S&P/TSX Composite Index - Toronto Stock Exchange

Toronto Stock Exchange 

TSX Venture/NEX Exchange 

2010 

TMX GROUP 

FactBook

Chapter 1 

TSX AT A GLANCE 

2010 FactBook 

Chapter 2 

TSX TRADING DISTRIBUTION 

Chapter 3 

TSX EQUITY TRADING 

Chapter 4 

S&P/TSX INDICES 

Table of Contents 

Chapter 5 

TORONTO STOCK EXCHANGE – CHANGES IN STOCK LIST 2010 

Chapter 6 

TORONTO STOCK EXCHANGE – LISTED COMPANIES & NAICS TABLE 

Chapter 7 

TSX VENTURE EXCHANGE– LISTED ISSUES & DEBT INSTRUMENTS 

Chapter 8 

TSX VENTURE EXCHANGE – CHANGES IN STOCK LIST 2010 

Chapter 9 

TMX GROUP INC. – THE BOARD OF DIRECTORS, EXECUTIVE MANAGEMENT, 

& GUIDE TO PARTICIPATING ORGANIZATIONS 

© 2010/2010 TSX Inc. All rights reserved. You may not copy, distribute, sell or modify this publication (or any part thereof) 

in any form without TSX Inc.’s prior written consent. 

The FactBook is provided for information purposes only. TMX Group Inc. and its affiliated companies do not make any representation, 

warranty or guarantee, express or implied, with respect to the completeness or accuracy of the information 

contained in this publication and we are not responsible for any errors or omissions in or your use of, or reliance on, the information 

provided. The information provided in this publication is not an invitation to purchase securities listed on Toronto 

Stock Exchange or TSX Venture Exchange. TMX Group and its affiliated companies do not endorse or recommend any securities 

referenced in this publication. This publication is provided with the express condition, to which everyone using this 

publication assents, that no obligation, responsibility or liability shall be incurred by TMX Group, its affiliated companies or 

their information providers, for any loss or damage whatsoever (including any direct, indirect, special, incidental, consequential 

or punitive damages) arising from or relating to any use of or reliance on the information in this publication. 

For more information concerning the content of this publication please contact. 

Catherine McGravey 

Editor 

TSX Datalinx 

The Exchange Tower 

130 King St. West 

Toronto, Ontario 

M5X 1J2 

416-947-4655 

catherine.mcgravey@tsxdatalinx.com

Chapter 1 

Chapter 1 

� Toronto Stock Exchange and TSX Venture Exchange at a Glance 

3

TSX at a Glance 

Total issuers listed for trading on Toronto Stock Exchange rose to 1,516 with 2,069 securities. One hundred and eighty 

seven issuers listed one hundred and ninety two securities in 2010 compared with 100 issuers with 104 securities in 2009. 

Equities - Toronto Stock Exchange 2010 2009 

Toronto Value Traded $1,390,747,798,461 Down 11.8% from 2009 

Toronto Volume Traded 104,555,199,337 Down 0.5% from 2009 

Toronto Trades 189,117,628 Down 1.2% from 2009 

Average Daily Value $5,551.9 million $5,582.4 million 

Average Daily Volume 417.4 million 473.2 million 

Average Daily Trades 754,961 763,757 

Equities - TSX Venture Exchange (including NEX) 2010 2009 

TSX Venture Value Traded $34,358,151,228 Up 44.9% from 2009 

TSX Venture Volume Traded 67,887,794,824* Up 113.5% from 2009 

TSX Venture Trades 9,226,926* Up 72.9% from 2009 

Average Daily Value $137.2 million $64.2 million 

Average Daily Volume 271.0 million 186.9 million 

Average Daily Trades 36,834 21,302 

Index 2010 % Change from 2009 

S&P/TSX Composite Index 13,443.22 Up 14.45% from 2009 

S&P/TSX Capped Composite 15,574.95 Up 14.45% from 2009 

S&P/TSX Completion 927.11 Up 26.47% from 2009 

S&P/TSX Smallcap 753.93 Up 31.32% from 2009 

S&P/TSX 60 768.65 Up 10.88% from 2009 

S&P/TSX 60 Capped 849.98 Up 10.88% from 2009 

S&P/TSX Venture Composite 2,287.85 Up 50.4% from 2009 

* record breaking 

Chapter 1 

4

Chapter 2 

Chapter 2 

� Trading Distribution on TSX Inc. 

� Distribution of Value and Volume Traded 

in Canadian Based-Interlisted Issues 

� Trading on Major North American Exchanges 

� Top 20 World Exchange Equity Trading Summary 

5

VALUE $ 

Trading Distribution on TSX Inc. 

Exchange 2010 % 2009 % % Change 

Toronto 1,390,747,798,461 97.6 1,398,386,393,311 98.9 -0.5 

TSX Venture 34,358,151,228 2.4 16,092,576,249 1.1 +113.5 

Total 1,425,105,949,689 100 1,414,478,969,560 100.0 +0.8 

VOLUME 


Toronto 104,555,199,337 60.6 118,525,934,101 71.7 -11.8 

TSX Venture 67,887,794,824 39.4 46,825,340,177 28.3 +44.9 

Total 172,442,994,161 100.0 165,351,274,278 100.0 +4.3 

TRADES 

Chapter 2 


Toronto 189,117,628 95.3 191,321,204 97.3 -1.2 

TSX Venture 9,226,926 4.7 5,336,030 2.7 +72.9 

Total 198,344,554 100.0 196,657,234 100.0 +0.9 

6

2010 

Distribution of Value and Volume Traded 

in Canadian Based Interlisted* Issues 

Exchange Volume Value$ %Volume %Value 

Toronto 29,400,218,126 798,906,364,426 47.9 48.0 

NAS 15,612,875,827 375,458,783,113 25.5 22.6 

PAC 6,239,269,891 194,041,298,515 10.2 11.7 

NY 7,172,659,694 241,451,873,174 11.7 14.5 

BOS 1,221,299,962 27,929,175,971 2.0 1.7 

NAT 361,622,991 8,096,383,744 0.6 0.5 

CHI 173,180,385 9,210,261,900 0.3 0.6 

NYAM 1,110,152,835 7,481,936,394 1.8 0.5 

2009 

Chapter 2 

Exchange Volume Value$ %Volume %Value 

Toronto 35,413,799,901 815,034,436,259 48.3 44.2 

NAS 18,381,983,980 460,232,249,991 25.1 25.0 

PAC 8,965,490,717 288,255,599,768 12.2 15.7 

NY 8,242,984,000 240,270,588,681 11.2 13.0 

BOS 753,417,016 18,766,422,286 1.0 1.0 

NAT 390,406,002 9,421,286,138 0.5 0.5 

CHI 139,072,999 4,953,507,722 0.2 0.3 

NYAM 1,070,368,100 4,909,337,893 1.5 0.3 

* An issue that is listed for trading firstly on Toronto Stock Exchange and on any other North American Exchange 

7

Chapter 2 

TRADING ON MAJOR 

NORTH AMERICAN EXCHANGES 

Percentage of Value Traded on Major North American Exchanges 

The value percentage of Canadian based interlisted trading captured by Toronto Stock Exchange in 2010. 

Percentage of Volume Traded on Major North American Exchanges 

The volume percentage of Canadian based interlisted trading captured by the Toronto Stock Exchange in 2010. 

8

Chapter 2 

Top 20 World Exchange Equity Trading Summary 

(in Millions of U.S. Dollars) 

Equity Trading 

Market Capitalization 

Domestic Shares Only 

2010 2009 

Exchange 2010 2009 year end year end 

NYSE Euronext (US) 17,795,600 17,521,119 13,394,082 11,837,793 

NASDAQ OMX 12,659,198 13,608,077 3,889,370 3,239,492 

Shanghai SE 4,496,193 5,055,691 2,716,470 2,704,779 

Tokyo SE Group 3,787,952 3,704,009 3,827,774 3,306,082 

Shenzhen SE 3,572,529 2,771,984 1,311,370 868,374 

London SE Group 2,741,325 2,717,703 3,613,064 3,453,622 

NYSE Euronext (Europe) 2,018,077 1,935,241 2,930,072 2,869,393 

Deutsche Borse 1,628,496 1,516,537 1,429,719 1,292,355 

Korea Exchange 1,607,247 1,569,779 1,091,912 834,597 

Hong Kong Exchanges 1,496,432 1,416,450 2,711,316 2,305,143 

TMX Group 1,368,954 1,245,456 2,170,433 1,676,814 

BME Spanish Exchanges 1,360,910 1,259,213 1,171,625 1,434,541 

Australian SE 1,062,650 798,681 1,454,491 1,261,909 

Taiwan SE Corp. 903,062 904,583 818,490 658,991 

BM&FOBVESPA 868,813 644,732 1,545,566 1,337,248 

National Stock Exch India 801,017 791,930 1,596,625 1,224,806 

SIX Swiss Exchange 788,361 739,635 1,229,357 1,064,687 

NASDAQ OMX Nordic 750,279 669,787 1,042,154 817,223 

Istanbul SE 411,469 305,031 307,052 233,997 

MICEX 408,078 444,117 949,150 736,307 

9

Chapter 2 

Top 20 World Exchanges Equity Trading 

A quick reference indicator of world trading percentages for each continent. 

10

Chapter 3 

TORONTO STOCK EXCHANGE 

� Toronto Stock Exchange Equity Trading Records 

� Trading Records for the year 2010 

� Comparison of Monthly Equity Trading 

� Historical – yearly Totals 

� Historical – Daily Averages 

� Extended Hours Trading - 2010 

� Summary of Block Trading Information 2010 

� Historical – Short Positions 

Chapter 3 

11

Toronto Stock Exchange Equity Trading Records 

Volume 

Highest Lowest 

All Time Daily Record 895,769,152 711,080 

December 19, 2008 January 3, 1972 

Weekly Record 3.448,697,209 4,991,298 

Week Ending (since 1959) September 19, 2008 August 8, 1975 

Monthly Record 12,176,994,926 1,956,225 

October, 2008 August, 1942 

Yearly Record 118,525,934,101 38,805,347 

2009 1942 

Value$ 


All Time Daily Record $19,278,924,809 $2,508,763 

September 18, 2008 April 18, 1960 

Weekly Record $68,187,522,320 $15,109,323 

Week Ending (since 1959) September 19, 2008 August 5, 1960 

Monthly Record $194,571,549,818 $3,177,627 

September, 2008 August, 1942 

Yearly Record $1,853,162,141,814 $58,287,507 

2008 1942 

Trades 


All Time Daily Record 1,609,707 1,914* 

May 6, 2010 January 2, 1976 

Weekly Record 6,063,943 13,389** 

Week Ending (since 1959) October 10, 2008 August 8, 1975 

Monthly Record 22,677,628 74,128 

October, 2008 October, 1976 

Yearly Record 191,321,204 141,484 

2009 1942 

* since 1965 ** since 1969 

Chapter 3 

12

Volume 

Trading Records for the year 2010 


Daily Record 834,177,030 144,250,131 

December 17, 2010 July 5, 2010 

Weekly Record 2,938,509,993 1,347,478,147 

Week Ending week ending Dec 17 week ending July 2 

Monthly Record 10,920,329,746 6,632,701,701 

November July 

Value$ 


Daily Record $14,326,291,302 $1,446,832,558 

December 17, 2010 July 5, 2010 

Weekly Record $41,951,425,628 $18,815,870,363 

Week Ending May 8 February 19 

Monthly Record $133,522,977,520 $92,991,167,184 

November August 

Trades 

Chapter 3 


Daily Record 1,609,707 240,098 

May 6, 2010 July 5, 2010 

Weekly Record 5,827,364 2,604,439 

Week Ending May 7 February 19 

Monthly Record 20,063,707 13,165,508 

May February 

13

Volume 

Comparison of Monthly Equity Trading 

Month 2010 2009 

January 8,760,933,904 9,125,854,656 

February 7,124,718,494 9,547,034,760 

March 9,451,973,986 11,359,347,528 

April 8,858,786,472 10,676,901,193 

May 9,320,907,735 11,462,309,022 

June 7,964,157,187 10,856,684,577 

July 6,632,701,701 8,740,413,393 

August 7,223,528,198 8,606,992,280 

September 9,686,465,053 10,963,194,567 

October 8,922,238,062 10,149,664,580 

November 10,920,329,746 8,797,862,839 

December 9,688,458,799 8,239,674,706 

Total 104,555,199,337 118,525,934,101 

Value$ 

Month 2010 2009 

January 101,818,878,331 104,585,102,623 

February 92,991,167,184 106,959,283,991 

March 123,504,780,384 134,386,196,349 

April 118,144,365,768 116,507,004,685 

May 132,403,236,600 125,293,704,119 

June 117,188,404,102 129,108,175,644 

July 94,109,477,713 108,267,420,756 

August 110,440,854,218 104,004,994,701 

September 131,434,917,734 133,636,647,802 

October 108,314,534,387 118,262,109,367 

November 133,522,977,520 110,444,206,172 

December 126,874,204,520 106,931,547,102 

Total 1,390,747,798,461 1,398,386,393,311 

Transactions 

Chapter 3 

Month 2010 2009 

January 14,018,142 15,506,661 

February 13,165,508 15,838,496 

March 15,927,943 20,579,621 

April 15,246,390 17,017,837 

May 20,063,707 17,136,304 

June 16,879,773 17,568,188 

July 13,884,420 14,918,229 

August 14,589,569 12,693,714 

September 16,556,596 16,391,247 

October 15,316,907 15,413,092 

November 17,580,304 14,710,089 

December 15,888,369 13,547,726 

Total 189,117,628 191,321,204 

14

Chapter 3 

Comparison of Monthly Equity Trading 

Comparison of Monthly Equity Trading Volumes 

(in millions) 

Comparison of Monthly Equity Trading Values 

(in $millions) 

15

Chapter 3 

Historical Yearly Totals 

Value 

Year Volume Value $ Per Share Transactions 

1934 341,320,973 414,635,654 1.21 948,547 

1935 173,195,744 344,331,463 1.99 629,220 

1936 450,848,705 699,261,852 1.55 1,280,436 

1937 276,528,718 650,980,963 2.35 1,096,913 

1938 212,186,809 444,406,572 2.09 831,334 

1939 120,930,702 293,293,960 2.43 550,379 

1940 74,930,621 132,515,961 1.77 312,226 

1941 53,263,435 82,865,593 1.56 206,491 

1942 38,805,347 58,287,507 1.50 141,484 

1943 114,625,706 182,074,580 1.59 333,133 

1944 172,234,102 266,081,439 1.87 437,815 

1945 441,764,395 617,817,836 1.40 888,818 

1946 374,363,259 748,742,061 2.00 955,736 

1947 318,984,817 464,327,216 1.46 730,612 

1948 250,701,215 438,815,573 1.75 632,977 

1949 249,229,702 452,652,332 1.82 651,387 

1950 506,595,465 902,461,781 1.78 1,087,111 

1951 561,502,831 1,174,246,660 2.09 1,234,807 

1952 599,954,211 1,109,716,542 1.85 1,346,430 

1953 853,251,311 1,143,210,402 1.34 1,558,129 

1954 776,441,158 1,349,697,159 1.74 1,603,854 

1955 1,513,476,109 2,699,008,896 1.78 2,643,863 

1956 1,349,659,269 2,510,751,759 1.86 2,569,690 

1957 927,108,854 1,864,830,780 2.01 1,994,697 

1958 828,599,059 1,505,862,397 1.82 1,715,656 

1959 763,234,611 1,860,422,327 2.44 1,808,450 

1960 469,691,543 1,223,330,494 2.60 1,209,541 

1961 719,320,976 2,526,349,869 3.51 1,845,100 

1962 804,498,195 2,063,820,474 2.57 1,664,848 

1963 808,852,100 2,143,888,123 2.65 1,611,809 

1964 1,314,060,093 3,050,578,549 2.32 2,268,300 

1965 934,441,664 3,199,062,626 3.42 2,098,741 

1966 971,441,664 2,877,191,142 2.96 1,998,766 

1967 819,147,120 3,521,312,476 4.30 2,041,542 

1968 911,691,783 5,015,034,625 5.50 2,584,075 

1969 871,931,761 5,765,171,366 6.61 2,548,810 

1970 522,908,787 3,653,783,248 6.99 1,601,087 

1971 545,767,951 4,715,695,291 8.64 1,746,174 

1972 635,885,589 6,258,151,656 9.84 1,940,750 

1973 663,856,327 6,737,076,338 10.15 1,902,627 

1974 568,248,812 4,523,563,818 7.96 1,398,330 

1975 469,587,063 4,089,020,234 8.71 1,166,945 

1976 549,209,833 5,093,468,543 9.27 1,271,858 

1977 679,821,738 6,044,752,693 8.89 1,402,269 

1978 984,913,432 10,362,028,440 10.52 1,807,724 

1979 1,390,774,737 18,726,340,429 13.46 2,497,349 

1980 2,009,091,282 29,514,529,845 14.69 3,306,577 

1981 1,510,273,260 25,094,254,537 16.62 2,536,935 

1982 1,576,708,792 17,670,332,337 11.21 2,083,488 

1983 2,440,021,743 30,193,227,508 12.37 2,993,641 

1984 2,124,026,184 26,681,943,965 12.56 2,180,032 

1985 3,298,482,113 44,196,506,129 13.40 3,151,906 

1986 4,906,702,130 63,684,095,245 12.98 3,686,813 

1987 7,393,698,717 100,224,304,252 13.55 5,652,044 

1988 5,468,949,512 68,144,924,281 12.46 3,651,835 

1989 6,522,989,910 83,567,388,841 12.81 4,081,005 

1990 5,660,400,572 64,008,566,946 11.31 3,051,215 

1991 5,837,580,170 67,749,538,374 11.61 3,222,393 

1992 7,326,389,140 76,161,051,067 10.39 3,503,721 

16

Chapter 3 

Value 

Year Volume Value $ Per Share Transactions 

1993 14,882,184,184 147,055,048,898 9.88 5,984,580 

1994 15,459,616,200 182,202,048,508 11.79 5,533,169 

1995 15,757,820,395 207,665,152,647 13.12 6,068,139 

1996 22,341,148,377 301,298,938,253 13.49 9,185,906 

1997 25,670,245,599 423,169,614,970 16.48 11,142,508 

1998 26,765,265,298 493,211,774,246 18.43 12,462,654 

1999 29,280,363,949 529,004,119,867 18.07 17,628,055 

2000 40,752,008,134 944,253,991,039 23.17 32,775,273 

2001 37,190,439,190 712,515,033,577 19.16 26,155,159 

2002 46,351,174,516 637,708,576,873 13.76 26,540,655 

2003 55,562,931,370 648,654,111,456 11.67 30,893,995 

2004 61,277,965,140 833,906,598,578 13.61 40,267,012 

2005 64,167,254,132 1,075,213,562,163 16.76 55,158,328 

2006 82,049,924,850 1,416,068,723,601 17.26 85,651,897 

2007 96,108,991,801 1,697,185,310,574 17.66 118,578,198 

2008 109,239,686,991 1,853,162,141,814 16.96 182,901,451 

2009 118,525,934,101 1,398,386,393,311 11.80 191,321,204 

2010 104,555,199,337 1,390,747,798,461 13.30 189,117,628 

Historical Daily Averages 

Price/ 

Year Value $ Volume Share Transactions Value/Trans 

1949 1,708,122 940,489 1.82 2,458 694.92 

1950 3,392,713 1,904,494 1.78 4,087 830.12 

1951 4,414,461 2,110,913 2.09 4,642 950.98 

1952 4,259,948 2,303,087 1.85 5,169 824.13 

1953 4,582,006 3,419,845 1.34 6,245 733.71 

1954 5,324,249 3,062,884 1.74 6,327 841.51 

1955 10,731,646 6,014,375 1.78 10,512 1,020.89 

1956 10,397,947 5,376,365 1.93 10,238 1,015.62 

1957 7,414,834 3,686,318 2.01 7,931 934.92 

1958 5,987,487 3,294,628 1.82 6,702 893.39 

1959 7,368,009 3,022,711 2.44 7,162 1,028.76 

1960 4,844,873 1,860,165 2.60 4,790 1,011.46 

1961 10,005,346 2,848,796 3.51 7,307 1,369.28 

1962 8,189,764 3,192,453 2.57 6,607 1,239.56 

1963 8,524,406 3,216,112 2.65 6,409 1,330.07 

1964 12,033,840 5,186,020 2.32 8,943 1,345.62 

1965 12,644,516 3,692,627 3.42 8,237 1,525.09 

1966 11,394,816 3,843,333 2.96 7,979 1,428.10 

1967 14,001,242 3,257,046 4.30 8,131 1,721.96 

1968 19,861,523 3,610,660 5.50 10,234 1,940.73 

1969 22,923,147 3,466,926 6.61 10,134 2,262.00 

1970 14,470,428 2,070,925 6.99 6,341 2,282.04 

1971 18,676,021 2,161,457 8.64 6,915 2,700.59 

1972 24,883,307 2,538,372 9.84 7,717 3,224.60 

1973 26,734,430 2,634,350 10.15 7,550 3,540.92 

1974 17,986,337 2,259,438 7.96 5,560 3,234.98 

1975 16,258,530 1,867,145 8.71 4,640 3,504.04 

1976 20,172,152 2,175,088 9.27 5,037 4,004.75 

1977 23,939,614 2,692,363 8.89 5,553 4,310.69 

1978 41,282,982 3,923,958 10.52 7,202 5,732.09 

1979 74,606,934 5,540,935 13.46 9,950 7,498.49 

1980 116,658,221 7,941,072 14.69 13,069 8,926.01 

1981 99,778,348 6,005,062 16.62 10,088 9,891.56 

1982 70,120,366 6,256,781 11.21 8,268 8,481.13 

17

Chapter 3 

Price/ 

Year Value $ Volume Share Transactions Value/Trans 

1983 120,291,743 9,721,202 12.37 11,927 10,085.79 

1984 105,880,730 8,428,675 12.56 8,651 12,239.24 

1985 175,382,961 13,089,215 13.40 11,927 14,022.15 

1986 252,714,664 19,471,040 12.98 14,630 17,273.48 

1987 396,927,938 29,281,975 13.55 22,384 17,732.39 

1988 270,953,973 21,745,326 12.46 14,520 18,660.46 

1989 333,602,351 26,039,880 12.81 16,291 20,477.16 

1990 254,507,224 22,506,563 11.31 12,132 20,978.06 

1991 269,381,862 23,211,054 11.61 12,813 21,024.60 

1992 301,267,925 29,015,403 10.39 13,876 21,737.19 

1993 583,551,781 59,056,286 9.88 23,748 24,572.33 

1994 725,904,576 61,592,096 11.79 22,044 32,929.06 

1995 827,351,206 62,780,161 13.18 24,176 34,222.21 

1996 1,193,263,122 88,479,796 13.49 36,380 32,800.13 

1997 1,682,582,962 102,068,571 16.48 44,304 37,977.95 

1998 1,957,189,580 106,211,370 18.43 49,553 39,575.18 

1999 2,107,586,135 116,654,836 18.07 70,231 30,009.22 

2000 3,761,968,092 162,358,598 23.17 130,759 28,809.95 

2001 2,850,060,134 148,761,757 19.16 104,621 27,241.85 

2002 2,535,620,584 184,298,905 13.76 105,529 24,027.61 

2003 2,579,141,596 220,926,168 11.67 122,839 20,996.12 

2004 3,302,600,390 242,685,010 13.61 159,473 20,709.42 

2005 4,283,719,371 255,646,431 16.76 219,754 19,493.22 

2006 5,641,708,062 326,892,131 17.26 341,243 16,532.84 

2007 6,748,251,732 382,143,109 17.66 471,484 14,321.79 

2008 7,383,116,103 435,217,876 16.96 728,691 10,132.03 

2009 5,571,260,531 472,214,877 11.80 763,757 7,309.10 

2010 5,551,878,419 417,386,025 13.30 754,961 7,353.88 

18

Chapter 3 

Toronto Stock Exchange has conducted an extended hours crossing session since June of 1991. The session runs from 

after the close of regular trading until 5:00 pm daily. 

Extended Hours Trading 

2010 

Month Volume Value $ Trades 

January 156,111,640 3,850,675,007 70,876 

February 150,724,390 3,973,105,593 76,091 

March 441,131,305 8,504,638,482 106,376 

April 210,900,311 5,651,156,042 89,392 

May 248,497,763 6,367,940,184 116,031 

June 346,578,294 7,598,507,937 131,559 

July 202,801,819 5,665,323,221 104,382 

August 242,902,466 7,294,348,799 105,660 

September 368,212,000 10,321,272,044 135,590 

October 142,032,700 3,843,283,880 101,980 

November 256,785,700 8,120,864,592 101,617 

December 340,619,200 9,008,438,008 118,972 

Totals 3,107,297,588 80,199,553,789 1,258,526 

Comparison of Extended Hours Trading 

(trading value in millions$) 

19

“Block trade” was defined by Toronto Stock Exchange on April 14, 1989 as any trade of 10,000 shares or more with a value 

of at least $100,000. 

Ten Largest Blocks by Dollar Value 

Summary of 

Block Trading Information 2010 

Issue Price Value Date 

Eldorado Gold Corp. 17.93 251,020,000 June 2 

BMO DJ Canada Titan ETF 16.874 241,298,200 September 17 

Bank of Nova Scotia 54.45 272,250,000 November 10 

Bank of Nova Scotia 54.45 272,250,000 November 10 

Red Back Mining J 33.74 237,867,000 September 16 

Pacific Rubiales J 32.25 225,750,000 December 1 

Research In Motion 51.15 214,830,000 July 2 



Teck Resources Cl B SV 37.68 196,870,464 February 2 

Monthly Block Trading 

Number Number Block Block 

Month of Blocks of Issues Volume Value $ 

January 26,225 928 1,708,913,269 18,767,486,110.11 

February 21,400 876 1,281,883,838 15,143,424,702.10 

March 28,862 946 2,113,261,792 26,972,383,368.24 

April 31,535 961 1,869,531,475 23,282,555,836.05 

May 29,127 936 1,605,097,000 20,361,657,232.83 

June 28,429 910 1,850,411,164 25,279,529,325.66 

July 21,932 917 1,577,698,061 18,394,342,122.21 

August 25,966 895 1,791,956,859 24,054,927,630.94 

September 35,772 987 2,530,935,118 35,413,993,264.02 

October 27,701 1,016 1,875,185,843 20,370,937,111.00 

November 35,633 1,023 2,497,550,684 31,987,189,864.70 

December 32,194 1,077 2,238,209,602 30,878,807,158.42 

Totals 344,776 22,940,634,705 290,907,233,726.28 

Block Trading Volume 21.9 % of Total Trading 

Block Trading Value 20.9% of Total Trading 

Chapter 3 

20

Chapter 3 

Semi-monthly Short Positions for 2010 

(in millions) 

2010 Record of Short Positions 

as Reported to TMX Group 

The following statistics are based on the total outstanding Canadian position on Toronto Stock Exchange listed shares. 

Period Ending Number of Shorts 

January 15 768,899,061 

January 31 789,303,514 

February 15 771,892,443 

February 28 778,555,034 

March 15 818,148,131 

March 31 864,144,313 

April 15 868,259,854 

April 30 956,309,711 

May 15 1,030,862,793 

May 31 962,863,371 

June 15 996,863,371 

June 30 1,025,977,489 

July 15 1,018,211,380 

July 31 1,015,112,167 

August 15 1,086,839,225 

August 31 1,060,648,551 

September 15 1,077,591,861 

September 30 1,148,591,236 

October 15 1,128,455,489 

October 31 1,112,477,896 

November 15 1,214,250,252 

November 30 1,261,042,441 

December 15 1,300,508,376 

December 30 1,538,315,160 

21

� S&P/TSX Indices 

� S&P/TSX Composite 

Five Year Performance 

Relative Weight 

Chapter 4 

Chapter 4 

� S&P/TSX Composite Index: 

2010 Performance 

� S&P/TSX 60 Index: 



� S&P/TSX Completion Index: 


� S&P/TSX SmallCap Index: 

Relative Weights 

� S&P/TSX Venture Composite Index 2010 


S&P/TSX Venture Composite Index 

22

Chapter 4 

S&P/TSX Indices 

Annual Compound Rate of Return 

Including Dividends (to December 31st, 2010) 

S&P/TSX S&P/TSX S&P/TSX 

S&P/TSX Composite CDN CDN S&P/TSX S&P/TSX 

Composite Capped Completion Smallcap 60 Index 60 Capped 

1 Year 17.61% 17.61% 30.32% 35.10% 13.84% 13.84% 

3 Year 2.09% 2.09% 5.62% 6.14% 1.12% 1.12% 

5 Year 6.51% 6.51% 7.22% 6.13% 6.49% 6.49% 

10 Year 6.57% 7.07% 7.88% 7.92% 6.11% 7.18% 

S&P/TSX Composite Five Year Performance 

S&P/TSX COMPOSITE 

Relative GICS 

Rank Symbol Name Weight Code 

1 RY Royal Bank Of Canada 4.83% 40101010 

2 TD Toronto Dominion Bank (The) 4.22% 40101010 

3 SU Suncor Energy Inc. 3.88% 10102010 

4 BNS Bank Of Nova Scotia (The) 3.86% 40101010 

5 ABX Barrick Gold Corporation 3.43% 15104030 

6 CNQ Canadian Natural Resources Limited 3.13% 10102020 

7 POT Potash Corporation Of Saskatchewan 2.87% 15101030 

8 G Goldcorp Inc. 2.35% 15104030 

9 BMO Bank Of Montreal 2.11% 40101010 

10 CM Canadian Imperial Bank Of Commerce 1.99% 40101010 

11 CNR Canadian National Railway Co. 1.99% 20304010 

12 MFC Manulife Financial Corporation 1.97% 40301020 

13 TCK.B Teck Resources Limited Cl B Sv 1.94% 15104020 

14 RIM Research In Motion Limited 1.75% 45201020 

15 BCE BCE Inc. 1.73% 50101020 

16 TRP Transcanada Corporation 1.71% 10102040 

23

Chapter 4 

Relative GICS 


17 CVE Cenovus Energy Inc. 1.62% 10102010 

18 TLM Talisman Energy Inc. 1.46% 10102020 

19 ENB Enbridge Inc. 1.40% 10102040 

20 K Kinross Gold Corporation 1.39% 15104030 

21 ECA Encana Corporation 1.39% 10102020 

22 SLF Sun Life Financial Inc. 1.12% 40301020 

23 BAM.A Brookfield Asset Management Inc. Cl A Lv 1.05% 40403010 

24 CCO Cameco Corporation 1.03% 10102050 

25 RCI.B Rogers Communications Inc. Cl B Nv 1.03% 50102010 

26 T Telus Corporation 0.95% 50101020 

27 AGU Agrium Inc. 0.93% 15101030 

28 TRI Thomson Reuters Corporation 0.90% 25401040 

29 SLW Silver Wheaton Corp. 0.87% 15104040 

30 AEM Agnico Eagle Mines Ltd. 0.83% 15104030 

31 COS.UN Canadian Oil Sands Trust Units 0.83% 10102020 

32 NXY Nexen Inc. 0.78% 10102020 

33 CPG Crescent Point Energy Corp. 0.76% 10102020 

34 NA National Bank Of Canada 0.72% 40101010 

35 MG Magna International Inc. 0.71% 25101010 

36 CP Canadian Pacific Railway Limited 0.71% 20304010 

37 PWT.UN Penn West Energy Trust Units 0.71% 10102020 

38 IMO Imperial Oil Limited 0.67% 10102010 

39 ELD Eldorado Gold Corporation 0.66% 15104030 

40 YRI Yamana Gold Inc. 0.61% 15104030 

41 POW Power Corporation Of Canada Sv 0.60% 40301020 

42 SNC SNC - Lavalin Group Inc. 0.59% 20103010 

43 PRE Pacific Rubiales Energy Corp. J 0.58% 10102020 

44 FM First Quantum Minerals Ltd. J 0.56% 15104020 

45 SC Shoppers Drug Mart Corporation 0.56% 30101010 

46 VRX Valeant Pharmaceuticals International Inc. 0.55% 35202010 

47 FFH Fairfax Financial Holdings Ltd. Sv 0.52% 40301030 

48 SJR.B Shaw Communications Inc. Cl B Nv 0.49% 25401025 

49 BBD.B Bombardier Inc. Cl B Sv 0.47% 20101010 

50 THI Tim Hortons Inc. 0.46% 25301040 

51 AET.UN Arc Energy Trust Units 0.45% 10102020 

52 PWF Power Financial Corporation 0.45% 40301020 

53 HSE Husky Energy Inc. 0.44% 10102010 

54 GWO Great-West Lifeco Inc. 0.44% 40301020 

55 IMG Iamgold Corporation 0.43% 15105010 

56 FTS Fortis Inc. 0.38% 55101010 

57 IFC Intact Financial Corporation 0.37% 40301040 

58 TRE Sino-Forest Corporation 0.37% 15105010 

59 IVN Ivanhoe Mines Ltd. 0.36% 15104020 

60 REI.UN Riocan Real Estate Investment Trust Units 0.36% 40402060 

61 ERF.UN Enerplus Resources Fund Trust Units 0.35% 10102020 

62 SAP Saputo Inc. 0.35% 30202030 

63 CTC.A Canadian Tire Corporation, Limited Cl A Nv 0.35% 25503020 

64 BTE.UN Baytex Energy Trust Units 0.34% 10102020 

65 MRU.A Metro Inc. Cl A Sv 0.31% 30101030 

66 TA Transalta Corporation 0.30% 55105010 

67 FTT Finning International Inc. 0.30% 20107010 

68 IGM IGM Financial Inc. 0.29% 40203010 

69 NKO Niko Resources Ltd. 0.29% 10102020 

70 PAA Pan American Silver Corp. 0.28% 15104040 

71 OSK Osisko Mining Corporation J 0.28% 15104030 

72 BPO Brookfield Properties Corporation 0.27% 40403020 

24

Chapter 4 

Relative GICS 


73 PGF.UN Pengrowth Energy Trust Units 0.27% 10102020 

74 VET Vermillion Energy Inc. 0.27% 10102020 

75 GIB.A CGI Group Inc. Cl A Sv 0.27% 45102010 

76 L Loblaw Companies Limited 0.26% 30101030 

77 WN Weston Ltd., George 0.26% 30101030 

78 IMN Inment Mining Corporation 0.25% 15104020 

79 BNP.UN Bonavista Energy Trust Units 0.25% 10102020 

80 IPL.UN Interpipeline Fund Cl A Lp Units 0.25% 10102040 

81 FNV Franco-Nevada Corporation 0.25% 15104030 

82 NGD New Gold Inc. J 0.25% 15104030 

83 LUN Lundin Mining Corporation 0.24% 15104020 

84 EQN Equinox Minerals Limited J 0.24% 15104020 

85 ATD.B Alimentation Couche Tard Inc. Cl B Sv 0.23% 30101030 

86 EMA Emera Incorporated 0.23% 55101010 

87 PPL Pembina Pipeline Corporation 0.23% 10102040 

88 VT Viterra Inc. 0.22% 30202010 

89 CIX CI Financial Corp. 0.22% 40203010 

90 BA.UN Bell Aliant Regional Commun Income Fund Units 0.21% 50101020 

91 CU Canadian Utilities Ltd. Cl A Nv 0.21% 55103010 

92 QUX Quadra Fnx Mining Ltd. 0.21% 15104020 

93 YLO Yellow Media Inc. 0.21% 25401040 

94 CG Centerra Gold Inc. 0.20% 15104030 

95 IAG Industrial Alliance Insurance & Fin Services Inc. 0.20% 40301020 

96 GIL Gildan Activewear Inc. 0.19% 25203010 

97 CAE CAE Inc. 0.19% 20101010 

98 SMF Semafo Inc. J 0.19% 15104030 

99 TCW Trican Well Service Ltd. 0.19% 10101020 

100 HR.UN H&R Real Estate Investment Trust Spapled Un 0.18% 40402010 

101 MX Methanex Corporation 0.18% 15101010 

102 OCX Onex Corporation Sv 0.18% 40201030 

103 X TMX Group Inc. 0.18% 40201040 

104 HBM Hudbay Minerals Inc. 0.17% 15104020 

105 PBG Petrobank Energy And Resources Ltd. 0.17% 10102020 

106 BIN Iesi-Bfc Ltd. 0.17% 20201050 

107 CLM Consolidated Thompson Iron Mines Limited J 0.17% 15104050 

108 PD Precision Drilling Corporation 0.17% 10101010 

109 SXC SXC Health Solutions Corp. 0.17% 35103010 

110 OTC Open Tex Corporation 0.17% 45101010 

111 AER Groupe Aeroplan Inc. 0.17% 25401010 

112 WTN Western Coal Corp. J 0.16% 15104020 

113 S Sherritt International Corporation 0.16% 15104020 

114 NG Novagold Resources Inc. J 0.16% 15104030 

115 KEY.UN Keyera Faciliteis Income Fund Trust Units 0.16% 10102030 

116 DGC Detour Gold Corporation J 0.16% 15104030 

117 PEY.UN Peyto Energy Trust Units 0.16% 10102020 

118 RBA Ritchie Bros. Auctioneers Incorporated 0.16% 20201070 

119 TCM Thompson Creek Metals Company Inc. 0.16% 15104020 

120 ACO.X Atco Ltd. Cl I Nv 0.15% 55103010 

121 ACM.A Astral Media Inc. Cl A Nv 0.15% 25401020 

122 SSO Silver Standard Resources Inc. 0.14% 15104040 

123 AGI Alamos Gold Inc. J 0.14% 15104030 

124 DAY DAYLIGHT ENERGY LTD. 0.14% 10102020 

125 PMG Petrominerals Ltd. 0.14% 10102020 

126 UUU Uranium One Inc. J 0.14% 10102050 

127 LIF.UN Labrador Iron Ore Royalty Corp. Stapled Units 0.14% 15104050 

128 PRQ Progress Energy Resources Corp. 0.14% 10102020 

25

Chapter 4 

Relative GICS 


129 PVE.UN Provident Energy Trust Units 0.14% 10102010 

130 SVM Silvercorp Metals Inc. J 0.14% 15104040 

131 MDA Macdonald, Dettwiler And Associates Ltd. 0.13% 45103010 

132 REF.UN Canadian Real Estate Investment Trust Units 0.13% 40402010 

133 WJA Westjet Airlines Ltd. 0.13% 20302010 

134 TIH Toromont Industries Ltd. 0.13% 20106010 

135 CLS Celestica Inc. Sv 0.13% 45203020 

136 CWT.UN Calloway Real Estate Investment Trust Units 0.13% 40402060 

137 SCL.A Shawcor Ltd. Cl A Sv 0.13% 10101020 

138 NAE.UN Nal Oil & Gas Trust Units 0.12% 10102020 

139 JE.UN Just Energy Income Fund Units 0.12% 55103010 

140 EGU European Goldfields Limited J 0.12% 15104030 

141 CWB Canadian Western Bank 0.12% 40101015 

142 ESI Ensign Energy Services Inc. 0.12% 10101010 

143 BNK Bankers Petroleum Ltd. J 0.12% 10102020 

144 MBT Manitoba Telecom Services Inc. 0.12% 50101020 

145 FCE.UN Fort Chicago Energy Partners Lp Cl A Units 0.12% 10102040 

146 GBU Gabriel Resources Ltd. J 0.12% 15104030 

147 RON Rona Inc. 0.12% 25504030 

148 ALA Altagas Ltd. 0.12% 10102040 

149 QBR.B Quebecor Inc. Cl B Sv 0.11% 25401025 

150 FRG Fronteer Gold Inc. J 0.11% 15104030 

151 PBN Petrobakken Energy Ltd. 0.11% 10102020 

152 PXX Blackpearl Resources Inc. J 0.11% 10102020 

153 HCG Home Capital Group Inc. 0.10% 40102010 

154 BEI.UN Boardwalk Real Estate Investment Trust Units 0.10% 40402050 

155 CR Crew Energy Inc. 0.10% 10102020 

156 CJR.B Corus Entertainment Inc. Cl B Nv 0.10% 25401020 

157 WTE.UN Westshore Terminals Income Fund Trust Units 0.10% 20305030 

158 EMP.A Empire Company Ltd. Cl A Nv 0.09% 30101030 

159 NSU Nevsun Resources Ltd. J 0.09% 15104030 

160 AGF.B AGF Management Ltd. Cl B Nv 0.09% 40203010 

161 DC.A Dundee Corporation Cl A Sv 0.09% 40203020 

162 RUS Russel Metals Inc. 0.09% 20107010 

163 WFT West Fraser Timber Co. Ltd. 0.09% 15105010 

164 FR First Majestic Silver Corp. J 0.09% 15104040 

165 PMZ.UN Primaris Retail Real Estate Investment Trust Un 0.09% 40402060 

166 MTL Mullen Group Ltd. 0.09% 10101020 

167 DOL Dollarama Inc. 0.09% 25503020 

168 CAR.UN Cdn Apartment Prop Real Estate Invest Tr Units 0.08% 40402050 

169 CGX.UN Cineplex Galaxy Income Fund Units 0.08% 25401030 

170 D.UN Dundee Real Estate Investment Trust Units 0.08% 40402040 

171 STN Stantec Inc. 0.08% 20202020 

172 CELT Celtic Exploration Ltd. 0.08% 10102020 

173 MIC Genworth Mi Canada Inc. 0.08% 40102010 

174 BRC.UN Brookfield Renewable Power Fund Trust Units 0.08% 55105010 

175 GBG Great Basin Gold Ltd. J 0.08% 15104030 

176 ELR Eastern Platinum Limited J 0.08% 15104040 

177 BIR Birchcliff Energy Ltd. 0.08% 10102020 

178 SPB Superior Plus Corp. 0.08% 20107010 

179 GSC Golden Star Resources Ltd. 0.08% 15104030 

180 ARZ AURIZON MINES LTD. J 0.08% 15104030 

181 CSH.UN Chartwell Seniors Housings Reit Trust Units 0.08% 40402070 

182 NPI.UN Northland Power Income Fund Trust Units 0.08% 55105010 

183 LB Laurentian Bank Of Canada 0.07% 40101015 

184 PJC.A Jean Coutu Group (Pjc) Inc. Cl A Sv 0.07% 30101010 

26

Chapter 4 

Relative GICS 


185 GAM Gammon Gold Inc. J 0.07% 15104030 

186 AAV Advantage Oil & Gas Ltd. 0.07% 10102020 

187 CUF.UN Cominar Real Estate Investment Trust Units 0.07% 40402010 

188 TCL.A Transcontinental Inc. Cl A Sv 0.07% 20201010 

189 VEB Ventana Gold Corp. J 0.07% 15104030 

190 TGL Transglobe Energy Corporation J 0.07% 10102020 

191 CFW Calfrac Well Services Ltd. 0.07% 10101020 

192 DHF.UN Davis + Henderson Income Fund Units 0.07% 40201020 

193 DW Dundeewelath Inc. 0.07% 40203020 

194 CLC.UN CML Healthcare Incoem Fund Trust Units 0.07% 35102015 

195 GCE Grande Cache Coal Corporation J 0.07% 15104020 

196 DII.B Dorel Industries Inc. Cl B Sv 0.07% 25201020 

197 LSG Lake Shore Gold Corp. J 0.06% 15104030 

198 NWF.UN North West Company Fund Trust Units 0.06% 30101030 

199 AX.UN Artis Real Estate Investment Trust Units 0.06% 40402010 

200 MDI Major Drilling Group International Inc. 0.06% 15104020 

201 RMX Rubicon Minerals Corporation J 0.06% 15104030 

202 ATP Atlantic Power Corporation 0.06% 55105010 

203 HW Harry Winston Diamond Corporation 0.06% 15104040 

204 TKO Taseko Mines Limited 0.06% 15104020 

205 KGI Kirkland Lake Gold Inc. J 0.06% 25504010 

206 RET.A Reitman’s (Canada) Ltd. Cl A Nv 0.06% 25504010 

207 DML Denison Mines Corp. 0.06% 10102050 

208 CCA Cogeco Cable Inc. Sv 0.06% 25401025 

209 NEM Neo Material Technologies Inc. 0.06% 15101050 

210 OGC Oceangold Corporation 0.06% 15104030 

211 NGX Northgate Mienrals Coproration 0.06% 15104030 

212 TFI Transforce Inc. 0.06% 20304020 

213 LNR Linamar Corporation 0.06% 25101010 

214 FRU.UN Freehold Royalty Trust Units 0.06% 10102020 

215 AP.UN Allied Properties Real Estate Investment Tr Un 0.06% 40402040 

216 DPM Dundee Precious Metals Inc. 0.06% 15104040 

217 CS Capstone Mining Corp. J 0.06% 15104020 

218 PSI Pason Systems Inc. 0.06% 10101020 

219 CFP Canfor Corporation 0.06% 15105010 

220 GUY Guyana Goldfields Inc. J 0.06% 15104030 

221 FCR First Capital Realty Inc. 0.06% 40403010 

222 WPT Westport Innovations Inc. 0.06% 20106010 

223 ANO Anatolia Minerals Development Limited J 0.06% 15104030 

224 BCB Cott Corporation 0.05% 30201030 

225 CSI Colossus Minerals Inc. J 0.05% 15104030 

226 FES Flint Energy Services Ltd. 0.05% 10101020 

227 NVA Nuvista Energy Ltd. 0.05% 10102020 

228 FSV Firstservice Corporation Sv 0.05% 40403040 

229 TDG Trinidad Drilling Ltd. 0.05% 10101010 

230 NDN Nordion Inc. 0.05% 35203010 

231 CCL.B CCL Industries Inc. Cl B Nv 0.05% 15103010 

232 IE Ivanhoe Energy Inc. 0.05% 10102020 

233 EXE.UN Extendicare Real Estate Investment Trust Un 0.05% 40402070 

234 MFL Minefinders Corporation Ltd. J 0.05% 15104030 

235 TRZ.B TRANSAT A.T. INC. CLASS B 0.05% 25301020 

236 MFI MAPLE LEAF FOODS INC. 0.05% 30202030 

237 AC.B Air Canada Class B 0.05% 20302010 

238 CPA.UN Capital Power Income L.P. Units 0.05% 55105010 

239 GMP GMP Capital Inc. 0.04% 40203020 

240 JAZ.UN Jazz Air Income Fund Units 0.04% 20302010 

27

Chapter 4 

Relative GICS 


241 JAG Jaguar Mining Inc. J 0.04% 15104030 

242 SVY Savanna Energy Services Corp. 0.04% 10101010 

243 ARE AECON GROUP INC. 0.04% 20103010 

244 FGL Forzani Group Ltd. (The) Cl A 0.03% 25504040 

245 PMT Perpetual Energy Inc. 0.03% 10102020 

28

Chapter 4 

S&P/TSX Composite Index: 


