17
18
19
20
Altered
Basalt
Basalt
28.15
39.25
38.15
42.85
50.55
50.62
50.90
28.65
27.89
27.12
26.58
15.90
15.80
15.79
27.40
22.60
22.35
21.89
14.75
13.10
12.80
3.29
3.30
3.20
3.10
3.00
2.90
2.70
Figure 7. Correlation of Leaching of major oxides in
formation of laterites from Basalts
7. Results and Discussion
The pixel values of the rule images represent the
spectral angle in radians from the reference spectrum
for each class. Lower spectral angles represent better
matches to the end member spectra. Areas that
satisfied the selected radian threshold criteria are
carried over as classified areas into the classified
image as VNIR, SWIR AND TIR.
The chemical analysis of the rocks in the Laterite
profile from bottom to top indicates that there is a
gradual increase of alumina and decrease of Silica
towards the top zone.
Fe2O3 is at its maximum in the ferruginous Laterite
(goethite) zone and again decreases towards the top
zone, while near the surface crust again it shows its
slight increases.
In general TiO2 shows increase towards the top zone.
The various rocks in the lateritic profile have been
plotted on the Fe2O3, Al2O3, SiO2 diagram (Figure 7).
It is observed that there is a continuous de silication in
the system and further probably there is a start of
deferrification. The analyses reveal that the Laterites
are more ferruginous in nature while slight increase in
concentration of alumina than iron is observed in the
samples of massive/granular zone below the duri
crust. Al2O3 is as high as 25.15 %, Fe2O3 is 47.95 %
maximum, silica ranges from 7.65% to 14.78%, LOI
records higher values (16.98%) in alumina rich
samples. The diagram further reveals that, the area has
undergone strong Lateritisation as majority of Laterite
samples are having silica % (computed) less than
15.0%. The geochemical variation diagram (Figure 7)
reveals that Fe2O3 and Al2O3 are closer in initial
stages while they diverge in the middle zone.
Convergence of both is again observed near the top
zone. This suggests the inverse relationship of Fe2O3
and Al2O3 with one another in the Laterite profile.
11.51
10.76
11.18
5.58
2.20
1.40
1.76
3.50
3.40
1.90
1.80
0.40
0.40
0.40
0.40
7.20
8.50
8.40
4.20
5.58
5.58
1.80
1.70
1.67
0.10 0.30
0.10 0.30
0.10 0.30
The leaching is best seen in the chemical changes of
Basalt to Laterite (Figure 6). The Basaltic Laterites
are formed by extensive chemical weathering of
Basalts during a geologic period [4]. Percolating
waters caused degradation of the parent Basalt and
preferential precipitation by acidic water through the
lattice left the iron and aluminum composition.
Primary plagioclase feldspars and augite with or
without olivine were successively broken down and
replaced by a mineral assemblage consisting of
hematite, gibbsite, goethite, anatase, halloysite and
kaolinite. During chemical weathering, processes like
leaching, oxidation and hydration are involved, that
lead to the depletion of silica, leaching of alkalis, lime
and magnesia and further conversion to iron and
aluminum sesqui oxides [2][7].
A consideration of the chemical budget of the fresh
rock to lateritic conversion reveals that nearly 43.25%
silica is lost and 9.36% alumina and 32.35 Fe2O3 and
2.4 TiO2 is concentrated as enrichment. After
considering the loss of material from the rock it is
found that nearly 54.11% of the parent material is
leached out to produce a residuum of Laterite.
8. Conclusions
The area has undergone strong Lateritisation with
nearly 54.11% leaching of parent material i.e.
Basalt
The Laterites are more ferruginous in nature along
with few pockets of aluminous Laterite.
Physiographically the Laterite form an upland
topography approaching pen plain and the drainage
pattern suggest the presence of a water shade in this
region which might have controlled the
Lateritisation process. It is evident from the field
appearance that Laterites overly the Basalts thereby
suggesting the litho logical control and in situ
alteration under favourable conditions of
Lateritisation process.
Field settings and studies reveal that probably
normal rainfall followed by dry period, effective
rock porosity (joints and fractures) in Basalts, the
favorable geomorphological setting / relief-allowing
free movement of water table with minimum
erosion and long period of earth history have helped
in formation of Laterites in the study area.
PCA is used to correlated to the mineralization
signifying the lithological formations of laterites
and identified the structural features like
Band combination of 7-4-2 and 4-3-2 has been
studied for better understanding of
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1230-1236
G P RABHAKAR , P SRINIVAS AND ISHRATH
FCC image.SAM image is classied as VNIR, SWIR
and TIR
References
[1] Balsubramaniam K S. and Vadagbalkar S.K.
(1983). Geological studies relating to the
weathering characteristics of Laterite and Bauxite
profiles from Peninsular India, Prof. Kelkar
Memorial volume, J. Indian Soc. Earth Scientists,
Pune, 29-37.
[2] Balsubramaniam K.S. and Vadagbalkar S.K.
(1982). Mineralogy, Geochemistry and Genesis
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[3] Chowdhury, M.K. Roy; Venkatesh, V.;
Anandalwar, M.A.; Paul, D.K. (May 11,
1965). Recent Concepts on the Origin of Indian
Laterite (Report). Geological Survey of India,
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subtropical regions Lateritisation Processes,
Oxford and IBH Publishing Co.,
[6] Dalvi, Ashok D.; Bacon, W. Gordon; Osborne,
Robert C. (March 7–10, 2004). The Past and the
Future of Nickel Laterites (Report). PDAC 2004
International Convention, Trade Show &
Investors Exchange. Retrieved April 17, 2010.
[7] Schellmann W. (1981). Considerations on the
definition and classification of Laterites,
Lateritisation processes, Oxford and IBH
Publishing Co.
[8] Schellmann, W. "An Introduction in Laterite".
[9] Tardy, Yves (1997). Petrology of Laterites and
Tropical Soils. ISBN 90-5410-678-6. Retrieved
April 17, 2010.
[10] Thurston, Edgar (1913). The Madras Presidency,
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Provincial Geographies of India. Cambridge
University Press. Retrieved April 6, 2010.
[11] Valeton Ida (1983). Palaeo environment of
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differentiation; Geological Society, London,
Special publications (Geological Society of
London)
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77dpo=10.1144/GSL.SP.1983.011.01.10.
Retrieved April 17, 2010.
[12] Whittington,
B.I.;
Muir,
D.
(October
2000). "Pressure Acid Leaching of Nickel
Laterites: A Review". Mineral Processing and
Extractive
Metallurgy
Review 21 (6):
527. Doi:10.1080/08827500008914177.
Retrieved April 17, 2010
International Journal of Earth Sciences and Engineering
ISSN 0974-5904, Vol. 10, No. 06, December, 2017, pp. 1230-1236
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