S&P/TSX Composite Index Monthly Close 

Month High Low Close TRIV 

January 11953.83 11094.31 11094.31 29360.52 

February 11709.29 11115.30 11629.63 30820.61 

March 12100.66 11728.06 12037.73 31994.24 

April 12280.97 12070.66 12210.70 32527.15 

May 12196.51 11405.95 11762.99 31395.79 

June 11945.97 11263.83 11294.42 30229.89 

July 11746.07 11092.50 11713.43 31426.67 

August 11913.86 11523.60 11913.86 32022.80 

September 12382.82 12003.78 12368.65 33331.94 

October 12684.68 12322.94 12676.24 34235.40 

November 13052.48 12602.23 12952.88 35046.90 

December 13449.17 13148.35 13443.22 36480.62 

S&P/TSX PERFORMANCE 2010 

29

Chapter 4 

S&P/TSX 60 Index 

Relative GICS 


1 RY Royal Bank Of Canada 6.52% 40101010 

2 TD Toronto Dominion Bank (The) 5.71% 40101010 

3 SU Suncor Energy Inc. 5.23% 10102010 

4 BNS Bank Of Nova Scotia (The) 5.21% 40101010 

5 ABX Barrick Gold Corporation 4.63% 15104030 

6 CNQ Canadian Natural Resources Limited 4.22% 10102020 

7 POT Potash Corporation Of Saskatchewan Inc. 3.87% 15101030 

8 G Goldcorp Inc. 3.18% 15104030 

9 BMO Bank Of Montreal 2.85% 40101010 

10 CM Canadian Imperial Bank Of Commerce 2.69% 40101010 

11 CNR Canadian National Railway 2.68% 20304010 

12 MFC Manulife Financial Corporation 2.66% 40301020 

13 TCK.B Teck Corporation Limited Cl B Sv 2.61% 15104020 

14 RIM Research In Motion Limited 2.36% 45201020 

15 BCE BCE Inc. 2.34% 50101020 

16 TRP Transcanada Corporation 2.31% 10102040 

17 CVE Cenovus Energy Inc. 2.19% 10102010 

18 TLM Talisman Energy Inc. 1.98% 10102020 

19 ENB Enbridge Inc. 1.89% 10102040 

20 K Kinross Gold Corporation 1.87% 15104030 

21 ECA Encana Corporation 1.87% 10102020 

22 SLF Sun Life Financial Inc. 1.51% 40301020 

23 BAM.A Brookfield Asset Management Inc. Cl A Lv 1.42% 40403010 

24 CCO Cameco Corporation 1.39% 10102050 

25 RCI.B Rogers Communications Inc. Cl B Nv 1.39% 50102010 

26 T Telus Corporation 1.28% 50101020 

27 AGU Agrium Inc. 1.26% 15101030 

28 TRI Thomson Reuters Corporation 1.22% 25401040 

29 AEM Agnico Eagle Mines Limited 1.12% 15104030 

30 COS.UN Canadian Oil Sands Trust Units 1.12% 10102020 

31 NXY Nexen Inc. 1.05% 10102020 

32 NA National Bank Of Canada 0.97% 40101010 

33 MG Manga International Inc. 0.96% 25101010 

34 CP Canadian Pacific Railway Limited 0.96% 20304010 

35 PWT.UN Penn West Energy Trust Units 0.95% 10102020 

36 IMO Imperial Oil Limited 0.90% 10102010 

37 ELD Eldorado Gold Corporation 0.89% 15104030 

38 YRI Yamana Gold Inc. 0.83% 15104030 

39 POW Power Corporation Of Canada Sv 0.81% 40301020 

40 SNC SNC Lavalin Gorup Inc. 0.79% 20103010 

41 FM First Quantum Minerals Ltd. J 0.76% 15104020 

42 SC Shoppers Drug Mart Corporation 0.75% 30101010 

43 VRX Valeant Pharmaceuticals Int’l Inc. 0.74% 35202010 

44 SJR.B Shaw Communications Inc. Cl B Nv 0.66% 25401025 

45 BBD.B Bombardier Inc. Cl B Sv 0.64% 20101010 

46 THI Tim Hortons Inc. 0.62% 25301040 

47 AET.UN Arc Energy Trust Units 0.61% 10102020 

48 HSE Husky Energy Inc. 0.60% 10102010 

49 IMG Iamgold Corporation 0.58% 15104030 

50 FTS Fortis Inc. 0.52% 55101010 

51 ERF.UN Enerplus Resources Fund Trust Untis 0.47% 10102020 

52 SAP Saputo Inc. 0.47% 30202030 

53 CTC.A Canadian Tire Corporation, Limited Cl A Nv 0.47% 25503020 

54 MRU.A Metro Inc. Cl A Sv 

30 

0.41% 30101030

Chapter 4 

Relative GICS 


55 TA Transalta Corporation 0.41% 55105010 

56 L Loblaw Companies Ltd. 0.36% 30101030 

57 WN Weston Ltd.,George 0.35% 30101030 

58 IMN Inmet Mining Corporation 0.34% 15104020 

59 YLO Yellow Media Inc. 0.28% 25401040 

60 GIL Gildan Activewear Inc. 0.26% 25203010 

S&P/TSX 60 Index 


Month High Low Close TRIV 

January 702.97 648.53 648.53 1386.76 

February 686.65 649.79 680.76 1457.40 

March 710.08 686.97 706.81 1517.26 

April 720.19 707.94 716.05 1540.75 

May 716.83 674.18 691.63 1490.86 

June 702.23 660.08 662.05 1430.89 

July 689.81 650.08 685.03 1484.35 

August 694.05 670.98 694.05 1506.32 

September 716.14 699.29 715.07 1555.80 

October 732.03 712.89 728.09 1587.83 

November 746.96 723.14 741.34 1619.63 

December 768.65 750.73 768.65 1684.21 

S&P/TSX 60 Index Performance - 2010 

31

Chapter 4 

S&P/TSX Completion Index: 

(as of December 31st, 2010) 

Relative GICS 


1 SLW Silver Wheaton Corp. 3.37% 15104040 

2 CPG Crescent Point Energy Corp. 2.93% 10102020 

3 PRE Pacific Rubiales Energy Corp. J 2.25% 10102020 

4 FFH Fairfax Financial Holdings Ltd. Sv 2.02% 40301030 

5 PWF Power Financial Corporation 1.74% 40301020 

6 GWO Great-West Lifeco Inc. 1.69% 40301020 

7 IFC Intact Financial Corporation 1.43% 40301040 

8 TRE Sino-Forest Corporation 1.43% 15105010 

9 IVN Ivanhoe Mines Limited 1.40% 15104020 

10 REI.UN Riocan Real Estate Investment Trust Units 1.39% 40402060 

11 BTE.UN Baytex Energy Trust Units 1.31% 10102020 

12 FTT Finnning International Inc. 1.16% 20107010 

13 IGM IGM Financial Inc. 1.13% 40203020 

14 NKO Niko Resources Ltd. 1.12% 10102020 

15 PAA Pan American Silver Corp. 1.10% 15104040 

16 OSK Osisko Mining Corporation J 1.09% 15104030 

17 BPO Brookfield Properties Corporation 1.03% 40403020 

18 PGF.UN Pengrowth Energy Trust Units 1.03% 10102020 

19 VET Vermillion Energy Inc. 1.02% 10102020 

20 GIB.A CGI Group Inc. Cl A Sv 1.02% 45102010 

21 BNP.UN Bonavista Energy Trust Units 0.96% 10102020 

22 IPL.UN Inter Pipeline Fund Cl A Lp Units 0.96% 10102040 

23 FNV Franco-Nevada Corporation 0.95% 15104030 

24 NGD New Gold Inc. J 0.95% 15104030 

25 LUN LUNDING MINING CORPORATION 0.92% 15104020 

26 EQN Equinox Minerals Limited J 0.91% 15104020 

27 ATD.B Alimentation Couche-Tard Inc. Cl B Sv 0.90% 30101030 

28 EMA Emera Incorporated 0.89% 55101010 

29 PPL Pembina Pipeline Corporation 0.89% 10102040 

30 VT Viterra Inc. 0.86% 30202010 

31 CIX CI Financial Corp. 0.86% 40203010 

32 BA.UN Bell Aliant Regional Commun Income Fund Units 0.83% 50101020 

33 CU Canadian Utilities Ltd. Cl A Nv 0.80% 55103010 

34 QUX Quadra Fnx Mining Ltd. 0.79% 15104020 

35 CG Centerra Gold Inc. 0.78% 15104030 

36 IAG Industrial Alliance Insurance & Fin Serv Inc. 0.77% 40301020 

37 CAE CAE Inc. 0.74% 20101010 

38 SMF Semafo Inc. J 0.73% 15104030 

39 TCW Trican Well Service Ltd. 0.72% 10101020 

40 HR.UN H&R Real Estate Investment Trust Stapled Un 0.70% 40402010 

41 MX Methanex Corporation 0.70% 15101010 

42 OCX Onex Corporation Sv 0.69% 40201030 

43 X TMX Group Inc. 0.67% 40201040 

44 HBM Hudbay Minerals Inc. 0.67% 15104020 

45 PBG Petrobank Energy And Resources Ltd. 0.67% 10102020 

46 BIN Iesi-Bfc Ltd. 0.67% 20201050 

47 CLM Consolidated Thompson Iron Mines Limited J 0.66% 15104050 

48 PD Precision Drilling Corporation 0.66% 10101010 

49 SXC SXC Heatlh Solutions Corp. 0.65% 35103010 

50 OTC Open Text Corporation 0.65% 45101010 

51 AER Groupe Aeroplan Inc. 0.64% 25401010 

52 WTN Western Coal Corp. J 

32 

0.63% 15104020

Chapter 4 

Relative GICS 


53 S Sherritt International Corporation 0.62% 15104020 

54 NG Novagold Resources Inc. J 0.61% 15104030 

55 KEY.UN Keyera Facilities Income Fund Trust Units 0.61% 10102030 

56 DGC Detour Gold Corporation J 0.61% 15104030 

57 PEY.UN Peyto Energy Trust Units 0.61% 10102020 

58 RBA Ritchie Bros Auctioneers Incorporated 0.60% 20201070 


60 ACO.X Atco Ltd. Cl I Nv 0.58% 55103010 

61 ACM.A Astral Media Inc. Cl A Nv 0.57% 25401020 


63 AGI Alamos Gold Inc. J 0.55% 15104030 

64 DAY Daylight Energy Ltd. 0.54% 10102020 

65 PMG Petrominerales Ltd. 0.54% 10102020 

66 UUU Uranium One Inc. J 0.54% 10102050 

67 LIF.UN Labrador Iron Ore Royalty Corp. Stapled Un 0.54% 15104040 

68 PRQ Progress Energy Resources Corp. 0.53% 10102020 

69 PVE.UN Provident Energy Trust Units 0.53% 10102010 


71 MDA Macdonald, Dettwiler And Associates Ltd. 0.52% 45103010 

72 REF.UN Canadian Real Estate Investment Trust Units 0.52% 40402010 

73 WJA Westjet Airlines Ltd. 0.51% 20302010 

74 TIH Toromont Industries Ltd. 0.50% 20106010 

75 CLS Celestica Inc. Sv 0.50% 45203020 

76 CWT.UN Calloway Real Estate Investment Trust Units 0.49% 40402060 

77 SCL.A Shawcor Ltd. Cl A Sv 0.48% 10101020 

78 NAE.UN Nal Oil & Gas Trust Units 0.48% 10102020 

79 JE.UN Just Energy Income Fund Units 0.47% 55103010 

80 EGU European Goldfields Limited J 0.47% 15104030 

81 CWB Canadian Western Bank 0.47% 40101015 

82 ESI Ensign Energy Services Finc. 0.47% 10101010 

83 BNK Bankers Petroleum Ltd. J 0.46% 10102020 

84 MBT Manitoba Telecom Services Inc. 0.48% 50101020 

85 FCE.UN Fort Chicago Energy Partners Lp Cl A Units 0.46% 10102040 

86 GBU Gabriel Resources Ltd. J 0.46% 15104030 

87 RON Rona Inc. 0.46% 25504030 

88 ALA Altagas Ltd. 0.45% 10102040 

89 QBR.B Quebecor Inc. Cl B Sv 0.44% 25401025 


91 PBN Petrobakken Energy Ltd. 0.43% 10102020 



94 BEI.UN Boardwalk Real Estate Investment Trust Units 0.40% 40402050 




98 EMP.A Empire Company Ltd. Cl A Nv 0.37% 30101030 







105 PMZ.UN Primaris Retail Real Estate Investment Trust 0.34% 40402060 


107 DOL Dollarama Inc. 0.33% 25503020 

108 CAR.UN Cdn Apartment Prop Real Estate Inv Tr Un 0.33% 40402050 

33

Chapter 4 

Relative GICS 





112 CLT Celtic Exploration Ltd. 0.31% 10102020 

113 MIC Genworth Mi Canada Inc. 0.31% 40102010 

114 BRC.UN Brookfield Renewable Power Fund Trust Units 0.31% 55105010 



117 BIR Birchliff Energy Ltd. 0.30% 10102020 



120 ARZ Aurizon Mines Ltd. J 0.29% 15104030 

121 CSH.UN Chartwell Seniors Housing Reit Trust Units 0.29% 40402070 



124 PJC.A Jean Coutu Group (Pjc) Inc. Cl A Sv 0.30% 30101010 



127 CUF.UN Cominar Real Estate Investment Trust Units 0.28% 40402010 


129 VEN Ventana Gold Corp. J 0.27% 15104030 




133 DW Dundeeweath Inc. 0.26% 40203020 

134 CLC.UN Cml Healthcare Income Fund Trust Units 0.26% 35102015 







141 RMX Rubicon Minerals Corporation J 0.25% 15104030 

142 ATP Atlantic Power Corporation 0.24% 55105010 




146 RET.A Reitmans (Canada) Ltd. Cl A Nv 0.24% 25504010 




150 OGC Oceanagold Corporation 0.23% 15104030 

151 NGX Northgate Minerals Corporation 0.23% 15104030 




155 AP.UN Allied Properties Real Estate Investment Tr Un 0.23% 40402040 






161 FCR First Capital Realty Inc. 0.22% 40403010 



164 BCB Cott Corporation 0.21% 30201030 

34

Chapter 4 

Relative GICS 





168 FSV Firstservice Corporation Sv 0.19% 40403040 







175 TRZ.B Transat A.T. Inc. Cl B 0.18% 25301020 

176 MFI Maple Leaf Foods Inc. 0.18% 30202030 

177 AC.B Air Canada Cl B 0.17% 20302010 






183 ARE Aecon Group Inc. 0.14% 20103010 

184 FGL Forzani Group Ltd. (The) Cl A 0.13% 25504040 


35

Chapter 4 

S&P/TSX SmallCap Index 

(as of December 31st, 2010) 

Relative GICS 


1 WTN Western Coal Corp. J 1.67% 15104020 



4 LIF.UN Labrador Iron Ore Royalty Corp. Stapled Un 1.42% 15104050 







11 IMX Imax Corporation 0.98% 25401030 








19 PMZ.UN Primaris Retail Real Estate Investment Tr Un 0.89% 40402060 


21 CAR.UN Cdn Apartment Prop Real Estate Inv Trust Un 0.86% 40402050 




25 CLT Celtic Exploration Ltd. 0.83% 10102020 

26 SEA Seabridge Gold Inc. J 0.81% 15104030 



29 BIR Birchcliff Energy Ltd. 0.79% 10102020 



32 ARZ Aurizon Mines Ltd. J 0.78% 15104030 

33 CSH.UN Chartwell Seniors Housing Reit Trust Units 0.77% 40402070 



36 PJC.A Jean Coutu Gorup (Pjc) Inc. (The) Cl A Sv 0.76% 30101010 



39 CUF.UN Cominar Real Estate Investment Trust Un 0.73% 40402010 


41 VEN Ventana Gold Corp. J 0.72% 15104030 




45 CLC.UN CML Healthcare Income Fund Trust Units 0.68% 35102015 







52 RMX Rubicon Minerals Corporation J 

36 

0.65% 15104030

Chapter 4 

Relative GICS 





56 RET.A Reitman’s (Canada) Ltd. Cl A Nv 0.64% 25504010 



59 NDM Northern Dynasty Minerals Ltd. J 0.62% 15104020 


61 OGC Oceanagold Corporation 0.62% 15104030 

62 NGX Northgate Minerals Corporation 0.61% 15104030 




66 AP.UN Allied Properties Real Estate Invest Trust Un 0.60% 40402040 








74 BCB Cott Cororation 0.56% 30201030 




78 POU Paramount Resources Ltd. Class A 0.52% 10102020 

79 ML Mercator Minerals Ltd. J 0.51% 15104020 

80 FSV Firstservice Corporaiton Sv 0.51% 40403040 


82 PDL North American Palladium Ltd. 0.50% 15104040 




86 BNE Bonterra Energy Corp. 0.49% 10102020 

87 NPR.UN Northern Property Real Estate Invest Tr Un 0.49% 40402050 



90 TRZ.B Transat A.T. Inc. Class B 0.47% 25301020 

91 MFI Maple Leaf Foods Inc. 0.46% 30202030 

92 AC.B Air Canada Class B 0.46% 20302010 


94 BAA Banro Corporationj 0.46% 15104030 

95 TS.B Torstar Corp. Cl B Nv 0.44% 25401040 

96 BTO B2gold Corp. J 0.44% 15104030 

97 WIN Wi-Lan Inc. 0.44% 45201020 

98 PG Premier Gold Mines Limites J 0.44% 15104030 

99 MRE Martinrea International Inc. 0.43% 25101010 


101 CF Canaccord Financial Inc. 0.43% 40203020 


103 TET Trilogy Energy Corp. 0.42% 10102020 

104 AFN AG Growth International Inc. 0.42% 20106010 

105 ORA Aura Minerals Inc. J 0.40% 15104020 

106 INN.UN Innvest Real Estate Investment Trust Units 0.40% 40402070 


108 CLL Connacher Oil And Gas Limited 0.39% 10102010 

37

Chapter 4 

Relative GICS 


109 INE Innergex Renewable Energy Inc. 0.39% 55105010 

110 AVM Anvil Mining Limited 0.38% 15104020 

111 EDR Endeavour Silver Corp. J 0.38% 15104040 

112 AVL Avalon Rare Metals Inc. J 0.38% 15104040 

113 III Imperial Metals Corp. 0.38% 15104020 

114 CGG China Gold International Resources Corp. J 0.38% 15104030 

115 PNP Pinetree Capital Ltd. J 0.37% 40203010 


117 ARE Aecon Group Inc. 0.37% 20103010 

118 PKI.UN Parkland Income Fund Units 0.37% 10102030 

119 GNV.UN Genivar Income Fund Units 0.36% 20103010 

120 CMK Cline Mining Corporation J 0.36% 15104020 

121 ZAR.UN Zargon Energy Trust Units 0.35% 10102020 

122 NGL Angle Energy Inc. 0.35% 10102020 

123 MAG Mag Silver Corp. J 0.35% 15104040 

124 FGL Forzani Group Ltd. (The) Class A 0.35% 25504040 

125 CDH Corridor Resources Inc. 0.34% 10102020 

126 BDT.UN Bird Construction Income Fund Units 0.34% 20103010 

127 CPX Capital Power Corporation 0.34% 55105010 

128 CFX.UN Canfor Pulp Income Fund Trust Units 0.34% 15105020 

129 ATA ATS Automation Tooling Systems Inc. 0.33% 20106020 

130 NAL Newalta Corporation 0.32% 20201050 

131 QEC Questerre Energy Corporation J 0.32% 19192929 

132 CUM Copper Mountain Mining Corporation J 0.32% 15104020 

133 AQN Algonquin Power & Utilities Corp. 0.32% 55105010 

134 KMP Killam Properties Inc. J 0.31% 40403020 

135 BXE Bellatrix Exploration Ltd. 0.31% 10102020 

136 CAS Cascades Inc. 0.31% 15103020 

137 CHE.UN Chemtrade Logistics Incoem Fund Units 0.31% 15101010 

138 SW Sierra Wireless Inc. 0.31% 45201020 


140 FTP Fortress Paper Ltd. Class A 0.30% 15105020 

141 CRR.UN Crombie Real Estate Investment Trust Units 0.30% 40402010 

142 PTM Platinum Group Metals Ltd. J 0.30% 15104040 

143 GC Great Canadian Gamining Corporation 0.29% 25301010 

144 MSI.UN Morneau Sobeco Income Fund Units 0.29% 20202010 

145 TOT Total Energy Services Inc. 0.29% 10101020 

146 DSG Descartes Systems Group Inc. (The) 0.29% 45103010 

147 WJX.UN Wajax Income Fund Trust Units 0.28% 20107010 

148 BKX BNK Petroleum Inc. J 0.28% 10102020 

149 ATB Atrium Innovations Inc. 0.27% 30302010 

150 SCP Sprott Resource Corporation 0.27% 15104020 

151 RSI.UN Rogers Sugar Income Fund Trust Units 0.27% 30202030 

152 KGN Keegan Resources Inc. J 0.27% 15104030 

153 COM Cardiome Pharma Corp. 0.26% 35202010 

154 SVC Sandvine Corporation J 0.25% 45201020 

155 MPT.UN Macquarie Power & Infrastructure Income Fnd 0.25% 55105010 

156 TWF.UN Timberwest Forest Corp. Stapled Units 0.25% 15105010 

157 KCL Potash One Inc. J 0.25% 15105030 

158 AZC Augusta Resource Corporation J 0.25% 15104020 

159 CWI.UN Consumers’ Waterheater Income Fund (The) Un 0.25% 25302020 

160 ENF Enbridge Incoem Fund Holdings Inc. Ordinary 0.24% 10102040 

161 ALS Altius Minerals Corporation 0.24% 15104020 

162 MSD Mosaid Technologies Inc. 0.23% 45301010 

163 RPG Ram Power, Corp. J 0.23% 55105010 

164 WRK.UN Whiterock Real Estate Investment Trust Un 0.23% 40402040 

38

Chapter 4 

Relative GICS 


165 BWR Breakwater Resources Ltd. 0.23% 15104020 

166 GSL Greystone Resources Ltd. J 0.23% 15104030 

167 CRK Crocodiel Gold Corp. J 0.22% 15104030 

168 TH THERATECHNOLOGIES INC. 0.22% 35201010 

169 PCE Pace Oil And Gas Ltd. 0.22% 10102020 

170 CET Cathedral Energy Services Ltd. 0.22% 10101010 

171 FEL Fairborne Energy Ltd. J 0.22% 10102020 

172 AAH Aastra Technologies Limited 0.22% 45201020 

173 ARF.UN Armtec Infrastructure Income Fund Trust Un 0.21% 20106020 

174 NBD Norbord Inc. 0.21% 15105010 

175 CUQ Churchill Corporation (The) Class A 0.20% 20203010 

176 BDI Black Diamond Group Limited 0.20% 20201070 

177 MEL Midway Energy Ltd. 0.20% 10102020 

178 GS Gluskin Sheff + Associates Inc. Sv 0.19% 40203010 

179 VTR Volta Resources Inc. J 0.19% 15104030 

180 GO Galleon Energy Inc. Class A 0.18% 10102020 

181 VRO Vero Energy Inc. 0.18% 10102020 

182 VIC.UN Vicwest Income Fund Trust Units 0.18% 20102010 

183 MGO Migao Corporation 0.17% 15101030 

184 TBE Twin Butte Energy Ltd. J 0.17% 10102020 

185 DWI Dragonwave Inc. 0.17% 45201020 

186 MXY Magma Energy Corp. J 0.17% 55105010 

187 LIQ.UN Liquor Stores Income Fund Trust Units 0.17% 30101030 

188 GLG Glg Life Tech Corporation J 0.16% 30302010 

189 DM Duluth Metals Limited J 0.16% 15104020 

190 DEE Delphi Energy Corp. 0.16% 10102020 

191 FSY Forsys Metal Corp. J 0.16% 10102050 

192 HF Hanfeng Evergreen Inc. 0.15% 15101030 

193 ZL Zarlink Semiconductor Inc. 0.15% 45301020 

194 CWX Canwel Building Materials Group Ltd. 0.15% 20107010 

195 GW Garda World Security Corporation Cl A J 0.14% 20201080 

196 GCL Colabor Group Inc. 0.14% 30101020 

197 PGD Peregrine Diamonds Ltd. J 0.13% 15104040 

198 CSF Cash Store Financial Services Inc. (The) J 0.13% 40202010 

199 BWC Bridgewater Systems Corporation 0.13% 45103020 

200 OPC Opti Canada Inc. 0.12% 10102020 

201 VNP 5n Plus Inc. 0.12% 45203015 

202 RCM Ruggedcom Inc. 0.12% 45201020 

203 AXL Anderson Energy Ltd. 0.12% 10102020 

204 CDV Com Dev International Ltd. 0.11% 45201020 

205 OEX Orleans Energy Ltd. J 0.11% 10102020 

206 DGI.UN Data Group Income Fund (The) Units 0.10% 20201010 

207 DMM Dynasty Metals & Mining Inc. J 0.10% 15104030 

208 EPS Epsilon Energy Ltd. J 0.09% 10102020 

209 CNH Cinch Energy Corp. J 0.08% 10102020 

210 RVX Resverlogix Corp. J 0.07% 35201010 

39

Chapter 4 

S&P/TSX Venture Composite Index 2010 

High Low Close 

January 1628.72 1488.95 1492.15 

February 1537.67 1428.96 1531.19 

March 1581.72 1526.70 1576.55 

April 1691.10 1576.55 1673.80 

May 1687.71 1393.31 1514.07 

June 1510.04 1408.18 1415.89 

July 1427.64 1342.87 1427.36 

August 1507.89 1427.70 1499.63 

September 1721.85 1499.90 1708.26 

October 1950.31 1710.57 1950.31 

November 2072.44 1902.23 2072.44 

December 2288.64 2072.48 2287.85 


Performance 2010 

40

Chapter 4 


Symbol Security Name 

1 AAA Alana Potash Corp. 

2 AAG Andean American Gold Corp. 

3 AAM Atacama Minerals Corp. 

4 AAR.UN Pure Industrial Real Estate Trust 

5 ACS Archon Minerals Limited 

6 ADI Andina Minerals Inc. 

7 AFR African Metals Corporation 

8 AGC Amarillo Gold Corporation 

9 AGD Antioquia Gold Inc. 

10 AGG African Gold Group, Inc. 

11 AGM Aldridge Minerals Inc. 

12 AHF Aston Hill Financial Inc. 

13 AHR Amarc Resources Ltd. 

14 ALE Alange Energy Corp. 

15 ALH Alhambra Resources Ltd. 

16 AMA Aeromechanical Services Ltd. 

17 AME Abacus Mining & Exploration Corporation 

18 ANF Anfield Nickel Corp. 

19 AOI Africa Oil Corp. 

20 AOS Alberta Oilsands Inc. 

21 AOT Ascot Ventures Inc. 

22 APC Advanced Proteome Therapeutics Corporation 

23 APE Apogee Minerals Ltd. 

24 APZ Aptilon Corporation 

25 AQ African Queen Mines Ltd. 

26 AQM Aqm Copper Inc. 

27 ARN Arcan Resources Ltd. 

28 ARQ Anooraq Resources Corporation 

29 ASM Avino Silver & Gold Mines Ltd. 

30 ASN Asian Mineral Resources Limited 

31 ASW Anglo Swiss Resources Inc. 

32 ATC Atac Resources Ltd. 

33 AUC Cash Store Australia Holdings Inc. (The) 

34 AUN Aurcana Corporation 

35 AUR African Aura Mining Inc. 

36 AUT Automated Benefits Corp. 

37 AVT Avanti Mining Inc. 

38 AXI Advanced Explorations Inc. 

39 AXM Axmin Inc. 

40 AZX Alexandria Minerals Corporation 

41 BCM Bear Creek Mining Corporation 

42 BCU Bell Copper Corporation 

43 BEL Belvedere Resources Ltd. 

44 BFD Beaufield Resources Inc. 

45 BGC Brazilian Gold Corporation 

46 BGL Bandera Gold Ltd. 

47 BHV Bellhaven Copper & Gold Inc. 

48 BKM Pacific Booker Minerals Inc. 

49 BLG Bear Lake Gold Ltd. 

50 BMK Macdonald Mines Exploration Ltd. 

51 BMX.A Bellmont Exploration Ltd. 

52 BOE Americas Petrogas Inc. 

53 BOW Bowmore Exploration Ltd. 

54 BPM Bralorne Gold Mines Ltd. 

55 BRY Bri-Chem Corp. 

56 BSX Belo Sun Mining Corp. 

41

Chapter 4 


57 BTB.UN BTB Real Estate Investment Trust 

58 BTC Benton Resources Corp. 

59 BUK Bridge Resources Corp. 

60 BVG Bravo Gold Corp. 

61 BXX Boxxer Gold Corp. 

62 BYV Bayfield Ventures Corp. 

63 CAA Callinan Mines Limited 

64 CAJ Canasia Industries Corporation 

65 CAN Canaco Resources Inc. 

66 CBX Cortex Business Solutions Inc. 

67 CCE Commerce Resources Corp. 

68 CCV Counterpath Corporation 

69 CCY Catalyst Copper Corp. 

70 CD Cantex Mine Development Corp. 

71 CDC Cadillac Ventures Inc. 

72 CDI Canelson Drilling Inc. 

73 CE Canada Energy Partners Inc. 

74 CEX Contact Exploration Inc. 

75 CFI Canada Fluorspar Inc. 

76 CFQ Clifton Star Resources Inc. 

77 CFZ Cathay Forest Products Corp. 

78 CGE Corex Gold Corporation 

79 CHU Channel Resources Ltd. 

80 CKG Chesapeake Gold Corp. 

81 CLN Culane Energy Corp. 

82 CMM Century Mining Corporation 

83 CMS Creston Moly Corp. 

84 CN Condor Resources Inc. 

85 CNE Canacol Energy Ltd. 

86 CNI Continental Nickel Limited 

87 CNW China Wind Power International Corp. 

88 CQM Canadian Quantum Energy Corporation 

89 CQV Canadian Imperial Venture Corp. 

90 CRI Castle Resources Inc. 

91 CRM CRH Medical Corporation 

92 CTE Centric Energy Corp. 

93 CTN Centurion Minerals Ltd. 

94 CTS Centronic Systems Inc. 

95 CUU Copper Fox Metals Inc. 

96 CVL Cervus Equipment Corporation 

97 CVU.A Seaview Energy Inc. 

98 CWC Central Alberta Well Services Corp. 

99 CWV Crown Point Ventures Ltd. 

100 CXD Cadan Resources Corporation 

101 CXP Canadian Phoenix Resources Corp. 

102 CYG Cygam Energy Inc. 

103 CYR Cirrus Energy Corporation 

104 CZX Canada Zinc Metals Corp. 

105 DBL Darnely Bay Resources Limited 

106 DBO.A D-Box Technologies Inc. 

107 DEQ DEQ Systems Corp. 

108 DIB DIA Bras Exploration Inc. 

109 DIV Diversinet Corp. 

110 DNX Dynex Power Inc. 

111 DON Donner Metals Ltd. 

112 DSM Dacha Strategic Metals Inc. 

113 EAG Eagle Hill Exploration Corporation 

114 EAS East Asia Minerals Corporation 

115 EDW Edgewater Exploration Ltd. 

116 EEL Eaglecrest Explorations Ltd. 

42

Chapter 4 


117 EFG First Gold Exploration Ltd. 

118 EGD Energold Drilling Corp. 

119 EGM Excel Gold Mining Inc. 

120 EMX Eurasian Minerals Inc. 

121 ENA Enablence Technologies Inc. 

122 ENG Energulf Resources Inc. 

123 ENW Enwave Corporation 

124 EOR Enhanced Oil Resources Inc. 

125 EOX Euromax Resources Ltd. 

126 EPO Encanto Potash Corp. 

127 EPZ Esperanza Resources Corp. 

128 ETR Eacom Timber Corporation 

129 EUG Eurogas Corporation 

130 EVR Everton Resources Inc. 

131 EWD Eaglewood Energy Inc. 

132 EWS Environmental Waste International Inc. 

133 EXO Explorator Resources Inc. 

134 EXS Explor Resources Inc. 

135 EY Extenway Solutions Inc. 

136 FBX First Bauxite Corporation 

137 FEB Functional Technologies Corp. 

138 FIS Fission Energy Corp. 

139 FMM Full Metal Minerals Ltd. 

140 FNC Francamp Exploration Ltd. 

141 FNR 49 North Resources Inc. 

142 FO Falcon Oil & Gas Ltd. 

143 FOM Foran Mining Corporation 

144 FPX First Point Minerals Corp. 

145 FST Fortress Minerals Corp. 

146 FVR Finavera Renewables Inc. 

147 GBB Gold Bullion Development Corp. 

148 GBK Goldbrook Ventures Inc. 

149 GBN Golden Brand Resources Inc. 

150 GCU Gold Canyon Resources Inc. 

151 GEM Pele Mountain Resources Inc. 

152 GGY Goldeye Explorations Ltd. 

153 GMN Gobimin Inc. 

154 GMR Gastem Inc. 

155 GNG Golden Goliath Resources Ltd. 

156 GNH Golden Hope Mines Limited 

157 GNO Genoil Inc. 

158 GQ Great Quest Metals Ltd. 

159 GQC Goldquest Mining Corp. 

160 GSA Grounstar Resources Limited 

161 GWA Gowest Amalgamated Resources Ltd. 

162 GWG Great Western Minerals Group Ltd. 

163 GWY Galway Resources Ltd. 

164 GYD Grayd Resources Corporation 

165 GZZ Golden Valley Mines Ltd. 

166 HAT Hathor Exploration Limited 

167 HEL Hellix Ventures Inc. 

168 HEO H20 Innovation Inc. 

169 HK Huakan International Mining Inc. 

170 HMB Humboldt Capital Corporation 

171 HRC Helio Resource Corp. 

172 HRT Harte Gold Corp. 

173 HUD Hudson Resources Inc. 

174 IAE Ithaca Energy Inc. 

175 IB IBC Advanced Alloys Corp. 

176 IEI Imperial Equities Inc. 

43

Chapter 4 


177 IG Infinito Gold Ltd. 

178 IMM Immunotec Inc. 

179 IND Ind Dairytech Limited 

180 IPT Impact Silver Corp. 

181 ISC Iroc Energy Services Corp. 

182 IWB Iweb Group Inc. 

183 IZN Iberian Minerals Corp. 

184 JNN JNR Resources Inc. 

185 JNX Junex Inc. 

186 KAM Kaminak Gold Corporation 

187 KGL Kilo Goldmines Limited 

188 KIA Kria Resources Ltd. 

189 KIV Kivalliq Energy Corporation 

190 KMK Continental Minerals Corporation 

191 KSK Kiska Metals Corporation 

192 KTN Kootenay Gold Inc. 

193 KWG KWG Resources Inc. 

194 KXM Kobex Minerals Inc. 

195 LOC Lumina Copper Corp. 

196 LCN Leisure Canada Inc. 

197 LFD Longford Energy Inc. 

198 LGC Luna Gold Corp. 

199 LGL Luiri Gold Limited 

200 LGO Largo Resources Ltd. 

201 LI Lithium One Inc. 

202 LN Loncor Resources Inc. 

203 LNG Lng Energy Ltd. 

204 LS Lakeside Steel Inc. 

205 LUC Lucara Diamond Corp. 

206 LVH Las Vegas From Home.Com Entertainment Inc. 

207 LVL Lynden Energy Corp. 

208 LVN Levon Resources Ltd. 

209 MAD Miranda Gold Corp. 

210 MAO Maudore Minerals Ltd. 

211 MAT Matamec Explorations Inc. 

212 MBR Mbmi Explorations Inc. 

213 MCG Mountain China Resorts (Holding) Limited 

214 MD Midland Exploration Inc. 

215 MDR Mansfield Minerals Inc. 

216 MDW Midway Gold Corp. 

217 MEX Midlands Minerals Corporation 

218 MGP Mega Precious Metals Inc. 

219 MIO Mindoro Resources Ltd. 

220 MJS Majestic Gold Corp. 

221 MKR Melkior Resources Icn. 

222 MMS Macarthur Minerals Limited 

223 MMT Mart Resources Inc. 

224 MMY Monument Mining Limited 

225 MNM Magellan Minerals Limited 

226 MOA Mountain Lake Resources Inc. 

227 MRO Millrock Resources Inc. 

228 MRZ Mirasol Resources Ltd. 

229 MSQ Mosquito Consolidated Gold Mines Limited 

230 MTO Metanor Resources Inc. 

231 MTX Metalex Ventures Ltd. 

232 MVN Madalena Ventures Inc. 

233 MVT Maxtech Ventures Inc. 

234 MXI Merrex Gold Inc. 

235 NAT Naturally Advanced Technologies Inc. 

236 NES Newstrike Capital Inc. 

44

Chapter 4 


237 NFD.A Northfield Capital Corporation 

238 NFR Northern Freegold Resources Ltd. 

239 NGG New Guinea Gold Corporation 

240 NGH Nightingale Informatix Corporation 

241 NGM Northern Gold Mining Inc. 

242 NGP Nevada Geothermal Power Inc. 

243 NLR Nuloch Resources Inc. 

244 NML New Millenium Capital Corp. 

245 NOT Noront Resources Ltd. 

246 NOX Niogold Mining Corp. 

247 NTB Neptune Technologies & Bioressources Inc. 

248 NTC North American Tungsten Corporation Ltd. 

249 NTR Northern Tiger Resources Inc. 

250 NVS Novus Energy Inc. 

251 NWM Nwm Mining Corporation 

252 NWT NWT Uranium Corp. 

253 OCP Ocean Park Ventures Corp. 

254 OGR Oro Mining Ltd. 

255 OK Orko Silver Corp. 

256 OLV Olivut Resources Ltd. 

257 OLY Olympia Financial Group Inc. 

258 OMI Orosur Mining Inc. 

259 OPS Opsens Inc. 

260 ORT.A Orbite V.S.P.A. Inc. (Exploration) 

261 OYL CGX Energy Inc. 

262 PBX International Pbx Ventures Ltd. 

263 PCO Phoenix Canada Oil Company Limited 

264 PCT Prima Colombia Hardwood Inc. 

265 PCY Prophecy Resource Corp. 

266 PDQ Petrodorado Energy Ltd. 

267 PEA Petrolia Inc. 

268 PEM Premium Exploration Inc. 

269 PGN Paragon Pharmacies Limited 

270 PIE Primary Petroleum Corporation 

271 PLZ Plazacorp Retail Properties Ltd. 

272 PM Prism Medial Ltd. 

273 PMA Pachamana Resources Ltd. 

274 PMI Petromanas Energy Inc. 

275 PML Panoro Minerals Ltd. 

276 PMV Pmi Gold Corporation 

277 PN Pni Digital Media Inc. 

278 POE Pan Orient Energy Corp. 

279 PPY.A Painted Pony Petroleum Ltd. 

280 PR Prestige Telecom Inc. 

281 PRB Probe Mines Limited 

282 PRD PRD Energy Inc. 

283 PRO Pershimco Resources Inc. 

284 PTA Petroamerica Oil Corp. 

285 PTV Petro Vista Energy Corp. 

286 PUR Pure Technologies Ltd. 

287 PX Pelangio Exploration Inc. 

288 PXM Paramax Resources Ltd. 

289 PXT Parex Resources Inc. 

290 PYC Primary Corp. 

291 PYN Poynt Corporation 

292 QEI Quetzal Energy Ltd. 

293 QRM Quest Rare Minerals Ltd. 

294 QTA Quaterra Resources Inc. 

295 RCT Rochester Resources Ltd. 

296 RDK Redhawk Resources Inc. 

45

Chapter 4 


297 RDU Radius Gold Inc. 

298 REL Reliable Energy Ltd. 

299 REO Reservoir Capital Corp. 

300 RES Rare Element Resources Ltd. 

301 RGD Reunion Gold Corporation 

302 RIO Rio Alto Mining Limited 

303 RML Rusoro Mining Ltd. 

304 ROI Route1 Inc. 

305 ROK Roca Mines Inc. 

306 ROM Romulus Resources Ltd. 

307 RP Realex Properties Corp. 

308 RPL Renegade Petroleum Ltd. 

309 RPM Rye Patch Gold Corp. 

310 RPT RPT Resources Ltd. 

311 RPX Red Pine Exploration Inc. 

312 RR Rainy River Resources Ltd. 

313 RUU Stans Energy Corp. 

314 RVA Reva Resources Corp. 

315 RVC Richfield Ventures Corp. 

316 RVS Riverstone Resources Inc. 

317 SA Southern Arc Minerals Inc. 

318 SAT Asian Television Network International Ltd. 

319 SCM Sacre-Coeur Minerals, Ltd. 

320 SDX Sea Dragon Energy Inc. 

321 SFF Seafield Resources Inc. 

322 SGC Sunridge Gold Corp. 

323 SGN Scorpio Gold Corporation 

324 SGY Surge Energy Inc. 

325 SH Southern Hemisphere Mining Limited 

326 SIO Sensio Technologies Inc. 

327 SK Skyline Gold Corporation 

328 SKO Steam Oil & Gas Ltd. 

329 SKP Strikepoint Gold Inc. 

330 SLG Sterling Resources Ltd. 

331 SLI St. Elias Mines Ltd. 

332 SMD Strategic Metals Ltd. 

333 SNA Star Navigation Systems Group Ltd. 

334 SNM Shamaran Petroleum Corp. 

335 SOG Strategic Oil & Gas Ltd. 

336 SOH Soho Resources Corp. 

337 SPA Spanish Mountain Gold Ltd. 

338 SPI Canadian Spirit Resources Inc. 

339 SPS.A Sportscene Group Inc. 

340 SQA Stina Resources Ltd. 

341 SQD SQI Diagnostics Inc. 

342 SQI Silver Quest Resources Ltd. 

343 SRN Surco Energy Inc. 

344 SSL Sandstorm Resources Ltd. 

345 SSP Sandspring Resources Ltd. 

346 STC Sangoma Technologies Corporation 

347 STG Sustainable Energy Technologies Ltd. 

348 SUP Northern Superior Resources Inc. 

349 SVL Silvercrest Mines Inc. 

350 SVX Sino Vanadium Inc. 

351 SWN Selwyn Resources Ltd. 

352 SWX Shear Wind Inc. 

353 SXG Samex Mining Corp. 

354 SXL Slam Exploration Ltd. 

355 SXN Saxon Oil Company 

356 SYI Silvermet Inc. 

46

Chapter 4 


357 SYZ Sylogist Ltd. 

358 TAO Tag Oil Ltd. 

359 TAU Tintinagold Resources Inc. 

360 TBZ Tonbridge Power Inc. 

361 TDC Tyhee Development Corp. 

362 TIC Titanium Corporation Inc. 

363 TLT Theralase Technologies Inc. 

364 TMD Titan Medical Inc. 

365 TME Temex Resources Corp. 

366 TMM Timmins Gold Corp. 

367 TNC Tio Networks Corp. 

368 TNG Transgaming Inc. 

369 TNR TNR Gold Corp. 

370 TOL Trioil Resources Ltd. 

371 TR.UN Temple Real Estate Investment Trust 

372 TRA Teras Resources Inc. 

373 TRR Trelawney Mining and Exploration Inc. 

374 TSD Tsodilo Resources Limited 

375 TVC Tournigan Energy Ltd. 

376 TVE Tamarack Valley Energy Ltd. 

377 TVL Traverse Energy Ltd. 

378 TWD Trade Winds Ventures Inc. 

379 TYP Typhoon Exploration Inc. 

380 UC UC Resources Ltd. 

381 UCU Ucore Rare Metals Inc. 

382 UGD Unigold Inc. 

383 UNX UNX Energy Corp. 

384 URC Uracan Resources Ltd. 

385 USA U.S. Silver Corporation 

386 VHV Valley High Ventures Ltd. 

387 VIT Victoria Gold Corp. 

388 VLE Valeura Energy Inc. 

389 VMS VMS Ventures Inc. 

390 VQS VIQ Solutions Inc. 

391 VSI Vendtek Systems Inc. 

392 VST Vast Exploration Inc. 

393 VUL Vulcan Minerals Inc. 

394 WCX Williams Creek Explorations Ltd. 

395 WEE Wavefront Technology Solutions Inc. 

396 WLC Western Lithium Usa Corporation 

397 WML Wealth Minerals Ltd. 

398 WND Western Wind Energy Corp. 

399 WPX Western Potash Corp. 

400 WRG Western Energy Services Corp. 

401 WS Wildcat Silver Corporation 

402 WSX Wild Stream Exploration Inc. 

403 WUC Western Uranium Corporation 

404 WX Wrangler West Energy Corp. 

405 WYM Waymar Resources Ltd. 

406 XCP Coopers Park Corporation 

407 YEL Macusani Yellowcake Inc. 

408 YGR Yangarra Resources Ltd. 

409 YL Yalian Steel Corporation 

410 YO Yoho Resources Ltd. 

411 ZCC Zena Mining Corp. 

412 ZED Zedi Inc. 

413 ZMS Zecotek Photonics Inc. 

414 ZNN Zenn Motor Company Inc. 

415 ZUM Zoomermedia Limited 

47

Chapter 5 

Chapter 5 

� New Listings in 2010 

� Supplementary Listings in 2010 

� Warrants Issued in 2010 

� Warrants Expired In 2010 

� Rights Issued in 2010 

� Substitutional Listings in 2010 

� Delistings in 2010 

� Name Changes in 2010 

� Subdivision of Listed Companies in 2010 

� Stock Symbol Changes in 2010 

� Foreign Issues 

� U.S. Issues 

� Changes to the Stock List 

� Most Actively Traded Stocks in 2010 

� Largest Price Changes in 2010 

� New Equity Financing Raised 

� Toronto Market Capitalization Historical 

� Dividend Highlights for 2010 

� Canadian Based Companies that have 

Paid Cash Dividends for 25 years or more 

48

Chapter 5 

New Listings in 2010 

Nature of Issued 

Company Name Business Capital Date IPO($) 

AbitibiBowater Inc. J When Issued Newsprint & paper 97,134,954 10-Dec 

Anglo Pacific Group PLC Ordinary Mineral res prop 108,477,713 09-Jul 

Artek Exploration Ltd. J Oil/gas expl & dev 33,083,409 09-Sep 

Asia Bio-Chem Group Corp. Food prod & dstr 76,893,058 20-Sep 

Athabasca Oil Sands Corp. J Oil/gas expl & dev 388,482,144 08-Apr $1,350,000,000 

Auryx Gold Corp. J Gold expl & dev 126,760,386 09-Jul 

Australian Banc Capital Securities Trust Cl A Units Investment trust 14,000,000 17-Dec $140,000,000 

Avion Gold Corporation J Gold expl & dev 381,961,022 24-Dec 

Barclays Bank PLC Step-up Notes, Series I-10 Investment note 15,000,000 28-May $15,000,000 

BioExx Specialty Proteins Ltd. J Biotechnology 157,091,117 22-Jan 

BIOX Corporation J Energy rsch & dev 45,597,074 03-Mar 

BMO Aggregate Bond Index ETF Units Investment fund 200,000 25-Jan $3,000,000 

BMO China Equity Hedged To CAD Index ETF Units Investment fund 200,000 25-Jan $3,000,000 

BMO Emerging Markets Bond 

Hedged to CAD Index ETF Units Investment fund 200,000 25-May $3,000,000 

BMO Equal Weight REITs Index ETF Units Investment fund 200,000 25-May $3,000,000 

BMO Equal Weight US Banks 

Hedged to CAD Index ETF Units Investment fund 200,000 25-May $3,000,000 

BMO Equal Weight US 

Health Care Hedged to CAD Index ETF Units Investment fund 200,000 25-May $3,000,000 

BMO Equal Weight Utilities Index ETF Units Investment fund 400,000 25-Jan $6,000,000 

BMO Global Infrastructure Index ETF Units Investment fund 200,000 25-Jan $3,000,000 

BMO India Equity Hedged To CAD ETF Units Investment fund 200,000 25-Jan $3,000,000 

BMO Junior Gas Index ETF Units Investment fund 200,000 25-May $3,000,000 

BMO Junior Gold Index ETF Units Investment fund 400,000 25-Jan $6,000,000 

BMO Junior Oil Index ETF Units Investment fund 200,000 25-May $3,000,000 

BMO Long Corporate Bond Index ETF Units Investment fund 200,000 25-Jan $3,000,000 

BMO Long Federal Bond Index ETF Units Investment fund 200,000 25-May $3,000,000 

BMO Mid Corporate Bond Index ETF Units Investment fund 200,000 25-Jan $3,000,000 

BMO Nasdaq 100 Equity Hedged To CAD Index ETF Units Investment fund 400,000 25-Jan $6,000,000 

BMO Real Return Bond Index ETF Units Investment fund 200,000 26-May $3,000,000 

Boyuan Construction Group, Inc. J Construction 16,187,941 14-Jun 

Boyuan Construction Group, Inc. J 11.75% Debentures Construction 79,260 14-Jun 

Bridgeport Ventures Inc. J Mineral expl & dev 28,030,000 16-Apr 

Bridgeport Ventures Inc. J Wt Mineral expl & dev 16-Apr 

Brookfield Office Properties Canada Trust Units Investment trust 20,297,807 05-May 

Brookfield Renewable Power 

Preferred Equity Inc. Cl A Pr Ser 1 Investment fund 10,000,000 10-Mar $190,200,000 

Build America Investment Grade Bond Fund Cl A Units Investment fund 1,200,000 18-Feb $30,000,000 

C&C Energia Ltd. J Oil/gas expl & dev 54,297,518 25-May $65,000,002 

Can-60 Income Corp. NV Equity Investment company 40,000,000 19-Oct $250,000,000 

Canada Lithium Corp. J Mineral expl & dev 149,707,202 24-Jun 

Canada Lithium Corp. J Wt Mineral expl & dev 24-Jun 

Canadian Advantaged 

Convertibles Fund Transferable Units Investment fund 9,000,000 21-Dec $95,000,000 

Canadian Energy Convertible Debenture Fund Units Investment fund 1,500,000 15-Jan $100,000,000 

Canadian High Income Equity Fund Units Investment fund 10,000,000 18-Feb $120,000,000 

Canadian High Income Equity Fund Wt Investment fund 18-Feb 

Canadian Utilities & Telecom Income Fund Units Investment fund 4,900,000 17-Dec $58,800,000 

CanBanc Income Corp. NV Equity Investment company 25,997,000 18-Aug $230,000,000 

Candente Gold Corp. J When Issued Mineral expl & dev 49,570,325 04-Jan 

Canso Credit Income Fund Cl A Transferable Units Investment fund 20,000,000 16-Jul $120,356,780 

Chalice Gold Mines Limited J Ordinary Base mtl expl/dev 211,455,886 26-Nov 

Champion Minerals Inc. J Mineral expl & dev 60,487,497 27-Sep 

Chieftain Metals Inc. J Mineral expl & dev 11,118,747 22-Dec $17,505,000 

Chinook Energy Inc. Oil/gas expl & dev 213,846,662 06-Jul 

CIBT Education Group Inc. J Education 69,226,011 26-May 

Claymore Advantaged High Yield 

Bond ETF Advisor Class Units Investment fund 100,000 11-Jan $2,000,000 

Claymore Advantaged High 

Yield Bond ETF Common Units Investment fund 650,000 11-Jan $13,000,000 

49

Chapter 5 



Claymore Broad Commodity ETF Advisor Class Units Investment fund 50,000 13-Oct $1,000,000 

Claymore Broad Commodity ETF Common Units Investment fund 200,000 13-Oct $4,000,000 

Claymore China ETF Advisor Class Units Investment fund 50,000 05-Aug $1,000,000 

Claymore China ETF Common Units Investment fund 100,000 05-Aug $2,000,000 

Claymore Inverse 10 Yr Government Bond ETF Units Investment fund 250,000 29-Jun $5,000,000 

Coalspur Mines Limited Ordinary J Coal expl & dev 435,073,242 27-Oct 

Continental Gold Limited J Mineral expl & dev 71,166,651 19-Apr 

Corvus Gold Inc. J Mineral expl & dev 33,611,367 30-Aug 

Dalradian Resources Inc. J Gold expl & dev 68,255,750 10-Aug $39,150,000 

Dalradian Resources Inc. J Wt Gold expl & dev 10-Aug 

DeeThree Exploration Ltd. J Oil/gas expl & dev 29,310,717 20-Oct 

Dividend Select 15 Corp. Investment company 9,000,000 18-Nov $90,000,000 

Eagle Energy Trust Units J Investment trust 16,061,581 24-Nov $130,000,000 

Ecopetrol S.A. ADRs Integrated oil 4,345,796 13-Aug 

EMED Mining Public Limited J Ordinary Mineral expl & dev 673,168,338 20-Dec $24,430,950 

Emerge Oil & Gas Inc. J Oil/gas expl & dev 82,975,100 27-Jan 

Evolving Gold Corp. J Nat res expl/dev 127,698,945 07-Dec 

Extorre Gold Mines Limited J Mineral expl & dev 74,755,898 18-Mar 

First Asset Canadian Dividend Opportunity Fund Units Investment fund 15,000,000 19-Apr 

Forbes and Manhattan Coal Corp. Coal prod/mkt 25,590,723 27-Sep 

Fortuna Silver Mines Inc. Silver mining & expl 94,995,465 18-Jan 

Front Street MLP Income Fund Ltd. Units Investment fund 15,000,000 08-Dec $70,000,000 

Front Street Strategic Yield Fund Ltd. Combined Units Investment fund 7,120,000 01-Jun $71,200,000 

Frontier Rare Earths Limited J Ordinary Mineral expl & dev 118,299,999 17-Nov $60,010,000 

Frontier Rare Earths Limited J Ordinary Wt Mineral expl & dev 17-Nov 

General Motors Company USF When Issued Automobiles 1,571,700,000 18-Nov $765,000,009 

Geodrill Limited Ordinary Drilling services 42,476,000 16-Dec $21,000,000 

Gleichen Resources Ltd. J Gold expl & dev 337,647,455 24-Feb 

Gleichen Resources Ltd. J Wt Gold expl & dev 24-Feb 

GMIncome & Growth Fund Combined Units Investment fund 2,500,000 20-Oct $30,000,000 

Gold Wheaton Gold Corp. Precious minerals 143,047,466 04-Feb 

Gold Wheaton Gold Corp. Wt Precious minerals 04-Feb 

Gold-Ore Resources Ltd. J Gold expl & dev 82,978,559 17-May 

Gran Colombia Gold Corp. J Gold expl & dev 211,956,379 22-Dec 

Gran Colombia Gold Corp. J Wt Gold expl & dev 22-Dec 

GuestLogix Inc. J Wireless solutions 63,641,789 01-Mar 

GWR Global Water Resources Corp. Recycle water mgt 8,185,000 30-Dec $61,387,500 

Harvest Canadian Income & Growth Fund Combined Units Investment fund 8,333,334 29-Jun $35,000,004 

Harvest Sustainable Income Fund Units Investment fund 2,750,000 17-Dec $33,000,000 

HBanc Capital Securities Trust Class A Units Series 1 Investment trust 5,500,000 13-Oct $144,934,825 

Homburg Canada Real Estate Investment Trust Units Investment trust 31,291,206 25-May $160,000,000 

Horizons AlphaPro Balanced ETF Cl E Units Investment fund 1,015,000 28-Jul $10,150,000 

Horizons AlphaPro Corporate Bond ETF Cl E Units Investment fund 1,015,000 15-Jul $10,150,000 

Horizons AlphaPro Dividend ETF Cl E Units Investment fund 1,015,000 10-Feb $10,150,000 

Horizons AlphaPro Floating Rate Bond ETF Cl E Units Investment fund 1,015,000 13-Dec $10,150,000 

Horizons AlphaPro Global Dividend ETF Cl E Units Investment fund 1,015,000 21-Jul $10,150,000 

Horizons AlphaPro North American Growth ETF Cl E Units Investment fund 1,015,000 10-Feb $10,150,000 

Horizons AlphaPro North American Value ETF Cl E Units Investment fund 1,015,000 10-Feb $10,150,000 

Horizons AlphaPro Preferred Share ETF Cl E Units Investment fund 1,015,000 23-Nov $10,150,000 

Horizons AlphaPro S&P/TSX 60 130/30 ETF Cl E Units Investment fund 1,015,000 09-Feb $10,150,000 

Horizons AlphaPro S&P/TSX 60 

Equal Weight Index ETF Cl E Units Investment fund 1,015,000 14-Jul $10,150,000 

Horizons BetaPro COMEX Copper Bear Plus Cl A ETF Investment fund 252,500 23-Jun $5,050,000 

Horizons BetaPro COMEX Copper Bull Plus Cl A ETF Investment fund 252,500 23-Jun $5,050,000 

Horizons BetaPro NYMEX 

Crude Oil Inverse ETF Cl A Units Investment fund 505,000 04-Feb $5,050,000 


Long Crude Oil/Short Natural Gas Spread ETF Units Investment fund 1,005,000 14-Apr $10,050,000 

Horizons BetaPro NYMEX Long Natural Gas/ 

Short Crude Oil Spread ETF Units Investment fund 1,005,000 14-Apr $10,050,000 


Natural Gas Inverse ETF Cl A Units Investment fund 505,000 04-Feb $5,050,000 

Horizons BetaPro S&P 500 Index 

(C$ Hedged) ETF Cl A Units Investment fund 515,000 01-Dec $5,150,000 

50

Chapter 5 



Horizons BetaPro S&P 500 Inverse ETF Cl A Units Investment fund 505,000 04-Feb $5,050,000 

Horizons BetaPro S&P 500 VIX 

Short-Term Futures Bull Plus ETF Cl A Units Investment fund 251,250 16-Dec $10,050,000 

Horizons BetaPro S&P 500 VIX 

Short-Term Futures ETF Cl A Units Investment fund 502,500 16-Dec $10,050,000 

Horizons BetaPro S&P/TSX 60 Index ETF Cl A Units Investment fund 5,015,000 15-Sep $50,150,000 

Horizons Gold Yield Fund Cl A Units Investment fund 4,400,000 20-Dec $46,000,000 

IA Clarington Aston Hill Tactical Yield Fund Combined Units Investment fund 10,000,000 19-Apr $100,000,000 

iPath US Treasurey Steepener ETN Investment fund 130,000 02-Dec 

iPath US Treasury Flattener ETN Investment fund 345,400 02-Dec 

ISE Limited J Energy rsch & dev 9,579,535 23-Feb $20,700,000 

iShares China Index Fund ETF Units Investment fund 200,000 27-Jan $4,000,000 

iShares DEX HYBrid Bond Index Fund ETF Investment fund 300,000 28-Sep $6,000,000 

iShares MSCI Brazil Index Fund ETF Units Investment fund 200,000 27-Jan $4,000,000 

iShares S&P CNX Nifty India Index Fund ETF Units Investment fund 200,000 27-Jan $4,000,000 

iShares S&P Latin America 40 Index Fund ETF Units Investment fund 200,000 27-Jan $4,000,000 

iShares S&P/TSX North American 

Preferred Stock Index Fund Investment fund 300,000 22-Nov $6,000,000 

iShares U.S. High Yield Bond 

Index Fund (CAD-Hedged) ETF Units Investment fund 200,000 27-Jan $4,000,000 

iShares U.S. IG Corporate Bond 

Index Fund (CAD-Hedged) ETF Units Investment fund 200,000 27-Jan $4,000,000 

Ivanhoe Australia Limited J Ordinary Mineral expl & dev 418,083,853 12-Nov 

Jayden Resources Inc. J Mineral expl & dev 183,152,268 09-Dec 

Karnalyte Resources Inc. J Potash mine & prod 20,093,740 14-Dec $59,985,000 

Leisureworld Senior Care Corporation Healthcare facility 19,150,000 23-Mar $190,200,000 

Lithium Americas Corp. J Mineral expl & dev 73,542,400 13-May $45,000,140 

Mandalay Resources Corporation J Mineral expl & dev 99,392,850 25-Jun 

Marathon Gold Corporation J Gold expl & dev 17,817,428 03-Dec 

Medicago Inc. J Biotechnology 118,215,190 14-May 

Medoro Resources Ltd. J Gold expl & dev 140,489,291 20-Oct 

Medoro Resources Ltd. J Wt Gold expl & dev 20-Oct 

MEG Energy Corp. When Issued Oil/gas expl & dev 189,255,970 29-Jul $700,000,000 

Metalline Mining Company J Mineral expl & dev 105,883,362 26-Aug 

Minemakers Limited J Mineral expl & dev 226,522,338 13-Sep 

Minera IRL Limited Ordinary Gold expl & dev 85,675,173 29-Apr 

Morguard Sunstone Real Estate 

Income Fund Cl A Units Investment fund 2,855,084 08-Jul $28,550,840 

MTY Food Group Inc. Restaurants 19,120,567 13-May 

Northland Power Preferred Equity Inc. 

Rate Reset Pr Series 1 Investment company 6,000,000 28-Jul $150,000,000 

Northwest Healthcare Properties 

Real Estate Investment Trust Units J Investment trust 17,500,000 25-Mar $175,000,000 

Noventa Limited Ordinary J Metal expl & dev 494,459,865 23-Dec 

Nuukfjord Gold Ltd. J Gold expl & dev 39,602,500 27-Apr $9,000,000 

O’Leary Advantaged Tactical Global 

Corporate Bond Fund Combined Units Investment fund 9,000,000 18-Jun $108,000,000 

O’Leary BrIC-Plus Income 

& Growth Fund Combined Units Investment fund 14,500,000 19-Mar $174,000,000 

O’Leary Canadian Income 

Opportunities Fund 2 Transferable Units Investment fund 11,500,000 17-Dec $138,000,000 

O’Leary Hard Asset Income Fund Trust Units Investment fund 8,335,000 20-Oct $100,020,000 

OCP Senior Credit Fund Trust Units Investment fund 32,000,000 19-Nov $320,000,000 

Orion Oil & Gas Corporation Oil/gas expl & dev 290,521,766 11-Jan 

Orocobre Limited Ordinary J Lithium/potassium 91,036,426 15-Jun 

Peregrine Metals Ltd. J Mineral expl & dev 117,480,539 11-Mar $20,000,000 

Peregrine Metals Ltd. J Wt Mineral expl & dev 11-Mar 

Perseus Mining Limited J Gold expl & dev 343,692,088 03-Feb 

Polar Star Mining Corporation J Mineral expl & dev 90,410,435 22-Nov 

Polo Resources Limited Ordinary J Coal expl & dev 2,346,645,623 01-Apr 

Pretium Resources Inc. J Precious mtl expl 78,844,586 21-Dec $265,020,000 

Primero Mining Corp. Mining expl & dev 86,301,512 19-Aug 

Primero Mining Corp. Wt Mining expl & dev 19-Aug 

Propel Multi-Strategy Fund Combined Units Investment fund 7,000,000 09-Dec $70,000,000 

51

Chapter 5 



Ratel Gold Limited J Gold expl & dev 87,500,000 06-Aug $14,000,000 

Red Crescent Resources Limited J Mineral expl & dev 82,198,491 11-Nov 

Redzone Resources Ltd. J Mineral expl & dev 42,253,137 22-Jun 

Rio Novo Gold Inc. J Ordinary Gold expl & dev 28,750,000 08-Mar $46,000,000 

Rio Novo Gold Inc. J Wt Gold expl & dev 08-Mar 

Rockgate Capital Corp. J Mineral expl & dev 67,350,158 04-Jun 

Romarco Minerals Inc. J Gold expl & dev 481,038,675 19-Nov 

Royal Nickel Corporation J Mineral expl & dev 83,977,453 16-Dec $45,125,000 

Royal Nickel Corporation J Wt Mineral expl & dev 16-Dec 

San Gold Corporation J Gold expl & dev 300,408,146 20-Oct 

Second Wave Petroleum Inc. J Oil/gas expl & dev 82,899,295 01-Dec 

Secure Energy Services Inc. J Oil/gas expl & dev 60,814,648 30-Mar $57,500,001 

Serica Energy PLC Ordinary J Oil/gas expl & dev 176,570,310 02-Nov 

Skope Energy Inc. J Oil/gas expl & dev 5,578,281 21-Dec $1,500,000 

SMART Technologies Inc. Cl A SV When Issued Whiteboard tech 44,308,596 15-Jul $157,590,400 

Southern Pacific Resource Corp. J Oil/gas expl & dev 316,204,894 03-Jun 

Spartan Exploration Ltd. Oil/gas expl & dev 28,092,766 21-Jan 

Sprott Physical Gold Trust Units USF When Issued Investment trust 40,000,000 26-Feb $456,969,750 

Sprott Physical Silver Trust Units USF When Issued Investment trust 50,000,000 29-Oct $578,910,000 

Star Portfolio Corp. Units Investment units 33,333,334 29-Oct $87,000,000 

Stonegate Agricom Ltd. J Agriculture 87,661,992 28-Apr $45,000,000 

Stonegate Agricom Ltd. J Wt Agriculture 28-Apr 

Strad Energy Services Ltd. J Energy services 35,996,398 23-Nov $40,000,000 

T. Boone Pickens Energy Fund Cl A Combined Units Investment trust 2,173,159 15-Jan $21,731,590 

Tahoe Resources Inc. J Precious mtl expl 110,586,668 08-Jun $382,800,000 

Talison Lithium Limited Ordinary Lithium/potassium 88,220,960 23-Sep 

Teranga Gold Corporation J When Issued Gold expl & dev 241,000,100 15-Nov $109,853,700 

Timbercreek Global Real Estate Fund Cl A Units Investment fund 4,214,126 26-Aug $50,569,512 

Tourmaline Oil Corp. Oil/gas expl & dev 134,691,060 23-Nov $210,000,000 

TransGlobe Apartment Real Estate Investment Trust Units Investment trust 24,729,000 14-May $247,290,000 

Trevali Resources Corp. J Nat res expl/dev 56,493,095 07-Oct 

Tri Origin Minerals Ltd. Ordinary J Precious metal expl 101,819,234 22-Jan 

Tricon Capital Group Inc. Asset/mgt/ 

advise serv 17,250,000 20-May $51,000,000 

Tuscany International Drilling Inc. J Drilling services 148,712,225 19-Apr 

Tuscany International Drilling Inc. J Wt Drilling services 19-Apr 

United Mining Group, Inc. J Mining expl & dev 55,134,178 09-Sep 

Waldron Energy Corporation J Oil/gas expl & dev 278,620,478 10-Sep 

Whistler Blackcomb Holdings Inc. Holding company 25,000,000 09-Nov $300,000,000 

White Tiger Gold Ltd. Mineral expl & dev 114,630,210 31-Dec 

Whitecap Resources Inc. J Oil/gas expl & dev 31,447,783 18-Oct 

Xtra-Gold Resources Corp. J Mineral expl & dev 34,848,586 23-Nov 

Xtra-Gold Resources Corp. J US Restricted Mineral expl & dev 8,092,593 23-Nov 

52

Chapter 5 

Supplementary Listings in 2010 

Company Name Type of Issue Date Listed 

Aecon Group Inc. 6.25% Debentures 08-Oct 

AltaGas Ltd. 5-Year Rate Reset Pr Series A 19-Aug 

Altus Group Income Fund 5.75% Debentures 01-Dec 

Anderson Energy Ltd. 7.50% Debentures 31-Dec 

Angle Energy Inc. Subscription Receipts 30-Jun 

Armtec Infrastructure Income Fund 6.50% Debentures 30-Jun 

Artis Real Estate Investment Trust 6.00% Series F Debentures 22-Apr 

Atlantic Power Corporation 5.60% Series B Debentures 20-Oct 

Atlantic Power Corporation When Issued 14-Oct 

BAM Split Corp. J Cl AA Preferred Series 5 10-Dec 

Bank of Nova Scotia (The) 5-Year Rate Reset Pr Series 30 12-Apr 

Bellatrix Exploration Ltd. 4.75% Debentures 20-Apr 

BNS Split Corp. Class B Pr Series 1 22-Sep 

Boralex Inc. 6.75% Debentures 15-Sep 

Boyuan Construction Group, Inc. J 10% Debentures 03-Nov 

Brookfield Asset Management Inc. Cl A Pr Series 24 14-Jan 

Brookfield Asset Management Inc. Cl A Preference Series 26 29-Oct 

Brookfield Properties Corporation Cl AAA Pr Series N 20-Jan 

Chemtrade Logistics Income Fund 6.00% Debentures 24-Mar 

Churchill Corporation (The) 6.00% Debentures 15-Jun 

Churchill Corporation (The) Subscription Receipts 15-Jun 

Claymore Canadian Financial Monthly Income ETF Common Units 16-Apr 

Colabor Group Inc. 5.70% Debentures 27-Apr 

Cominar Real Estate Investment Trust Series E 5.75% Debentures 12-Jan 

Consolidated Thompson Iron Mines Limited J 5.00% Debentures USF 29-Nov 

Consumers’ Waterheater Income Fund (The) 6.25% Debentures 08-Jun 

Crombie Real Estate Investment Trust 5.75% Series C Debentures 08-Feb 

CU Inc. Preferred Series 4 02-Dec 

Data Group Income Fund (The) 6.00% Debentures 27-Apr 

Daylight Resources Trust 6.25% Series D Debentures 05-Jan 

Emera Incorporated 5-Year Rate Reset First Pr Series A 02-Jun 

Exchange Income Corporation 6.50% Series H Debentures 30-Apr 

Faircourt Split Trust 6.25% Preferred Securities 01-Oct 

Fairfax Financial Holdings Limited 5-Year Rate Reset Pr Series E 01-Feb 

Fairfax Financial Holdings Limited 5-Year Rate Reset Pr Series G 28-Jul 

Fairfax Financial Holdings Limited 5-Year Rate Reset Pr Series I 05-Oct 

Firm Capital Mortgage Investment Trust 5.75% Debentures 13-Oct 

First Uranium Corporation J 7.00% Notes 04-Oct 

Fort Chicago Energy Partners L.P. 5.75% Debentures Series C 19-Jul 

Fortis Inc. Five-Year Fixed Rate Reset First Pr Series H 26-Jan 

Frontera Copper Corporation J 10% Senior 1A Notes 16-Jun 

Gamehost Income Fund 6.25% Debentures 16-Apr 

Great-West Lifeco Inc. 5.80% First Pr Series M 04-Mar 

Great-West Lifeco Inc. 3.65% 5-Year Rate Reset 

First Preferred Series N 23-Nov 

Groupe Aeroplan Inc. Pr Series 1 20-Jan 

H&R Real Estate Investment Trust 5.90% Series D Debentures 27-Jul 

IBI Income Fund 5.75% Debentures 28-Apr 

Industrial Alliance Insurance and Financial Services Inc. 5.90% Cl A Pr Series F 26-Feb 

Innergex Renewable Energy Inc. 5.75% Debentures 08-Mar 

Innergex Renewable Energy Inc. Rate Reset Pr Series A 14-Sep 

InnVest Real Estate Investment Trust 6.00% Debentures 13-Aug 

Just Energy Income Fund 6.00% Debentures 05-May 

Killam Properties Inc. J 5.65% Debentures 30-Nov 

Lanesborough Real Estate Investment Trust J 5 Year 9.00% Second Mortgage Bond Note 09-Mar 

Lanesborough Real Estate Investment Trust J 5 Year 9.00% Second Mortgage Bond Note A 23-Dec 

Legacy Oil + Gas Inc. Subscription Receipts 06-Jul 

MEGA Brands Inc. Cl A Subscription Receipts 28-Jan 

MEGA Brands Inc. Cl B Subscription Receipts 28-Jan 

MEGA Brands Inc. 10% Debentures 30-Mar 

Mood Media Corporation 10.00% Debentures USF 01-Oct 

OceanaGold Corporation Subscription Receipts 04-Mar 

53

Company Name 

Chapter 5 

Type of Issue Date Listed 

Paramount Energy Trust Subscription Receipts 30-Mar 

Paramount Energy Trust 7.00% Debentures 26-May 

Parkland Income Fund 5.75% Series 2 Debentures 21-Dec 

Pembina Pipeline Corporation 5.75% Debentures 24-Nov 

Power Financial Corporation 4.40% 5 Year Rate Reset First Pr Series P 29-Jun 

Progress Energy Resources Corp. Subscription Receipts 02-Mar 

Provident Energy Trust 5.75% Debentures 09-Nov 

Retrocom Mid-Market Real Estate Investment Trust 6.75% Debentures When Issued 30-Jun 

Rocky Mountain Dealerships Inc. 7.00% Debentures 27-Jul 

Rogers Sugar Income Fund Fourth Series 5.70% Debentures 08-Apr 

Sprott Physical Gold Trust US When Issued 26-May 

Sprott Physical Gold Trust When Issued USF 20-Sep 

Student Transportation Inc. 6.75% Debentures 21-Jun 

Sun Life Financial Inc. Cl A Pr Series 8R 25-May 

Superior Plus Corp. 5.75% Debentures 16-Mar 

Superior Plus Corp. 6.00% Debentures 23-Dec 

TD Split Inc. Cl C Capital 15-Nov 

TD Split Inc. Cl C Preferred 15-Nov 

TransAlta Corporation Rate Reset First Preferred Series A 10-Dec 

TransCanada Corporation First Pr Series 4 11-Mar 

TransCanada Corporation First Pr Series 5 29-Jun 

TransForce Inc. 6.00% Debentures 19-Nov 

Tree Island Wire Income Fund 10% Second Lien Debentures 04-Feb 

Uranium One Inc. J 7.5% Debentures 12-Mar 

Vicwest Income Fund 6.00% Debentures 30-Sep 

WesternOne Equity Income Fund 8.5% Debentures 26-Feb 

Yellow Media Inc. 6.25% Debentures 08-Jul 

54

Chapter 5 

Warrants Issued in 2010 

Issue Name Date Issued 

Allbanc Split Corp. Cl A Wt 29-Sep 

Argonaut Gold Ltd. J Wt 22-Jan 

ARISE Technologies Corporation J Wt 15-Jun 

ARISE Technologies Corporation J Wt 23-Dec 

Avalon Rare Metals Inc. J Wt 30-Sep 

Bennett Environmental Inc. Wt 11-May 

Blue Ribbon Income Fund Wt 05-Mar 

BNS Split Corp. II Cl A Wt 07-Dec 

Bridgeport Ventures Inc. J Wt 20-Dec 

Brigus Gold Corp. Wt 19-Oct 

Brompton Split Banc Corp. Wt 15-Jul 

Canadian Life Companies Split Corp. Cl A Wt 13-Jan 

Canadian Resources Income Trust Wt 03-Jun 

Endeavour Financial Corporation August Wt 15-Sep 

Endeavour Financial Corporation November Wt 15-Sep 

Faircourt Gold Income Corp. Cl C Wt 27-Jul 

First Asset Energy & Resource Fund Wt 25-Jan 

First Asset Pipes & Power Income Fund Wt 22-Feb 

First Asset Yield Opportunity Trust Series A Wt 25-Jan 

Gazit America Inc. J Wt 17-Sep 

Ivanhoe Australia Limited J Wt 29-Nov 

Kinross Gold Corporation Wt 22-Sep 

Lanesborough Real Estate Investment Trust J Wt 09-Mar 

Lanesborough Real Estate Investment Trust J Wt 23-Dec 

Life & Banc Split Corp. Cl A Wt 15-Jul 

Mandalay Resources Corporation J Wt 06-Aug 

MEGA Brands Inc. Wt 30-Mar 

MINT Income Fund Wt 23-Feb 

Newgrowth Corp. Wt 15-Sep 

North American Palladium Ltd. B Wt 28-Apr 

Precious Metals and Mining Trust Wt 26-Mar 

Pristine Power Inc. J Wt 07-Jan 

S Split Corp. Wt 19-Aug 

SCITI ROCS Trust Wt 29-Jul 

Utility Corp. Wt 14-Sep 

Western Copper Corporation J Wt 23-Dec 

World Financial Split Corp. Wt 19-Aug 

Xinergy Ltd. J Wt 21-Jan 

55

Chapter 5 

Warrants Expired in 2010 

Issue Name Date Delisted 

Acuity Small Cap Corporation Cl A Wt 15-Jan 

Avnel Gold Mining Limited J Wt 30-Jun 

Blue Ribbon Income Fund Wt 25-Jun 

Brompton Advantaged Oil & Gas Income Fund Wt 15-Apr 

Brompton Advantaged VIP Income Fund Wt 15-Apr 

Brompton Oil & Gas Income Fund Wt 15-Apr 

Brompton Split Banc Corp. Wt 22-Oct 

Brompton VIP Income Fund Wt 15-Apr 

Canadian Life Companies Split Corp. Wt 27-Oct 

Ceres Global Ag Corp. Wt 21-Dec 

Claymore Silver Bullion Trust Wt 15-Jan 

Connor, Clark & Lunn Global Financials Fund II Wt 05-Jul 

Copernican British Banks Fund Wt 14-Jun 

Copernican International Premium Dividend Fund Wt 31-May 

Copernican World Banks Income and Growth Trust Wt 30-Jun 

Copernican World Financial Infrastructure Trust Wt 31-Aug 

Core Canadian Dividend Trust Wt 15-Jun 

Davie Yards Inc. J Wt 22-Feb 

DPF India Opportunities Fund Wt 16-Aug 

Elgin Mining Inc. J Wt 25-Jun 

Endeavour Mining Corporation Wt 02-Nov 

EnerVest Diversified Income Trust Wt 23-Sep 

European Premium Dividend Fund Wt 12-Nov 

Faircourt Gold Income Corp. Wt A 31-May 

Faircourt Income & Growth Split Trust Wt 25-Jun 

First Asset Energy & Resource Fund Wt 25-Jun 

First Asset Pipes & Power Income Fund Wt 23-Jul 

First Asset Yield Opportunity Trust Wt 25-Jun 

First Capital Realty Inc. Wt 29-Oct 

First Majestic Silver Corp. J Wt 25-Mar 

First Premium Income Trust Wt 31-Mar 

Flaherty & Crumrine Investment Grade Fixed Income Fund Wt 15-Jun 

Focused Global Trends Fund Cl A Wt 30-Jul 

Global Agribusiness Trust Wt 30-Nov 

Global Banks Premium Income Trust Wt 30-Jul 

Global Uranium Fund Inc. Cl C Wt 30-Apr 

Global Uranium Fund Inc. Wt 30-Jun 

Gold Participation and Income Fund Wt 06-Aug 

Golden Predator Royalty & Development Corporation A Wt J 30-Apr 

Great Basin Gold Ltd. J Wt 15-Oct 

Greystar Resources Ltd. J Wt 07-Jan 

High River Gold Mines Ltd. Wt 08-Nov 

Life & Banc Split Corp. Wt 23-Aug 

Marathon PGM Corporation J Wt 19-Apr 

Markland AGF Precious Metals Corp. Wt 30-Jul 

O’Leary Canadian Equity Income Fund Wt 30-Nov 

O’Leary Canadian Income Opportunities Fund Wt 30-Nov 

O’Leary Founder’s Series Income & Growth Fund Wt 30-Sep 

O’Leary Global Equity Income Fund Wt 31-Dec 

O’Leary Global Income Opportunities Fund Wt 31-Mar 

OilSands Canada Corporation Wt 30-Jul 

Orsu Metals Corporation J Wt 12-Apr 

Pacific Rubiales Energy Corp. J Wt 21-Jan 

Pathfinder Convertible Debenture Fund Wt 30-Nov 

Platinum Group Metals Ltd. J Wt 16-Dec 

Precious Metals and Mining Trust Wt 23-Jul 

Precious Metals Bullion Trust Wt 01-Feb 

Pristine Power Inc. J Wt 19-Nov 

Quadra Mining Ltd. Wt 10-May 

S Split Corp. Wt 31-Mar 

Silver Bullion Trust Wt 29-Apr 

Silver Bullion Trust Wt USF 29-Apr 

56

Chapter 5 

Issue Name Date Delisted 

Silver Wheaton Corp. Wt 22-Dec 

Sprott Resource Corp. Wt 31-Dec 

Stone Agribusiness Fund Wt 26-Feb 

Top 10 Canadian Financial Trust Wt 15-Jun 

World Financial Split Corp. Wt 31-Mar 

Yamana Gold Inc. Series B Wt 17-Feb 

YIELDPLUS Income Fund Wt 26-Feb 

Rights Issued in 2010 

Company Name Date Listed Date Expired 

Chesswood Income Fund Rt 21-May 30-Jun 

COMPASS Income Fund Rt 17-Mar 16-Apr 

Fibrek Inc. Rt 16-Jun 15-Jul 

Gazit America Inc. J Rt 13-Aug 13-Sep 

Groupe Bikini Village Inc. Rt 15-Jul 13-Aug 

Homeland Energy Group Ltd. J Rt 07-Jun 30-Jun 

Imaging Dynamics Company Ltd. J Rt 23-Aug 20-Sep 

Ivanhoe Mines Ltd. Rt 23-Dec 26-Jan-11 

Lorus Therapeutics Inc. Rt 07-Oct 08-Nov 

Peak Energy Services Trust Rt 02-Mar 29-Mar 

Petrowest Energy Services Trust Rt 03-Jun 28-Jun 

Rockwell Diamonds Inc. J Rt 17-Feb 19-Mar 

San Anton Resource Corporation J Rt 29-Jun 29-Jul 

Strongco Corporation Rt 15-Dec 14-Jan-11 

57

Chapter 5 

Substitutional Listings in 2010 

Company Name Substitutional Details Date 

AbitibiBowater Inc. J -in substitution for the when issued shares of 

AbitibiBowater Inc. J (ABH) following closing of offering 20-Dec 

Acadian Mining Corporation J -in substitution for the common shares of Acadian Mining 

Corporation J (ADA) on a (1:10) consolidated basis 17-Nov 

Acadian Timber Corp. -in substitution for the units of Acadian Timber Income 

Fund (ADN.UN) on a (1:1) basis following plan of arrangement 05-Jan 

AltaGas Ltd. -in substitution for the trust units of AltaGas Income 

Trust (ALA.UN) on a (1:1) basis following plan of arrangement 06-Jul 

AutoCanada Inc. -in substitution for the units of AutoCanada Income Fund 

(ACQ.UN) on a (1:1) basis following plan of arrangement 05-Jan 

BioWest Therapeutics Inc. Cl A -in substitution for the common shares of MIGENIX Inc. 

(MGI) whereby shareholders will receive 0.1 of a common 

share of BioWest Therapeutics Inc. (BWE) after giving effect 

to the 10 for 1 BioWest share consolidation; and 0.02 of 

a Class B Voting common share of Metro Vancouver 

Properties Corp. after giving effect to the 50 for 1 Metro 

share consolidation 24-Mar 

Black Diamond Group Limited -in substitution for the trust units of Black Diamond Income 

Fund (BDI.UN) on a (1:1) basis following plan of arrangement 06-Jan 

Breakwater Resources Ltd. -in substitution for the common shares of Breakwater 

Resources Ltd. (BWR) on a (1:10) consolidated basis 11-Jun 

Brigus Gold Corp. -in substitution for the common shares of Apollo Gold 

Corporation (APG) on a (1:4) consolidated basis following 

plan of arrangement 28-Jun 

Brigus Gold Corp. Wt -in substitution for the common share purchase warrants 

of Linear Gold Corp. J Wt (LRR.WT) 28- Jun 

Caldwell Partners International Inc. (The) -in substitution for the Cl A NV Shares of Caldwell Partners 

International Inc., The (CWL.A) on a (1:1) basis following 

share reclassification 12-May 

Canadian Energy Services & Technology Corp. -in substitution for the Cl A Limited Partnership Unit of 

Canadian Energy Services L.P. (CEU.UN) on a (1:1) basis 

following plan of arrangement 06-Jan 

CanWel Holdings Corporation -in substitution for the units of CanWel Building Materials 

Income Fund (CWX.UN) on a (1:1) basis following plan of 

arrangement 04-Feb 

Capital Gold Corporation J -in substitution for the common shares of Capital Gold 

Corporation J (CGC) on a (1:4) consolidated basis 25-Jan 

Claymore Gold Bullion ETF -in substitution for the units of Claymore Gold Bullion Trust 

(CGL.UN) following conversion to change the Fund from a 

closed-end fund to an exchange traded fund 16-Feb 

Clearwater Seafoods 

Income Fund 10.5% Debentures -in substitution for the 7.0% Debentures of Clearwater 

Seafoods Income Fund (CLR.DB) following amendment 18-Nov 

Commerce Split Corp. Cl A 2010 

Commerce Split Corp. Capital -in substitution for the Cl A shares of Commerce Split Corp. 

(XCM) whereby holders of Cl A shares who made a proper 

election by the election deadline of 5:00pm on February 26, 

2010 will receive one Cl A Share 2010 of Commerce Split 

Corp. (YCM.X) while holders who failed to make a proper 

election will receive 0.283228 of a Cl A Share 2010 of 

Commerce Split Corp. (YCM.X) and 0.7167721 of a Capital 

Share of Commerce Split Corp. (YCM) per Class A Share 

of Commerce Split Corp. (XCM) held following reorganization 26-Mar 

58

Company Name 

Chapter 5 

Substitutional Details Date 

Commerce Split Corp. Priority Equity 2010 

Commerce Split Corp. $5.00 Cl I Pr 

Commerce Split Corp. $5.00 Cl II Pr 

Commerce Split Corp. 2011 Wt 

Commerce Split Corp. 2012 Wt -in substitution for the Priority Equity shares of Commerce 

Split Corp. (XCM.PR.A) whereby holders of Priority Equity 

Shares who made a proper election by the election deadline 

of 5:00pm on February 26, 2010 will receive one Priority Equity 

Share 2010 of Commerce Split Corp. (YCM.PR.X), while 

holders who failed to make a proper election will receive 

1) one $5.00 Cl I Pr of Commerce Split Corp (YCM.PR.A); 

2) one $5.00 Cl II Pr of Commerce Split Corp (YCM.PR.B); 

3) one-half of a 2011 of Warrant Commerce Split Corp 

(YCM.WT) and; 4) one 2012 Warrant of Commerce Split Corp, 

(YCM.WT.A) per Priority share held following reorganization 26-Mar 

Crew Gold Corporation J -in substitution for the common shares of Crew Gold 

Corporation J (CRU) on a (1:20) consolidated basis 05-Aug 

Crosshair Exploration & Mining Corp. J -in substitution for the common shares of Crosshair Exploration 

& Mining Corp. J (CXX) on a (1:4) consolidated basis 20-Dec 

Daylight Energy Ltd. -in substitution for the trust units of Daylight Resources Trust 

(DAY.UN) on a (1:1) basis following plan of arrangement 12-May 

Daylight Energy Ltd. 

10.00% Series C Debentures -in substitution for the 10% Series C Debentures of Daylight 

Resources Trust (DAY.DB.C) following plan of arrangement 12-May 

Daylight Energy Ltd. 

6.25% Series D Debentures -in substitution for the 6.25% Series D Debentures of Daylight 

Resources Trust (DAY.DB.D) following plan of arrangement 12-May 

Daylight Energy Ltd. 8.50% Debentures -in substitution for the 8.5% Debentures of Daylight 

Resources Trust (DAY.DB.B) following plan of arrangement 12-May 

Elgin Mining Inc. J -in substitution for the common shares of Phoenix Coal Inc. 

J (PHC) on a (1:3) consolidated basis 10-May 

Elgin Mining Inc. J Wt -in substitution for the warrants of Phoenix Coal Inc. 

J (PHC.WT) 10-May 

Enbridge Income Fund Holdings Inc. -in substitution for the trust units of Enbridge Income Fund 

(ENF.UN) on a (1:1) basis following plan of arrangement 21-Dec 

Equal Energy Ltd. -in substitution for the trust units of Enterra Energy Trust 

(ENT.UN) on a (1:3) consolidated basis following plan 

of arrangement 03-Jun 

Equal Energy Ltd. 8.0% Debentures -in substitution for the 8.0% Debentures of Enterra Energy 

Trust (ENT.DB) following plan of arrangement 03-Jun 

Equal Energy Ltd. 8.25% Debentures -in substitution for the 8.25% Debentures of Enterra Energy 

Trust (ENT.DB.A) following plan of arrangement 03-Jun 

Essential Energy Services Ltd. -in substitution for the trust units of Essential Energy 

Services Trust (ESN.UN) on a (1:1) basis following 

plan of arrangement 05-May 

Fibrek Inc. -in substitution for the units of SFK Pulp Fund (SFK.UN) 

on a (1:1) basis following plan of arrangement 27- May 

Fibrek Inc. 7.00% Debentures -in substitution for the 7% Debentures of SFK Pulp Fund 

(SFK.DB) on a (1:1) basis following plan of arrangement 27-May 

Fiera Sceptre Inc. Cl A SV -in substitution for the common shares of Sceptre Investment 

Counsel Limited (SZ) following plan of arrangement on a 

(1:1) basis plus a cash payment of $0.60 for each 

common share held 01-Sep 

Fluid Music Canada, Inc. 

10.00% Debentures J -in substitution for the 8.00% Debentures of Fluid Music 

Canada, Inc. J (FMN.DB) 09-Jun 

Freegold Ventures Limited J -in substitution for the common shares of Freegold Ventures 

Limited J (ITF) on a (1:6) consolidated basis 31-Aug 

Front Street Strategic Yield Fund Ltd. NV 

Front Street Strategic Yield Fund Ltd. Wt -in substitution for the combined units of Front Street 

Strategic Yield Fund Ltd. (FSS.A) following separation of units 29-Jun 

General Motors Company USF -in substitution for the when issued USF common shares 

of General Motors Company (GMM.U) following closing of offering 23-Nov 

59

Company Name 

Chapter 5 


GMIncome & Growth Fund Trust Units 

GMIncome & Growth Fund Wt - in substitution for the combined Units of GMIncome & 

Growth Fund (GMF.A) following separation of units 16-Nov 

Goldgroup Mining Inc. J -in substitution for the common shares of Sierra Minerals 

Inc. J (SIM) on a (1:2.85) consolidated basis following 

plan of arrangement 07-May 

Groupe Bikini Village Inc. -in substitution for the common shares of Groupe Bikini 

Village Inc. (GBV) on a (125:1) consolidated basis 30-Sep 

Harvest Canadian Income 

& Growth Fund Trust Units 

Harvest Canadian Income & Growth Fund Wt -in substitution for the combined units of Harvest Canadian 

Income & Growth Fund (HCF.A) following separation of units 20-Jul 

Harvest Operations Corp. 6.40% Debentures -in substitution for the Harvest Energy Trust 6.40% 

Debentures (HTE.DB.D) 06- May 


Debentures (HTE.DB.B) 06- May 


Debentures (HTE.DB.E) 06- May 


Debentures (HTE.DB.F) 06- May 


Debentures (HTE.DB.G) 06- May 


Natural Gas Bull Plus ETF Cl A Units -in substitution for the Cl A Units of Horizons BetaPro 

NYMEX Natural Gas Bull Plus ETF (HNU) on a (1:2) 

consolidated basis 08-Nov 

Horizons BetaPro S&P/TSX 

Global Gold Bear Plus ETF -in substitution for the Cl A units of Horizons BetaPro 

S&P/TSX Global Gold Bear Plus ETF (HGD) on a (1:4) 

consolidated basis 03-Jun 

Huntingdon Real Estate Investment Trust Units -in substitution for the trust units of Huntingdon Real Estate 

Investment Trust (HNT.UN) on a (1:9) consolidated basis 16-Feb 

Hydrogenics Corporation -in substitution for the common shares of Hydrogenics 

Corporation (HYG) on a (1:25) consolidated basis 12-Mar 

IA Clarington Aston Hill 

Tactical Yield Fund Trust Units 

IA Clarington Aston Hill Tactical Yield Fund Wt -in substitution for the combined units of IA Clarington Aston 

Hill Tactical Yield Fund (TYF.A) following separation of units 30-Apr 

International Tower Hill Mines Ltd. J -following plan of arrangement whereby common shareholders 

will be entitled to receive i) one new common share of 

International Tower Hill Mines Ltd. J (ITH) and; ii) one-half 

of one common share of Corvus Gold Inc. (KOR) 30- Aug 

iPath S&P 500 VIX Short-Term Futures ETN -in substitution for the exchange-traded notes of iPath 

S&P 500 VIX Short-Term Futures ETN (VXX, VXX.U) 

on a (1:4) consolidated basis 09-Nov 

Labrador Iron Ore Royalty 

Corporation Stapled Units -in substitution for the trust units of Labrador Iron Ore 

Royalty Income Fund (LIF.UN) on a (1:1) basis following 

plan of arrangement 05-Jul 

Lorus Therapeutics Inc. -in substitution for the common shares of Lorus Therapeutics 

Inc. (LOR) on a (1:30) consolidated basis 31-May 

M Split Corp. $5.00 Cl I Pr 

M Split Corp. $5.00 Cl II Pr 

M Split Corp. 2011 Wt 

M Split Corp. 2012 Wt -in substitution for the Priority Equity shares of M Split 

Corp. (XMF.PR.A) whereby shareholders will receive one 

$5.00 Cl I Pr of M Split Corp. (XMF.PR.B), one $5.00 Cl II Pr 

of M Split Corp. (XMF.PR.C), one 2011 Warrant of M Split 

Corp. (XMF.WT) and one 2012 Warrant of M Split Corp. 

(XMF.WT.A) for each Priority Equity share held following 

reorganization 23- Mar 

M Split Corp. Capital -in substitution for the Cl A shares of M Split Corp. (XMF) 

on a (0.944808:1) consolidated basis following reorganization 23-Mar 

60

Company Name 

Chapter 5 


Magna International Inc. -in substitution for the Cl A shares of Magna International Inc. 

(MG.A) on a (1:1) basis following share reclassification 01-Sep 

Matrix Asset Management Inc. J -in substitution for the common shares of SEAMARK Asset 

Management Ltd. (SM) on a (1:1) basis following plan 

of arrangement 15-Jan 

Medoro Resources Ltd. J Wt -in substitution for the common share purchase warrants 

of Medoro Resources Ltd. J (MRS.WT) on a (1:3) 

consolidated basis 22-Dec 

MEG Energy Corp. -in substitution for the when issued shares of MEG Energy 

Corp. (MEG) following closing of offering 06-Aug 

MethylGene Inc. J -in substitution for the common shares of MethylGene Inc. J 

(MYG) on a (1:1) basis following plan of arrangement 21-May 

Mineral Deposits Limited J Ordinary -in substitution for ordinary shares of Mineral Deposits 

Limited (MDM) on a (1:10) consolidated basis 25-Nov 

New Look Eyewear Inc. J -in substitution for the trust units of Benvest New Look 

Income Fund J (BCI.UN) on a (1:1) basis following 

plan of arrangement 04-Mar 

O’Leary Advantaged Tactical 

Global Corporate Bond Fund Trust Units 

O’Leary Advantaged Tactical 

Global Corporate Bond Fund Wt -in substitution for the combined units of O’Leary 

Advantaged Tactical Global Corporate Bond Fund 

(OCB.A) following separation of units 14-Jul 

O’Leary BrIC-Plus Income 

& Growth Fund Trust Units 

O’Leary BrIC-Plus Income & Growth Fund Wt -in substitution for the combined units of O’Leary BrIC-Plus 

Income & Growth Fund (OBF.A) following separation of units 14-Apr 

O’Leary Canadian Equity 

Income Fund Trust Units 

O’Leary Canadian Equity Income Fund Wt -in substitution for the combined units of O’Leary Canadian 

Equity Income Fund (OCZ.A) following Separation of Units 15-Jan 

Ondine Biomedical Inc. J -in substitution for the common shares of Ondine Biopharma 

Corporation J (OBP) on a (1:15) consolidated basis 14-Oct 

Pace Oil and Gas Ltd. -in substitution for the common shares of Midnight Oil 

Exploration Ltd. (MOX) on a (1:10) consolidated basis 05-Jul 

Palko Environment Ltd. -in substitution for the trust units of Deepwell Energy 

Services Trust (DWL.UN) on a (1:1) basis following 

plan of arrangement 16-Jun 

Pembina Pipeline Corporation -in substitution for the trust units of Pembina Pipeline 

Income Fund (PIF.UN) on a (1:1) basis following 

plan of arrangement 05-Oct 

Pembina Pipeline Corporation 

7.35% Debentures -in substitution for the 7.35% Debentures of Pembina 

Pipeline Income Fund (PIF.DB.B) following plan 

of arrangement 05-Oct 

Perpetual Energy Inc. -in substitution for the trust units of Paramount Energy 

Trust (PMT.UN) on a (1:1) basis following plan of arrangement 06-Jul 

Perpetual Energy Inc. 6.50% Debentures -in substitution for the 6.5% Debentures of Paramount 

Energy Trust (PMT.DB.C) following plan of arrangement 06-Jul 


Energy Trust (PMT.DB.E) following plan of arrangement 06-Jul 


Energy Trust (PMT.DB.D) following plan of arrangement 06-Jul 

Pollard Banknote Limited -in substitution for the units of Pollard Banknote Income 

Fund (PBL.UN) on a (1:1) basis following plan of arrangement 18-May 

Precision Drilling Corporation -in substitution for the trust units of Precision Drilling Trust 

(PD.UN) on a (1:1) basis following plan of arrangement 03-Jun 

Premium Income Corporation Cl A -in substitution for the Cl A shares of Premium Income 

Corporation (PIC.A) on a (0.738208641:1) consolidated basis 01-Nov 

Prime Restaurants Inc. Cl A LV -in substitution for the units of Prime Restaurants Royalty 

Income Fund (EAT.UN) whereby each unitholder will receive 

one class A limited voting share for each unit held following 

plan of arrangement 07-Apr 

61

Company Name 

Chapter 5 


Quadra FNX Mining Ltd. Wt -in substitution for the warrants of FNX Mining Company 

Inc. (FNX.WT) following plan of arrangement 28-May 

Response Biomedical Corp. J -in substitution for the common shares of Response Biomedical 

Corp. J (RBM) on a (1:10) consolidated basis 28-May 

Retrocom Mid-Market Real Estate 

Investment Trust 6.75% Debentures -in substitution for the when issued 

6.75% Debentures of Retrocom Mid-Market Real Estate 

Investment Trust (RMM.DB.A) following closing of offering 08-Jul 

Revett Minerals Inc. J -in substitution for the common shares of Revett Minerals Inc. 

J (RVM) on a (1:5) consolidated basis 19- Nov 

RS Technologies Inc. J -in substitution for the common shares of RS Technologies Inc. 

J (RS) on a (1:200) consolidated basis 02-Dec 

Silvermex Resources Inc. J -in substitution for the common shares of Genco Resources Ltd. 

J (GGC) on a (1.1:1) split basis following reorganization 16-Nov 

SMART Technologies Inc. -in substitution for the when issued common shares of SMART 

Technologies Inc. (SMA) following closing of offering 20-Jul 

Sonde Resources Corp. J -in substitution for the common shares of Canadian Superior 

Energy Inc. J (SNG) on a (1:5) consolidated basis 08-Jun 

Sprott Physical Gold Trust Units USF -in substitution for the when issued units of Sprott Physical 

Gold Trust USF (PHY.U) following closing of offering 03-Mar 

Sprott Physical Silver Trust Units USF -in substitution for the when issued Units of Sprott Physical 

Silver Trust USF (PHS.U) following closing of offering 03-Nov 

Star Portfolio Corp. 

Star Yield Managers Class 

Star Portfolio Corp. 

Star Yield Managers Class Wt -in substitution for the combined units of Star Portfolio Corp. 

(XYM.A) following separation of units 16-Nov 

Sterling Shoes Inc. -in substitution for the units of Sterling Income Fund (SSI.UN) 

on a (1:1) consolidated basis following plan arrangement 08-Jul 

Sterling Shoes Inc. 6.50% Debentures -in substitution for the 6.50% Debentures of Sterling Income 

Fund (SSI.DB) following plan arrangement 08-Jul 

Strongco Corporation -in substitution for the units of Strongco Income Fund (SQP.UN) 

on a (1:1) consolidated basis following plan arrangement 02-Jul 

Swisher Hygiene Inc. -in substitution for the common shares of CoolBrands International 

Inc. (COB) following plan of arrangement 04-Nov 

T. Boone Pickens Energy Fund Cl A Units 

T. Boone Pickens Energy Fund Cl A Warrants -in substitution for the Cl A combined units of T. Boone 

Pickens Energy Fund (TBP.A) following separation of units 12-Feb 

Tekmira Pharmaceuticals Corporation -in substitution for the common shares of Tekmira 

Pharmaceuticals Corporation (TKM) on a (1:5) 

consolidated basis 04-Nov 

Teranga Gold Corporation J -in substitution for the when issued common shares of 

Teranga Gold Corporation J (TGZ) on a (1:1) basis following 

closing of offering 07-Dec 

Tesla Exploration Ltd. J -in substitution for the common shares of Norex Exploration 

Services Inc. J (NRX) following acquisition of all of the issued 

and outstanding common shares of Tesla Exploration Ltd. J; 

consolidation of the common shares of Norex Exploration 

Services Inc. J (NRX) on a (8:1) basis; and change of name 

to Tesla Exploration Ltd. J 22-Apr 

Trilogy Energy Corp. -in substitution for the trust units of Trilogy Energy Trust 

(TET.UN) on a (1:1) basis following plan of arrangement 10-Feb 

Uranium One Inc. 5.00% Debentures -in substitution for the 7.5% Debentures of Uranium One Inc. 

(UUU.DB.A) following conversion 21-Oct 

Vaaldiam Mining Inc. J -in substitution for the common shares of Tiomin Resources 

Inc. J (TIO) on a (1:10) consolidated basis following plan 

of arrangement 26-Mar 

Valeant Pharmaceuticals International, Inc. -in substitution for the common shares of Biovail Corporation 

(BVF) following merger 28-Sep 

Valener Inc. -in substitution for the units of Gaz Metro Limited Partnership 

(GZM.UN) on a (1:1) basis following plan of arrangement 01-Oct 

Vermilion Energy Inc. -in substitution for the trust units of Vermillion Energy Trust 

(VET.UN) on a (1:1) basis following plan of arrangement 07-Sep 

62

Company Name 

Chapter 5 


Village Farms International, Inc. -in substitution for the trust units of Village Farms Income Fund 

(VFF.UN) on a (1:1) basis following plan of arrangement 05-Jan 

Yellow Media Inc. -in substitution for the units of Yellow Pages Income Fund 

(YLO.UN) on a (1:1) basis following plan of arrangement 01-Nov 

Yellow Media Inc. 4.25% First Pr Series 1 -in substitution for the 4.25% First Pr Series 1 shares of 

Yellow Pages Income Fund (YPG.PR.A) following 

plan of arrangement 01-Nov 

Yellow Media Inc. 5.00% First Pr Series 2 -in substitution for the 5.00% First Pr Series 2 shares of 

Yellow Pages Income Fund (YPG.PR.B) following 


Yellow Media Inc. 6.25% Debentures -in substitution for the 6.25% Debentures of Yellow 

Pages Income Fund (YPG.DB.A) following plan of arrangement 01-Nov 

Yellow Media Inc. Rate Reset First Pr Series 3 -in substitution for the Rate Reset First Pr Series 3 shares 

of Yellow Pages Income Fund (YPG.PR.C) following 


Yellow Media Inc. Rate Reset First Pr Series 5 -in substitution for the Rate Reset First Pr Series 5 of 

Yellow Pages Income Fund (YPG.PR.D) following plan 

of arrangement 01-Nov 

Delistings in 2010 

Issue Name Reason Date 

Advantage Oil & Gas Ltd. 

6.50% Debentures -following maturity on the basis of $1,032.50 for each 

$1,000 principal amount of debentures held 30-Jun 

Amalgamated Income Limited 

Partnership Units J -at the request of the Partnership @$1.46 per unit 31-Aug 

Andean Resources Limited Ordinary J -following scheme of arrangement whereby each holder 

of Ordinary shares are entitled to receive, at their election, 

either i) Cdn$6.50; or ii) 0.14 common shares of Goldcorp 

Inc. (G) per Ordinary share held 09-Dec 

Angle Energy Inc. Subscription Receipts -following completion by the Company of an acquisition 

of certain petroleum and natural gas properties and related 

assets whereby each Subscription Receipt holder will be 

entitled to receive, without payment of additional consideration, 

one common share of Angle Energy Inc. (NGL) per Subscription 

Receipt held 02-Jul 

Aquiline Resources Inc. J -following acquisition whereby common shares will be 

exchanged for 0.2495 of a common share of Pan American 

Silver Corp. (PAA) and 0.1 of a common share purchase warrant 

of Pan American Silver Corp. for each common share held 13-Jan 

Artis Real Estate Investment Trust 

7.50% Series B Debentures -following maturity at a repayment amount of $10.3750 per 

$10.00 principal amount of Debentures 09-Nov 

Artis Real Estate Investment Trust 

7.75% Series A Debentures -following maturity at a repayment price of $10.3875 for each 

$10.00 principal amount of debentures held 04-Aug 

Atco Ltd. 5.75% Series 3 Pr -following redemption at a price of $25.50 plus a further sum 

of $0.086644 in accrued and unpaid dividends per share held 23-Mar 

Athabasca Potash Inc. J -following plan of arrangement with BHP Billiton Canada Inc. 

whereby all of the issued and outstanding common shares 

have been acquired for $8.35 per share held 24-Mar 

Atlantic Power Corporation When Issued -following closing of offering 20-Oct 

AuEx Ventures, Inc. J -following plan of arrangement whereby common shareholders 

are entitled to receive 0.645 of a common share of Fronteer 

Gold Inc. (FRG), $0.66 cash, and 0.5 of a common share 

of Renaissance Gold Inc. for each common share held 05- Nov 

Australian Solomons Gold Limited J -at the request of the company following the completion 

of a take-over bid offer by AGL (ASG) Pty Ltd., a 

wholly-owned subsidiary of Allied Gold Limited Ordinary J (ALG) 28-Jan 

63

Company Name 

Chapter 5 

Reason Date 

AZCAR Technologies Incorporated -following failure to meet the continued listing 

requirements of TSX 12-Mar 

B Split II Corp. Cl A Capital Shares -following redemption at the election of the holder of either 

$11.0074 or a pro rata share of 0.6789468218 Portfolio 

Shares for each Capital Share held 01-Jun 

B Split II Corp. Cl B Pr -following redemption at $9.75 per Preferred Share held 01-Jun 

BAM Investments Corp. -at the request of the company 23-Dec 

Baytex Energy Trust 6.50% Debentures -following redemption at a price of $1,032.50 per $1,000 

principal amount of Debentures, which include $32.50 of 

accrued and unpaid interest 31-Dec 

Bellatrix Exploration Ltd. 7.50% Debentures -following redemption at a price of $1,025.00 per debenture 

and a further sum of $0.21 representing accrued and 

unpaid interest 02-Jul 

Berens Energy Ltd. -following amalgamation with PetroBakken Acquisition Ltd., 

a wholly-owned subsidiary of PetroBakken Energy Ltd. 

(PBN), whereby shareholders will receive $2.70 per share held 02-Mar 

BioSyntech, Inc. J -failure to meet the continued listing requirements of TSX 17-Jun 

Birch Mountain Resources Ltd. 

6.00% Debentures J -following suspension 27-Aug 

Birch Mountain Resources Ltd. J -following suspension 27-Aug 

BNS Capital Trust J 

The Scotiabank Trust Securities Series 2000-1 -following redemption at an amount equal to $1,000 per 

Scotia Trust Securities - Series 2000-1 31-Dec 

BNS Split Corp. II Class A Pr -following redemption at a price per share equal to the 

lesser of $20.83 and the Unit Value 22-Sep 

Bonavista Energy Trust 6.75% Debentures -following maturity on the basis of $1,033.75 for each 

$1,000 principal amount of debentures held 30-Jun 

Boralex Power Income Fund Trust Units -following business combination with 7596740 Canada Inc., 

an indirect wholly-owned subsidiary of Boralex Inc. 02-Nov 

BPO Properties Ltd. -following transaction with Brookfield Office Properties 

Canada whereby holders of common shares will receive 

one trust unit of Brookfield REIT for each common share held 04-May 

Bradmer Pharmaceuticals Inc. -following failure to meet the continued listing 


Brainhunter Inc. J -following failure to meet the continued listing 

requirements of TSX 08-Jan 

Brascan SoundVest Diversified 

Income Fund Trust Units -following merger whereby unitholders will receive 1.655611 

units of Brascan SoundVest Focused Business Trust 

(BSF.UN) per unit held 04-Jan 

Brascan SoundVest 

Total Return Fund Trust Units -following merger whereby unitholders will receive 1.256327 

units of Brascan SoundVest Focused Business Trust 

(BSF.UN) per unit held 04-Jan 

Bronco Energy Ltd. J -following plan of arrangement whereby Shareholders will 

be entitled to receive 0.0182 common shares of Legacy 

Oil + Gas Inc. (LEG) per common share held 09-Nov 

Brookfield Investments 

Corporation Cl 1 Senior Pr Series A -at the request of the company 23-Dec 

Burntsand Inc. -following amalgamation with 7534213 Canada Inc., a 

wholly-owned subsidiary of Open Text Corporation 

whereby shareholders will receive $0.15 for each 

common share held 31-May 

Calloway Real Estate 

Investment Trust 6.00% Debentures -following redemption on the basis of $1,001.151 per 

$1,000 principal amount of debentures 07-Jul 

Canadian Imperial Bank of 

Commerce Cl A Preferred Series 19 -following redemption at a price of $25.45 per share 29- Oct 

Canadian Imperial Bank of 

Commerce Cl A Preferred Series 23 -following redemption at a price of $25.00 per share 29- Oct 

Canadian Royalties Inc. J -following plan of arrangement with Jien Canada Mining Ltd. 

whereby each common share will be exchanged for $0.80 14-Jan 

64

Company Name 

Chapter 5 

Reason Date 

Cequence Energy Ltd. Subscription Receipts -following completion by the company of an acquisition of 

certain petroleum and natural gas properties and related 

assets whereby each subscription receipt holder will receive 

one common share of Cequence Energy Ltd. (CQE) 09-Sep 

Chariot Resources Limited J -following plan of arrangement whereby all the issued and 

outstanding shares have been acquired for $0.67 per share 

by China Sci-Tech Minerals Limited 14-Jun 

Chartwell Seniors Housing Real 

Estate Investment Trust 6.00% Debentures -following redemption at a price of $1,030.32876712 per 

$1,000 Principal amount of Debentures 03-Dec 

Chemokine Therapeutics Corp. J -following failure to meet the continued listing 

requirements of TSX 14-May 

Churchill Corporation (The) 

Subscription Receipts -following completion of the acquisition of all of the issued 

and outstanding common shares of Seacliff Construction 

Corp. whereby each subscription receipt holder will be 

entitled to receive one common share of The Churchill 

Corporation (CUQ) per subscription receipt held 14-Jul 

Coalcorp Mining Inc. J -following failure to meet the continued listing 

requirements of TSX 16-Aug 

Coalcorp Mining Inc. J Senior Notes USF -following failure to meet the continued listing 


Coalcorp Mining Inc. J Wt -following failure to meet the continued listing 


Coalcorp Mining Inc. J Wt A -following failure to meet the continued listing 


Coalcorp Mining Inc. J Wt B -following failure to meet the continued listing 


Comaplex Minerals Corp. -following plan of arrangement whereby shareholders 

are entitled to receive 0.1576 of a common share of 

Agnico-Eagle Mines Limited (AEM) and one common 

share of Geomark Exploration Ltd. for each share held 12-Jul 

ConjuChem Biotechnologies Inc. J -following failure to meet the continued listing 

requirements of TSX 06-Apr 

Connor, Clark & Lunn 

Conservative Income Fund II Units -following merger with Connor, Clark & Lunn PRINTS 

Trust (CCP.UN) 14- Jun 

Consolidated Mercantile Incorporated -following amalgamation with Genterra Inc. whereby 

common shares will be exchanged for common shares of a 

new company to be named Genterra Capital which will be 

listed on TSX Venture under the symbol GIC on a (1:1) basis 13-May 

Copernican World Banks 

Income and Growth Trust Units -following merger whereby each unit holder will receive 

0.879911 of a unit of Global Banks Premium Income Trust 

Units (GBP.UN) per unit held 10-Dec 

Copper Mesa Mining Corporation J -following failure to meet the continued listing 

requirements of TSX 19-Feb 

Copper Mesa Mining Corporation J Wt -following failure to meet the continued listing 


Corel Corporation J -as a result of a recently effected stock consolidation 

pursuant to which Corel Holdings, L.P. an indirect controlled 

entity of Vector Capital, became the sole shareholder of the 

company whereby shares have been consolidated on a 

(1:871,589) basis and shareholders, other than the 

purchaser will only receive a cash consideration equal 

to US$4 in respect of each pre-consolidation share held 28-Jan 

Coretec Inc. -following plan of arrangement whereby DDi Corp. indirectly 

acquired all of the issued and outstanding common shares 

for $0.38 per share 05-Jan 

Corriente Resources Inc. J -following acquisition by CRCC-Tongguan Investment 

(Canada) Co., Ltd., a wholly-owned subsidiary of 

CRCC-Tongguan Investment Co., Ltd., at a price of $8.60 

per share 04-Aug 

65

Company Name 

Chapter 5 

Reason Date 

Data Group Income Fund (The) 

6.75% Debentures -following redemption at a price of $1,033.75 per $1,000 

principal amount of Debentures, which includes $33.75 of 


Davie Yards Inc. J -following failure to meet the continued listing 

requirements of TSX 01-Apr 

Daylight Energy Ltd. 8.5% Debentures -following redemption at a price of $1,050 for each $1,000 

principal amount of Debentures and a further sum of $5.35 

in accrued and unpaid interest 23-Nov 

Delta Uranium Inc. J -at the request of the company 31-Mar 

Dioro Exploration NL Ordinary J -following acquisition of the remaining outstanding 

ordinary shares of the company following take-over bid 

offer by Avoca Resources Limited 29-Mar 

diversiGlobal Dividend Value Fund Trust Units -at the request of the Fund 16-Mar 

diversiTrust Energy Income Fund Trust Units -at the request of each of the funds following merger with 

Dynamic Energy Income Fund 18-Mar 

diversiTrust Income + Fund Trust Units -at the request of each of the funds following merger with 

Dynamic Strategic Yield Fund 18- Mar 

diversiTrust Income Fund Trust Units -at the request of the Fund 16-Mar 

diversiTrust Stable Income Fund Trust Units -at the request of the Fund 16-Mar 

diversiYield Income Fund Trust Units -at the request of the Fund 16-Mar 

Divestco Inc. -following plan of arrangement whereby all the common 

shares were exchanged for Class A shares of the Company 

and other consideration 05-Oct 

Dragon Pharmaceutical, Inc. -following merger with Chief Respect Limited and Datong 

Investment Inc., a wholly-owned subsidiary of Chief Respect 

Limited, pursuant to the merger, each shareholder is entitled 

to receive $0.82 per common share held 27-Jul 

Drive Products Income Fund Units -following completion of take-over bid by 2256479 Ontario Inc. 

at a price of $2.50 per unit of the Fund 17-Nov 

EarthFirst Canada Inc. J -at the request of the company 04-Mar 

Elgin Mining Inc. J -following failure to meet the continued listing 

requirements of TSX 03-Nov 

Enerchem International Inc. -following acquisition by Trinity Capital Partners Ltd. at 

a price of $2.75 per share 15-Jun 

Enerflex Systems Income Fund Units -following acquisition Toromont Industries Ltd. at the 

election of the holder, either i) $14.25 per unit; or ii) 0.5382 

of a common share of Toromont Industries Ltd. (TIH) and $0.05 26-Feb 

Energy Plus Income Trust Units -following merger with Energy Income Fund (ENI.UN) and 

CGF Resource 2008 Flow-Through LP whereby each unit 

will be exchanged for 1.2818 units of Energy Income Fund 

(ENI.UN) 06-Oct 

Energy Split Corp. II Inc. Capital -following redemption whereby shareholders will receive 

for every two Capital Shares redeemed cash equal to the 

amount, if any, by which the Unit Value exceeds $13.74 16-Dec 

Energy Split Corp. II Inc. Preferred -following redemption at a price per share equal to the lesser 

of $13.74 and the Unit Value 16- Dec 

Etruscan Resources Incorporated J -following plan of arrangement whereby each common 

shareholder became entitled to receive 0.0932 of a common 

share of Endeavour Financial Corporation (EDV) and $0.26 

per share held 14-Sep 

Etruscan Resources Incorporated J Wt -following plan of arrangement whereby each common 

share purchase warrant issued on November 2, 2007 will be 

exchanged for one warrant (EDV.WT.B) to purchase 0.0932 

common shares of Endeavour Financial Corporation and 

$0.26 in cash at an exercise price of $4.00 until 5pm on 

Nov. 2, 2010 14-Sep 

Etruscan Resources Incorporated J Wt -following plan of arrangement whereby each common 

share purchase warrant issued on August 6, 2008 will be 

exchanged for one warrant (EDV.WT.C) to purchase 0.0932 

common shares of Endeavour Financial Corporation and $0.26 

in cash at an exercise price of $1.85 until 5pm on August 6, 2011 14-Sep 

66

Company Name 

Chapter 5 

Reason Date 

European Premium Dividend Fund Trust Units -following merger whereby each unit holder will receive 

1.230920 of a unit of Copernican International Premium 

Dividend Fund (CPM.UN) per unit held 10-Dec 

Excel India Trust Units -at the request of the Trust in connection with the merger with 

Excel India Fund 27-Jul 

Faircourt Income & Growth 

Split Trust Preferred Securities -following merger whereby the Preferred Securities will be 

exchanged for new preferred securities of Faircourt 

Split Trust 6.25% (FCS.PR.B) on a (1:1) basis 30-Sep 

Faircourt Income & Growth Split Trust Units -following merger with Faircourt Split Trust (FCS.UN) 30-Sep 

Faircourt Split Trust 5.75% Preferred Securities -following redemption at a price per security of $10.00 

representing the principal amount per security plus accrued 

interest in the amount of $0.2867 30-Sep 

First Metals Inc. J -at the request of the company 27-Sep 

First Premium Income Trust Units -following merger with Premier Canadian Income Fund 

(GIP.UN) whereby units will be redeemed in exchange for 

units of the continuing fund at an exchange ratio to be calculated 30-Jun 

Firstgold Corp. J -following failure to meet the continued listing 


FNX Mining Company Inc. -following plan of arrangement whereby each holder of 

common shares will be entitled to receive 0.87 of a common 

share of Quadra Mining Ltd. (QUA) and $0.0001 for each 

share held 27-May 

Foremost Income Fund Trust Units 

Fort Chicago Energy Partners L.P. 

-at the request of the Fund 15-Dec 

6.75% Debentures -following redemption at a price of $1,033.75 per $1,000 


Fort Chicago Power Ltd. 


6.25% Debentures USF -following redemption at a price of US$1,000.00 per 

Debenture and a further sum of US$31.25 per Debenture 

Frontera Copper Corporation 

representing accrued and unpaid interest 29-Oct 

10.00% Senior Notes Series 1 J -following plan of arrangement whereby the Notes will be 

cancelled and extinguished and noteholders will 

Frontera Copper Corporation 

receive new notes 15-Jun 

10.00% Senior Notes Series 2 J -following plan of arrangement whereby the Notes will be 

cancelled and extinguished and noteholders will 

receive new notes 15-Jun 

Gerdau AmeriSteel Corporation -following plan of arrangement whereby each common 

share has been purchased for US$11.00 31-Aug 

Glendale International Corp. J -following failure to meet the continued listing 


Global Credit Pref Corp. Pr -following redemption at $8.15 per preferred share 07-Jun 

Goldstake Explorations Inc. J -failure to meet the continued listing requirements of TSX 12-Jul 

Great Plains Exploration Inc. J -following plan of arrangement whereby each shareholder w 

ill receive 0.088 of a trust unit of Avenir Diversified Income 

Trust (AVF.UN) or 0.088 of an exchangeable share of Avenir 

Great-West Life Assurance 

Exchange Corp. per common share held 10-Nov 

Company (The) Preferred Series O -following redemption at $25.00 per share 29-Oct 

Great-West Lifeco Inc. 4.70% First Pr Series D -following redemption at a price of $25.25 per 

preferred share held 31-Mar 

Haemacure Corporation J -following failure to meet the continued listing 


Harvest Operations Corp. 6.50% Debentures -following redemption at a price of $1,032.50 per $1,000 


High Income Preferred 


Shares Corporation Series 1 -following redemption on the basis of $27.80 per Series 1 

share held 12- Mar 

67

Company Name 

Chapter 5 

Reason Date 

High Income Preferred 

Shares Corporation Series 2 -following redemption on the basis of $16.46 per Series 2 

share held 12- Mar 

Horizons BetaPro S&P 

Agribusiness North America Bear Plus ETF -at the request of the ETF 17-Aug 

Horizons BetaPro S&P 

Agribusiness North America Bull Plus ETF -at the request of the ETF 17-Aug 

HSBC Canada Asset Trust 

Securities Series 2010 -following redemption at an amount equal to $1,000 per 

Series 2010 HSBC Canada Asset Trust Securities 31-Dec 

IAT Air Cargo Facilities 

Income Fund Trust Units -following effected combination whereby unitholders 

received 9.75 trust units of Huntingdon Real Estate Investment 

Trust (HNT.UN) for each unit held 06-Jan 

Innergex Power Income Fund Units -following combination whereby unitholders will receive 

1.460 common shares of Innergex Renewable Energy Inc. 

(INE) and $0.07946 per unit held 31-Mar 

InnVest Real Estate Investment 

Trust 6.25% Debentures Series A -following redemption at an amount of $1,026.20 per $1,000 

principal amount of Series A Debentures held 15-Sep 

International Royalty Corporation -following plan of arrangement with Royal Gold, Inc. and 

RG Exchangeco Inc., a wholly-owned subsidiary of Royal 

Gold, whereby Royal Gold has acquired all of the issued and 

outstanding shares, whereby shareholders who elected all 

cash consideration will receive $4.20 and 0.0593 common 

shares of Royal Gold, Inc. (RGL) or 0.0593 exchangeable 

shares of RG Exchangeco Inc.; or shareholders who elected 

all share consideration will receive either 0.1385 common 

shares of Royal Gold, Inc. (RGL) or 0.1385 exchangeable 

shares of RG Exchangeco Inc.; or shareholders who elected 

a combination of cash and shares will receive their proportionate 

cash and share consideration as pro-rated under 

the arrangement 25-Feb 

IPL Inc. MV -following amalgamation with Novacap Industries III, L.P., 

Fonds de solidarite des travailleurs du Quebec and certain 

affiliates whereby each shareholder will receive one 

redeemable share of the amalgamated company for 

each share held 19- Oct 

ISE Limited J -following failure to meet the continued listing 

requirements of TSX 16-Sep 

Iteration Energy Ltd. J -following plan of arrangement whereby shareholders 

will receive at their election either: i) $1.83; ii) 0.5631 of 

a common share of Storm Ventures International Inc. J; or 

a combination of i) & ii) 05-Jul 

Keystone North America Inc. -following acquisition by SCI Alliance Acquisition 

Corporation, a wholly-owned subsidiary of Service 

Corporation International whereby shareholders will be 

entitled to receive $8.07 for each share held 29-Apr 

Keystone North America Inc. 

Income Participating Securities -at the request of the company 16-Apr 

Killam Properties Inc. J 6.50% Debentures -following redemption at a price of $1,029.38 for each 

$1,000 principal amount of Debentures 13-Dec 

Kinross Gold Corporation USF 

Lanesborough Real Estate Investment 

-at the request of the company 08-Sep 

Trust 5 Year 9% Second Mortgage Bond J -following redemption whereby $612.24 per $1000 principal 

amount of Bonds were partially redeemed by the Trust on 

December 14, 2010 and the Trust will redeem the remaining 

$387.76 outstanding principal amount of Bonds on Redemption 

Date at a price of $394.41 including accrued and unpaid 

interest per $1000 principal amount 29-Dec 

68

Company Name 

Chapter 5 

Reason Date 

Legacy Oil + Gas Inc. 

Subscription Receipts -following completion by the Company of an acquisition 

of the outstanding shares of CanEra Resources whereby 

each Subscription Receipt entitles the holder to receive, 

without payment of additional consideration, one common 

share of Legacy Oil + Gas Inc. (LEG) for each Subscription 

Receipt held 07-Jul 

Legg Mason Canada Holdings Ltd. 

Exchangeable -following redemption whereby holders of exchangeable 

shares will receive one common share of Legg Mason, Inc. 

which trade on NYSE under the symbol LM 26-May 

Lihir Gold Limited Ordinary -at the request of the company 12-Jul 

Linear Gold Corp. J -following plan of arrangement with Apollo Gold Corporation 

(APG) whereby shareholders will receive 1.3686 common 

shares of Brigus Gold Corporation (BRD) per share held 25-Jun 

Livingston International Income Fund Units -following plan of arrangement with 2219987 Ontario Inc., a 

company which will be owned and controlled by Canada 

Pension Plan Investment Board and Sterling Partners, upon 

completion of the arrangement, unitholders will be entitled to 

receive $9.50 for each unit of the Fund held 20-Jan 

Logibec Groupe Informatique Ltd. J -following acquisition by OPE LGI Inc., a new acquisition 

company majority owned, indirectly, by OMERS Administration 

Corporation for and on behalf of OMERS pension plans on 

Macquarie Power & Infrastructure 

the basis of $26.00 per share 03-Aug 

Income Fund 6.75% Debentures -following redemption at a price of $1,001.85 per $1,000 

principal amount of Debentures 11-Jan 

Marathon PGM Corporation J -following plan of arrangement whereby each common share 

has been indirectly purchased by Stillwater Mining 

Company for 0.112 of a common share of Stillwater Mining 

Company, $1.775 in cash and 0.5 of a common share of 

Marathon Gold Corporation J (MOZ) 02-Dec 

Matrikon Inc. J -following amalgamation with 1535758 Alberta Ltd., a 

wholly-owned subsidiary of Honeywell International Inc. 

whereby shareholders will receive $4.50 for each 

common share held 30-Jun 

Medicure Inc. J -following failure to meet the continued listing 


MEGA Brands Inc. Cl A Subscription Receipts -following plan of arrangement whereby each class A 

subscription receipt will be converted into one debt unit 

of the company, comprised of a 10% debenture in the 

principal amount of $1,000 due March 31, 2015 and 800 

common share purchase warrants 30-Mar 

MEGA Brands Inc. Cl B Subscription Receipts -following plan of arrangement whereby each class B 

subscription receipt will be converted into one equity unit 

of the company, comprised of 200 shares and 120 warrants 30-Mar 

Menu Foods Income Fund Units -following sale of all of the securities of Menu Foods Limited, 

a subsidiary of the Fund, to Simmons Pet Food, Inc. on 

November 3, 2010, and the subsequent redemption of all 

of the issued and outstanding Units of the Fund on, 

November 4, 2010, for a redemption price equal to 

Mercator Minerals Ltd. 

$4.80 cash per Unit 03-Nov 

11.50% Secured Notes USF J -following redemption at a price of US$1,089.6986 for each 

US$1,000 principal amount of Notes 06-May 

Metallic Ventures Gold Inc. J -following plan of arrangement whereby each shareholder 

will be entitled to receive 0.1635 common shares of International 

Minerals Corporation (IMZ) and US$0.4615 per share held 02-Mar 

69

Company Name 

Chapter 5 

Reason Date 

Monterey Exploration Ltd. J -following plan of arrangement with Pengrowth Energy Trust 

whereby holders of common shares are entitled to receive 

for each share held: a) 0.8298 of a trust unit of Pengrowth 

Energy Trust (PGF.UN); or b) 0.8298 of an exchangeable 

share of Pengrowth Corporation; or c) a combination thereof, 

subject to, in all cases, an aggregate maximum of 33,825,711 

Pengrowth Units issued or made issuable 21-Sep 

Mood Media Corporation 10% Debentures J -following redemption at a price of $1,071.21 per $1,000 

principal amount of Debentures held 04-Oct 

Moydow Mines International Inc. J -following plan of arrangement whereby common shares will 

be exchanged for common shares of Franco-Nevada 

Corporation (FNV) on a (0.02863:1) basis 26-Jan 

Mulvihill Pro-AMS RSP Split Share Corp. Cl A -following redemption whereby Class A Shareholders 

will receive equal to the lesser of: (a) $10.00 plus any 

accrued and unpaid distributions, and (b) the net asset 

value of the managed portfolio on that date divided by the total 

number of Class A Shares then outstanding 29-Oct 

Mulvihill Pro-AMS RSP Split Share Corp. Cl B -following redemption whereby Class B Shareholders will 

receive equal to the greater of: (a) the NAV per unit (each unit 

consisting of one Class A Share and one Class B Share) 

minus the Class A Share redemption amount; and (b) the 

forward price that would be payable to the Corporation under 

the Class B Share forward agreement divided by the number 

of Class B Shares then outstanding 29-Oct 

Navina Global Resource Fund Units -following conversion of the Fund to an open-ended mutual fund 25-Jun 

Nord Resources Corporation J -following failure to meet the continued listing 

requirements of TSX 30-Jul 

NUCRYST Pharmaceuticals Corp. J -following amalgamation with 1499642 Alberta Ltd., a 

wholly-owned subsidiary of Westaim Corporation whereby 

each issued and outstanding common share was converted into 

one series 1 preferred share of Westaim Holdings Limited, 

O’Leary Founder’s Series 

which is redeemable for US$1.77 09-Feb 

Income & Growth Fund Trust Units 

O’Leary Global Income Opportunities 

-following conversion to an open-ended mutual fund 01- Nov 

Fund Transferable Trust Units 

O’Leary Global Infrastructure 

-at the request of the Fund 03-Aug 

Fund Cl A Trust Units 

OceanaGold Corporation 

-at the request of the Fund 04-May 

Subscription Receipts -following fulfillment of Release conditions, as defined in the 

Short Form Prospectus dated February 26, 2010 29-Mar 

Oil Sands Split Trust Capital Units -following redemption whereby each holder of Capital 

Units will receive i) for each Capital Unit redeemed, $108.304 

per Capital Unit or; ii) provided that the Unitholder tendered 

a combined security (consisting of a Capital Unit and a 

Preferred Security) and elected to receive units of Canadian 

Oil Sands Trust (COS.UN), approximately 4.90415 trust units 

of Canadian Oil Sands Trust as well as approximately $0.60129 09-Sep 

Oil Sands Split Trust Preferred Securities -pursuant to the Trust’s trust agreement, all of the 

outstanding Preferred Securities will be redeemed by the 

Trust on the Redemption Date at a price per Preferred 

Pacific & Western Credit Corp. 

Security equal to $17.00 plus $0.36125 in accrued interest 09-Sep 

9.25% Series A Promissory Notes -following maturity at a price of $1,027.62 per $1,000 principal 

amount of Notes 19-Apr 

Pacific Energy Resources Ltd. J -following suspension 08-Nov 

Pantera Drilling Income Trust Units -following plan of arrangement whereby holders of trust 

units received 21.9048 common shares of Western Energy 

Services Corp. per unit held 23-Dec 

Paramount Energy Trust 6.25% Debentures -following redemption at $1,031.08 including accrued and 

unpaid interest for each $1,000 principal amount of debentures 30-Jun 

70

Company Name 

Chapter 5 

Reason Date 

Paramount Energy Trust Subscription Receipts -following completion by Paramount Energy Trust of an 

acquisition of certain petroleum and natural gas properties 

and related assets in west central Alberta 01-Apr 

Peace Arch Entertainment Group Inc. J -following failure to meet the continued listing 


Pembina Pipeline Corporation 

7.35% Debentures -following redemption at a price of $1,036.75 for each 

$1,000 principal amount of Debentures, which include 

$36.75 of accrued and unpaid interest 31-Dec 

Pengrowth Energy Trust 6.50% Debentures -following redemption at a price of $1,027.67 per $1,000 

principal amount of Debentures held 15-Jan 

Penn West Energy Trust 6.50% Debentures -following maturity 30-Jul 

Penn West Energy Trust 8.00% Debentures -following redemption at $1,040.00 including accrued and 

unpaid interest for each $1,000 principal amount of debentures 30-Jun 

PetroCorp Group Inc. J -at the request of the company 15-Jan 

Petroflow Energy Ltd. J 

Power Financial Corporation 

-failure to meet the continued listing requirements of TSX 02-Jun 

4.70% First Pr Series J -following redemption at a price of $25.50 per Series J 

Power Financial Corporation 

Preferred Shares held 30-Jul 

5.20% First Pr Series C -following redemption at a price of $25.40 per Series C share 

and separately from the redemption price, a quarterly 

dividend of $0.325 29-Oct 

Pristine Power Inc. J -following compulsory acquisition by Fort Chicago Energy 

Partners L.P. of all remaining outstanding common shares 

on the basis of 0.2703 of a Class A Limited Partnership Unit 

Progress Energy Resources Corp. 

of Fort Chicago per common share 25-Nov 

6.75% Debentures -following redemption at $1,033.75 including accrued 

and unpaid interest for each $1,000 principal amount 

Progress Energy Resources Corp. 

of debentures 30-Jun 

Subscription Receipts -following the completion by Progress Energy Resources 

Corp. of an indirect acquisition of certain petroleum and 

natural gas assets whereby each Subscription Receipt 

holder will receive one common share of the company for 

each Subscription Receipt held 31-Mar 

Protective Products of America, Inc. J -following failure to meet the continued listing 

Public Storage Canadian Properties 


Limited Partnership Units -following acquisition by PS Canada Company ULC and 

certain of its wholly-owned subsidiaries, of all of the 

remaining outstanding Units of the Partnership at a price 

of $20.00 per Unit 09-Sep 

RBC Capital Trust Capital Securities -following redemption at $1,000 per trust unit 30-Jun 

Red Back Mining Inc. J -following plan of arrangement whereby each holder of 


share of Kinross Gold Corporation (K) plus 0.11 of a common 

share purchase warrant of Kinross Gold Corporation 21- Sep 

Reko International Group Inc. -at the request of the company 08-Dec 

Richview Resources Inc. J -following an indirect amalgamation whereby each common 

share will be exchanged for one-ninth of a common share of 

Cadillac Ventures Inc. (CDC) listed on TSX Venture Exchange 12-Jan 

Roctest Ltd. -following plan of arrangement whereby Nova Metrix LLC has 

acquired all of the issued and outstanding shares at a price of 

Rogers Sugar Income Fund 

$4.01 per share 14-Dec 

6.00% Debentures -following maturity on the basis of $1,030.00 for each $1,000 

Royal Bank of Canada 

principal amount of debentures held 29-Jun 

BRIC LEOS Series 2 Notes -following maturity 15-Apr 

71

Company Name 

Chapter 5 

Reason Date 


BRIC LEOS Series 3 Notes 

Royal Bank of Canada Dow Jones 

-following maturity 04-Jun 

Euro STOXX 50 LEOS Series 1 Notes 


-following maturity at $10.00 per note 24-Sep 

Global LEOS Series 10 Notes 


-following maturity 30-Apr 



-following maturity at $10.00 per note 31-Aug 



-following maturity 31-Mar 

Global LEOS, Series 11 


-following maturity 07-Jul 

Global LEOS, Series 13 

Royal Bank of Canada MSCI E 

-following maturity at $10.00 per note 21-Oct 

AFE Index Fund Linked Notes Series 1 

Royal Bank of Canada MSCI 


EAFE Index Fund Linked Notes Series 2 



Nasdaq-100 Index Linked Notes Series 2 

Royal Bank of Canada Principal 

-following maturity 02-Jul 

Protected India-Japan LEOS Series 1 

Royal Bank of Canada Principal 

Protected Minimum Return 

-following maturity at US$10.00 per note 22-Dec 

Global LEOS Series 14 Notes -following maturity at $10.55 cash per note, comprised of 

$10.00 representing the principal amount and $0.55 


representing the Variable Return 30-Nov 

S&P 500 LEOS, Series 4 Notes -following maturity at $10.00 per note 17-Sep 

Royal Laser Corp. J -following acquisition by M&A Acquisition Corp., an affiliate 

of Triple M Metal LP, at a price of $0.47 per share 15- Jun 

Samuel Manu-Tech Inc. -following amalgamation whereby each common share has 

been purchased for $7.50 13- Sep 

San Anton Resource Corporation J -following arrangement whereby all common shares not 

beneficially controlled by Kings Minerals NL have been 

exchanged for ordinary shares of King Minerals NL on the 

basis of 2.5 Ordinary shares for every common share held 28-Sep 

Seacliff Construction Corp. -following plan of arrangement with The Churchill Corporation 

(CUQ) and 0880486 B.C. Ltd., a wholly- owned subsidiary 

of The Churchill Corporation whereby each holder of common 

shares is entitled to $17.14 per share held 16- Jul 

Sentry Select Global Real Estate Fund Units -at the request of Sentry Select Capital Inc., the manager 

of the Fund, as a result of the upcoming merger of the Fund 

with Sentry Select REIT Fund 20-Jan 

Sirit Inc. J -following plan of arrangement whereby each common share 

Spectra Energy Canada Exchangeco Inc. 

Exchangeable A Spectra Energy Canada 

has been purchased for $0.46 per share held 09-Mar 

Exchangeco Inc. Exchangeable B -following redemption whereby each exchangeable A shares 

will be exchanged for one common share of Duke Energy 

Corporation and each exchangeable B shares will be 

exchanged for one common share of Spectra Energy Corp. 18-Mar 

Sprott Physical Gold Trust US When Issued -following closing of offering 01-Jun 

Sprott Physical Gold Trust When Issued USF -following closing of offering 22-Sep 

Storm Exploration Inc. -following plan of arrangement whereby holders of common 

shares are entitled to receive: A) at there election either i) 0.5700 

of a trust unit of ARC Trust (AET.UN); or ii) subject to adjustment, 

0.2021 of a Series B exchangeable share of ARC Resources; 

B) 0.3333 of a common share of 1541229 Alberta Ltd.; 

C) approximately 0.1333 of a common share purchase 

warrant of 1541229 Alberta Ltd.; and D) subject to adjustment, 

approximately $1.00 in cash 23-Aug 

72

Company Name 

Chapter 5 

Reason Date 

TD Split Inc. Cl B Capital -following redemption at $45.2674 per Capital shares 15-Nov 

TD Split Inc. Cl B Pr -following redemption at $28.10 per Preferred shares 15-Nov 

TLC Vision Corporation -following failure to meet the continued listing 


Uranium Limited Ordinary J -following plan of arrangement whereby each ordinary share 

has been exchanged for 0.50 of a common share of Uranium 

Participation Corporation (U) 30-Mar 

UTS Energy Corporation -following plan of arrangement whereby shareholders will be 

entitled to receive in exchange for each share held: a) $3.08, 

and; b) 0.1 of a common share of SilverBirch Energy Corporation 06-Oct 

Vaaldiam Resources Ltd. J -following plan of arrangement with Tiomin Resources Inc. 

(TIO) whereby each common share will be exchanged for 

0.08 post (1:10) consolidated Tiomin Resources Inc. share 25-Mar 

Virgin Metals Inc. J -at the request of the company 10-May 

Voice Mobility International, Inc. J -following failure to meet the continued listing 

requirements of TSX 30-Jul 

West 49 Inc. J -following plan of arrangement whereby each common 

share has been purchased for $1.30 01-Sep 

West Energy Ltd. -following plan of arrangement whereby shareholders of 


share of Daylight Energy Ltd. (DAY) or $5.50 per share held 17-May 

Western Coal Corp. 7.50% Debentures J -following redemption at a price of $1,014.17 for each 

Whiterock Real Estate Investment 

$1,000 principal amount of Debentures 31-May 

Trust 9.00% Series C Debentures -following redemption at a price of $10.199726 per $10 principal 

Whiterock Real Estate Investment 

amount of debentures held 21-Dec 

Trust Five-Year 8.00% Debentures -following maturity whereby holders will receive $10.00 per 

World Color Press Inc. 

World Color Press Inc. USF 

World Color Press Inc. Series I Wt 

$10.00 principal amount of Debentures 28-Jun 

World Color Press Inc. Series II Wt -following plan of arrangement whereby holders of common 

shares will be entitled to receive 0.2154 class A common 

share of Quad/Graphics Inc. and US$0.56, Series I Warrant 

holders will receive US$1.41 and Series II Warrants will 

receive US$0.94 05-Jul 

World Energy Solutions, Inc. J -at the request of the Company 31-Dec 

World Point Terminals Inc. -following amalgamation whereby shareholders received 

one redeemable preferred share of World Point inc. which 

was immediately redeemed for US$12.90 per share held 05-Jul 

X-Cal Resources Ltd. J -following plan of arrangement whereby each common 

share has been exchanged for 0.125 common shares of 

Paramount Gold and Silver Corp. (PZG) 02-Sep 

Xenos Group Inc. J -following compulsory acquisition by Actuate Canada 

International Corporation, a corporation wholly-owned 

by Actuate Corporation, of all of the remaining outstanding 

common shares at a price of $3.50 per share held 05-Mar 

Yellow Media Inc. 5.50% Debentures -following redemption at a price of $1,027.50 per $1,000 

principal amount of debentures 30- Jul 

Zuni Holdings Inc. J -at the request of the company 04-Aug 

73

Chapter 5 

Name Changes in 2010 

Company Issue Changed From Date 

Argonaut Gold Inc. J (AR) Common -formerly Argonaut Gold Ltd. J (AR) 22-Oct 

Argonaut Gold Inc. J (AR.WT) 

BMO China Equity Hedged 

Wt -formerly Argonaut Gold Ltd. J Wt (AR.WT) 22-Oct 

to CAD Index (ZCH) 

BMO High Yield US Corporate 

ETF -formerly BMO China Equity Hedged to CAD (ZCH) 04-May 

Bond Hedged to CAD Index (ZHY) ETF -formerly BMO High Yield US Corporate 

BMO India Equity Hedged 

Bond Hedged to CAD ETF (ZHY) 04-May 

to CAD Index (ZID) ETF -formerly BMO India Equity Hedged to CAD (ZID) 04-May 

BMO Mid Federal Bond Index (ZFM) ETF -formerly BMO Canadian Government 

Bond Index (ZGB) 01-Jun 

Bonterra Energy Corp. (BNE) Common -formerly Bonterra Oil & Gas Ltd. (BNE) 14-Jan 

Brookfield Soundvest Equity Fund (BSE.UN) Units -formerly Brascan SoundVest Focused 

Business (BSF.UN) 04-Jan 

Brookfield Soundvest Split Trust (BSD.PR.A) Preferred -formerly Brascan SoundVest Rising 

Distribution Split Trust (BSD.PR.A) 30-Apr 

Brookfield Soundvest Split Trust l (BSD.UN) Capital Units -formerly Brascan SoundVest Rising 

Distribution Split Trust (BSD.UN) 30-Apr 

Calmena Energy Services Inc. (CEZ) Common -formerly Blackwatch Energy Services Corp. (BWT) 15-Jun 

Candente Copper Corp. J (DNT) Common -formerly Candente Resource Corp. J (DNT) 04-Jan 

CanWel Building Materials Group Ltd. (CWX) 

CanWel Building Materials 

Common -formerly CanWel Holdings Corporation (CWX) 20-May 

Group Ltd. (CWX.DB) 5.85% 

China Gold International 

Debentures -formerly CanWel Holdings Corporation (CWX.DB) 20-May 

Resources Corp. Ltd. J (CGG) 

Connor, Clark & Lunn Conservative 

Common -formerly Jinshan Gold Mines Inc. J (JIN) 19-Jul 

Income & Growth Fund (CCP.UN) Trust Units -formerly Connor, Clark & Lunn PRINTS (CCP.UN) 14-Jun 

Endeavour Mining Corporation (EDV) Common -formerly Endeavour Financial Corporation (EDV) 20-Sep 

Endeavour Mining Corporation (EDV.WT.A) Ordinary Wt -formerly Endeavour Financial 

Corporation (EDV.WT.A) 20- Sep 

Endeavour Mining Corporation (EDV.WT.B) Nov Wt -formerly Endeavour Financial 

Corporation (EDV.WT.B) 20-Sep 

Endeavour Mining Corporation (EDV.WT.C) Aug Wt -formerly Endeavour Financial 

Corporation (EDV.WT.C) 20-Sep 

Energy Income Fund Trust (ENI.UN) Trust Units -formerly Sustainable Production Energy (SPU.UN) 04-Oct 

Equity Financial Holdings Inc. J (EQI) Common -formerly Grey Horse Corporation J (GHC) 21-Dec 

EXFO Inc. (EXF) SV -formerly EXFO Electro-Optical 

Engineering Inc. (EXF) 08-Mar 

Fronteer Gold Inc. J (FRG) Common -formerly Fronteer Development 

Group Inc. J (FRG) 13-May 

Golden Predator Corp. J (GPD) Common -formerly Golden Predator Royalty & 

Development Corporation J (GPD) 25- May 

Golden Predator Corp. J (GPD.WT) Wt -formerly Golden Predator Royalty & 

Development Corporation J (GPD.WT) 25- May 

Great Panther Silver Limited J (GPR) Common -formerly Great Panther 

Resources Limited J (GPR) 12-Jan 

INV Metals Inc. J (INV) Common -formerly International Nickel 

iShares DEX All Corporate 

Ventures Corporation J (INV) 16-Jun 

Bond Index Fund (XCB) ETF -formerly iShares CDN DEX All 

iShares DEX All Government 

Corporate Bond Index Fund 20- Apr 

Bond Index Fund (XGB) ETF -formerly iShares CDN DEX All 

iShares DEX Long Term 

Government Bond Index Fund 20-Apr 

Bond Index Fund (XLB) ETF -formerly iShares CDN DEX Long 

iShares DEX Real Return 

Term Bond Index Fund 20-Apr 

Bond Index Fund (XRB) ETF -formerly iShares CDN DEX Real 

Return Bond Index Fund 20-Apr 

74

Company Issue 

Chapter 5 

Changed From Date 

iShares DEX Short Term 

Bond Index Fund (XSB) ETF -formerly iShares CDN DEX Short 

Term Bond Index Fund 20-Apr 

iShares DEX Universe 

Bond Index Fund (XBB) ETF -formerly iShares CDN DEX 

Universe Bond Index Fund 20-Apr 

iShares Diversified Monthly 

Income Fund (XTR) ETF -formerly iShares S&P/TSX 

Income Trust Index Fund (XTR) 03-Sep 

iShares Dow Jones Canada 

Select Dividend Index Fund (XDV) ETF -formerly iShares CDN Dow Jones 

Canada Select Dividend Index Fund 20-Apr 


Select Growth Index Fund (XCG) ETF -formerly iShares CDN Dow Jones 

Canada Select Growth Index Fund 20-Apr 


Select Value Index Fund (XCV) ETF -formerly iShares CDN Dow Jones 

Canada Select Value Index Fund 20-Apr 

iShares Gold Trust (IGT) ETF -formerly iShares COMEX Gold Trust (IGT) 20-Sep 

iShares Jantzi Social Index Fund (XEN) ETF -formerly iShares CDN Jantzi Social Index Fund 20-Apr 

iShares MSCI EAFE Index Fund (XIN) ETF -formerly iShares CDN MSCI 

iShares MSCI Emerging 

EAFE 100% Hedged to CAD Dollars Index Fund 20- Apr 

Markets Index Fund (XEM) ETF -formerly iShares MSCI 

Emerging Markets Index Fund 20- Apr 

iShares MSCI World Index Fund (XWD) ETF -formerly iShares CDN MSCI World Index Fund 20-Apr 

iShares Russell 2000 Index Fund (XSU) ETF -formerly iShares CDN Russell 

2000 Index - Canadian Dollar Hedged Index Fund 20-Apr 

iShares S&P 500 Index Fund (XSP) ETF -formerly iShares CDN S&P 500 

Hedged to Canadian Dollars Index Fund 20- Apr 

iShares S&P/TSX 60 Index Fund (XIU) 

iShares S&P/TSX Capped 

ETF -formerly iShares CDN S&P/TSX 60 Index Fund 20-Apr 

Composite Index Fund (XIC) ETF -formerly iShares CDN S&P/TSX 


Capped Composite Index Fund 20-Apr 

Energy Index Fund (XEG) ETF -formerly iShares CDN S&P/TSX 


Capped Energy Index Fund 20-Apr 

Financials Index Fund (XFN) ETF -formerly iShares CDN S&P/TSX 


Capped Financials Index Fund 20-Apr 

Information Technology Index Fund (XIT) ETF -formerly iShares CDN S&P/TSX 


Capped Information Technology Index Fund 20-Apr 

Materials Index Fund (XMA) ETF -formerly iShares CDN S&P/TSX 


Capped Materials Index Fund 20-Apr 

REIT Index Fund (XRE) ETF -formerly iShares CDN S&P/TSX 

iShares S&P/TSX Completion 

Capped REIT Index Fund 20- Apr 

Index Fund (XMD) ETF -formerly iShares CDN S&P/TSX 

iShares S&P/TSX Global 

Completion Index Fund 20-Apr 

Gold Index Fund (XGD) ETF -formerly iShares CDN S&P/TSX 

iShares S&P/TSX Income 

Global Gold Index Fund 20-Apr 

Trust Index Fund (XTR) ETF -formerly iShares CDN S&P/TSX 

iShares S&P/TSX SmallCap 

Income Trust Index Fund 20-Apr 

Index Fund (XCS) ETF -formerly iShares CDN 

S&P/TSX SmallCap Index Fund 20-Apr 

Logan International Inc. (LII) Common -formerly Destiny Resource Services Corp. (DSC) 18-May 

Medwell Capital Corp. J (MWC) Common -formerly BioMS Medical Corp. J (MS) 08-Jul 

75

Company Issue 

Chapter 5 

Changed From Date 

Middlefield Tactical Energy 

Corporation Equity (OCF) Common -formerly OilSands Canada 

Corporation Equity (OCF) 11- Nov 

Mood Media Corporation J (MM) Common -formerly Fluid Music Canada, Inc. J (FMN) 12-Jul 

Mood Media Corporation J (MM.DB) 10% 

Navina Global Resource 

Debentures -formerly Fluid Music Canada, Inc. J (FMN.DB) 12-Jul 

Fund Units (LRF.UN) Units -formerly Long Reserve Life 

Resource Fund (LRF.UN) 23-Jun 

Newalta Corporation (NAL) Common -formerly Newalta Inc. (NAL) 07-Jan 

Newalta Corporation (NAL.DB) 7.00% 

Debentures -formerly Newalta Inc. (NAL.DB) 07-Jan 

Nordion Inc. (NDN) Common -formerly MDS Inc. (MDS) 01-Nov 

Northland Resources S.A. J (NAU) Common -formerly Northland Resources Inc. J (NAU) 14-Jun 

Posera-HDX Inc. (HDX) Cl A Voting J -formerly Hosted Data Transaction 

Solutions Inc.. J (HDX) 07-Oct 

Quadra FNX Mining Ltd. (QUX) Common -formerly Quadra Mining Ltd. (QUA) 28-May 

Revolution Resources Corp. J (RV) Common -formerly Nuukfjord Gold Ltd. J (NUU) 08-Sep 

RS Technologies Inc. J (RS) Common -formerly Resin Systems Inc. J (RS) 23-Jun 

SouthGobi Resources Ltd. J (SGQ) Common -formerly SouthGobi Energy 

Resources Ltd. J (SGQ) 17-May 

Sprott Resource Lending Corp. (SIL) Common -formerly Quest Capital Corp. (QC) 10-Sep 

TearLab Corporation J (TLB) Common -formerly OccuLogix, Inc. J (TLB) 21-May 

Torex Gold Resources Inc. J (TXG) Common -formerly Gleichen Resources Ltd. J (GRL) 04-May 

Torex Gold Resources Inc. J (TXG.WT) Wt -formerly Gleichen Resources Ltd. J Wt (GRL.WT) 04-May 

TriAusMin Limited J (TOR) Ordinary -formerly TriAusMin J Ordinary (TOR) 06-Aug 

TriAusMin Ordinary J (TOR) Common -formerly Tri Origin Minerals Ltd. Ordinary J (TOR) 11-Feb 

Yellow Media Inc. (YPG.DB) 5.50% 

Debentures -formerly YPG Holdings Inc. (YPG.DB) 05-Apr 

Yellow Media Inc. (YPG.PR.A) 4.25% First 

Pr Series 1 -formerly YPG Holdings Inc (YPG.PR.A) 05-Apr 

Yellow Media Inc. (YPG.PR.B) 5.00% First 

Pr Series 2 -formerly YPG Holdings Inc (YPG.PR.B) 05-Apr 

Yellow Media Inc. Rate Reset (YPG.PR.C) First Pr 

Series 3 -formerly YPG Holdings Inc. (YPG.PR.C) 05-Apr 

Yellow Media Inc. Rate Reset (YPG.PR.D) First Pr 

Series 5 -formerly YPG Holdings Inc. (YPG.PR.D) 05-Apr 

Zuni Holdings Inc. J (ZNI) Common -formerly MTI Global Inc. J (MTI) 15-Jul 

76

Chapter 5 

Subdivision of Listed Issues in 2010 

Company Name Issue Date Ratio 

BMTC Group Inc. Cl A SV 01-Apr (2:1) 

Canadian Natural Resources Limited Common 19-May (2:1) 

Celtic Exploration Ltd. Common 04-May (2:1) 

First Capital Realty Inc. Common 25-May (3.2:2) 

Horizons BetaPro COMEX Silver Bull Plus ETF Cl A Units 08-Nov (3:1) 

iShares COMEX Gold Trust ETF 17-Jun (10:1) 

Lifeco Split Corporation 6.6035% Cl C Pr 03-Aug (1.39:1) 

Magna International Inc. Common 12-Nov (2:1) Split by Dividend 

Stock Symbol Changes in 2010 

Date 

Company Name New Symbol Old Symbol Effective 

ARC Resources Ltd. Series A Exchangeable ARX.A ARX 18-Oct 

Brookfield Office Properties Canada Trust Units BOX.UN BCR.UN 25-May 

Premier Canadian Income Fund Trust Units PCU.UN GIP.UN 30-Jun 

77

Australia 

Aberdeen Asia Pacific Income Investment Co. Ltd. 

Allied Gold Limited 

Bannerman Resources Ltd. Ordinary J 

Centamin Egypt Limited Ordinary 

CGA Mining Limited Ordinary J 

Chalice Gold Mines Ltd. Ordinary J 

Coalspur Mines Limited J 

Crescent Gold Limited J 

Extract Resources Limited Ordinary J 

Intrepid Mines Limited J 

Ivanhoe Australia Limited Ordinary J 

Ivanhoe Australia Limited Wt J 

Intrepid Mines Limited J 

Magma Metals Limited Ordinary J 

Mantra Resources Limited Ordinary J 

Marengo Mining Limited J 

Medusa Mining Limited Ordinary 

Minemakers Limited Ordinary J 

Mineral Deposits Limited Ordinary J 

Mirabela Nickel Limited Ordinary J 

Moly Mines Limited 

Orcobre Limited Ordinary J 

Paladin Resources Limited 

Perseus Mining Limited Ordinary J 

Ratel Gold Limited J 

Talison Lithium Limited Ordinary 

Tiger Resources Limited 

TriAusmin Limited Ordinary J 

Troy Resources NL Ordinary J 

Western Areas NL 

Bermuda 

Continental Gold Limited J 

Forbes Energy Services Ltd. 

Katanga Mining Limited 

Katanga Mining Limited Notes 

Kingsway International Holdings Limited 

British Virgin Islands 

CIC Energy Corp. J 

Frontier Rare Earths Limited Ordinary J 

Frontier Rare Earths Limited Wt J 

Polo Resources Limited Ordinary J 

Rio Novo Gold Inc. 

Rio Novo Gold Inc. Wt 

Talon Metals Corp. 

Chapter 5 

Foreign Issues 

(incorporated outside of North America) 

78 

British West Indies 

Caribbean Utilities Co. Cl A USF 

Endeavour Financial Corporation 

Channel Islands 

Avnel Gold Mining Limited J 

Lydian International Limited 

Noventa Limited Ordinary 

Tethys Petroleum Limited 

Colombia 

Ecopetrol S.A. ADR’s 

Petrominerales Ltd. 

Cyprus 

EMED Mining Public Ltd. Ordinary 

France 

Foraco International SA 

Hong Kong 

Harmony Asset Limited J 

Pacrim International Capital Inc. 

Isle of Man 

Geodrill Limited Ordinary 

Panama 

Gran Colombia Gold Corp. J 

Gran Colombia Gold Corp. Wt J 

Sweden 

Boliden AB 

South Africa 

Witwatersrand Cons Gold Res Ltd. 

United Kingdom 

Anglo Pacific Group plc 

Barclays Bank plc Step Up Notes 

Cluff Gold plc 

Orsu Metals Corporation 

Serica Energy plc Ordinary J

A 

Allied Nevada Gold Corp. J 

AbitibiBowater Inc. 

C 

Capital Gold Corporation J 

D 

Domtar Corporation 

G 

General Moly Inc.. 

General Motors Company 

Geovic Mining Corp. 

Geovic Mining Corp. Wt 

Geovic Mining Corp. A Wt 

Geovic Mining Corp. B Wt 

Gran Tierra Energy Inc. J 

Golden Minerals Company J 

Gryphon Gold Corporation 

I 

iShares COMEX Gold Trust Units 

L 

lululemon athletica inc. 

M 

Mercer International Inc. 

Mines Management Inc. 

Chapter 5 

U.S. Issues 

(incorporated in the U.S.) 

79 

O 

Occulolgix Inc. 

Otelco Inc. IDS 

P 

Paramount Gold and Silver Corp. 

PowerShares DB Agriculture Dble Lng 

PowerShares DB Agriculture Dble Shrt 

PowerShares DB Crude Oil Short 

PowerShares DB Gold Long 

PowerShares DB Gold Short 

R 

Gold Inc. 

S 

Solitario Resources Corp. 

T 

Tucows Inc. 

U 

U.S. Geothermal Inc. J 

U.S. Gold Corporation J 

Uranerz Energy Corporation 

X 

Xtra Gold Resources Corp. J 

Xtra Gold Res Corp. US Rstr

Chapter 5 

Changes to the Stock List 

2010 2009 

New Issuers Listed 187 100 

Supplementary Listings 84 95 

Substitutional Listings 113 92 

Name Changes 83 44 

Subdivisions 8 10 

Warrants Issued 37 54 

Warrants Expired 60 62 

Deletions (Issues) 234 257 

Companies Under Suspension 0 4 

Rights Issued 14 30 

Total Issues Listed 2,069 1,992 

Total Issuers Listed 1,516 1,462 

80

Chapter 5 

2010 Most Actively Traded Stocks - Industrial 

Volume Close Change Open High Low 

iSharsCdn S&P/TSX 60 2,304,118,311 19.29 1.74 17.55 19.35 16.17 

Horizon NatGas Bull Un 1,836,163,886 6.67 -18.75 25.42 27.26 5.20 

Manulife Financial 1,494,775,458 17.15 -2.39 19.54 21.12 11.27 

Bombardier Cl B SV 1,408,928,405 5.01 0.18 4.83 6.24 4.25 

Horizon Crude Oil Bull 1,063,235,746 7.80 -1.88 9.68 10.48 5.31 

Horizon Nat Gas Bear 899,539,229 8.35 +3.69 4.66 12.44 4.22 

Royal Bank of Canada 801,710,621 52.32 -4.04 56.36 62.89 48.85 

Bank of Nova Scotia 590,957,757 57.10 7.64 49.46 57.71 44.12 

T.D. Bank 569,957,184 74.25 8.50 65.75 77.37 61.25 

Research in Motion 544,142,648 58.07 -12.63 70.70 78.78 44.94 

2010 Most Actively Traded Stocks - Mines 


Eastern Platinum J 1,746,261,877 1.77 0.82 0.95 1.98 0.87 

Western Coal Corp. J 1,225,457,683 12.30 8.97 3.33 12.44 2.96 

Lundin Mining Corp. 1,135,802,497 7.26 2.88 4.38 7.53 2.91 

Kinross Gold Corp. 1,092,131,619 18.91 -0.99 19.90 21.80 15.34 

Uranium One Inc. J 1,063,197,500 4.76 1.71 3.05 5.75 1.97 

Yamana Gold Inc. 1,017,751,670 12.77 0.42 12.35 13.48 9.47 

Teck Resources Cl B 877,108,546 61.79 23.87 37.92 62.00 30.25 

Barrick Gold Corp. 869,982,210 53.12 10.77 42.35 55.99 36.01 

Eldorado Gold Corp. 787,132,897 18.50 3.05 15.45 21.35 12.02 

Equinox Minerals J 729,851,858 6.11 1.98 4.13 6.56 3.07 

2010 Most Actively Traded Stocks - Oils 


Suncor Energy Inc. 1,106,977,379 38.28 0.19 38.09 29.45 29.91 

Talisman Energy Inc. 736,637,665 22.12 2.23 19.89 22.31 15.71 

Bankers Petroleum J 662,985,765 7.60 1.21 6.39 9.74 5.48 

EnCana Corporation 642,250,237 29.09 -5.31 34.40 36.65 27.70 

Connacher Oil & Gas 585,135,129 1.33 -0.01 1.34 1.88 1.10 

Cenovus Energy Inc. 543,411,602 33.28 6.29 26.99 33.40 24.26 

Cdn Natural Res 525,790,608 44.35 5.965 38.385 45.00 31.97 

UTS Energy Corp. 445,868,756 3.63 1.35 2.28 3.74 2.00 

Pacific Rubiales J 406,876,522 33.75 18.00 15.75 35.67 13.31 

Nexen Inc. 398,154,329 22.80 -2.90 25.70 26.91 18.33 

81

Chapter 5 

2010 Largest Price Changes - Industrial 


iPath S&P500 VIX St 116,288 38.58 -95.58 134.16 137.00 38.58 

RS Technologies J 407,223,050 0.91 -79.09 80.00 84.00 0.83 

E-L Financial Corp. 155,440 497.38 47.38 450.00 510.00 400.00 

Taiga Building Notes 157,085 98.50 45.50 53.00 99.25 52.00 

Western Fin Grp 5 Pr 128,901 147.00 39.00 108.00 148.50 107.00 

lululemon athletica 16,650,895 68.19 36.21 31.98 75.60 27.64 

Fortress Paper Ltd. A 11,023,630 44.72 35.19 9.53 48.94 9.53 

PwrShars DB Agri Shrt 4,971 18.50 -28.50 47.00 55.00 18.50 

Labrador Iron Ore Un 17,292,617 67.25 23.25 44.00 70.08 41.60 

Western Fin Grp 3 Pr 71,433 99.71 22.21 77.50 100.00 77.35 

2010 Largest Price Changes - Mines 


First Quantum Mnrl J 169,362,559 80.26 62.66 17.60 85.25 17.59 

Fording Cdn Coal Un 247,534,098 100.69 62.06 38.63 102.00 32.26 

Mercator Notes US J 574,950 103.00 51.50 50.50 103.50 44.00 

Fronterra Copper 2 Nt 51.830 72.00 40.00 32.00 90.00 32.00 

Inment Mining Corp. 105,893,386 63.78 43.83 19.95 70.85 19.00 

Katanga Mining Note J 440,662 92.00 42.00 50.00 92.00 30.00 

New Gold Inc. 10% Nt 435,030 103.00 39.00 64.00 105.00 60.00 

Fronterra Copper 1 Nt 313,555 77.00 32.00 45.00 86.00 31.00 

Jaguar Mn 10.5% Nt. 739,435 104.85 30.85 74.00 105.00 68.00 

Redcorp Ventuers Nt J 92,900 17.00 -18.00 35.00 40.00 8.25 

2010 Largest Price Changes - Oils 


Petrobank Energy 116,169,676 25.25 -26.75 52.00 58.74 23.01 


Bonterra Energy Corp. 7,289,365 51.65 17.00 34.65 53.56 31.27 

Paramount Res Cl A 22,388,807 31.68 16.98 14.70 31.79 14.31 

Baytex Energy Tr Un 105,385,392 46.61 16.50 30.11 48.15 27.72 

Petrominerales Ltd. 93,642,266 33.16 13.66 20.90 35.85 16.41 

Calfrac Well Services 35,092,102 34.24 13.34 20.90 35.85 16.41 

TransGlobe Energy J 63,787,217 15.89 12.32 3.57 20.35 3.52 

Petrobakken Energy 177,207,695 21.71 -11.04 32.75 34.00 18.56 

Celtic Exploration Ltd. 72,300,874 17.72 7.27 10.45 18.52 8.76 

82

Chapter 5 

2010 Largest Percentage Price Changes - Industrial 

Volume Close % Change Open High Low 

01 Communique Lab J 83,619,028 1.65 685.71 0.21 1.95 0.17 

Fortress Paper Ltd. A 11,023,630 44.72 369.25 9.53 48.94 9.53 

Canyon Services Grp 50,758,660 10.84 351.67 2.40 11.73 2.40 

Western Forest Prod 125,397,662 0.80 300.00 0.20 0.83 0.185 

Coolbrands Int’l Inc. 71,742,195 4.45 253.17 1.26 5.22 1.05 

Electrovaya Inc. 73,469,384 2.78 247.50 0.80 4.46 0.74 

Tembec Inc. 59,674,809 4.28 239.68 1.26 4.45 1.03 

Wilmington Cap A NV 173,248 2.52 236.00 0.75 2.85 0.75 

Bonnett’s Energy Un 1,219,986 2.60 202.33 0.86 2.78 0.75 

Wilmington Cap B 21,746 2.50 135.85 1.06 3.00 1.06 

2010 Largest Percentage Price Changes - Mines 


Cline Mining Corp. J 426,472,531 4.04 991.89 0.37 4.27 0.37 

Vaaldiam Mining J 73,489,715 0.26 766.67 0.03 0.44 0.02 

Intrepid Mines Ord J 201,329,486 2.05 606.90 0.29 2.27 0.215 

South American Silver 67,420,287 2.27 446.99 0.415 2.62 0.29 

Dynacore Gold J 22,131,764 1.30 441.67 0.24 1.78 0.15 

Mawson Resources J 23,018,803 2.24 409.09 0.44 2.68 0.285 

Orezone gold Corp. 80,172,296 3.94 363.53 0.85 4.25 0.66 

Sabina Gold & Silver J 109,274,022 5.61 331.54 1.30 5.82 1.04 

CIC Energy Corp. J 48,068,420 6.88 343.87 1.55 7.25 1.18 

Tiger Resources Ord J 769,735 0.59 136.00 0.25 0.59 0.19 

2010 Largest Percentage Price Changes - Oils 


Caza Oil & Gas J 22,895,682 0.67 436.00 0.125 1.05 0.05 

TransGlobe Energy J 63,787,217 15.89 345.10 3.57 20.35 3.52 

BNK Petroleum J 69,078,612 3.40 183.33 1.20 3.42 1.20 

Sure Energy Inc. 19,703,686 1.75 182.26 0.62 2.00 0.57 

Tudor Corporation J 4,060,804 0.47 141.03 0.195 0.75 0.18 

Int’l Sovereign J 5,067,796 1.20 126.42 0.53 1.29 0.475 

Twin Butte Energy J 147,594,820 2.04 121.74 0.92 2.19 0.92 

BlackPearl Res Inc. J 209,287,348 5.88 121.05 2.66 6.25 2.16 

Paramount Res cl A 22,388,807 16.98 115.51 14.70 31.79 14.31 


New Equity Financing Raised by 

Toronto Stock Exchange-Listed Companies ($000) 

Type of Financing 2010 2009 2008 2007 2006 

IPO’s 10,701,179 4,767,922 1,928,969 7,321,316 9,927,241 

Public offerings 14,940,471 33,094,667 17,012,477 16,713,271 14,330,315 

Supplementarys 11,898,657 14,153,323 8,859,254 17,134,930 12,352,826 

Private placements 6,608,968 8,025,473 7,511,310 6,444,359 5,183,037 

Grand Total 44,149,275 60,041,385 35,312,010 47,613,876 41,793,419 

83

Chapter 5 

Toronto Market Capitalization ($000) 

Year Foreign Domestic Total 

1967 87,342,742 40,265,212 127,607,954 

1968 93,057,172 49,191,349 142,248,521 

1969 98,507,936 49,066,356 147,574,292 

1970 107,534,378 46,459,668 153,994,046 

1971 133,567,926 50,247,837 183,815,763 

1972 158,896,076 64,461,095 223,357,171 

1973 132,311,171 62,452,948 194,764,119 

1974 111,911,390 44,189,628 156,101,018 

1975 143,312,383 51,566,436 194,878,819 

1976 170,203,250 56,908,658 227,111,908 

1977 171,631,986 62,370,723 234,002,709 

1978 176,677,651 79,415,902 256,093,553 

1979 213,093,800 112,576,856 325,670,656 

1980 307,620,877 139,404,864 447,025,741 

1981 232,887,113 125,204,008 358,091,121 

1982 253,005,069 127,322,588 380,327,656 

1983 312,027,386 174,976,628 487,004,014 

1984 305,992,918 177,810,499 483,803,417 

1985 365,197,747 219,982,230 585,179,977 

1986 353,272,003 255,650,769 608,922,802 

1987 452,804,475 284,866,835 737,671,311 

1988 439,847,404 288,006,096 727,853,499 

1989 467,045,633 337,344,675 804,353,339 

1990 422,568,140 280,704,556 703,272,696 

1991 395,495,008 308,022,454 703,517,461 

1992 394,219,012 308,874,925 703,093,937 

1993 429,740,068 432,318,034 862,058,101 

1994 361,834,168 441,894,745 803,728,913 

1995 479,006,758 499,657,464 978,724,222 

1996 510,151,475 666,526,697 1,176,678,172 

1997 458,005,675 812,342,643 1,270,348,318 

1998 515,642,786 834,653,151 1,350,295,937 

1999 352,829,618 1,145,336,257 1,498,165,875 

2000 277,230,856 1,156,714,621 1,433,945,477 

2001 264,599,554 982,149,053 1,246,748,608 

2002 147,292,637 897,891,412 1,045,184,049 

2003 132,432,795 1,155,251,961 1,287,684,756 

2004 159,917,744 1,387,010,646 1,546,928,390 

2005 134,736,305 1,695,976,732 1,830,713,037 

2006 141,322,790 1,920,003,127 2,061,325,917 

2007 154,163,346 1,939,290,460 2,093,453,806 

2008 42,046,443 1,237,217,598 1,279,264,041 

2009 45,553,111 1,726,323,429 1,771,876,540 

2010 86,485,408 2,074,458,075 2,206,043,695 

84

Number of Declarations 

Dividend Highlights 

2010 2009 

Number of listed companies 1,516 1,462 

Number of listed issues 2,069 1,992 

Number of listed dividend-paying companies 851 800 

Number of listed dividend-paying issues 1,189 1,125 

Dividend Increases/Decreases 

Chapter 5 

2010 2009 

Number of increases 151 81 

Number of decreases 5 20 

Number of extra dividends 80 75 

Number of dividend resumptions 27 41 

Number of dividend omissions 6 68 

Canadian Based Companies 

That Have Paid Cash Dividends 

(consecutively for 25 years or more on 

common shares as of December 31, 2010) 

Issue Symbol From Years Ind. Rate Yield% 

AGF Management Cl B NV AGF.B 1978 33 1.04 5.34 

Agnico Eagle Mines Ltd. AEM 1983 28 A0.64 0.24 

Andrew Peller Ltd. Cl A NV ADW.A 1974 37 0.33 3.75 

Andrew Peller Ltd. Cl B ADW.B 1979 32 0.288 3.00 

Astral Media Inc. Cl A NV ACM.A 1979 32 0.75 1.19 

Astral Media Inc. Cl B SV ACM.B 1984 27 0.75 1.17 

Atco Ltd. Cl 1 NV ACO.X 1974 37 1.14 1.79 

Atco Ltd. Cl II ACO.Y 1974 37 1.14 1.79 

Bank of Montreal BMO 1829 182 2.80 4.87 

Bank of Nova Scotia BNS 1833 178 1.96 3.43 

Brookfield Asset Mgt Cl A BAM.A 1965 46 A0.52 1.57 

CAE Inc. CAE 1973 38 0.16 1.39 

CCL Industries Inc. Cl A CCL.A 1980 31 0.65 1.93 

CCL Industries Inc. Cl B CCL.B 1983 28 0.70 2.16 

Canada Bread Company Ltd. CBY 1976 34 0.24 0.52 

Canadian General Investments CGI 1931 80 X1.00 5.21 

Canadian Imperial Bank CM 1868 143 3.48 4.44 

Canadian Tire Corp. CTC 1944 67 1.10 1.12 

Canadian Tire Corp. Cl A NV CTC.A 1960 51 1.10 1.23 

Canadian Utilities Cl A NV CU 1983 28 1.51 2.78 

Canadian Utilities Cl B CU.X 1957 54 1.51 2.79 

Central Fund Cl A NV CEF.A 1962 49 A0.01 0.05 

Corby Distilleries Ltd. CDL.A 1938 73 0.56 3.33 

Corby Distilleries Ltd. Cl B NV CDL.B 1939 72 0.56 3.60 

E-L Financial Corp. ELF 1969 42 0.50 0.10 

Economic Investment Trust Ltd. EVT 1927 84 0.60 0.90 

Empire Company Ltd. Cl A NV EMP.A 1982 29 0.80 1.43 

Enbridge Inc. ENB 1952 57 1.70 3.02 

EnCana Corporation ECA 1960 51 A0.80 2.75 

Finning International Inc. FTT 1984 27 0.48 1.77 

Fortis Inc. FTS 1949 62 1.12 3.30 

Greatwest Lifeco Inc. GWO 1986 25 1.23 4.66 

Imperial Oil Limited IMO 1891 119 0.44 1.08 

Laurentian Bank of Canada LB 1871 140 1.44 3.00 

85

Issue Symbol From Years Ind. Rate Yield% 

Leon’s Furniture Ltd. LNF 1978 33 0.36 3.78 

Loblaw Companies Ltd. L 1979 32 0.84 2.08 

Logistec Corp. Cl A MV LGT.A 1974 37 0.341 1.68 

Logistec Corp. Cl B SV LGT.B 1986 25 0.3751 1.93 

Maple Leaf Foods Inc. MFI 1935 76 0.16 1.40 

McGraw Hill Ryerson Ltd. MHR 1973 38 1.08 2.25 

Molson Coors Cda Cl A LV TPX.A 1940 71 V1.13949 2.25 

Molson Coors Cda Cl B NV TPX.B 1950 61 V1.13949 2.26 

National Bank of Canada NA 1983 28 2.64 3.62 

Pacific Northern Gas Ltd. PNG 1977 34 1.20 4.00 

Power Corporation of Cda SV POW 1972 39 1.16 4.19 

Power Financial Corp. PWF 1985 26 1.40 4.56 

Reitmans (Canada) Ltd. RET 1951 60 0.80 4.45 

Reitmans (Canada) Cl A NV RET.A 1960 51 0.80 4.29 

Royal Bank of Canada RY 1870 141 2.00 3.82 

Shaw Communications Cl B SJR.B 1983 28 0.92 4.12 

Shawcor Ltd. Cl A SV SCL.A 1975 35 0.27272 0.91 

TELUS Corporation T 1916 93 2.10 4.40 

Third Cdn General Investment THD 1929 82 X0.70 2.14 

Thomson Reuters Corp. TRI 1981 30 A1.16 3.12 

Toromont Industries Ltd. TIH 1973 38 0.64 2.08 

Toronto-Dominion Bank TD 1857 154 2.44 3.29 

Torstar Corp. Cl B NV TS.B 1970 41 0.37 3.03 

TransAlta Corp. TA 1956 55 1.16 5.48 

TransCanada Corporation TRP 1964 46 1.60 4.21 

United Corporations Ltd. UNC 1939 72 0.80 1.67 

West Fraser Tiber Co. Ltd. WFT 1986 25 0.24 0.51 

Weston, George Limited WN 1930 80 1.44 1.71 

X- extra paid in latest 12 months 

A - paid in U.S. funds 

V- variable rate 

Chapter 5 

86

Chapter 6 

TORONTO STOCK EXCHANGE 

� Toronto Stock Exchange Listed Companies 

� NAICS Table 

Chapter 6 

87

Chapter 6 

Companies Listed on Toronto Stock Exchange 

As Of December 31, 2010 

Symbol Company Name Category NAICS Market Cap $M 

ONE 01 Communique Laboratory Inc. J I 51811 97.9 

TWT 20-20 Technologies Inc. I 541512 62.4 

FBS 5Banc Split Inc. I 526911 137.0 

VNP 5N Plus Inc. I 332312 320.8 

AW A&W Revenue Royalties Income Fund I 523991 175.1 

AAH Aastra Technologies Limited I 33429 325.8 

FAP Aberdeen Asia Pacific Income Invest Co. I 52392 363.3 

AAB Aberdeen International Inc. J M 52311 72.2 

ABH AbitibiBowater Inc. I 322299 2,279.8 

ABT Absolute Software Corporation J I 541512 165.5 

ADA Acadian Mining Corporation J M 212299 16.7 

ADN Acadian Timber Corp. I 523991 125.3 

ACD Accord Financial Corp. I 52391 70.5 

ACE ACE Aviation Holdings Inc. I 551112 415.9 

AEU ACTIVEnergy Income Fund I 526917 156.7 

AFU Acuity Focused Total Return Trust I 526917 127.2 

AIG Acuity Growth & Income Trust I 523991 48.2 

ASF Acuity Small Cap Corporation I 52392 32.3 

AUA Adanac Molybdenum Corporation J M 212299 7.4 

ATQ Adeptron Technologies Corporation J I 334419 3.9 

DRX ADF Group Inc. I 23812 29.7 

AHX Adherex Technologies Inc. J I 54171 20.3 

AAV Advantage Oil & Gas Ltd. O 523991 1,262.4 

PFR Advantaged Preferred Share Trust I 526911 60.0 

ARE Aecon Group Inc. I 23622 845.8 

AQL Aeroquest International Limited I 54136 29.3 

AEZ AEterna Zentaris Inc. I 54171 143.0 

FXA Afexa Life Sciences Inc. I 33911 54.2 

ARL Africo Resources Ltd. J M 212234 89.1 

AFN Ag Growth International Inc. I 523991 762.6 

AGF AGF Management Limited I 526917 1,726.9 

AFP AGF Master Limited Partnership I 551112 4.0 

AEM Agnico-Eagle Mines Ltd. M 212221 12,898.7 

AGU Agrium Inc. I 325314 14,422.2 

ASC AIC Global Financial Split Corp. I 526919 13.7 

ANS Ainsworth Lumber Co. Ltd. I 321912 301.5 

AC Air Canada I 48111 959.7 

BOS Airboss of America Corp. I 325212 150.5 

AKL Akela Pharma Inc. J I 325412 5.5 

AKT Akita Drilling Ltd. I 213111 172.9 

AGI Alamos Gold Inc. J M 212221 2,193.2 

AD Alaris Royalty Corp. I 523991 183.2 

AF AlarmForce Industries Inc. J I 561621 99.5 

AXR Alexco Resource Corp. J M 212299 485.0 

AMC Alexis Minerals Corporation J M 212299 79.0 

ALC Algoma Central Corporation I 483113 363.8 

AQN Algonquin Power & Utilities Corp. I 526919 696.2 

ATD Alimentation Couche-Tard Inc. I 44512 4,995.8 

ABK Allbanc Split Corp. I 526911 65.4 

ALB Allbanc Split Corp. II I 526911 165.2 

AGT Alliance Grain Traders Inc. I 31199 555.3 

ALG Allied Gold Limited J M 212221 696.9 

ANV Allied Nevada Gold Corporation J M 212221 2,342.1 

AP Allied Properties Real Estate Investment I 52593 906.4 

NPC Allon Therapeutics Inc. J I 54171 29.7 

AMM Almaden Minerals Ltd. M 212399 260.9 

ALA AltaGas Ltd. I 523991 1,989.7 

NRG Alter NRG Corp. I 221112 89.6 

ALS Altius Minerals Corporation I 523999 414.6 

AIF Altus Group Income Fund I 523991 230.8 

AMB Ambrilia Biopharma Inc. J I 54171 0.7 

88

Chapter 6 


BZA American Bonanza Gold Corp. J M 212299 45.5 

ARG Amerigo Resources Ltd. J M 212234 228.1 

ACC Amica Mature Lifestyles Inc. I 623311 131.2 

AMF Amorfix Life Sciences Ltd. J I 33911 22.9 

ANX Anaconda Mining Inc. J M 212399 15.5 

ANO Anatolia Minerals Development Limited M 212299 1,179.2 

AXL Anderson Energy Ltd. O 211111 232.3 

ADW Andrew Peller Limited I 31213 133.4 

ANP Angiotech Pharmaceuticals, Inc. I 54172 26.8 

NGL Angle Energy Inc. O 211111 596.3 

APY Anglo Pacific Group plc M 212399 596.7 

AEN Antrim Energy Inc. J O 211111 161.2 

AVM Anvil Mining Limited M 212299 909.0 

AQA Aquila Resources Inc. J M 21223 90.9 

ABO Arbor Memorial Services Inc. I 81221 273.5 

AET ARC Energy Trust O 526919 7,022.3 

ARX ARC Resources Ltd. O 211111 57.8 

AG Arctic Glacier Income Fund I 523991 121.1 

AHD Arehada Mining Limited J M 212231 21.6 

AR Argonaut Gold Inc. J M 212221 260.0 

GSY Argosy Energy Inc. O 211111 36.5 

APV ARISE Technologies Corporation J I 221119 42.6 

AZ Armistice Resources Corp. J M 212299 41.7 

ARF Armtec Infrastructure Income Fund I 523991 320.2 

AEI Arsenal Energy Inc. J O 211111 152.0 

RTK Artek Exploration Ltd. J O 211111 43.7 

AX Artis Real Estate Investment Trust I 52593 1,132.9 

ABC Asia Bio-Chem Group Corp. I 31199 122.3 

ACM Astral Media Inc. I 512191 2,393.6 

ACO Atco Ltd. I 551112 3,431.3 

ATH Athabasca Oil Sands Corp. J O 211111 6,026.2 

ATP Atlantic Power Corporation I 551112 1,227.0 

ATN Atna Resources Ltd. J M 212399 62.3 

ATB Atrium Innovations Inc. I 325412 499.1 

ATA ATS Automation Tooling Systems Inc. I 335999 587.4 

AZC Augusta Resource Corporation J M 21239 505.0 

ORA Aura Minerals Inc. J M 212221 809.0 

ARZ Aurizon Mines Ltd. J M 212221 1,179.7 

AYX Auryx Gold Corp. J M 212221 152.1 

AUZ Australian Banc Capital Securities Trust I 523991 134.4 

ACQ AutoCanada Inc. I 523991 93.4 

AM Automodular Corporation I 33639 18.2 

AVL Avalon Rare Metals Inc. J M 21239 573.8 

AVP Avcorp Industries Inc. I 336413 22.5 

AVF Avenir Diversified Income Trust I 523991 318.1 

AVR Avion Gold Corporation J M 212221 752.5 

AVK Avnel Gold Mining Limited J M 212221 56.6 

AXX AXIA NetMedia Corporation I 51811 112.6 

AZD Azure Dynamics Corporation J I 336322 191.2 

BTO B2Gold Corp. J M 212299 901.6 

BAD Badger Income Fund I 213112 206.5 

BIM Baffinland Iron Mines Corporation J M 21221 494.6 

BAJ Baja Mining Corp. J M 21223 377.4 

BLD Ballard Power Systems Inc. I 221112 126.2 

BNA BAM Split Corp. I 526915 476.2 

BMO Bank of Montreal I 52211 35,182.6 

BNS Bank of Nova Scotia (The) I 52211 63,295.6 

BNK Bankers Petroleum Limited J O 211111 1,857.5 

BAN Bannerman Resources Ltd. J M 212291 157.6 

BAA Banro Corporation J M 212221 692.2 

BXS Barclays Bank plc Step Up Notes, Ser 1-10 I 52599 15.2 

CDS Barrick Energy Inc. O 211111 82.6 

ABX Barrick Gold Corporation M 212221 53,015.0 

BTE Baytex Energy Trust O 211111 5,740.2 

BCE BCE Inc. I 51731 29,251.1 

BEK Becker Milk Company Ltd. (The) I 53131 13.7 

89

Chapter 6 


BA Bell Aliant Regional Communications Income I 51711 3,331.0 

BXE Bellatrix Exploration Ltd. 0 211111 524.5 

BLU BELLUS Health Inc. I 54171 22.2 

BLZ Belzberg Technologies Inc. J I 52399 4.1 

BNG Bengal Energy Ltd. J O 211111 41.2 

BEV Bennett Environmental Inc. I 115112 75.9 

BIG Big 8 Split Inc. I 526911 65.2 

BBO Big Bank Big Oil Split Corp. I 526911 41.8 

BR Big Rock Brewery Income Trust I 31212 93.0 

BXI BioExx Specialty Proteins Ltd. J I 325414 450.2 

BNC Bioniche Life Sciences Inc. I 325411 137.6 

BQE BioteQ Environmental Technologies Inc. J M 22131 57.3 

BWE BioWest Therapeutics Inc. I 54171 4.0 

BX BIOX Corporation J I 221112 55.2 

BIR Birchcliff Energy Limited O 211111 1,192.1 

BDT Bird Construction Income Fund I 523991 520.6 

BDI Black Diamond Group Limited I 523991 354.3 

PXX BlackPearl Resources Inc. J O 211111 1,663.9 

RBN Blue Ribbon Income Fund Trust I 526917 245.7 

ZAG BMO Aggregate Bond Index Fund ETF I 526915 31.9 

ZCH BMO China Equity Hedged to Cdn Index ETF I 526912 11.9 

ZDJ BMO DJ Industrial Avg Hedged Cdn ETF I 526919 11.4 

ZCN BMO Dow Jones Cda Titans 60 Index ETF I 526916 579.4 

ZEM BMO Emerging Markets Equity Index ETF I 526919 23.8 

ZEF BMO Emerging Markets Bond Hedged to Cdn ETF I 526916 12.3 

ZUB BMO Equal Weight US Banks Hedged to Cdn ETF I 526916 3.2 

ZRE BMO Equal Weight REITS Index ETF I 52593 39.4 

ZUT BMO Equal Weight Utilities Index ETF I 526911 34.7 

ZUH BMO Equal Weight US Health Care 

Hedged to Cdn Index ETF I 526916 3.5 

ZGI BMO Global Infrastructure Index ETF I 526912 4.4 

ZHY BMO High Yield US Corp Bond Hedged I 526919 49.8 

ZID BMO India Equity Hedged to Cdn Index ETF I 526912 9.1 

ZDM BMO Int’l Equity Hedged Cda Index ETF I 526919 67.3 

ZJN BMO Junior Gas Index ETF I 526916 4.3 

ZJG BMO Junior Gold Index ETF I 526912 87.0 

ZJO BMO Junior Oil Index ETF I 526916 4.2 

ZLC BMO Long Corporate Bond Index ETF I 526915 16.0 

ZFL BMO Long Federal Bond Index ETF I 526916 6.2 

ZCM BMO Mid Corporate Bond Index ETF I 526915 51.7 

ZFM BMO Mid Federal Bond Index ETF I 526915 7.7 

ZQQ BMO NASDAQ 100 Equity Hedged to Cdn Index ETF I 526912 56.0 

ZRR BMO Real Return Bond Index ETF I 526916 4.7 

ZEB BMO S&P/TSX Equal Weight Banks Index ETF I 526919 42.4 

ZEO BMO S&P/TSX Equal Weight Oil & Gas Index ETF I 526919 12.8 

ZMT BMO S&P/TSX Weight Global Base Cda I 526919 56.9 

ZCS BMO Short Corporate Bond Index ETF I 526919 46.9 

ZFS BMO Short Federal Bond Index ETF I 526919 20.9 

ZPS BMO Short Provincial Bond Index ETF I 526919 25.3 

ZUE BMO US Equity Hedged to Cda Index ETF I 526919 100.8 

GBT BMTC Group Inc. I 44311 986.2 

BKX BNK Petroleum Inc. J O 211111 487.9 

SBA BNS Capital Trust I 526911 500.0 

BSC BNS Split Corp. II I 526911 62.9 

BEI Boardwalk Real Estate Investment Trust I 52593 1,981.7 

BLS Boliden AB I 21223 5,743.7 

BBD Bombardier Inc. I 33641 9,218.2 

BNP Bonavista Energy Trust O 523991 3,854.6 

BT Bonnett’s Energy Services Trust I 523991 37.2 

BNE Bonterra Energy Corp. O 211111 979.9 

BLX Boralex Inc. I 221122 565.6 

BPF Boston Pizza Royalties Income Fund I 526919 202.5 

BYD Boyd Group Income Fund I 523911 79.5 

BOY Boyuan Construction Group Inc. I 23622 55.8 

BPP BPO Properties Ltd. I 531312 128.6 

BBL Brampton Brick Limited I 327121 52.4 

90

Chapter 6 


BCD BRC DiamondCore Ltd. J M 212392 12.5 

BWR Breakwater Resources Ltd. M 212231 503.9 

BRB Brick Brewing Co. Ltd. I 31212 26.2 

BRK Brick Group Income Fund (The) I 523991 286.2 

BPV Bridgeport Ventures Inc. J M 21222 42.9 

BWC Bridgewater Systems Corporation I 541512 216.2 

BRD Brigus Gold Corp. M 212221 382.1 

AOG Brompton Advantaged Oil & Gas Income Fund I 523991 53.7 

AV Brompton Advantaged VIP Income Fund I 526911 155.5 

BE Brompton Equity Split Corp. I 526911 38.9 

LCS Brompton Lifeco Split Corp. I 526912 28.9 

OGF Brompton Oil & Gas Income Fund I 523991 108.6 

SBC Brompton Split Banc Corp. I 526911 169.7 

VIP Brompton VIP Income Fund I 526917 361.1 

BAM Brookfield Asset Management Inc. I 551112 21,690.7 

BIP Brookfield Infrastructure Partners LP I 523999 2,358.7 

BOX Brookfield Office Properties Canada I 52593 564.9 

BPO Brookfield Properties Corporation I 531312 10,803.7 

BRC Brookfield Renewable Power Fund Trust I 523991 2,160.4 

BRF Brookfield Renewable Power Pr Equity Inc. I 523991 260.0 

BSE Brookfield Soundvest Equity Fund I 526917 36.3 

BSD Brookfield Soundvest Split Trust I 526917 75.5 

BUC Bucking Horse Energy Inc. O 211111 79.1 

BUI Buhler Industries Inc. I 333111 147.8 

BAB Build America Investment Grade Bond Fund I 526916 28.0 

BU Burcon Nutrascience Corporation J I 311223 297.3 

CZE C&C Energia Ltd. J O 211111 678.7 

RF C.A. Bancorp Canadian Realty Finance Corp I 52593 51.5 

BKP C.A. Bancorp Inc. J I 52311 51.3 

CAE CAE Inc. I 33331 2,955.2 

CWL Caldwell Partners International Inc. (The) I 56131 9.9 

CAL Caledonia Mining Corporation M 212299 77.5 

CFW Calfrac Well Services Ltd. M 212291 1,486.3 

CTY Calian Technologies Ltd. I 54133 142.7 

GNE Call Genie Inc. J I 33429 12.4 

CWT Calloway Real Estate Investment Trust I 52593 2,483.1 

CEZ Calmena Energy Services Inc. I 523991 185.7 

CVI Calvalley Petroleum Inc. J O 211111 488.8 

CCO Cameco Corporation I 212291 15,866.5 

CSY Can-60 Income Corp. I 523991 393.2 

CF Canaccord Financial Inc. I 52311 1,170.0 

CBY Canada Bread Company Limited I 311812 1,163.1 

CL Canada Life Financial Corporation I 52411 150.4 

CLQ Canada Lithium Corp. J M 212399 304.3 

ADC Canadian Advantaged Convertible Fund I 523991 94.9 

CAR Canadian Apartment Properties REIT I 52593 1,312.4 

CSB Canadian Banc Capital Securities I 526911 97.5 

BK Canadian Banc Recovery Corp. I 526911 173.0 

CDF Canadian Convertible Debenture Fund I 526915 203.5 

CFE Canadian Energy Convertible Deb Fund I 526915 99.1 

CEU Canadian Energy Services L.P. I 213112 530.9 

CFS Canadian Financials & Utilities Split Corp. I 526911 15.5 

CGI Canadian General Investments Ltd. I 526911 554.4 

CHL Canadian Helicopters Income Fund I 526911 167.9 

CIQ Canadian High Income Equity Fund I 526911 120.5 

CM Canadian Imperial Bank of Commerce I 52211 33,880.1 

CAI Canadian Income Management Inc. I 526917 16.8 

CNM Canadian Income Management Trust I 523991 4.5 

LFE Canadian Life Companies Split Corp. I 526914 161.8 

CNR Canadian National Railway Company I 485112 30,606.2 

CNQ Canadian Natural Resources Limited O 211111 48,301.4 

COS Canadian Oil Sands Trust O 523991 12,813.6 

CP Canadian Pacific Railway Limited I 48211 10,930.1 

REF Canadian Real Estate Investment Trust I 52593 2,070.6 

RTU Canadian Resources Income Trust I 526911 34.6 

XSR Canadian Satellite Radio Holdings Inc. J I 51741 86.4 

91

Chapter 6 


MSP Canadian Shield Fund (The) I 523991 135.7 

CTC Canadian Tire Corporation Ltd. I 44131 5,576.0 

UTE Canadian Utilities & Telecom Income Fund I 523991 58.5 

CU Canadian Utilities Limited I 22121 7,145.1 

CWB Canadian Western Bank I 52211 2,122.7 

CDW Canadian Wireless Trust I 523991 30.5 

CWF Canadian World Fund Limited I 526917 29.8 

CZN Canadian Zinc Corporation J M 21223 88.4 

CAM Canam Manac Group Inc. I 33121 400.8 

CCM Canarc Resource Corp. J M 212221 25.9 

CIC CanBanc Income Corp. I 526911 254.8 

CAX Candax Energy Inc. O 211111 17.5 

DNT Candente Copper Corp. J M 212234 182.8 

CDG Candente Gold Corp. J M 212299 51.1 

CUS Canexus Income Fund I 551112 372.2 

CFP Canfor Corporation I 321219 1,583.5 

CFX Canfor Pulp Income Fund I 32211 509.7 

CNJ Cangene Corporation I 325414 203.1 

ICE Canlan Ice Sports Corp. I 71394 30.0 

PBY Canso Credit Income Fund I 523991 116.1 

CWX CanWel Building Materials Income Fund I 44419 337.5 

FRC Canyon Services Group Inc. I 213112 650.7 

CGQ Capital Gains Income STREAMS Corporation I 526917 33.2 

CGC Capital Gold Corporation J M 212221 311.7 

CPX Capital Power Corporation O 22121 837.7 

CPA Capital Power Income L.P. I 523991 999.6 

CS Capstone Mining Corp. J M 212299 907.8 

CDU Cardero Resource Corp. J M 21239 135.0 

COM Cardiome Pharma Corp. I 325412 389.5 

CFN Carfinco Income Fund I 523991 176.0 

CJT Cargojet Income Fund I 523991 79.5 

CUP Caribbean Utilities Company, Ltd. I 221122 254.1 

CMH Carmanah Technologies Corporation I 335129 22.5 

CPN Carpathian Gold Inc. J M 212221 258.3 

CAS Cascades Inc. I 322299 647.3 

CSF Cash Store Financial Services Inc. (The) I 532299 263.3 

CEK Caspian Energy Inc. J M 212299 37.0 

CTL Catalyst Paper Corporation I 322122 89.7 

CET Cathedral Energy Services Income Trust I 523991 329.4 

CAZ Caza Oil & Gas, Inc. J O 221112 119.1 

CCL CCL Industries Inc. I 56191 987.6 

CFT CE Franklin Ltd. I 213112 125.4 

CLS Celestica Inc. I 335999 1,922.4 

CLT Celtic Exploration Ltd. I 211111 1,600.7 

CVE Cenovus Energy Inc. O 211111 25,000.0 

CEE Centamin Egypt Limited M 212221 3,004.4 

CG Centerra Gold Inc. M 212221 4,677.4 

CEF Central Fund of Canada Limited I 52599 4,927.7 

GTU Central Gold-Trust I 523991 903.2 

CHH Centric Health Corporation J I 62151 55.7 

CQE Cequence Energy Ltd. O 211111 252.3 

CRP Ceres Global Ag Corp. I 523991 125.9 

CGA CGA Mining Limited J M 212221 1,033.1 

GIB CGI Group Inc. I 541512 4,111.3 

CXN Chalice Gold Mines Limited J M 212221 150.1 

CHM Champion Minerals Inc. J M 212299 153.3 

CSH Chartwell Seniors Housing Real Estate Investment I 52593 1,244.9 

CWH Chartwell Technology Inc. J I 541512 14.2 

CTU Chateau Inc. (Le) I 44812 232.6 

CHE Chemtrade Logistics Income Fund I 523991 557.1 

CHW Chesswood Income Fund I 523991 58.3 

CFB Chieftain Metals Inc. M 212299 61.2 

CGG China Gold International Resources Corp. J M 212299 2,149.9 

CKE Chinook Energy Inc. O 211111 457.6 

CUQ Churchill Corporation (The) I 23622 532.0 

CIX CI Financial Corp. I 52392 6,474.3 

92

Chapter 6 


CIP CI Master Limited Partnership I 52599 2.1 

MBA CIBT Education Group Inc. J I 61143 28.4 

ELC CIC Energy Corp. J M 324199 361.7 

CNH Cinch Energy Corp. J O 211111 117.9 

CGX Cineplex Galaxy Income Fund I 523991 1,402.9 

CRW Cinram International Income Fund I 334612 74.6 

DND Cipher Pharmaceuticals Inc. J I 32541 28.9 

CTF Citadel Income Fund I 523991 219.3 

CRT Citadel SMaRT Fund Trust I 526917 26.4 

CXC CIX Split Corp. I 523999 29.0 

CVG Clairvest Group Inc. I 52311 213.5 

CKI Clarke Inc. I 48412 188.5 

CRJ Claude Resources Inc. M 212221 310.0 

CBO Claymore 1-5 Yr Laddered Corp Bond ETF I 526915 857.6 

CLF Claymore 1-5 Yr Laddered Gov Bond ETF I 526915 683.4 

CAB Claymore Advantaged Cdn Bond ETF I 526915 76.0 

CHB Claymore Advantaged High Yield Bond I 526915 126.8 

CBN Claymore Balanced Growth CorePortfolio I 526917 20.7 

CBD Claymore Balanced Income CorePortfolio I 526917 36.8 

CBQ Claymore BRIC ETF I 526911 361.7 

CBR Claymore Broad Commodity ETF I 526912 19.3 

CWO Claymore Broad Emerging Markets ETF I 526912 94.7 

FIE Claymore Canadian Financial Monthly Income ETF I 526911 171.3 

CRQ Claymore Canadian Fundamental Index ETF I 526911 206.6 

CHI Claymore China ETF I 526916 9.2 

CEW Claymore Equal Weight Banc & Lifeco I 526912 109.3 

COW Claymore Global Agriculture ETF I 526912 269.5 

CIF Claymore Global Infrastructure ETF I 526912 26.5 

CYH Claymore Global Monthly Adv Dividend ETF I 526911 109.0 

CGR Claymore Global Real Estate ETF I 562912 30.6 

CGL Claymore Gold Bullion Trust I 526919 486.0 

CIE Claymore International Fund Index ETF I 526912 121.0 

CIB Claymore Inverse 10 Year Government Bond I 526915 4.9 

CJP Claymore Japan Fundamental Index ETF I 526912 10.0 

GAS Claymore Natural Gas Commodity ETF I 526911 195.1 

CLO Claymore Oil Sands Sector ETF I 526911 41.4 

CMR Claymore Premium Money Market ETF I 526917 37.0 

CWW Claymore S&P Global Water ETF I 526917 35.2 

CDZ Claymore S&P/TSX CDN Dividend ETF I 526911 451.3 

CPD Claymore S&P/TSX CDN Preferred ETF I 526911 580.0 

CMW Claymore S&P/TSX Global Mining ETF I 526917 68.0 

SVR Claymore Silver Bullion Trust I 523991 27.1 

CLU Claymore US Fundamental Index ETF C$ Hedged I 526912 136.2 

CLR Clearwater Seafoods Income Fund I 526919 109.8 

CMK Cline Mining Corporation J M 212399 655.5 

CLK ClubLink Enterprises Limited I 71391 182.8 

CFG Cluff Gold plc J M 212221 249.7 

CLC CML Healthcare Income Fund I 62151 1,025.3 

CMP CMP Gold Trust I 523991 58.8 

CPT Coalspur Mines Limited J M 212111 870.1 

CWA Coast Wholesale Appliances Income Fund I 523991 30.0 

COA Coastal Contacts Inc. I 333314 92.7 

CDM Coeur D’Alene Mines Corporation M 21222 2,130.5 

CCA Cogeco Cable Inc. I 51751 1,349.4 

CGO Cogeco Inc. I 51521 560.8 

GCL Colabor Group Inc. I 42441 347.4 

CSI Colossus Minerals Inc. J M 212299 839.6 

CDV COM DEV International Ltd. I 51721 164.7 

CUF Cominar Real Estate Investment Trust I 52593 1,731.7 

YCM Commerce Split Corp. I 52599 44.9 

CSA Commercial Solutions Inc. I 81131 13.9 

CMZ COMPASS Income Fund I 526917 120.7 

CMT Compton Petroleum Corporation O 211111 116.0 

CMG Computer Modelling Group Ltd. J I 541512 468.3 

CLL Connacher Oil and Gas Limited O 211111 691.0 

CCQ Connor, Clark & Lunn Conservative Income I 523991 46.4 

93

Chapter 6 


GFT Connor, Clark & Lunn Global Financials II I 526917 27.4 

CCP Connor, Clark & Lunn PRINTS Trust I 526917 18.3 

RRB Connor, Clark & Lunn Real Return Income I 526917 24.9 

CXA Consolidated HCI Holdings Corporation I 23622 49.4 

CLM Consolidated Thompson Iron Mines Ltd. J M 21221 3,571.8 

CSU Constellation Software Inc. I 541512 875.0 

CWI Consumers’ Waterheater Income Fund (The) I 526919 402.9 

CNL Continental Gold Limited J M 21222 976.6 

CZQ Continental Precious Minerals Inc. J M 212291 44.4 

CSS Contrans Group Inc. I 484121 307.2 

CNV Convertible & Yield Advantage Trust I 523991 34.4 

CCS Co-Operators General Insurance Company I 524114 206.7 

CBB Copernican British Banks Fund I 523991 24.4 

CIR Copernican International Financial Split Corp. I 523991 33.9 

CPM Copernican International Premium Dividend Fund I 526916 28.4 

CBW Copernican World Banks Split Inc. I 526917 21.9 

CIW Copernican World Financial Infrastructure Inc. I 523991 10.1 

CUM Copper Mountain Mining Corporation J M 212299 583.3 

CDL Corby Distilleries Limited I 31214 473.7 

CDD Core Canadian Dividend Trust I 526911 16.8 

COP Coro Mining Corp. J M 212299 123.2 

CRG Corona Gold Corporation J M 212399 27.7 

CDH Corridor Resources Inc. O 211111 521.6 

CJR Corus Entertainment Inc. I 51512 1,727.0 

KOR Corvus Gold Inc. J M 212299 32.9 

BCB Cott Corporation I 312111 847.3 

CXS Counsel Corporation I 55111 40.2 

COX Coxe Commodity Strategy Fund I 526911 194.0 

HCH CP HOLDRS I 551112 93.6 

CZP CPI Preferred Equity Ltd. I 551112 200.0 

CWG Craig Wireless Systems Ltd. J I 51721 24.8 

CRA Crescent Gold Limited J M 212221 68.2 

CPG Crescent Point Energy Corp. O 211111 11,779.7 

CR Crew Energy Inc. O 211111 1,534.5 

CRU Crew Gold Corporation J M 21223 495.0 

CCZ CriticalControl Solutions Cor;p. I 541512 31.8 

CRK Crocodile Gold Corp. J M 212299 342.4 

CTA Crocotta Energy Inc. O 211111 114.6 

CRR Crombie Real Estate Investment Trust I 52593 624.6 

CXX Crosshair Exploration & Mining Corp. J M 212299 116.6 

CML Crowflight Minerals Inc. J M 212299 37.9 

CXY CryptoLogic Exchange Corp. I 541512 1.3 

CRY CryptoLogic Limited I 541512 18.4 

KRY Crystallex International Corporation J M 212221 113.1 

CIU CU Inc. I 551112 358.3 

CVT CVTech Group Inc. J I 33639 94.8 

CX CYBERplex Inc. J I 541511 68.1 

CYM Cymat Technologies Ltd. J I 325188 18.7 

CYB Cymbria Corporation I 523991 192.0 

DNA Dalradian Resources Inc. J M 212221 158.9 

DSA DALSA Corporation I 33461 335.1 

DL Danier Leather Inc. I 315292 46.9 

DGI Data Group Income Fund (The) I 523991 224.9 

DHF Davis + Henderson Income Fund I 523991 1,055.6 

DFE Day4 Energy Inc. J I 221119 25.0 

DAY Daylight Energy Ltd. O 211111 2,444.0 

HYB DDJ High Yield Fund I 526917 30.8 

DD DDS Wireless International Inc. J I 541511 19.4 

DNC Deans Knight Income Corporation I 526914 127.8 

DKI Deans Knight Income and Growth Fund I 526917 9.2 

DTX DeeThree Exploration Ltd. J O 211111 141.6 

DEJ Dejour Enterprises Ltd. J O 211111 35.3 

DEE Delphi Energy Corporation O 211111 244.8 

DML Denison Mines Corp. M 212299 1,248.5 

DSG Descartes Systems Group Inc. (The) I 541512 432.2 

DGC Detour Gold Corporation J M 212299 2,433.0 

94

Chapter 6 


DHX DHX Media Ltd. I 51512 62.8 

CUR DiagnoCure Inc. J I 54171 43.8 

DFI Diamond Fields International Ltd. J M 212392 11.3 

DZR Diaz Resources Ltd. O 211111 11.8 

DCI DirectCash Income Fund I 523991 215.6 

DA Discovery Air Inc. J I 551112 79.7 

GD Distinction Group Inc. J I 56172 77.0 

DPS Diversified Preferred Share Trust I 526911 153.0 

PEQ Diversified Private Equity Corp. I 523991 4.7 

DFN Dividend 15 Split Corp. I 526911 360.8 

DF Dividend 15 Split Corp. II I 526911 109.5 

DGS Dividend Growth Split Corp. I 526911 84.4 

DS Dividend Select 15 Corp. I 526911 89.6 

DOL Dollarama Inc. I 453998 2,108.2 

DOM Dominion Citrus Income Fund I 523991 3.0 

DMN Dominion Citrus Limited I 42448 1.2 

UFX Domtar (Canada) Paper Inc. I 322222 473.7 

UFS Domtar Corporation I 322222 3,201.7 

DII Dorel Industries Inc. I 33712 1,126.0 

DPF DPF India Opportunities Fund I 526912 125.8 

DWI DragonWave Inc. J I 33422 295.7 

DM Duluth Metals Limited M 212234 299.7 

DC Dundee Corporation I 551112 1,683.4 

DPM Dundee Precious Metals Inc. I 523991 1,171.6 

D Dundee Real Estate Investment Trust I 52593 1,511.5 

DW DundeeWealth Inc. I 523991 2,764.0 

DNG Dynacor Gold Mines Inc. J M 212221 44.8 

DMM Dynasty Metals & Mining Inc. M 212299 191.0 

DNK Dynetek Industries Ltd. J I 336312 5.4 

EGL Eagle Energy Trust O 523991 188.0 

ELR Eastern Platinum Limited J M 212299 1,606.2 

ER Eastmain Resources Inc. J M 212221 194.9 

EH easyhome Ltd. I 53231 112.3 

EVT Economic Investment Trust Limited I 526917 373.4 

ECP Ecopetrol S.A. O 211111 517.7 

ECU ECU Silver Mining Inc. M 212222 411.8 

EFH EGI Financial Holdings Inc. I 551112 92.8 

ELF E-L Financial Corporation Ltd. I 524292 2,168.2 

ELD Eldorado Gold Corporation M 212221 10,138.5 

EFL Electrovaya Inc. I 335912 197.2 

EBR Ember Resources Inc. O 212111 37.4 

EMC EMC Metals Corp. J M 212299 48.5 

EMD EMED Mining Public Limited M 212299 127.9 

EMA Emera Incorporated I 551112 3,723.0 

EME Emerge Oil & Gas Inc. J O 211111 332.9 

EMP Empire Company Ltd. I 551112 1,884.0 

ENB Enbridge Inc. I 48611 21,643.0 

ENF Enbridge Income Fund I 523991 454.8 

ECA EnCana Corporation O 211111 21,390.0 

EDV Endeavour Mining Corporation M 52311 318.6 

EDR Endeavour Silver Corp. J M 21222 580.6 

EFR Energy Fuels Inc. J M 212291 87.1 

ENI Energy Income Fund I 523991 40.1 

ES Energy Split Corp. Inc. I 526915 66.1 

ERF Enerplus Resources Fund O 523991 5,421.8 

EIT EnerVest Diversified Income Trust I 523991 1,416.1 

EOS Enervest Energy & Oil Sands Total Return Trust I 523991 15.4 

ESL Enghouse Systems Limited I 541512 214.0 

EG EnGlobe Corp. J I 54162 24.7 

ESI Ensign Energy Services Inc. I 213112 2,300.0 

E Enterprise Oilfield Group Inc. I 213112 8.3 

ETG Entre Gold Inc. J M 212299 395.7 

ECG Envoy Capital Group Inc. I 54184 6.7 

EPS Epsilon Energy Ltd. J O 211111 146.5 

EQU Equal Energy Ltd. O 211111 291.0 

EQN Equinox Minerals Limited J M 212299 4,328.2 

95

Chapter 6 


ETC Equitable Group Inc. I 551112 425.8 

EQI Equity Financial Holdings Inc. I 551112 48.3 

ERD Erdene Resource Development Corp J M 212299 110.8 

ESP Espial Group Inc. J I 541512 9.8 

ESN Essential Energy Services Trust I 523991 152.8 

ETX Etrion Corporation O 211111 131.2 

EGU European Goldfields Limited J M 212221 2,557.4 

ET Evertz Technologies Limited I 33431 1,284.7 

EVG Evolving Gold Corp. J M 212221 146.9 

EE Exall Energy Corporation J O 211111 120.5 

EXN Excellon Resources Inc. J M 21223 325.5 

EIF Exchange Income Corporation I 523991 288.3 

XTC EXCO Technologies Ltd. I 333515 153.4 

XRC Exeter Resource Corporation J M 212399 532.6 

EXF EXFO Inc. I 33429 163.4 

EXE Extendicare Real Estate Investment Trust I 52593 942.2 

XG Extorre Gold Mines Limited J M 212221 586.9 

EXT Extract Resources Ltd. J O 212291 2,099.9 

FEL Fairborne Energy Limited O 211111 535.1 

FGX Faircourt Gold Income Corp. I 526911 57.2 

FCS Faircourt Split Trust I 523991 92.5 

FFH Fairfax Financial Holdings Limited I 551112 9,129.8 

FWM Far West Mining Limited J M 212299 366.3 

FAN Farallon Mining Limited J M 212299 377.7 

FBK Fibrek Inc. I 526919 195.0 

FZP Fidelity Partnership 1996 I 523991 2.1 

HIT Fierra High Income Trust I 523991 11.1 

FSZ Fiera Sceptre Inc. I 52393 121.1 

FTN Financial 15 Split Corp. I 526917 178.9 

FFN Financial 15 Split Corp. II I 523991 89.5 

FPR Financial Preferred Securities Corporation I 526912 15.0 

STR Financial Services Income STREAMS Corp. I 526911 35.5 

FTT Finning International Inc. I 53241 4,639.2 

FTG Firan Technology Group Corporation I 334412 6.1 

FC Firm Capital Mortgage Investment Trust I 52231 227.3 

CBU First Asset CanBanc Split Corp. I 523991 23.7 

DOF First Asset Canadian Div Opportunity Fund I 526915 146.0 

DCD First Asset Diversified Convertible Debt Fund I 526917 98.2 

TRF First Asset Energy & Resource Fund I 526911 41.7 

EWP First Asset Pipes & Power Income Fund I 523991 54.8 

PGT First Asset PowerGen Fund I 526917 34.3 

RIT First Asset REIT Income Fund I 52593 200.4 

FAY First Asset Yield Opportunity Trust I 523991 92.6 

FCR First Capital Realty Inc. I 53112 2,787.4 

FR First Majestic Silver Corp. M 212222 1,383.4 

FNA First National Alarmcap Income Fund I 561621 26.1 

FN First National Financial Income Fund I 526913 235.9 

FNI First Nickel Inc. J M 212399 61.2 

FM First Quantum Minerals Ltd. J M 21222 9,305.0 

FHM First Trust/Highland Capital Floating Rate II I 526917 7.4 

FIU First Uranium Corporation J M 212291 493.9 

FSV FirstService Corporation I 531311 1,107.6 

FFI Flaherty & Crumrine Investment 

Grade Fixed Income Fund I 523991 101.2 

FES Flint Energy Services Ltd. I 213112 829.3 

FTF Focused Global Trends Fund I 526917 12.0 

FAR Foraco International SA I 213111 177.0 

FMC Forbes and Manhattan Coal Corp. M 324199 105.9 

FRB Forbes Energy Services Ltd. I 333132 117.1 

FCO Formation Metals Inc. J M 212299 89.6 

FSY Forsys Metals Corp. J M 212291 241.7 

FCE Fort Chicago Energy Partners L.P. I 523999 1,983.6 

FTS Fortis Inc. I 551112 6,863.7 

FEI Fortress Energy Inc. J I 54171 6.9 

FTP Fortress Paper Ltd. I 322222 564.1 

FVI Fortuna Silver Mines Inc. M 212222 585.5 

96

Chapter 6 


FT Fortune Minerals Limited J M 212299 182.0 

FGL Forzani Group Ltd. (The) I 45111 523.9 

FP FP Newspapers Income Fund I 523991 44.3 

FNV Franco-Nevada Corporation M 523991 3,808.1 

FRA Franconia Minerals Corporation J M 21223 70.3 

FVL Freegold Ventures Limited M 212399 19.4 

FRU Freehold Royalty Trust O 523991 1,212.6 

MLP Front Street MLP Income Fund Ltd. I 523991 150.0 

FSS Front Street Strategic Yield Fund Ltd. I 526911 76.1 

FRG Fronteer Gold Inc. J M 212299 1,748.8 

FCC Frontera Copper Corporation M 212234 71.8 

FRO Frontier Rare Earths Limited J M 21399 300.0 

FMD Futuremed Healthcare Income Fund I 33911 96.0 

GBU Gabriel Resources Ltd. J M 21222 2,764.3 

GO Galleon Energy Inc. O 211111 345.2 

GH Gamehost Income Fund Trust I 71329 175.6 

GAM Gammon Gold Inc. J M 212221 1,127.6 

GW Garda World Security Corporation J I 561621 292.6 

GAA Gazit America Inc. J I 52593 87.8 

GDS Gendis Inc. I 551112 33.4 

GEN GeneNews Limited J I 54171 17.3 

GDI General Donlee Income Fund I 523991 82.7 

GMO General Moly, Inc. M 21229 469.8 

GMM General Motors Company I 336111 57,980.0 

GDC Genesis Land Development Corp. I 23721 144.6 

GWI Genesis Worldwide Inc. J I 54133 2.7 

GNV GENIVAR Income Fund I 523991 550.9 

GND Gennum Corporation I 334412 245.9 

MIC Genworth MI Canada Inc. I 524126 2,891.1 

GEO Geodrill Limited I 213115 106.2 

GIX Geologix Explorations Inc. J M 212221 64.8 

GMC Geovic Mining Corp. J M 212234 75.1 

GIL Gildan Activewear Inc. I 33992 3,440.5 

GVC Glacier Media Inc. J I 51119 217.0 

GLN Glentel Inc. I 51741 274.9 

GLG GLG Life Tech Corporation J I 31119 292.6 

GFV Global 45 Split Corp. I 526919 17.1 

AGB Global Agribusiness Trust I 523991 9.5 

GLA Global Alumina Corporation M 33141 267.7 

GBP Global Banks Premium Income Trust I 526917 18.0 

DG Global Diversified Investment Grade Income Trust I 526917 41.3 

GII Global Diversified Investment Grade Income Trust II I 523991 17.0 

GDP Global Dividend Fund I 526916 7.8 

GBI Global Railway Industries Ltd. I 54161 18.6 

LPV Global Strategy Master LP I 523991 3.4 

GUR Global Uranium Fund Inc. I 526917 23.8 

GBA GlobalBanc Advantaged 8 Split Corp. I 526914 8.1 

GMI GlobeStar Mining Corp. J M 212399 173.7 

GMX Globex Mining Enterprises Inc. J M 212399 43.5 

GS Gluskin Sheff + Associates Inc. I 523999 331.8 

GLV GLV Inc. I 23829 333.5 

GMF GMIncome & Growth Fund I 523991 30.7 

GMP GMP Capital Inc. I 551112 884.5 

GPF Gold Participation and Income Fund I 523991 45.8 

GRZ Gold Reserve Inc. J M 212221 105.5 

GLW Gold Wheaton Gold Corp. J M 212221 841.4 

GOZ Gold-Ore Resources Ltd. J M 212221 93.8 

G Goldcorp Inc. I 212221 36,608.3 

AUM Golden Minerals Company J M 212299 400.8 

GL Golden Peaks Resources Ltd. J M 212299 23.5 

GPD Golden Predator Corp. J M 212299 51.4 

GQM Golden Queen Mining Co. Ltd. J M 212221 263.4 

GSC Golden Star Resources Ltd. M 212221 1,181.4 

GGA Goldgroup Mining Inc. J M 21222 114.2 

GRC Goldstone Resources Inc. J M 212299 109.2 

GDL Goodfellow Inc. I 32121 103.5 

97

Chapter 6 


GSB Government Strip Bond Trust I 526911 54.4 

GCM Gran Colombia Gold Corp. J M 212221 462.1 

GTE Gran Tierra Energy Inc. J O 211111 1,930.1 

GTX Gran Tierra Exchangeco Inc. J O 211111 80.4 

GCE Grande Cache Coal Corporation J I 324199 1,026.2 

GVX Grandview Gold Inc. J M 212221 4.7 

GBG Great Basin Gold Ltd. J M 212221 1,235.3 

GC Great Canadian Gaming Corp. I 71321 608.6 

GPR Great Panther Silver Limited J M 212299 328.0 

GWO Great-West Lifeco Inc. I 551112 26,877.3 

GSL Greystar Resources Ltd. J M 212299 340.3 

AER Groupe Aeroplan Inc. I 541613 2,739.7 

GBV Groupe Bikini Village Inc. I 44814 7.7 

GGN Gryphon Gold Corporation J M 212221 19.0 

GCG Guardian Capital Group Ltd. I 52399 301.0 

GXI Guestlogix Inc. J I 33422 63.4 

GUY Guyana Goldfields Inc. J M 212299 867.0 

GCT GVIC Communications Corp. I 51919 110.8 

GWR GWR Global Water Resources Corp. I 212221 64.7 

HR H & R Real Estate Investment Trust I 52593 3,451.8 

PAP H. Paulin & Co. Ltd. I 33251 32.4 

HMM Hammond Manufacturing Company Ltd. I 335311 9.8 

HPS Hammond Power Solutions Inc. I 335311 90.3 

HF Hanfeng Evergreen Inc. I 111422 366.0 

HE Hanwei Energy Services Inc. I 48611 35.2 

HNC Hard Creek Nickel Corporation J M 212299 34.1 

HWD Hardwoods Distribution Income Fund I 523991 33.7 

HAR Harmony Asset Limited J I 526912 23.4 

HW Harry Winston Diamond Corporation M 212392 973.0 

HIS Hart Stores Inc. I 45299 22.0 

HCI Hartco Inc. I 541513 43.4 

HBB Harvest Banks & Buildings Income Fund I 526911 26.7 

HCF Harvest Canadian Income & Growth Fund I 526911 35.3 

HTE Harvest Operations Corp. O 523991 781.9 

HSI Harvest Sustainable Income Fund I 523991 32.4 

HSC HBanc Capital Securities Trust I 523991 143.2 

HBP Helix Biopharma Corp. I 325412 165.8 

HEM Hemisphere GPS Inc. I 51721 58.3 

HOC Heritage Oil Corporation J O 211111 19.7 

HRX Heroux-Devtek Inc. I 336413 178.3 

HWO High Arctic Energy Services Inc. I 523991 55.2 

HLF High Liner Foods Incorporated I 311712 243.3 

HRG High River Gold Mines Ltd. M 212221 1,033.5 

HYM High Yield & Mortgage Plus Trust I 526911 50.1 

HLR Holloway Lodging Real Estate Investment Trust J I 52593 63.7 

HCR Homburg Canada Real Estate Investment Tr I 52593 440.3 

HII Homburg Invest Inc. I 52593 82.7 

HCG Home Capital Group Inc. I 551111 1,794.7 

HEG Homeland Energy Group Ltd. J M 212111 33.0 

HEQ HomeQ Corporation I 52593 92.6 

HNL Horizon North Logistics Inc. J I 213111 312.5 

HAA Horizons AlphaPro Balanced ETF I 526911 11.0 

HAB Horizons AlphaPro Corporate Bond ETF I 526915 279.6 

HAL Horizons AlphaPro Dividend ETF I 526911 11.5 

HAF Horizons AlphaPro Fiera Tactical Bond I 526911 26.5 

HFR Horizons AlphaPro Floating Rate Bond ETF I 526915 10.2 

HAG Horizons AlphaPro Gartman ETF I 526917 47.6 

HAZ Horizons AlphaPro Global Dividend ETF 516916 11.6 

HAP Horizons AlphaPro Income Plus Fund I 526917 23.8 

HAX Horizons AlphaPro Managed S&P/TSX 60 ETF I 526915 11.4 

HAW Horizons AlphaPro North American Growth ETF I 526911 12.2 

HAV Horizons AlphaPro North American Value ETF I 526911 10.8 

HPR Horizons AlphaPro Preferred Share ETF I 526911 10.1 

HAH Horizons AlphaPro S&P/TSX 60 130/30 ETF I 526911 6.3 

HEW Horizons AlphaPro S&P/TSX 60 Equal Weight Index I 526911 11.9 

HAC Horizons AlphaPro Seasonal Rotation ETF I 526914 11.6 

98

Chapter 6 


HKD Horizons BetaPro COMEX Copper Bear Plus I 526912 1.7 

HKU Horizons BetaPro COMEX Copper Bull Plus I 526912 8.1 

HBU Horizons BetaPro COMEX Gold Bullion Bull Plus ETF I 526912 52.1 

HBD Horizons BetaPro COMEX Gold Bullion Bear Plus ETF I 526912 6.9 

HUG Horizons BetaPro COMEX Gold ETF I 526912 11.6 

HZD Horizons BetaPro COMEX Silver Bear ETF I 526912 8.5 

HZU Horizons BetaPro COMEX Silver Bull ETF I 526912 41.8 

HUZ Horizons BetaPro COMEX Silver ETF I 526912 7.3 

HJU Horizons BetaPro MSCI Emerging Markets Bull ETF I 526912 12.5 

HJD Horizons BetaPro MSCI 

Emerging Markets Bear Plus ETF I 526912 2.5 

HQD Horizons BetaPro NASDAQ-100 Bear ETF I 526912 7.7 

HQU Horizons BetaPro NASDAQ-100 Bull ETF I 526912 7.6 

HOD Horizons BetaPro NYMEX Crude Oil Bear ETF I 526912 66.1 

HOU Horizons BetaPro NYMEX Crude Oil Bull ETF I 526912 356.4 

HIO Horizons BetaPro NYMEX Crude Oil Inverse ETF I 526912 2.8 

HON Horizons BetaPro NYMEX Long Crude Oil/ 

Short Natural Gas Spread I 526912 5.1 

HNO Horizons BetaPro NYMEX Long Natural Gas/ 

Short Crude Oil Spread I 526912 4.0 

HNU Horizons BetaPro NYMEX Natural Gas Bull ETF I 526912 745.3 

HND Horizons BetaPro NYMEX Natural Gas Bear ETF I 526912 43.3 

HIN Horizons BetaPro NYMEX Natural Gas Inverse 526916 3.5 

HSD Horizons BetaPro S&P 500 Bear Plus ETF I 526912 68.4 

HSU Horizons BetaPro S&P 500 Bull Plus ETF I 526912 20.2 

HXS Horizons BetaPro S&P 500 Index (C$ Hedged) ETF I 526911 5.5 

HIU Horizons BetaPro S&P 500 Inverse ETF I 526916 7.1 

HUV Horizons BetaPro S&P 500 VIX 

Short-Term Futures ETF I 526916 9.6 

HVU Horizons BetaPro S&P 500 VIX 

Short-Term Futures Bull ETF I 526916 8.9 

HXD Horizons BetaPro S&P/TSX 60 Bear Plus ETF I 526911 180.1 

HXU Horizons BetaPro S&P/TSX 60 Bull Plus ETF I 526911 80.1 

HXT Horizons BetaPro S&P/TSX 60 Index ETF I 526911 240.0 

HIX Horizons BetaPro S&P/TSX 60 Inverse ETF I 526911 56.8 

HIE Horizons BetaPro S&P/TSX 

Capped Energy Inverse ETF I 526911 2.0 

HED Horizons BetaPro S&P/TSX 

Capped Energy Bear Plus ETF I 526911 13.0 

HEU Horizons BetaPro S&P/TSX 

Capped Energy Bull Plus ETF I 526911 28.8 

HFD Horizons BetaPro S&P/TSX 

Capped Financial Bear Plus ETF I 526911 38.2 

HFU Horizons BetaPro S&P/TSX 

Capped Financial Bull Plus ETF I 526911 32.6 

HIF Horizons BetaPro S&P/TSX 

Capped Financial Inverse ETF I 526911 5.3 

HGD Horizons BetaPro S&P/TSX Global Gold Bear Plus ETF I 526912 79.5 

HGU Horizons BetaPro S&P/TSX Global Gold Bull Plus ETF I 526912 123.6 

HIG Horizons BetaPro S&P/TSX Gold Inverse ETF I 526912 3.0 

HMU Horizons BetaPro S&P/TSX 

Global Base Metals Bull Plus ETF I 526912 13.9 

HMD Horizons BetaPro S&P/TSX 

Global Base Metals Bear Plus ETF I 526912 17.8 

HTD Horizons BetaPro U.S. 30-yr Bond Bear Plus ETF I 526912 13.9 

HTU Horizons BetaPro U.S. 30-yr Bond Bull Plus ETF I 526912 2.6 

HUC Horizons BetaPro Winter Term NYMEX Crude Oil ETF I 526912 1.7 

HUN Horizons BetaPro Winter 

Term NYMEX Natural Gas ETF I 526912 1.8 

HDD Horizons BetaPro U.S. Dollar Bear Plus ETF I 526912 14.5 

HDU Horizons BetaPro U.S. Dollar Bull Plus ETF I 526912 4.3 

HGY Horizons Gold Yield Fund I 526919 44.4 

HSB HSBC Bank Canada I 52211 601.4 

HBH HSBC Canada Asset Trust I 523991 200.0 

HSL HSE Integrated Ltd. I 54162 17.5 

HBM HudBay Minerals Inc. M 21223 2,683.5 

99

Chapter 6 


HNT Huntingdon Real Estate Investment Trust I 52593 152.8 

HSE Husky Energy Inc. O 211111 22,881.7 

HYG Hydrogenics Corporation I 32512 20.9 

HYD Hyduke Energy Services Inc. I 333132 10.6 

TYF IA Clarington Aston Hill Tactical Yield Fund I 526911 95.0 

IMG Iamgold Corporation M 212221 6,617.4 

IBG IBI Income Fund I 523991 241.0 

BIN IESI-BFC Ltd. I 523991 2,676.3 

IGM IGM Financial Inc. I 523991 11,488.4 

IDL Imaging Dynamics Company Ltd. J I 334510 8.2 

IMX Imax Corporation I 51212 1,794.8 

III Imperial Metals Corporation M 212299 971.2 

IMO Imperial Oil Limited O 454312 34,396.9 

IM IMRIS Inc. J I 33451 250.5 

IRG Imvescor Restaurant Group Inc. I 72211 45.7 

INC Income Financial Trust I 526911 36.4 

STQ Income STREAMS III Corporation I 526917 58.9 

IDX INDEXPLUS Income Fund I 523991 173.0 

IDG Indigo Books & Music Inc. I 451211 365.2 

IAG Industrial-Alliance Insurance & Financial Services Inc. I 524292 3,499.6 

IMN Inmet Mining Corporation I 212221 4,334.8 

INE Innergex Renewable Energy Inc. I 221111 759.9 

INN InnVest Real Estate Investment Trust I 52593 873.9 

INQ INSCAPE Corporation I 33721 32.5 

ISN Insignia Energy Ltd. J O 211111 55.2 

ISM Inspiration Mining Corporation J M 212239 18.0 

IFC Intact Financial Corporation I 524126 5,710.6 

IAM Integrated Asset Management Corp. I 523999 22.6 

I Intellipharmacuetics International Inc. J I 54171 29.4 

IPL Inter Pipeline Fund I 48611 3,843.9 

ICI Inter-Citic Minerals Inc. J M 212299 249.7 

IMP Intermap Technologies Corp. I 334511 29.2 

IDC International Datacasting Corporation J I 51741 26.0 

IFP International Forest Products Ltd. I 321113 258.5 

IMZ International Minerals Corporation J M 21222 960.5 

IRD International Road Dynamics Inc. I 488999 11.5 

ISR International Sovereign Energy Corp. J O 211111 19.3 

ITH International Tower Hill Mines Ltd. M 212299 860.5 

IIP InterRent Real Estate Investment Trust I 52593 72.2 

ITP Intertape Polymer Group Inc. I 326112 69.0 

IAU Intrepid Mines Limited J M 21222 1,056.5 

ICS Intrinsyc Software International, Inc. J I 541512 12.2 

INV INV Metals Inc. J M 212234 70.4 

BND Investment Grade Trust I 526911 48.6 

BWV iPath CBOE S&P 500 BuyWrite Index ETN I 526917 15.5 

ERO iPath EUR/USD Exchange Rate ETN I 526917 6.5 

GBX iPath GBP/USD Exchange Rate ETN I 526917 6.0 

JYN iPath JPY/USD Exchange Rate ETN I 526917 5.4 

II.U iPath Optimized Currency Carry ETN I 526917 22.0 

VXZ iPath S&P: 500 VIX Mid-Term Futures ETN I 526917 1,007.7 

VXX iPath S&P 500 VIX Short-Term Futures ETN USF I 526917 1,087.4 

FFL iPath US Treasury Flattener ETN I 526916 15.8 

SST iPath US Treasury Steepener ETN I 526916 7.0 

XAL iShares Alternatives Completion Portfolio Builder Fund I 526917 14.7 

XCH iShares China Index Fund I 21.6 

XCR iShares Conservative Core Portfolio Builder Fund I 526917 10.1 

XCB iShares DEX All Corporate Bond Index Fund I 526915 1,266.3 

XGB iShares DEX All Government Bond Index Fund I 526915 211.0 

XHB iShares DEX Hybrid Bond Index Fund I 526915 33.3 

XLB iShares DEX Long Term Bond Index Fund I 526915 115.7 

XRB iShares DEX Real Return Bond Index Fund I 526915 582.2 

XSB iShares DEX Short Term Bond Index Fund I 526915 1,999.1 

XBB iShares DEX Universe Bond Index Fund I 526915 1,547.3 

XTR iShares Diversified Monthly Income Fund I 526911 230.7 

XDV iShares Dow Jones Cda Select Dividend Index Fund I 526915 913.9 

XCG iShares Dow Jones Cda Select Growth Index Fund I 526911 35.9 

100

Chapter 6 


XCV iShares Dow Jones Cda Select Value Index Fund I 526911 54.2 

XGC iShares Global Completion Portfolio Builder Fund I 526917 4.9 

IGT iShares Gold Trust I 523991 4,863.3 

XGR iShares Growth Core Portfolio Builder Fund I 526917 8.3 

XEN iShares Jantzi Social Index Fund I 526912 20.0 

XBZ iShares MSCI Brazil Index Fund ETF I 526912 17.0 

XIN iShares MSCI EAFE 100% Hedged to Cdn$ Index Fund I 526914 1,067.1 

XEM iShares MSCI Emerging Market Index Fund ETF I 526912 219.8 

XWD iShares MSCI World Index Fund ETF I 526912 33.0 

XSU iShares Russell 2000 Index (Cdn-Hedged) Fund I 526911 64.7 

XID iShares S&P CNX Nifty India Index Fund I 526912 16.7 

XLA iShares S&P Latin America 40 Index Fund I 526912 6.8 

XSP iShares S&P 500 Hedge to Cdn$ Index Fund I 526912 1,469.6 

XIU iShares S&P/TSX 60 Index Fund I 526911 11,548.9 

XIC iShares S&P/TSX Capped Composite Index Fund I 526911 1,217.7 

XEG iShares S&P/TSX Capped Energy Index Fund I 526911 846.0 

XFN iShares S&P/TSX Capped Financials Index Fund I 526911 1,039.1 

XIT iShares S&P/TSX Capped 

Information Technology Index Fund I 526911 42.4 

XMA iShares S&P/TSX Capped Materials Index Fund I 526911 316.8 

XRE iShares S&P/TSX Capped REIT Index Fund I 52593 1,064.1 

XMD iShares S&P/TSX Completion Index Fund I 526911 211.8 

XGD iShares S&P/TSX Global Gold Index Fund I 526911 1,283.3 

XPF iShares S&P/TSX North American Preferred Stock Index I 526911 6.0 

XCS iShares S&P/TSX Smallcap Index Fund I 526911 160.1 

XHY iShares U.S. High Yield Bond Index Fund I 526916 202.7 

XIG iShares U.S. IG Corporate Bond Index I 526916 26.9 

ISA Isotechnika Pharma Inc. I 54171 40.5 

IVA Ivanhoe Australia Limited J M 212399 1,526.0 

IE Ivanhoe Energy Inc. J O 211111 909.1 

IVN Ivanhoe Mines Ltd. M 21222 12,242.0 

IVW Ivernia Inc. J M 21239 211.7 

JFC Jaguar Financial Corporation J M 212399 7.4 

JAG Jaguar Mining Inc. J M 212221 597.3 

JDN Jayden Resources Inc. M 212299 49.5 

JAZ Jazz Air Income Fund I 523991 734.3 

JDU JDS Uniphase Canada Ltd. I 335921 62.5 

PJC Jean Coutu Group (PJC) Inc. (The) I 44611 1,124.8 

JCT Jewett-Cameron Trading Company Ltd. I 44419 18.2 

JOV Jovian Capital Corporation J I 551112 70.3 

JEC Jura Energy Corporation I 52311 5.3 

JEX Just Energy Exchange Corp. I 22121 141.2 

JE Just Energy Income Fund I 523991 1,898.7 

KBL K-Bro Linen Income Fund I 523991 126.9 

KRN Karnalyte Resources Inc. M 212391 168.4 

KAT Katanga Mining Limited M 21239 2,856.2 

KGN Keegan Resources Inc. J M 212221 407.5 

KEG Keg Royalties Income Fund (The) I 523991 140.0 

KEY Keyera Facilities Income Fund I 523991 2,519.1 

KRI Khan Resources Inc. J M 212291 25.9 

KMP Killam Properties Inc. J I 531311 528.4 

KBR Kimber Resources Inc. J M 21222 107.2 

KFS Kingsway Financial Services Inc. I 524126 72.4 

KIH Kingsway International Holdings Limited I 551111 76.8 

KSP Kingsway Linked Return of Capital Trust I 523991 51.3 

K Kinross Gold Corporation M 212221 21,422.6 

KGI Kirkland Lake Gold Inc. J M 212221 1,087.3 

KDX Klondex Mines Ltd. J M 212299 91.4 

LMA La Mancha Resources Inc. J M 212299 320.0 

LRI Lab Research Inc. I 621511 5.5 

DDS Labopharm Inc. I 54171 68.0 

LIM Labrador Iron Mines Holdings Limited M 21221 507.4 

LIF Labrador Iron Ore Royalty Income Fund M 523991 2,152.0 

LSG Lake Shore Gold Corp. J M 212221 1,568.3 

LRT Lanesborough Real Estate Investment Trust I 52593 41.9 

LAM Laramide Resources Ltd. J M 212291 133.2 

101

Chapter 6 


LAS Lassonde Industries Inc. I 311411 164.0 

LB Laurentian Bank of Canada I 52211 1,356.8 

CBF Lazard Global Investments Convertible Bond I 523991 65.2 

LEG Legacy Oil & Gas Inc. O 211111 1,971.6 

LW Leisureworld Senior Care Corporation I 623311 215.2 

LNF Leon’s Furniture Limited I 44211 1,038.5 

LBE Liberty Mines Inc. J M 212234 21.9 

LBS Life & Banc Split Corp. I 526911 201.1 

LSC Lifeco Split Corporation Inc. I 526911 19.0 

LNR Linamar Corporation I 333999 1,316.8 

LRM Linear Metals Corporation J M 21223 14.0 

LQW Liquidation World Inc. I 45439 33.4 

LIQ Liquor Stores Income Fund I 526911 346.4 

LAC Lithium Americas Corp. J M 212399 140.3 

L Loblaw Companies Limited I 44511 11,532.8 

LII Logan International Inc. I 213112 175.0 

LGT Logistec Corporation I 48832 130.4 

LOR Lorus Therapeutics Inc. I 54171 17.1 

LLL lululemon athletica inc. I 315999 3407.7 

LUN Lundin Mining Corporation M 212221 4,214.2 

LYD Lydian International Limited M 212299 207.7 

XMF M Split Corp. I 526919 22.1 

MDA MacDonald, Dettwiler and Associates Ltd. I 51919 2,075.6 

MKZ Mackenzie Master Limited Partnership I 526911 5.5 

MNF Macquarie NexGen Global Infrastructure Corp. I 523991 17.4 

MPT Macquarie Power & Infrastructure Income Fund I 526919 449.9 

MCZ Mad Catz Interactive, Inc. J I 33431 54.2 

MPC Madison Pacific Properties Inc. I 52593 136.4 

MAG MAG Silver Corp. J M 212299 682.4 

MAL Magellan Aerospace Corporation I 336413 75.6 

MAA MagIndustries Corp. M 212391 107.3 

MXY Magma Energy Corp. J M 221119 461.5 

MMW Magma Metals Limited J M 212299 107.6 

MG Magna International Inc. I 336399 12,582.8 

MGN Magnotta Winery Corporation I 31213 25.8 

MEQ Mainstreet Equity Corp. J I 531311 154.2 

MDI Major Drilling Group International Inc. I 213115 991.3 

MLG Malaga Inc. J M 212221 50.5 

MND Mandalay Resources Corporation J M 21222 98.0 

MBT Manitoba Telecom Services Inc. I 51731 1,851.3 

MRL Mantra Resources Limited J M 212291 1,032.7 

MBB Manulife Brompton Advantaged Bond Fund I 526915 35.3 

MFT Manulife Financial Capital Trust I 526911 60.9 

MFC Manulife Financial Corporation I 52399 32,170.9 

MFI Maple Leaf Foods Inc. I 42441 1,561.5 

MOZ Marathon Gold Corporation J M 212221 28.3 

MN March Networks Corporation I 561621 72.0 

MRN Marengo Mining Limited J M 212234 372.7 

MPM Markland AGF Precious Metals Corp. I 523991 16.6 

MHY Marret High Yield Strategies Fund I 526916 434.3 

MIG Marret Investment Grade Bond Fund I 526916 314.6 

MLX Marsulex Inc. I 333411 428.1 

MRE Martinrea International Inc. I 332999 747.9 

MTA Matrix Asset Management Inc. J I 52392 43.7 

MAW Mawson Resources Limited J M 212291 112.7 

MXG Maxim Power Corp. I 221111 150.8 

MBC MBAC Fertilizer Corp. J I 32531 177.4 

MKP MCAN Mortgage Corporation I 526913 200.2 

MCB McCoy Corporation I 336212 98.0 

MHR McGraw-Hill Ryerson Ltd. I 51113 95.8 

MUH MCM Split Share Corp. I 526911 15.2 

MDZ MDC Partners Inc. I 56141 488.8 

MDN MDN Inc. J M 212299 47.4 

MDF Mediagrif Interactive Technologies Inc. I 518111 147.2 

MDG Medicago Inc. J I 54171 83.5 

DR Medical Facilities Corporation I 551112 349.4 

102

Chapter 6 


MNR Mediterranean Resources Ltd. J M 212399 9.1 

MRS Medoro Resources Ltd. J M 212221 330.7 

MLL Medusa Mining Limited M 212221 1,213.1 

MWC Medwell Capital Corp. I 325411 25.9 

MEG MEG Energy Corp. O 211111 8,633.1 

MB MEGA Brands Inc. I 339932 361.9 

MGA Mega Uranium Ltd. J M 212291 273.8 

MRD Melcor Developments Ltd. I 531312 446.6 

ML Mercator Minerals Ltd. J M 212234 780.0 

MRI Mercer International Inc. I 32211 329.5 

MMZ Metalline Mining Company J M 212299 133.5 

MET Metalore Resources Ltd. O 211111 14.2 

MX Methanex Corporation I 32511 2,794.5 

MYG MethylGene Inc. J I 54171 5.5 

MRU Metro Inc. I 42441 4,690.9 

MGX MGM Energy Corp. O 211111 62.9 

MIM MI Developments Inc. I 531312 1,267.0 

MBX Microbix Biosystems Inc. J I 325411 22.6 

MBN Middlefield Bancorp Limited I 52311 10.6 

OCF Middlefield Tactical Energy Corporation I 523991 10.4 

MEL Midway Energy Ltd. O 211111 300.8 

MGO Migao Corporation I 32531 406.3 

MMM Minco Gold Corporation J M 212299 132.0 

MSV Minco Silver Corporation J M 212299 274.8 

MFL Minefinders Corporation Ltd. J M 21222 869.9 

MAK Minemakers Limited J M 32511 90.6 

MAI Minera Andes Inc. J M 21222 770.9 

IRL Minera IRL Limited M 212221 176.8 

MDM Mineral Deposits Limited J M 212299 342.1 

MGT Mines Management, Inc. J M 212222 95.2 

MID MINT Income Fund I 523991 253.9 

MNB Mirabela Nickel Limited J M 212299 1,169.9 

MT Miranda Technologies Inc. I 33422 119.5 

MTM Mitec Telecom Inc. I 33422 15.2 

MKX MKS Inc. I 541512 177.1 

TPX Molson Coors Canada Inc. I 31212 1,131.9 

MOL Moly Mines Limited J M 212234 590.6 

ME Moneta Porcupine Mines Inc. J M 212221 53.6 

MM Mood Media Corporation J I 512299 248.9 

MRC Morguard Corporation I 52593 628.9 

MRT Morguard Real Estate Investment Trust I 52593 948.2 

MSN Morguard Sunstone Real Estate Income Fund I 52593 27.4 

MSI Morneau Sobeco Income Fund I 524292 442.4 

MSD Mosaid Technologies Inc. I 334112 352.6 

MPV Mountain Province Diamonds Inc. J M 212392 502.7 

MTY MTY Food Group Inc. I 722211 275.3 

MTL Mullen Group Ltd. I 484121 1,330.9 

MMN Multi-Manager Limited Partnership I I 523991 1.0 

MUN Mundoro Capital Inc. J M 212299 24.9 

NAE NAL Oil & Gas Trust O 523991 2,127.7 

NA National Bank of Canada I 52211 12,279.6 

NUS Nautilus Minerals Inc. J M 212299 351.6 

NBF NB Split Corp. I 52599 54.5 

NNE NEMI Northern Energy & Mining Inc. J M 21239 60.0 

NEM Neo Material Technologies Inc. I 33441 937.3 

NLN NeuLion Inc. I 51611 75.0 

NCU Nevada Copper Corp. J M 212234 259.9 

NSU Nevsun Resources Ltd. J M 212221 1,455.7 

ND New Dawn Mining Corp. J M 212299 70.9 

NFI New Flyer Industries Inc. I 33699 560.0 

NGD New Gold Inc. J M 212299 4,122.1 

BCI New Look Eyewear Inc. J I 523991 71.4 

NAL Newalta Corporation I 562998 695.2 

NCC Newfoundland Capital Corp. Ltd. I 51111 229.1 

NEW Newgrowth Corporation I 526911 101.0 

NMC Newmont Mining Corporation of Canada Limited M 212221 3,421.1 

103

Chapter 6 


NPF Newport Partners Income Fund I 551112 149.7 

NXY Nexen Inc. O 211111 12,447.9 

NGQ NGEx Resources Inc. M 212221 204.2 

NKO Niko Resources Ltd. O 211111 5,288.2 

NNN NiMin Energy Corp. J I 211111 101.7 

NIO NIOCAN Inc. J M 21221 9.3 

NIF Noranda Income Fund I 523991 173.2 

NBD Norbord Inc. I 321912 637.2 

NDN Nordion Inc. I 54171 758.5 

NII Norsat International Inc. I 33429 33.3 

NOM Norsemont Mining Inc. J M 212299 315.9 

NOA North American Energy Partners Inc. I 213111 442.0 

NAF North American Financials Capital I 526911 54.0 

PDL North American Palladium Ltd. M 212299 1,028.0 

NWF North West Company Fund I 45299 997.6 

NTI Northcore Technologies Inc. J I 52399 20.2 

NDM Northern Dynasty Minerals Ltd. J M 212299 1,343.3 

NFC Northern Financial Corporation I 551112 2.9 

NPR Northern Property Real Estate Investment Trust I 52593 738.8 

NGX Northgate Minerals Corporation M 212221 925.7 

NPI Northland Power Income Fund I 551112 1,269.9 

NPP Northland Power Preferred Equity Inc. I 526919 152.4 

NAU Northland Resources S.A. J M 21221 695.7 

NAS Northstar Aerospace, Inc. I 336413 68.7 

NHC Northstar Healthcare Inc. I 621999 15.0 

NWH Northwest Healthcare Properties REIT I 52593 321.4 

NSI Nova Scotia Power Inc. I 221122 152.3 

NDQ Novadaq Technologies Inc. J I 33911 102.7 

NG NovaGold Resources Inc. J M 212221 3,211.5 

EKO Noveko International Inc. J I 551112 39.4 

NTA Noventa Limited J M 332312 197.8 

NWI Nuinsco Resources Limited J M 212299 41.3 

NVA NuVista Energy Ltd. O 211111 820.7 

NRI Nuvo Research Inc. I 32541 62.6 

OCB O’Leary Advantaged Tactical Global Corp Bond I 523991 111.7 

OBF O’Leary Bric-Plus Income & Growth Fund I 526916 170.8 

OCZ O’Leary Canadian Equity Income Fund I 523991 145.9 

OCH O’Leary Canadian Income Opportunities Fund 2 I 523991 137.0 

OCY O’Leary Cdn Income Opportunities Fund I 523991 262.3 

OGE O’Leary Global Equity Income Fund Trust I 526912 31.3 

OHA O’Leary Hard Asset Income Fund I 526911 95.1 

OGC OceanaGold Corporation M 212221 932.2 

OCS OCP Credit Strategy Fund Trust I 523991 202.4 

OSL OCP Senior Credit Fund Trust I 523991 340.0 

OSM Oil Sands and Energy Mega-Projects Trust I 523991 22.4 

OSF Oil Sands Sector Fund I 523991 74.0 

OYM Olympus Pacific Minerals Inc. M 212299 175.9 

ONC Oncolytics Biotech Inc. I 54171 465.6 

OBP Ondine Biomedical Inc. J I 54171 6.2 

OCX Onex Corporation I 551112 3,575.6 

ONR Open Range Energy Corp. O 22121 115.8 

OTC Open Text Corporation I 54151 2,608.1 

OMG OPMEDIC Group Inc. J I 62151 42.8 

OPM Opta Minerals Inc. I 32791 29.8 

OPC OPTI Canada Inc. O 211111 188.8 

OGD Orbit Garant Drilling Inc. I 213111 204.9 

ORE Orezone Gold Corporation M 212221 326.4 

OIP Orion Oil & Gas Corporation O 211111 284.9 

OEX Orleans Energy Ltd. J O 211111 163.1 

ORL Orocobre Limited J M 212399 328.0 

OLE Oromin Explorations Ltd. J M 212221 148.6 

OSU Orsu Metals Corporation M 212234 53.6 

ORV Orvana Minerals Corp. J M 21239 453.6 

OSI OSI Geospatial Inc. I 334511 13.3 

OSK Osisko Mining Corporaiton J M 212299 5,532.7 

OTT Otelco Inc. I 51711 235.3 

104

Chapter 6 


PCE Pace Oil & Gas Ltd. O 211111 392.4 

PWC Pacific & Western Credit Corp. I 52399 149.1 

PIH Pacific Insight Electronics Corp. I 33639 12.2 

PFN Pacific North West Capital Corp. J M 212299 8.4 

PNG Pacific Northern Gas Ltd. I 22121 113.5 

PMU Pacific Rim Mining Corp. J M 212221 30.1 

PRE Pacific Rubiales Energy Corp. J O 211111 9,691.9 

PCN Pacrim International Capital Inc. I 551112 35.2 

PDN Paladin Energy Ltd. J M 212291 3,635.2 

PLB Paladin Labs Inc. I 325412 617.4 

PLK Palko Environmental Ltd. I 523991 36.8 

PAA Pan American Silver Corp. M 212222 4,392.0 

PZG Paramount Gold and Silver Corp. J M 212299 440.6 

POU Paramount Resources Ltd. O 211111 2,375.0 

PTO Pareto Corporation J I 54189 83.6 

PRK Parkbridge Lifestyle Communities Inc. I 551112 487.2 

PKI Parkland Income Fund I 523991 700.6 

PSI Pason Systems Inc. I 213111 1,139.6 

PTI Patheon Inc. I 32541 298.4 

PCD Pathfinder Convertible Debenture Fund I 523991 122.8 

PKL PC Gold Inc. J M 212299 51.6 

PES Peak Energy Services Trust I 523991 82.7 

PEZ Pediment Gold Corp. J M 212299 123.8 

PIX Peer 1 Network Enterprises, Inc. I 51611 186.6 

PPL Pembina Pipeline Corporation I 48611 3,859.0 

PGF Pengrowth Energy Trust O 523991 4,111.1 

PWT Penn West Energy Trust O 523991 11,165.7 

PGD Peregrine Diamonds Ltd. J M 212392 238.2 

PGM Peregrine Metals Ltd. J M 212299 106.0 

PMT Perpetual Energy Inc. O 211111 820.7 

PRU Perseus Mining Limited Ordinary 212221 1,451.1 

PTQ Petaquilla Minerals Ltd. J M 212221 144.3 

PTZ Pethealth Inc. J I 524128 42.7 

PBN Petrobakken Energy Ltd. O 211111 4,066.3 

PBG Petrobank Energy and Resources Ltd. O 211111 2,678.2 

PDP Petrolifera Petroleum Limited J O 211111 90.2 

PMG Petrominerales Ltd. O 211111 3,316.2 

PRW Petrowest Energy Services Trust I 213112 14.5 

PEY.UN Peyto Energy Trust Units O 211111 2,429.1 

PFB PFB Corporation I 326112 38.0 

PHX Phoenix Technology Income Fund I 213112 364.1 

PHD Phonetime Inc. J I 51731 11.0 

FOS Phoscan Chemical Corp. J I 325311 84.4 

PNP Pinetree Capital Ltd. J I 52399 563.3 

PZA Pizza Pizza Royalty Income Fund I 722211 183.3 

PTM Platinum Group Metals Ltd. J M 212299 448.6 

PPN Platmin Limited M 212299 667.2 

PCC Plutonic Power Corporation J I 221111 139.4 

PTS Points International Ltd. J I 454111 103.4 

PSR Polar Star Mining Corporation j M 21229 171.8 

PLS Polaris Minerals Corporation J M 212399 79.3 

PBL Pollard Banknote Income Fund I 323119 54.6 

POL Polo Resources Limited J M 212111 191.2 

POM Polymet Mining Corp. J M 21223 355.9 

HDX Posera-HDX Inc. J I 52232 14.3 

POT Potash Corporation of Saskatchewan Inc. I 212391 44,241.9 

KCL Potash One Inc. J M 212391 379.4 

POW Power Corporation of Canada I 551112 13,440.5 

PWF Power Financial Corporation I 551112 23,735.7 

DAA PowerShares DB Agriculture Double Long I 523991 74.6 

DAD PowerShares DB Agriculture Double Short I 523991 2.8 

DOE PowerShares DB Crude Oil Double Short I 523991 92.8 

DGU PowerShares DB Gold Double Long I 523991 557.6 

DGJ PowerShares DB Gold Double Short I 523991 93.2 

PWE Powertech Uranium Corp. J M 212291 16.9 

MMP Precious Metals and Mining Trust I 523991 310.1 

105

Chapter 6 


PBU Precious Metals Bullion Trust I 523991 76.0 

PD Precision Drilling Trust I 213112 2,646.5 

PSF Preferred Share Investment Trust I 523991 55.4 

PCU Premier Canadian Income Fund Trust I 526912 13.5 

PG Premier Gold Mines Limited J M 212299 769.4 

PVN Premier Value Income Trust I 523991 58.7 

PBH Premium Brands Holdings Corporation I 42447 298.3 

PIC Premium Income Corporation I 526911 210.4 

PVG Pretium Resources Inc. J M 212299 503.8 

PMZ Primaris Retail Real Estate Investment Trust I 52593 1,540.8 

PRI Primary Energy Recycling Corporation I 221122 185.1 

PDV Prime Dividend Corp. I 526911 30.9 

EAT Prime Restaurants Royalty Income Fund I 526919 30.7 

P Primero Mining Corp. J M 212299 403.6 

QSR Priszm Income Fund I 523991 16.5 

PAM Pro-AMS U.S. Trust I 526912 16.3 

PRQ Progress Energy Resources Corp. O 211111 3,007.6 

PLI ProMetic Life Sciences Inc. J I 325412 42.3 

PPF Propel Multi-Strategy Fund I 523991 69.0 

PRP ProSep Inc. J I 213112 18.2 

PSX ProspEx Resources Ltd. O 211111 79.3 

PRX Protox Therapeutics Inc. J I 54171 86.1 

PVE Provident Energy Trust O 211111 2,544.4 

PRT PRT Forest Regeneration Income Fund I 523991 23.0 

PSD Pulse Seismic Inc. I 54136 116.9 

PSV Pure Energy Services Ltd. I 213112 141.9 

NIC Pure Nickel Inc. J M 21223 13.6 

QLT QLT Inc. I 54171 374.9 

QUX Quadra FNX Mining Ltd. M 212299 3,181.9 

QBR Quebecor Inc. I 551112 2,420.6 

QMI Queenston Mining Inc. M 212221 465.2 

QEC Questerre Energy Corporation J O 211111 480.0 

RBS R Split III Corp. I 526915 83.9 

RNK Rainmaker Entertainment Inc. I 512191 5.6 

RPG Ram Power Corp. J O 221112 349.2 

RTL Ratel Gold Limited J M 212299 180.0 

RAV Ravensource Fund I 526916 14.5 

RYT RBC Capital Trust I 523991 757.5 

RC RDM Corporation J I 541512 23.9 

RCB Red Crescent Resources Ltd. J M 21229 67.4 

RKN Redknee Solutions Inc. J I 51121 88.5 

RDL Redline Communications Group Inc. J I 33422 8.5 

REZ Redzone Resources Ltd. M 212299 31.5 

RET Reitmans (Canada) Limited I 44812 1,226.0 

RIM Research In Motion Limited I 518111 30,299.5 

RIN Resinco Capital Partners Inc. I 52591 18.1 

RBM Response Biomedical Corp. J I 33911 13.4 

RVX Resverlogix Corp. J I 32541 123.4 

RMM Retrocom Mid-Market Real Estate Invest Trust I 52593 168.8 

RVM Revett Minerals Inc. J M 212222 158.9 

RV Revolution Resources Corp. M 212221 19.0 

RPI Richards Packaging Income Fund I 523991 87.7 

RCH Richelieu Hardware Ltd. I 42371 645.9 

RIC Richmont Mines Inc. M 212221 159.0 

RIB Ridgewood Canadian Investment Grade Bond I 526915 58.5 

RCL Ridley Inc. I 311119 127.4 

RN Rio Novo Gold Inc. J M 212221 240.1 

REI RioCan Real Estate Investment Trust I 52593 5,685.1 

RBA Ritchie Bros. Auctioneers Incorporated I 45439 2,420.5 

RE Rock Energy Inc. J O 211111 159.2 

RGT Rockgate Capital Corp. J M 212299 213.0 

RDI Rockwell Diamonds Inc. J M 212392 33.7 

RME Rocky Mountain Dealerships Inc. I 53241 197.0 

RCI Rogers Communications Inc. I 51751 19,541.8 

RSI Rogers Sugar Income Fund I 523991 607.2 

R Romarco Minerals Inc. M 212221 1,111.2 

106

Chapter 6 


RON RONA inc. I 44419 1,835.1 

RY Royal Bank of Canada I 52211 79,528.8 

RGL Royal Gold, Inc. M 212221 2,888.9 

RYL Royal Host Real Estate Investment Trust I 52593 162.6 

RNX Royal Nickel Corporation M 212299 224.2 

RS RS Technologies Inc. J I 325211 10.1 

RMX Rubicon Minerals Corporation J M 212299 1,214.3 

RCM RuggedCom Inc. I 33429 219.1 

RUS Russel Metals Inc. I 331221 1,568.3 

RUT Rutter Inc. J I 33451 3.8 

SBN S Split Corp. I 526911 76.3 

SBB Sabina Gold & Silver Corp. J M 212299 796.6 

SGR San Gold Corporation J M 212221 1,192.6 

SVC Sandvine Corporation J I 33411 384.9 

SAP Saputo Inc. I 31151 8,149.6 

SVY Savanna Energy Services Corp. I 213112 560.7 

SIS Savaria Corporation J I 33911 35.1 

SCI SCITI ROCS Trust I 526917 62.1 

STF SCITI Total Return Trust I 523991 26.4 

SIN SCITI Trust I 523991 209.4 

SCR Score Media Inc. J I 51521 79.1 

SPM Scorpio Mining Corporation J M 212399 187.0 

SRQ Scott’s Real Estate Investment Trust I 52593 96.5 

SEA Seabridge Gold Inc. J M 212221 1,228.6 

SCC Sears Canada Inc. I 452111 2,048.1 

SCU Second Cup Income Fund I 523991 78.8 

SCS Second Wave Petroleum Inc. J O 211111 211.4 

SES Secure Energy Services Inc. J I 213112 372.9 

SMF SEMAFO Inc. J M 212221 2,923.8 

SBS SemiBioSys Genetics Inc. J I 32541 3.9 

SIT Sentry Select Blue-Chip Income Trust I 523991 6.0 

SSJ Sentry Select Commodities Income Trust I 523991 33.8 

SGT Sentry Select Global Index Income Trust I 523991 7.6 

PME Sentry Select Primary Metals Corp. I 526911 149.3 

SEC Senvest Capital Inc. I 55111 203.4 

SQZ Serica Energy plc O 211111 107.7 

SJR Shaw Communications Inc. I 51521 8,788.9 

SCL ShawCor Ltd. I 333132 2,350.4 

S Sherritt International Corporation M 551112 2,500.5 

SC Shoppers Drug Mart Corporation I 44611 8,595.9 

SGF Shore Gold Inc. J M 212299 202.0 

SW Sierra Wireless, Inc. I 541512 463.4 

SDF Signature Diversified Value Trust I 523991 3.0 

SBR Silver Bear Resources Inc. J M 212222 27.7 

SBT Silver Bullion Trust 523991 111.0 

SSO Silver Standard Resources Inc. M 212222 2,209.9 

SLW Silver Wheaton Corp. M 212222 13,562.8 

SVM Silvercorp Metals Inc. J M 212299 2,223.6 

SLX Silvermex Resources Inc. J M 21222 217.0 

TRE Sino-Forest Corporation I 321999 5,719.6 

SRV SIR Royalty Income Fund I 523991 58.1 

SXT Sixty Split Corp. I 526911 35.7 

SKL Skope Energy Inc. J O 211111 55.8 

SKA Skylon All Asset Trust I 526911 14.9 

SLP Skylon Global Capital Yield Trust I 526911 6.9 

SPO Skylon Global Capital Yield Trust II I 526911 26.3 

SKG Skylon Growth & Income Trust I 523991 88.8 

SIA Skylon International Advantage Yield Trust I 526911 17.4 

SLS SL Split Corp. I 551112 29.1 

SMA Smart Technologies Inc. I 541512 415.6 

SMX SMTC Manufacturing Corporation of Canada I 334111 1.9 

SNC SNC-Lavalin Group Inc. I 54133 9,043.9 

SNP SNP Split Corp. I 526911 19.2 

SO Softchoice Corporation I 42343 154.9 

SLR Solitario Exploration & Royalty Corp. J M 212399 109.8 

SUM Solium Capital Inc. I 52212 61.1 

107

Chapter 6 


SOQ Sonde Resources Corp. J O 211111 226.8 

SAG South American Gold and Copper Co Ltd. M 212221 52.0 

SAC South American Silver Corp. J M 21222 219.0 

STP Southern Pacific Resource Corp. J O 211111 563.0 

SGQ SouthGobi Resources Ltd. J O 212111 2,237.8 

SPE Spartan Exploration Ltd. O 211111 169.9 

SDI Spectral Diagnostics Inc. I 33911 26.6 

SOT Split REIT Opportunity Trust I 52593 22.5 

YLD Split Yield Corporation I 526911 21.3 

SII Sprott Inc. I 55111 1,209.0 

PHY Sprott Physical Gold Trust I 52392 1,196.0 

PHS Sprott Physical Silver Trust I 52392 809.0 

SCP Sprott Resource Corp. J M 212234 469.9 

SIL Sprott Resource Lending Corp. I 52311 272.3 

SVU Spur Ventures Inc. J I 51721 26.9 

SAS St. Andrew Goldfields Ltd. J M 212221 529.0 

STN Stantec Inc. I 541618 1,267.5 

XHM Star Hedge Managers Corp. I 523991 89.9 

XYM Star Portfolio Corp. I 523991 86.7 

SAM Starcore International Mines Ltd. M 21222 9.9 

SRU Starfield Resources Inc. J M 212234 44.8 

SJ Stella-Jones Inc. I 321912 529.7 

SSI Sterling Shoes Inc. I 44821 31.2 

HAY Stone Agribusiness Fund Trust I 523991 13.9 

ST Stonegate Agricom Ltd. J M 325311 248.8 

SDG Stoneham Drilling Trust I 523991 93.9 

SWY Stornoway Diamond Corporation J M 212399 181.5 

SDY Strad Energy Services Ltd. I 213111 138.9 

RSC Strateco Resources Inc. J M 212291 136.7 

SQP Strongco Corporation I 33312 37.4 

STB Student Transportation Inc. I 48541 455.0 

SUE Sulliden Gold Corporation Ltd. M 212221 404.4 

GRO Sun Gro Horticulture Income Fund I 523991 113.9 

SLE Sun Life Capital Trust I 526917 969.0 

SLF Sun Life Financial Inc. I 52399 19,081.0 

SU Suncor Energy Inc. I 32411 59,861.7 

SOY SunOpta, Inc. I 339999 509.6 

SRF Sun-Rype Products Ltd. I 311411 91.3 

SPB Superior Plus Corp. I 523991 1,651.5 

SXP Supremex Income Fund I 322232 70.6 

SHR Sure Energy Inc. O 211111 82.2 

SWI Swisher Hygiene Inc. I 311412 539.3 

SWS Swiss Water Decaffeinated Coffee Income I 526919 24.6 

SXC SXC Health Solutions Corp. I 541512 2,622.2 

SYX Synergex Corporation J I 541512 5.6 

SXI Synex International Inc. I 551112 11.3 

TBP T. Boone Pickens Energy Fund I 526911 18.8 

THO Tahoe Resources Inc. J M 212299 2,062.6 

TBL Taiga Building Products Limited I 44419 160.9 

TLM Talisman Energy Inc. O 211111 22,592.8 

TLH Talison Lithium Limited M 21239 625.6 

TLO Talon Metals Corp. J M 212299 122.4 

TNX Tanzanian Royalty Exploration Corporation M 212221 679.6 

TKO Taseko Mines Limited M 21223 973.7 

TO Tax Optimized Return Oriented Securities Trust I 523991 16.4 

TDS TD Split Inc. I 526911 232.5 

XTD TDb Split Corp. I 526911 25.9 

TLB TearLab Corporation J I 54171 30.7 

TEC Technicoil Corporation I 213112 107.6 

TCK Teck Resources Ltd. M 212221 36,453.0 

TCS TECYS Inc. J I 51121 21.0 

TKM Tekmira Pharmaceuticals Corporation I 54171 46.5 

T TELUS Corporation I 51721 14,326.3 

TMB Tembec Inc. I 32211 428.0 

TGO TeraGo Inc. I 51721 60.1 

TGZ Teranga Gold Corporation J M 212221 703.7 

108

Chapter 6 


TT Terra Energy Corp. O 211111 126.7 

TI TerraVest Income Fund I 523991 48.9 

TXL Tesla Exploration Ltd. I 213112 69.5 

TPL Tethys Petroleum Ltd. J O 211111 418.7 

TLN Thallion Pharmaceuticals Inc. J I 54171 4.0 

TH Theratechnologies Inc. I 54171 331.0 

THD Third Cdn General Investment Trust Ltd. I 526917 157.0 

TCM Thompson Creek Metals Company Inc. M 212299 2,397.2 

TRI Thomson Reuters Corporation I 551112 31,131.4 

THR Thundermin Resources Inc. J M 212399 13.2 

TGS Tiger Resources Limited J M 212299 352.2 

THI Tim Hortons Inc. I 551112 7,050.1 

TGF Timbercreek Global Real Estate Fund I 52593 54.3 

TMC Timbercreek Mortgage Investment Corp. I 526913 139.9 

TWF TimberWest Forest Corp. I 321912 463.7 

TIM Timminco Limited I 33141 64.6 

X TMX Group Inc. I 551112 2,748.4 

TCT Top 10 Canadian Financial Trust I 526917 49.9 

TXT Top 10 Split Trust Capital I 526912 43.6 

TXG Torex Gold Resources Inc. J M 212221 576.2 

TIH Toromont Industries Ltd. I 53241 2,367.0 

TD Toronto-Dominion Bank (The) I 52211 70,535.6 

TS Torstar Corporation I 51111 845.4 

TOT Total Energy Services Inc. I 213112 442.6 

TOU Tourmaline Oil Corp. O 211111 2,969.0 

TA TransAlta Corporation I 221122 4,960.2 

TRZ Transat A.T. Inc. I 481111 711.3 

TNP TransAtlantic Petroleum Corp. O 211111 1,123.5 

TRP TransCanada Corporation I 48621 27,729.5 

TCA TransCanada PipeLines Limited I 48621 399.5 

TCL Transcontinental Inc. I 323119 1,402.8 

TFI TransForce Inc. I 484122 1,343.7 

TGA TransGlobe Apartment REIT I 52593 257.2 

TGL TransGlobe Energy Corporation J O 211111 1,064.4 

TTH Transition Therapeutics Inc. J I 54171 44.1 

TZT Tranzeo Wireless Technologies Inc. J I 33422 24.4 

TML Treasury Metals Inc. J M 212299 54.1 

TIL Tree Island Wire Income Fund I 523991 26.2 

TV Trevali Resources Corp. M 21223 89.6 

TOR TriAusMin Limited J M 212299 15.9 

TRH Triax Diversified High-Yield Trust I 526917 31.6 

TCW Trican Well Service Ltd. I 333132 2,898.0 

TCN Tricon Capital Group Inc. I 52593 91.2 

TCP Trident Performance Corp. I 526914 18.4 

TCZ Trident Performance Corp. II I 526914 34.1 

TET Trilogy Energy Corp. I 526917 1,035.4 

TMA Trimac Income Fund I 523991 56.9 

TDG Trinidad Drilling Ltd. I 213111 1,115.6 

TRY Troy Resources NL M 212299 353.4 

TOS TSO3 Inc. I 33911 76.6 

TC Tucows Inc. I 51611 37.9 

TDR Tudor Corporation Ltd. J O 211111 14.5 

TPS Turbo Power Systems Inc. I 335312 28.8 

TID Tuscany International Drilling Inc. J I 213112 272.6 

TVA TVA Group Inc. I 51512 285.7 

TVI TVI Pacific Inc. J M 21222 63.4 

TBE Twin Butte Energy Ltd. J O 211111 261.5 

GTH U.S. Geothermal Inc. J M 221112 92.0 

GAT UBS Global Allocation Trust I 523991 31.3 

UEX UEX Corporation J M 212291 456.0 

UNG Union Gas Limited I 22121 7.3 

UNS Uni-Select Inc. I 42312 534.1 

UNC United Corporations Limited I 526917 590.9 

UMG United Mining Group Inc. J M 212222 69.0 

URZ Uranerz Energy Corporation J M 212291 254.7 

UF Uranium Focused Energy Fund I 523991 66.1 

109

Chapter 6 


UUU Uranium One Inc. J M 212291 5,133.6 

U Uranium Participation Corporation M 52599 842.1 

URB Urbana Corporation I 526911 101.2 

URE Ur-Energy Inc. M 212291 302.9 

UMJ Ursa Major Minerals Inc. J M 21223 13.7 

FTU US Financial 15 Split Corp. I 526919 20.9 

UXE US Gold Canadian Acquisition Corporation M 212221 36.3 

UXG US Gold Corporation M 212221 939.2 

UTC Utility Corp. I 526911 50.7 

UST Utility Split Trust I 526911 88.0 

VAA Vaaldiam Resources Ltd. J M 212392 18.6 

VRX Valeant Pharmaceuticals International Inc. I 325412 8,351.4 

VNR Valener Inc. I 22121 673.5 

VCM Vecima Networks Inc. I 33422 96.0 

RNO Vector Aerospace Corporation I 81131 434.2 

VLN Velan Inc. I 332919 88.9 

VLC Velocity Minerals Ltd. J M 212399 5.2 

VEM Vena Resources Inc. J M 21222 47.6 

VEN Ventana Gold Corp. J M 212221 1,356.4 

VET Vermilion Energy Inc. O 211111 4,108.4 

VRO Vero Energy Inc. O 211111 280.3 

VG VG Gold Corp. J M 212221 204.0 

NI Victory Nickel Inc. J M 212234 38.0 

VIC Vicwest Income Fund I 332311 321.8 

VFF Village Farms International Inc. I 523991 25.1 

VGQ Virginia Mines Inc. J M 212221 260.8 

VGZ Vista Gold Corp. M 212221 110.9 

VT Viterra Inc. I 42451 3,448.4 

VTN Vitran Corporation Inc. I 484121 213.4 

VTR Volta Resources Inc. J M 212221 320.1 

WJX Wajax Income Fund I 333618 612.6 

WDN Waldron Energy Corporation J O 211111 74.6 

WFC Wall Financial Corporation I 531312 448.7 

WM Wallbridge Mining Company Limited J M 212234 30.9 

WNX Warnex Inc. J I 325414 7.0 

WFI WaterFurnace Renewable Energy Inc. J I 333414 299.6 

WEW WebTech Wireless Inc. I 517212 38.0 

WZL Wenzel Downhole Tools Ltd. I 333132 57.9 

WCS Wescast Industries Inc. I 336399 39.0 

WDO Wesdome Gold Mines Ltd. M 212221 287.5 

WFT West Fraser Timber Co. Ltd. I 321912 1,874.6 

WED Westaim Corporation (The) I 55111 319.3 

W Westcoast Energy Inc. I 48621 289.8 

WSA Western Areas NL J M 212234 1,096.4 

WTN Western Coal Corp. J M 212111 4,307.9 

WRN Western Copper Corporation J M 212299 243.3 

WES Western Financial Group Inc. I 52599 380.3 

WEF Western Forest Products Inc. I 321113 102.9 

WEQ WesternOne Equity Income Fund I 52399 98.8 

WFE WestFire Energy Ltd.J O 211111 275.6 

WJA WestJet Airlines Ltd. I 48111 2,020.6 

WN Weston, George Limited I 44511 11,620.3 

WPT Westport Innovations Inc. I 336312 859.7 

WTE Westshore Terminals Income Fund I 523991 1,706.3 

WXI Wex Pharmaceuticals Inc. J I 54171 44.2 

WG WGI Heavy Minerals, Incorporated M 212399 11.7 

WB Whistler Blackcomb Holdings Inc. I 551112 459.8 

WTG White Tiger Gold Ltd. M 212299 200.6 

WCP Whitecap Resources Inc. J O 211111 237.1 

WRK Whiterock Real Estate Investment Trust I 52593 400.2 

WIN Wi-Lan Inc. I 33422 701.2 

WCM Wilmington Capital Management Inc. I 52399 20.0 

WPK Winpak Ltd. I 322221 809.3 

WIX Winstar Resources Ltd. J O 211111 182.7 

WRX Wireless Matrix Corporation J I 51721 81.6 

WGR Witwatersrand Consolidated Gold Res Ltd. J M 212221 301.1 

110

Chapter 6 


XWE World Energy Solutions Inc. J I 52399 25.5 

WFS World Financial Split Corp. I 526917 75.3 

XMC Xceed Mortgage Corporation I 526913 22.8 

XBC Xebec Adsorption Inc. I 213112 12.0 

XRG Xinergy Ltd. J M 212111 126.8 

XTG XTra-Gold Resources Corp. J M 212221 100.9 

XDC Xtreme Coil Drilling Corp. J I 213111 249.5 

YRI Yamana Gold Inc. J M 212221 9,465.9 

YLO Yellow Media Inc. I 523991 4,094.0 

YOU Yield Advantage Income Trust I 523991 15.2 

YP YIELDPLUS Income Fund I 526917 190.9 

YM YM BioSciences Inc. J I 54171 246.2 

YRB Yorbeau Resources Inc. J M 212221 35.3 

YNG Yukon-Nevada Gold Corp. J M 212234 590.5 

ZAR Zargon Energy Trust O 211111 535.5 

ZOG Zargon Oil & Gas Ltd. O 211111 56.8 

ZL Zarlink Semiconductor Inc. I 33441 320.8 

ZAZ Zazu Metals Corporation J M 212231 11.7 

ZCL ZCL Composites Inc. I 33241 89.3 

ZNC Zincore Metals Inc. J M 21223 70.7 

ZPP Zongshen PEM Power Systems Inc. J I 221119 120.1 

If a listed company has more than one issue the market capitalization given is a total for all issues. 

111

11321 Forest nurseries and gathering of forest products 

111419 Other food crops grown undercover 

111422 floriculture productions 

115112 soil preparation, planting and cultivating 

21111 Oil and gas extraction 

21221 iron ore mining 

21222 gold ore and silver ore mining 

21223 copper, nickel, lead and zinc mining 

21229 Other metal ore mining 

21239 other nonmetallic mineral mining and quarrying 

22112 Electric power transmission, control, and distribution 

22121 natural gas distribution 

22131 Water supply and irrigation systems 

23622 commercial and institutional building construction 

23721 land subdivision 

23812 structural steel and precast concrete contractors 

23829 other building equipment contractors 

211111 crude petroleum and natural gas extraction 

212111 bituminous coal & lignite surface mining 

212221 gold ore mining 

212222 silver ore mining 

212231 lead ore & zinc ore mining 

212234 copper ore & nickel ore mining 

212291 uranium-radium-vanadium ore mining 

212299 all other metal ore mining 

212391 potash, soda, and borate mineral mining 

212392 diamond mining 

212399 all other non-metallic mineral mining 

213111 drilling oil and gas wells 

213112 support activities for oil and gas operations 

213115 support activities for non-metallic mineral mining 

221111 hydroelectric power generation 

221112 fossil fuel electric power generation 

221119 Other electric power generation 

221122 electric power distribution 

31131 Sugar manufacturing 

31151 dairy products (except frozen) manufacturing 

31192 coffee and tea manufacturing 

31199 All other food manufacturing 

31212 breweries 

31213 wineries 

31214 distilleries 

32111 Sawmills and wood preservation 

32121 veneer, plywood & engineered wood product mfg 

32211 pulp mills 

32411 petroleum refineries 

32511 petrochemical manufacturing 

32512 industrial gas manufacturing 

32531 Fertilizer manufacturing 

32541 pharmaceutical and medicine manufacturing 

32791 Abrasive product manufacturing 

33121 iron and steel pipes and tubes manufacturing 

from purchased steel 

33141 nonferrous metal (except aluminium) smelting 

and refining 

33251 hardware manufacturing 

33312 construction machinery manufacturing 

33331 commercial and service industry machinery 

manufacturing 

33422 radio and television broadcasting and wireless 

communications equipment manufacturing 

33429 other communication equipment manufacturing 

33431 audio and video equipment manufacturing 

Chapter 6 

Interpretation of NAICS 

112 

33441 semi-conductor and other electronic 

component manufacturing 

33451 navigational, measuring, electromedical, and 

control instruments manufacturing 

33461 manufacturing and reproducing magnetic 

and optical media 

33639 other motor vehicle parts manufacturing 

33641 aerospace products and parts manufacturing 

33699 other transportation equipment manufacturing 

33712 household and institutional furniture manufacturing 

33721 office furniture (including fixtures) manufacturing 

33911 medical equipment and supplies mfg 

33992 sporting and athletic goods manufacturing 

33995 sign manufacturing 

311111 Dog and cat food manufacturing 

311119 other animal food manufacturing 

311223 Other oilseed processing 

311411 frozen fruit, juice, and vegetable processing 

311412 frozen specialty food manufacturing 

311712 fresh and frozen seafood processing 

311812 commercial bakeries 

312111 soft drink manufacturing 

315292 fur and leather apparel manufacturing 

315999 Other apparel accessories and other apparel 

manufacturing 

321113 sawmills 

321219 reconstituted wood product manufacturing 

321912 cut stock, resawing lumber and planing 

322122 newsprint mills 

322221 coated and laminated packaging paper and 

plastics film manufacturing 

322222 coated and laminated paper manufacturing 

322232 Envelope manufacturing 

322299 all other converted paper product manufacturing 

323119 other commercial printing 

324199 all other petroleum and coal products manufacturing 

325188 all other basic inorganic chemical manufacturing 

325211 Plastics material and resin manufacturing 

325212 synthetic rubber manufacturing 

325311 nitrogenous fertilizer manufacturing 

325314 fertilizer (mixing only) manufacturing 

325411 medicinal and botanical manufacturing 

325412 pharmaceutical preparation manufacturing 

325414 biological product (except diagnostic) manufacturing 

326112 unsupported plastics packaging film and 

sheet manufacturing 

327121 brick and structural clay tile manufacturing 

331221 cold rolled steel shape manufacturing 

332311 fabricated metal building and component 

manufacturing 

332312 Fabricated structural metal manufacturing 

332919 other metal valve and pipe fitting manufacturing 

332999 all other miscellaneous fabricated metal 

product manufacturing 

333111 farm machinery and equipment manufacturing 

333132 oil and gas field machinery and equipment 

manufacturing 

333314 Optical instrument and lens manufacturing 

333411 air purification equipment manufacturing 

333414 heating equipment (except Warm Air Furnaces) 

manufacturing 

333618 other engine equipment manufacturing 

333999 all other general purpose machinery manufacturing

334111 electronic computer manufacturing 

334412 bare printed circuit board manufacturing 

334419 other electronic component manufacturing 

334510 electromedical and electrotherapeutic apparatus 

manufacturing 

334511 search, detection, navigation, guidance, 

aeronautical and nautical system and 

instrument manufacturing 

334612 prerecorded compact disc (except software) 

tape, and record reproducing 

335129 Other lighting equipment manufacturing 

335311 power, distribution and specialty transformer 

manufacturing 

335312 motor and generator manufacturing 

335912 primary battery manufacturing 

335921 fibre optic cable manufacturing 

335999 all other miscellaneous electrical equipment 

and component manufacturing 

336111 Automobile manufacturing 

336212 truck trailer manufacturing 

336312 gasoline engine and engine parts manufacturing 

336322 other motor vehicle electrical and electronics 

manufacturing 

336399 all other motor vehicle parts manufacturing 

336413 other aircraft parts and auxiliary equipment 

manufacturing 

339932 game, toy and children’s vehicle manufacturing 

42312 motor vehicle supplies and new parts merchant 

wholesalers 

42343 computer and computer peripheral equipment and 

software merchant wholesalers 

42371 hardware merchant wholesalers 

42441 general line grocery merchant wholesalers 

42447 meat and meat product merchant wholesalers 

42448 fresh fruit and vegetable merchant wholesalers 

42449 Other grocery and related products merchant 

wholesalers 

42451 grain and field bean merchant wholesalers 

44131 automotive parts and accessories stores 

44211 furniture stores 

44311 Appliance, television and other electronic stores 

44419 other building material dealers 

44511 supermarkets and other grocery (except 

convenience) stores 

44512 convenience stores 

44611 pharmacies and drug stores 

44812 women’s clothing stores 

44814 family clothing stores 

44821 Shoe stores 

45111 sporting goods store 

45299 all other general merchandise stores 

45439 other direct selling establishments 

48111 scheduled air transportation 

48211 rail transportation 

48412 general freight trucking long distance 

48541 school and employee bus transportation 

48611 pipeline transportation of crude oil 

48621 pipeline transportation of natural gas 

48832 marine cargo handling 

49319 other warehousing and storage 

441229 All other motor vehicle dealers 

451211 book stores 

453998 All other miscellaneous store retailers 

(except Tobacco Stores) 

454111 electronic shopping 

454312 liquefied petroleum gas (bottled gas) dealers 

481111 scheduled passenger air transportation 

Chapter 6 

113 

483113 coastal and Great Lakes freight transportation 

484121 general freight trucking, long-distance, truckload 

485112 commuter rail systems 

488999 all other support activities for transportation 

51111 newspaper publishers 

51113 book publishers 

51119 other publishers 

51121 software publishers 

51212 motion picture and video distribution 

51512 television broadcasting 

51521 cable and other subscription programming 

51611 internet publishing and broadcasting 

51711 wired telecommunications carriers 

51721 wireless telecommunications carriers (except 

satellite) 

51731 telecommunication resellers 

51741 satellite telecommunications 

51751 cable and other program distribution 

51811 internet service providers and web search portals 

51919 all other information services 

52211 commercial banking 

52212 Savings institutions 

52231 mortgage and non-mortgage loan brokers 

52232 Financial transactions processing reserve 

and clearinghouse activities 

52311 investment banking and securities dealings 

52391 miscellaneous intermediation 

52392 portfolio management 

52393 investment advice 

52399 all other financial investment activities 

52411 direct life, heath and medical insurance carriers 

52591 Open end investment funds 

52593 real estate investment trust 

52599 other financial vehicles 

53112 lessors of non-residential buildings 

(except miniwarehouses) 

53131 real estate property managers 

53231 general rental centers 

53241 construction, transportation, mining and forestry 

machinery and equipment rental and leasing 

54133 engineering services 

54136 geophysical surveying and mapping services 

54151 computer systems design and related services 

54161 management consulting services 

54162 environmental consulting services 

54171 research and development in the physical, 

engineering and life sciences 

54172 research and development in the social sciences 

and humanities 

54181 Advertising agencies 

54184 media representatives 

54189 other services related to advertising 

55111 management of companies and enterprises 

56131 employment placement agencies 

56172 Janitorial services 

56191 packaging and labeling services 

512191 tele-production and other post-production services 

512299 Other motion picture and video industries 

517212 cellular and other wireless telecommunications 

523991 trust, fiduciary and custody activities 

523999 miscellaneous financial investment activities 

524114 direct health and medical insurance carriers 

524126 direct property and casualty insurance carriers 

524128 Other direct insurance (except Life, Health and 

Medical) Carriers 

524292 third party administration of insurance and 

pension funds

526911 equity funds Canadian 

526912 equity funds Foreign 

526913 mortgage funds 

526914 money markets fund 

526915 bond & income dividend funds Canadian 

526916 bond & income dividend funds Foreign 

526917 balanced funds/asset allocation funds 

526919 other open-ended funds 

531311 residential property managers 

531312 nonresidential property managers 

541511 custom computer programming services 

541512 computer system design services 

541613 Marketing, consulting services 

541618 other management consulting services 

551111 offices of bank holding companies 

551112 offices of other holding companies 

561621 Security systems services (except locksmiths) 

562998 all other miscellaneous waste 

management services 

Chapter 6 

114 

61143 Professional and management 

development training 

62151 medical and diagnostic laboratories 

62231 Specialty (except Psychiatric and substance 

abuse) hospital 

621511 medical laboratories 

621999 All other miscellaneous ambulatory health 

care services 

623311 continuing care retirement communities 

71321 casinos (except Casino Hotels) 

71329 Other gambling industries 

71394 fitness and recreational sports centers 

72211 full service restaurants 

722211 Limited service restaurants 

81131 commercial and industrial machinery and 

equipment (except automotive and electronic) 

repair and maintenance 

81221 funeral homes and funeral services

Chapter 7 

TSX VENTURE EXCHANGE 

� Companies Listed on TSX Venture Exchange 

� Debt Instruments 

Chapter 7 

115

Chapter 7 

Companies Listed on TSX Venture Exchange 

(Including NEX) 

As of December 31, 2010 

symbol company section business 

DOH 3P International Energy Corp Tier2 Exploration/Development 

FNR 49 North Resources Inc Tier1 Closed End Investment Fund Coy 

SVN.P 71 Capital Corp Tier2 Capital Pool Company 

WDG 99 Capital Corporation Tier2 Mineral Exploration/Development 

AIS A. I. S. Resources Ltd. Tier2 Investment Management 

AKM ACT360 Solutions Ltd. Tier2 Software Development 

AHG AIM Health Group Inc Tier2 Health Care Service Provider 

AKA AKA Ventures Inc. Tier2 Natural Resource Mining 

APH ALDA Pharmaceuticals Corp. Tier2 Dev, mfg and selling infection 

control products 

AMG AM Gold Inc Tier2 Gold And Silver Mining 

ABG AMG Bioenergy Resources Holdings Ltd. Tier2 Junior Industrial 

AMU AMI Resources Inc. Tier2 Gold Mining 

AQM AQM Copper Inc Tier2 Copper Mining 

ATC ATAC Resources Ltd. Tier2 Mining (Except Oil & Gas) 

AAT ATI Airtest Technologies Inc. Tier2 Miscellaneous Manufacturing 

ATW ATW Gold Corp Tier1 Mining 

AVW.H AVC Venture Capital Corp. NEX Capital Pool Company 

AXM AXMIN Inc. Tier2 Junior Natural Resource Mining 

AME Abacus Mining & Exploration Corporation Tier1 Gold And Silver Mining 

ABA Abbastar Resources Corp Tier2 Mineral Exploration/Development 

ABI Abcourt Mines Inc. Tier1 Mining 

ABU Abenteuer Resources Corp. Tier2 Conventional Oil and Gas Extraction 

ABL Abington Resources Ltd Tier2 Mineral Exploration/Development 

ABE Abitex Resouces Inc. Tier2 Mining (Non-Oil & Gas) Expl/Dev 

ABB Abitibi Mining Corp Tier2 Metal Ore Mining 

ABD.H Abode Mortgage Holdings Corp. NEX Mortgage & Other Loan Brokers 

ABS Abzu Gold Ltd Tier2 Mining 

AXE Acceleware Corp Tier2 Technology 

AXP Accelrate Power Systems Inc Tier2 Technology 

ADP.H Accend Capital Corporation NEX Capital Pool Company 

AOE Access International Education Ltd. Tier2 Educational Services 

ACY.P Acme Resources Corp Tier2 Capital Pool Company 

ARI Acme Resources Inc Tier1 Precious and Base Metals Expl 

AKV Acrex Ventures Ltd. Tier2 Natural Resource Exploration 

ART Acro Energy Technologies Corp Tier2 Solar Energy Technology 

AEC.H Action Energy Inc NEX Oil & Gas Expl, Prod & Dev 

ACT Active Control Technology Inc Tier2 Wireless Technologies 

ACK Active Growth Capital Inc Tier2 Mineral Exploration/Development 

AAC Actus Minerals Corp Tier2 Mining 

ADU Adamus Resources Limited Tier1 Mineral Exploration/Development 

ADE Adex Mining Inc Tier1 Mining 

ADL Adira Energy Ltd Tier2 Oil and Gas Exploration 

ADB Admiral Bay Resources Inc Tier2 Oil & Gas Company 

ADI Adriana Resources Inc. Tier2 Mineral Exploration/Development 

ADT Adroit Resources Inc. Tier1 Metal Ore Mining 

AAX Advance Gold Corp Tier2 Mineral Exploration/Development 

AXI Advanced Explorations Inc. Tier2 Iron Ore Mining 

APD Advanced Primary Minerals Corporation Tier2 Mining 

APC Advanced Proteome 

Therapeutics Corporation Tier2 Scientific Research And Dev Serv 

ADX Advantex Marketing International Inc. Tier2 Marketing Services 

AWI Advent Wireless Inc. Tier2 Telecommunications 

AGE Adventure Gold Inc Tier2 Mineral Exploration/Development 

AVI Advitech Inc Tier2 Manufacturing 

AIM Aegis Investment Management (Golf) Inc. Tier2 Franchising 

AMA AeroMechanical Services Ltd. Tier2 Airline & Aerospace Prod & Serv 

AFS.H Afrasia Mineral Fields Inc. NEX Metal Ore Mining 

AFA Afri-Can Marine Minerals Corporation Tier1 Mining 

AOI Africa Oil Corp Tier2 Oil and Gas Exploration 

AUR African Aura Mining Inc Tier1 Junior Natural Resource Mining 

116

Chapter 7 

Symbol Company Section Business 

AGG African Gold Group, Inc. Tier2 Mineral Exploration/Development 

AFR African Metals Corp. Tier2 Gold and Diamond Exploration 

AQ African Queen Mines Ltd Tier2 Mineral Exploration/Development 

AGS Agau Resources Inc. Tier2 Mining (Non-Oil&Gas) Expl/Dev 

FSH Agrimarine Holdings Inc Tier2 Aquaculture 

AGR Agritec Systems, Inc. Tier2 Scientific Research And Dev Serv 

AGL Aguila American Resources Ltd Tier2 Gold Mining 

AIN.P Aintree Resources Inc. Tier2 Capital Pool Company 

IQ AirIQ Inc. Tier2 Temporarily Unclassified 

ALE Alange Energy Corp Tier2 Oil & Gas Company 

AKH Alaska Hydro Corporation Tier2 Technology 

AOS Alberta Oilsands Inc Tier2 Oil and Gas Expl and Development 

ASX Alberta Star Development Corp. Tier2 Mining Expl and Development 

ABP.H Albion Petroleum Ltd NEX Capital Pool Company 

ALR Alder Resources Ltd Tier2 Mineral Exploration/Development 

ADV Alderon Resource Corp. Tier1 Mineral Exploration/Development 

ALZ Aldershot Resources Ltd. Tier2 Uranium Mining 

AGM Aldridge Minerals Inc. Tier2 Resource 

ALN Aldrin Resource Corp Tier2 Mining Expl and Development 

ACB.H Alert B&C Corporation NEX Res/Dev in the Physical, Engineering 

and Life Sciences 

AAN Alexander Nubia International Inc Tier1 Exploration/Development 

AZX Alexandria Minerals Corporation Tier2 Mineral Exploration/Development 

AQX Algonquin Oil & Gas Ltd. Tier2 Oil & Gas Exploration/Development 

ALH Alhambra Resources Ltd. Tier2 Mining 

AL.P Alita Resources Ltd Tier2 Capital Pool Company 

AIX Alix Resources Corp Tier2 Mineral Exploration/Development 

ALW All in West! Capital Corporation Tier2 Real Estate 

AAA Allana Potash Corp Tier2 Mining 

ANQ Allegiance Equity Corp. Tier2 Pharmaceutical And Medicine Mfg 

AHP Allied Hotel Properties Inc. Tier1 Accommodation Services 

AYL.P Alloy Capital Corp Tier2 Capital Pool Company 

APT Almo Capital Corp. Tier2 Mining (Non-Oil & Gas) Expl/Dev 

ALF Alpetro Resources Ltd. Tier2 Oil & Gas Exploration/Development 

ALQ Alpha Gold Corp. Tier2 Gold And Silver Mining 

AOC.H Alpha One Corporation NEX Capital Pool Company 

AFM Alphamin Resources Corp. Tier2 Precious Metals Expl and Dev 

NPA Alphinat Inc. Tier2 Computer Systems Design 

and Related Services 

ALO Alston Ventures Inc Tier2 Mining 

AHS Alta Natural Herbs & Supplements Ltd. Tier2 Other Food Manufacturing 

ANG AltaCanada Energy Corp. Tier2 Oil & Gas Exploration/Development 

ATI Altai Resources Inc Tier2 Junior Natural Resource Mining 

AVX Altair Ventures Incorporated Tier2 Mineral Exploration/Development 

APK.H Altek Power Corp. NEX Electric Power Generation, Transmission 

and Distribution 

AFX Alternative Fuel Systems (2004) Inc. Tier2 Transportation Equipment Mfg 

ARH Altima Resources Ltd. Tier2 Junior Nat Res Company, Oil & Gas 

ATV Alto Ventures Ltd. Tier2 Gold Mining 

ALT Alturas Minerals Corp Tier1 Mining (Non-Oil&Gas) Expl/Dev 

ALY.P Alya Ventures Ltd Tier2 Capital Pool Company 

AGX Amador Gold Corp Tier2 Mineral Exploration/Development 

AMH Amanta Resources Ltd. Tier2 Mineral Exploration/Development 

AHR Amarc Resources Ltd. Tier2 Gold And Silver Mining 

AGC Amarillo Gold Corporation Tier2 Mineral Exploration/Development 

AMT Amato Exploration Ltd Tier2 Mining 

AYA Amaya Gaming Group Inc Tier1 Computer Systems Design 


AMZ Amazon Mining Holding Plc Tier1 Mineral Exploration/Development 

AJC American Consolidated Minerals Corp. Tier2 Mineral Exploration/Development 

AMK American Creek Resources Ltd Tier2 Mineral Exploration/Development 

AMY American Manganese Inc Tier2 Junior Natural Resource Mining 

ANR American Natural Energy Corp. US Tier2 Oil & Gas Exploration/Development 

BOE Americas Petrogas Inc Tier1 Oil and Gas Expl and Production 

APM Amerix Precious Metals Corporation Tier2 Exploration/Development 

117

Chapter 7 


AMX Amex Exploration Inc. Tier2 Mining (Except Oil & Gas) 

AEL Amseco Exploration Ltd Tier2 Mineral Exploration/Development 

AAG Andean American Gold Corp Tier1 Gold And Silver Mining 

AAU AndeanGold Ltd Tier2 Junior Natural Resource Mining 

ADY.P Andele Capital Corporation Tier2 Capital Pool Company 

ADM Andina Minerals Inc. Tier1 Precious and Base Metals Expl 

AOX Andover Ventures Inc. Tier2 Mineral Exploration/Development 

ACA.P Anergy Capital Inc Tier2 Capital Pool Company 

ANF Anfield Nickel Corp Tier2 Mineral Exploration/Development 

ALU Anglo Aluminum Corp Tier2 Mineral Exploration/Development 

ACG Anglo Canadian Oil Corp Tier2 Oil and Gas Expl and Development 

ASW Anglo Swiss Resources Inc Tier2 Mining 

ANB Anglo-Bomarc Mines Ltd. (N.P.L.) Tier2 Gold And Silver Mining 

URA Anglo-Canadian Uranium Corp. Tier2 Resource 

ANC Angoss Software Corporation Tier2 Software Developer & Marketer 

ANA Angus Mining (Namibia) Inc Tier2 Mining Exploration 

ANI Animas Resources Ltd Tier2 Mining 

ARQ Anooraq Resources Corp. Tier1 Mining (Non-Oil&Gas) Exp/Dev 

ACP Ansell Capital Corp Tier2 Mineral Exploration/Development 

ASU.P Ansue Capital Corp Tier2 Capital Pool Company 

AE Anterra Energy Inc. Tier2 Oil & Gas Exploration/Development 

ACL Anthony Clark International 

Insurance Brokers Ltd. Tier2 General Insurance Brokerage 

AGD Antioquia Gold Inc Tier2 Mining 

APA Apella Resources Inc Tier1 Resource 

APE Apogee Minerals Ltd. Tier2 Gold And Silver Mining 

APP Appalaches Resources Inc Tier1 Mining 

AEX Appleton Exploration Inc Tier2 Mining 

APL Appulse Corporation Tier1 Distributor and Refurbisher of 

centrifuge machines 

APZ Aptilon Corporation Tier1 Internet Service Provider 

AQE Aqua-Pure Ventures Inc. Tier2 Waste Water Treatment 

AQU.P Aquarius Capital Corp Tier2 Capital Pool Company 

AQC Aquarius Coatings Inc. Tier2 Paint, Coating, Adhesive and 

Sealant Manufacturing 

ARN Arcan Resources Ltd Tier1 Oil and Gas Expl, Dev and Prod 

ARK Archer Petroleum Corp Tier2 Oil & Gas Company 

ACS Archon Minerals Ltd. Tier2 Diamond Exploration 

ADR.H Arcland Resources Inc. NEX Temporarily Unclassified 

ARR Arco Resources Corp Tier2 Mineral Exploration/Development 

ADD Arctic Star Diamond Corp. Tier2 Mineral Exploration/Development 

AZN Arcturus Ventures Inc. Tier2 Copper, Gold and Diamond Expl 

ADG Arcus Development Group Inc Tier2 Mining 

ATX Argentex Mining Corporation Tier2 Mineral Exploration/Development 

RGX Argex Mining Inc. Tier2 Other Metal Ore Mining 

AGA Argonaut Exploration Inc Tier2 Mining 

AML Argus Metals Corp Tier2 Mineral Exploration/Development 

AGQ Arian Silver Corporation Tier2 Mineral Exploration/Development 

LZR Arius3D Corp. Tier2 Information Technology 

ARD Armada Data Corporation Tier2 Internet Commerce 

ARO Armadillo Resources Ltd Tier2 Mineral Exploration/Development 

ARW Aroway Minerals Inc. Tier2 Exploration/Development 

AWA Arrowhead Water Products Ltd Tier2 Bottling of Natural Spring Water 

AHC Artha Resources Corporation Tier2 Mineral Exploration/Development 

JVA Asantae Holdings International Inc Tier2 Marketing Company 

AB.H Asbestos Corporation Limited NEX Metal Ore Mining 

AOT Ascot Resources Ltd. Tier2 Gold And Silver Mining 

ABR Ashburton Ventures Inc Tier2 Mineral Exploration/Development 

NOW Asia Now Resources Corp. Tier2 Mineral Exploration/Development 

ABZ Asiabasemetals Inc Tier2 Mineral Exploration/Development 

ASN Asian Mineral Resources Limited Tier2 Resource 

GSI.P Asian Resource Global Strategies Inc Tier2 Capital Pool Company 

SAT Asian Television Network International Ltd. Tier2 Cable Television/Telecommun 

AHF Aston Hill Financial Inc. Tier2 Other Financial Inv Activities 

ASQ Astorius Resources Ltd Tier2 Mineral Exploration/Development 

118

Chapter 7 


AA Astral Mining Corporation Tier2 Mineral Exploration/Development 

AST Astur Gold Corp. Tier2 Mineral Exploration/Development 

AAM Atacama Minerals Corp. Tier1 Mining (Except Oil & Gas) 

ATM Atacama Pacific Gold Corporation Tier1 Gold Mining 

ABM Athabasca Minerals Inc Tier2 Mining 

UAX Athabasca Uranium Inc. Tier2 Mineral Exploration/Development 

ATK Atikwa Resources Inc Tier2 Natural Resource Exploration 

ATG Atlanta Gold Inc Tier2 Resource 

ANL.H Atlantic Industrial Minerals Inc. NEX Limestone Quarries 

AIQ.H Atlantis Systems Corp NEX Temporarily Unclassified 

ATT Atocha Resources Inc Tier2 Mining 

AT.H Attwell Capital Inc NEX Temporarily Unclassified 

AUD Audiotech Healthcare Corp. Tier1 Out-Patient Care Centres 

AUG Augen Capital Corp. Tier2 Merchant Banking 

GLD Augen Gold Corp Tier2 Mining 

AGP August Metal Corporation Tier2 Mineral Exploration/Development 

AUV Augyva Inc. (Ressources minieres) Tier2 Mining 

AUU Aura Silver Resources Inc Tier2 Mineral Exploration/Development 

AUX Auramex Resource Corp. Tier2 Mineral Exploration/Development 

AUN Aurcana Corporation Tier1 Mineral Exploration/Development 

AGO Aurcrest Gold Inc Tier2 Gold and Base Metal Mining 

ARC.P Auric Development Corporation Tier2 Capital Pool Company 

AIA Auriga Gold Corp Tier2 Mining 

AU Aurion Resources Ltd Tier2 Mining 

ARU Auro Resources Corp Tier2 Junior Natural Resource Mining 

AUS.H Austpro Energy Corp. NEX Energy Technologies 

AUT Automated Benefits Corp Tier2 Industrial/Technology 

AVS.H Ava Resources Corp NEX Mining 

AVZ Avala Resources Ltd Tier1 Exploration/Development 

XX Avante Logixx Inc Tier2 Security Technology 

AVT Avanti Mining Inc Tier1 Mineral Exploration/Development 

AVG Avatar Energy Ltd Tier2 Oil and Gas Expl and Development 

ASM Avino Silver & Gold Mines Ltd. Tier1 Silver Mining 

AVU Avrupa Minerals Ltd Tier2 Mineral Exploration/Development 

XEA.H Axea Capital Corp NEX Capital Pool Company 

AXO.H Axiotron Corp NEX Technology 

AZA Azabache Energy Inc Tier2 Oil & Gas Exploration/Development 

AZZ Azcar Technologies Incorporated Tier1 Systems - Integration Services Provider 

AZM Azimut Exploration Inc. Tier2 Mining 

AZG Azteca Gold Corp. Tier2 Gold And Silver Mining 

AZI Aztech Innovations Inc Tier2 Junior Industrial 

AZV.P Azura Ventures Ltd Tier2 Capital Pool Company 

AZU Azure Resources Corporation Tier1 Resource 

BNB BAM Investments Corp Tier2 Investment Company 

BCG BCGold Corp Tier2 Mineral Exploration/Development 

B BCM Resources Corporation Tier2 Mineral Exploration/Development 

BCY BCY Resources Inc. Tier2 Res and Dev in the Physical, Engineering 


BFS BFS Entertainment 

& Multimedia Limited Tier1 Industrial 

BNX BNP Resources Inc. Tier2 Oil and Gas Expl, Dev and Prod 

BRV.H BRS Ventures Ltd NEX Capital Pool Company 

GPS BSM Technologies Inc Tier2 Electronic Commerce 

BTB BTB Real Estate Investment Tier1 Real Estate 

BTU.P BTU Capital Corp Tier2 Capital Pool Company 

BCN Bacanora Minerals Ltd Tier2 Mining 

BLL.H Ballyliffin Capital Corp. NEX Capital Pool Company 

BAR Balmoral Resources Ltd Tier1 Mining Exploration 

BAL.H Balto Resources Ltd NEX Gold And Silver Mining 

BGL Bandera Gold Ltd. Tier2 Base Metals Exploration and Development 

CBS Bard Ventures Ltd. Tier2 Precious Metals Expl and Dev 

BML Barker Minerals Ltd Tier2 Mineral Exploration/Development 

BGM Barkerville Gold Mines Ltd. Tier2 Mining 

BGS Baroyeca Gold & Silver Inc Tier2 Mining 

BOG Base Oil & Gas Ltd Tier2 Oil and Gas Expl, Dev and Prod 

119

Chapter 7 


BMG.H Bassett Media Group Corp NEX Information Technology 

BAT Batero Gold Corp Tier2 Mineral Exploration/Development 

BYV Bayfield Ventures Corp. Tier2 Exploration/Development 

BYM Baymount Incorporated Tier2 Thoroughbred race tracks 

BSH Bayshore Petroleum Corp Tier2 Oil and Gas Expl, Dev and Prod 

BYU Bayswater Uranium Corporation Tier1 Mining 

BER Be Resources Inc Tier2 Mining 

BAP Beacon Acquisition Partners Inc Tier2 Sec And Commodity Contracts Intermediation 

and Brokerage 

BEG.P Beanstalk Capital Inc Tier2 Capital Pool Company 

BCM Bear Creek Mining Corporation Tier1 Mineral Exploration/Development 

BLG Bear Lake Gold Ltd Tier1 Precious Metals Expl and Dev 

BRL Bearclaw Capital Corp. Tier2 Mineral Exploration/Development 

BFD Beaufield Resources Inc. 

(Ressources Beaufield Inc. ) Tier1 Mineral Exploration/Development 

BMN Beaumont Select Corp. Inc. Tier1 Investment Management 

BDF.H Becker Gold Mines Ltd. NEX Mineral Exploration/Development 

BCU Bell Copper Corporation Tier2 Mineral Exploration/Development 

BVI.P Bellair Ventures Inc. Tier2 Capital Pool Company 

BMX Bellamont Exploration Ltd Tier2 Oil and Gas Extraction 

BHV Bellhaven Copper & Gold Inc Tier2 Gold Mining 

BEA Belmont Resources Inc Tier2 Other Non-Metallic Mineral 

Mining and Quarrying 

BSX Belo Sun Mining Corp Tier2 Mineral Exploration/Development 

BEL Belvedere Resources Ltd. Tier1 Mining (Non-Oil&Gas) Expl/Dev 

BTC Benton Resources Corp. Tier1 Mineral Exploration/Development 

BNZ.H Benzai Capital Corp NEX Capital Pool Company 

BKR Berkwood Resources Ltd Tier2 Mining Exploration 

BVO Bevo Agro Inc. Tier1 Nursery, Greenhouse and 

Agriculture Production 

BOV.H Bi-Optic Ventures Inc. NEX Temporarily unclassified 

BBK.H Big Bar Resources Corporation NEX Mineral Exploration/Development 

NRT.P Big North Capital Inc Tier2 Capital Pool Company 

DIA Big Red Diamond Corporation Tier2 Mining (Non-Oil & Gas) Expl/Dev 

BIO BioSign Technologies Inc Tier2 Medical Device Development 

RX BioSyent Inc. Tier2 Pharmaceutical Mfr and Distributor 

BTI Bioasis Technologies Inc Tier2 Research and Development 

BRM Biorem Inc. Tier1 Design and Mfr of Industrial Biofilters 

BTX Biotonix (2010) Inc. Tier2 Medical Equip And Supplies Mfg 

BVC.P Biovest Corp I Tier2 Capital Pool Company 

BLK Birch Lake Energy Inc Tier2 Oil & Gas Company 

BGE Bison Gold Resources Inc Tier2 Mining 

BTT Bitterroot Resources Ltd. Tier2 Mining (Non-Oil&Gas) Expl/Dev 

BTM.H Bitumen Capital Inc NEX Capital Pool Company 

BBC.P Black Birch Capital Acquisition I Corp Tier2 Capital Pool Company 

BBS Black Bull Resources Inc. Tier2 Industrial 

BIT Black Isle Resources Corporation Tier2 Mining (Non-Oil&Gas) Expl/Dev 

BPC Black Panther Mining Corp Tier2 Mineral Exploration/Development 

BBI Blackbird Energy Inc Tier2 Oil & Gas Company 

DOG Blackdog Resources Ltd. Tier2 Oil and Gas Expl and Production 

BLR Blackhawk Resource Corp Tier2 Oil and Gas Exploration 

BLN Blackline GPS Corp Tier2 Navigational, Measuring, Medical and 

Control Instruments Mfg 

BEY Blacksteel Energy Inc. Tier2 Oil & Gas Exploration/Development 

BLV Blackstone Ventures Inc. Tier2 Nickel Exploration 

BCV.H Blue Cove Capital Corp NEX Capital Pool Company 

BNT Blue Note Mining Inc Tier2 Mineral Exploration/Development 

BSK Blue Sky Uranium Corp Tier2 Mining 

BV.H Blue Vista Technologies Inc NEX Waste Treatment And Disposal 

BLP BluePoint Data, Inc. Tier1 Information Technology 

BTV BlueRush Media Group Corp Tier2 Digital Image Manufacturing 

BOL Bold Ventures Inc Tier2 Mining 

BRU Bolero Resources Corp Tier1 Base Metal 

BVR Bolivar Energy Corp Tier2 Oil & Gas Exploration/Development 

BRS Bonanza Resources Corporation Tier2 Other Metal Ore Mining 

120

Chapter 7 


BON Bonaparte Resources Inc Tier2 Mineral Exploration/Development 

BVT Bonaventure Enterprises Inc Tier2 Junior Natural Resource Mining 

BTR Bonterra Resources Inc Tier2 Mining 

BOR Border Petroleum Corp Tier2 Oil and Gas Expl and Development 

BPU Boss Power Corp. Tier2 Mineral Exploration/Development 

BOW Bowmore Exploration Ltd. Tier2 Junior Natural Resource Mining 

BWD Bowood Energy Inc Tier2 Oil and Gas Exploration 

BXX Boxxer Gold Corp. Tier2 Mineral Exploration/Development 

BMR.H Bradmer Pharmaceuticals Inc NEX Temporarily Unclassified 

BPM Bralorne Gold Mines Ltd. Tier1 Gold Mining 

BMW Brand Marvel Worldwide 

Consumer Products Corporation Tier2 Manufacturing 

BBM Brandenburg Metals Corp Tier2 Mineral Exploration/Development 

BGZ.H Brandgamz Marketing Inc. NEX Temporarily Unclassified 

BVA Bravada Gold Corporation Tier2 Mineral Exploration/Development 

BVG Bravo Gold Corp. Tier2 Gold And Silver Mining 

BZD Brazilian Diamonds Limited Tier2 Mineral Exploration/Development 

BGC Brazilian Gold Corporation Tier2 Mining 

BCS Brea Resources Corp Tier2 Media Publishing 

BPD.P Breaking Point Developments Inc Tier2 Capital Pool Company 

BRY Bri-Chem Corp Tier1 Support Activities for Oil and Gas Operations 

BUK Bridge Resources Corp Tier1 Oil and Gas Expl, Dev and Prod 

BRG Brigadier Gold Limited Tier2 Gold Exploration 

BLT Brilliant Mining Corp Tier1 Mining 

BNR Brionor Resources Inc Tier2 Mining (Except Oil & Gas) 

BRR Britannica Resources Corp Tier2 Gold And Silver Mining 

BCO British Control Oil Fields Limited Tier2 Holding Company 

BRX Brixton Energy Corp Tier2 Junior Nat Res Company, Oil & Gas 

BBB Brixton Metals Corporation Tier2 Mineral Exploration/Development 

BKT Brookemont Capital Inc Tier2 Mining Exploration 

BRN Brookfield Investments Corporation Tier1 Investment Company 

BW.H Brookwater Ventures Inc. NEX Temporarily Unclassified 

BWN Brownstone Ventures Inc Tier2 Investment Company 

BMC Buchans Minerals Corporation Tier1 Mineral Exploration/Development 

BZZ Buzz Telecommunications Services Inc. Tier2 Telecommunications Resellers 

CMI C-Com Satellite Systems Inc. Tier1 Satellite Telecommunications 

CBJ CB Gold Inc Tier2 Mining 

TCF CBM Asia Development Corp. Tier2 Oil & Gas Company 

CCW CCT Capital Ltd Tier2 Mineral Exploration/Development 

OYL CGX Energy Inc Tier2 Oil and Gas Exploration 

CJL.P CJL Capital Inc Tier2 Capital Pool Company 

CMB CMC Metals Ltd. Tier2 Mineral Exploration/Development 

NV CMQ Resources Inc Tier2 Mineral Exploration/Development 

CST CO2 Solution Inc. Tier2 Engineering Services 

CRM CRH Medical Corporation Tier2 Medical Equipment Manufacturer & Distributor 

LED CRS Electronics Inc Tier2 Electric Lighting Equipment Manufacturing 

CKX CSM Systems Corp Tier2 Internet Commerce 

CKV CVC Cayman Ventures Corp Tier2 Mineral Exploration/Development 

CYG CYGAM Energy Inc Tier2 Oil and Gas Exploration and Development 

CBE Cabo Drilling Corp. Tier2 Diamond Drilling 

CCB.P Cabre Capital Corp. Tier2 Capital Pool Company 

CAY Cache Exploration Inc Tier2 Mineral Exploration/Development 

CXD Cadan Resources Corporation Tier2 Precious Metals Expl and Dev 

CQX Cadillac Mining Corporation Tier2 Exploration/Development 

CDC Cadillac Ventures Inc Tier1 Mining 

CUZ.H Cadman Resources Inc NEX Capital Pool Company 

CDK.H Cadomin Capital Corporation NEX Temporarily Unclassified 

CA Caerus Resource Corporation Tier2 Mining Exploration and Dev 

CDR Caldera Resources Inc Tier2 Copper, Nickel, Lead And Zinc Mining 

CXB Calibre Mining Corp Tier2 Resource Exploration/Development 

CNO California Nanotechnologies Corp Tier2 Scientific Research And Dev Serv 

CAA Callinan Mines Limited Tier1 Copper-Nickel, Copper-Zinc Mining 

CLP Calypso Uranium Corp Tier2 Mineral Exploration/Development 

CYX Calyx Bio-Ventures Inc Tier2 Research and Development 

CXE Camex Energy Corp Tier2 Computer And Electronic Prod Mfg 

121

Chapter 7 


COR Camino Minerals Corporation Tier2 Mineral Exploration/Development 

CRN.P Camisha Resources Corp Tier2 Capital Pool Company 

CVV CanAlaska Uranium Ltd Tier1 Uranium Explorations & Dev 

COE CanAm Coal Corp. Tier2 Coal Mining 

CDI CanElson Drilling Inc Tier1 Oil and Gas Services 

CDN CanaDream Corporation Tier1 Truck, Utility Trailer and 

RV Rental and Leasing 

CAN Canaco Resources Inc. Tier2 Mineral Exploration/Development 

CNE Canacol Energy Ltd Tier1 Mineral and Oil and Gas Expl 

CE Canada Energy Partners Inc Tier2 Oil & Gas Company 

CFI Canada Fluorspar Inc Tier1 Mineral Exploration/Development 

CJC Canada Gas Corp Tier2 Natural Gas Exploration 

CI Canada Gold Corporation Tier2 Junior Natural Resource Mining 

CZX Canada Zinc Metals Corp Tier1 Resource 

CRO Canadian Arrow Mines Limited Tier2 Mineral Exploration/Development 

XPL Canadian Energy Exploration Inc Tier2 Oil and Gas Extraction 

CFL Canadian Equipment Rental 

Fund Limited Partnership Tier1 Rental and Leasing Services 

CQV Canadian Imperial Venture Corp. Tier2 Oil & Gas Exploration/Development 

CIN Canadian International Minerals Inc Tier2 Mineral Exploration/Development 

CNG Canadian Mining Company Inc Tier2 Exploration/Development 

CVR Canadian Oil Recovery & 

Remediation Enterprises Ltd. Tier1 Services to Oil and Gas Extraction 

CO Canadian Orebodies Inc Tier2 Exploration/Development 

XOP Canadian Overseas Petroleum Limited Tier2 Exploration/Development 

CXP Canadian Phoenix Resources Corp Tier2 Oil & Gas Exploration/Development 

CQM Canadian Quantum Energy Corporation Tier2 Exploration/Development 

SPI Canadian Spirit Resources Inc. Tier2 Oil and Gas Expl and Development 

CAF Canaf Group Inc Tier2 Exploration/Development 

CSQ Canamex Resources Corp Tier2 Mining 

CNA.P Canasia Financial Inc Tier2 Capital Pool Company 

CAJ Canasia Industries Corporation Tier2 Gold And Silver Mining 

CLZ Canasil Resources Inc. Tier2 Gold And Silver Mining 

CDO Candorado Operating Company Ltd. Tier2 Junior Natural Resource Mining 

CLD Cangold Limited Tier2 Gold And Silver Exploration 

CNP Cannon Point Resoruces Ltd. Tier2 Junior Natural Resource Mining 

CIL Canoel International Energy Ltd Tier2 Oil and Gas Exploration and Production 

CNS Canoro Resources Ltd. Tier1 Oil & Gas Exploration/Development 

ROX Canstar Resources Inc. Tier2 Mineral Exploration/Development 

CTM Canterra Minerals Corporation Tier1 Diamond Exploration 

CD Cantex Mine Development Corp Tier2 Mining (Non-Oil&Gas) 

Exploration/Development 

CTS Cantronic Systems Inc. Tier1 Security Technology 

CDA Canuc Resources Corporation Tier2 Mineral Exploration/Development 

CYF Canyon Creek Food Co Ltd Tier2 Food Manufacturing, Food Distribution 

and Resource Operation 

CEV Cap-Ex Ventures Ltd Tier2 Mineral Exploration/Development 

KPS Capella Resources Ltd. Tier2 Gold And Silver Mining 

BLF Capital BLF Inc Tier2 Lessors Of Real Estate 

CPE Capital Pro-Egaux Inc. Tier2 Medical Equipment and 

Supplies Manufacturing 

VTC.P Capital Vtechlab Inc. Tier2 Capital Pool Company 

CAK.P Capricorn Business Acquisitions Inc Tier2 Capital Pool Company 

CPK.H Capstock Financial Inc. NEX Capital Pool Company 

CFQ Carbon Friendly Solutions Inc Tier2 Environmental Technology 

CGN Carbon2Green Corporation Tier2 Research and Development 

EKG CardioComm Solutions, Inc. Tier2 Health Care Service Provider 

CRB Cariboo Rose Resources Ltd Tier2 Mineral Exploration/Development 

CKR Caribou Copper Resources Ltd Tier2 Mining 

CW.H Carlaw Capital III Corp NEX Capital Pool Company 

CGD Carlin Gold Corporation Tier2 Mineral Exploration/Development 

CTP Carlton Trail Limited Partnership Tier2 Buying, Selling, Leasing of 

Real Estate, Mortgages 

CXM Carmax Mining Corp Tier2 Mineral Exploration/Development 

CQC.P Carolina Capital Corp Tier2 Capital Pool Company 

122

Chapter 7 


CAQ.H Carrington Acquisition Corp NEX Capital Pool Company 

ECR Cartier Resources Inc Tier1 Mineral Exploration/Development 

CC Cascade Resources Ltd Tier2 Mineral Exploration/Development 

CCD Cascadero Copper Corporation Tier2 Mineral Exploration/Development 

CCR Cascadia Resources Inc Tier2 Mining (Non-Oil&Gas) Expl/Dev 

CDX Cassidy Gold Corp Tier2 Mining (Non-Oil&Gas) Expl/Dev 

CZ Cassius Ventures Ltd Tier2 Mineral Exploration/Development 

CT Castillian Resources Corp. Tier2 Exploration/Development 

CRI Castle Resources Inc. Tier2 Mining Exploration 

CEA.H Catalina Energy Corp. NEX Oil & Gas Exploration/Development 

CCY Catalyst Copper Corp Tier2 Mineral Exploration/Development 

CTW Catch The Wind Ltd Tier2 Technology 

CFZ Cathay Forest Products Corp. Tier2 Forestry And Logging 

CVN Cavan Ventures Inc Tier2 Mining 

CYD Cayden Resources Inc Tier2 Mining 

CZY Caza Gold Corp Tier2 Mineral Exploration/Development 

CZO Ceapro Inc Tier2 Consumer Products - Biotechnology/ 

Pharmaceuticals 

CED Cedar Mountain Exploration Inc Tier2 Gold Exploration 

C Celeste Copper Corporation Tier2 Mining 

XCT Cell-Loc Location Technologies Inc Tier2 Wireless location solutions 

KNO.H Cellstop Systems Inc NEX Marketer and Developer of Tracking and 

Security Technology 

CVX Cematrix Corporation Tier2 Concrete Product Manufacturing 

CTZ Cencotech Inc. Tier1 Software Developer & Marketer 

CNT Cenit Corporation Tier2 Other Fin Transactions Processing and 

Clearing House Activities 

CVC Centiva Capital Inc Tier2 Investment Management 

CWC Central Alberta Well Services Corp. Tier2 Contract Drilling Services 

CIO Central Iron Ore Limited Tier2 Mineral Exploration/Development 

CBC Central Resources Corp Tier2 Mining 

CTE Centric Energy Corp Tier2 Junior Natural Resource 

CTN Centurion Minerals Ltd Tier2 Mining 

CEY Century Energy Ltd Tier2 Junior Natural Resource 

CMM Century Mining Corporation Tier2 Mineral Exploration/Development 

CJO Cerro Resources NL Tier1 Mining Exploration and Dev 

CVL Cervus Equipment Corporation Tier1 Farm, Lawn and Garden Machinery 

and Equipment Wholesale- Distributors 

COD Chalice Diamond Corp Tier2 Mineral Exploration/Development 

CDE Challenger Deep Resources Corp Tier2 Mineral Exploration/Development 

CDQ Challenger Development Corp. Tier2 Diamond Mining 

CBA Champion Bear Resources Ltd. Tier2 Mining Exploration 

CHP.H Champion Communication Services Inc NEX Telecommunications 

CPL Champlain Resources Inc Tier2 Mining 

CFY Changfeng Energy Inc Tier1 Natural Gas Distribution 

CYQ Changyu Medtech Ltd Tier2 Healthcare Information Technology 

CHU Channel Resources Ltd Tier2 Mining (Except Oil & Gas) 

CV.H Chantrell Ventures Corp NEX Temporarily Unclassified 

CCC.H Chelsea Minerals Corp NEX Exploration/Development 

CFR Chemaphor Inc. Tier2 Res and Dev in the Physical, Engineering 


CKG Chesapeake Gold Corp. Tier1 Gold Mining 

CHC.H Chesstown Capital Inc NEX Capital Pool Company 

ZRG.P China 88 Capital Corp. Tier2 Capital Pool Company 

CKO China Coal Corporation Tier2 Oil & Gas Company 

CHN China Education Resources Inc. Tier1 Educational Services 

CAU.H China Goldcorp Ltd. NEX Capital Pool Company 

CHO China Health Labs & Diagnostics Ltd Tier1 Medical And Diagnostic Laboratories 

ZKL China Keli Electric Company Ltd Tier2 Manufacturing 

COC China Opportunity Inc Tier2 Mining 

CH China Select Capital Partners Corp Tier2 Investment Issuer 

CNW China Wind Power International Corp Tier1 Alternative Energy 

CID Cicada Ventures Ltd. Tier2 Resource 

CGY.H Cie-Nergy Ply-Foil Canada Inc NEX Other Plastic Product Mfg. 

CWK.H Cinema Internet Networks Inc. NEX Internet Services 

123

Chapter 7 


CTO Circa Enterprises Inc Tier2 Industrial/Technology 

CYR Cirrus Energy Corporation Tier1 Oil and Gas Exploration 

CGM.H Citadel Gold Mines Inc NEX Mining (Non-Oil&Gas) Expl/Dev 

CPS Claim Post Resources Inc Tier2 Mining 

AIR Cleanfield Alternative Energy Inc. Tier2 Other Electric Power Generation 

CFA.H ClearFrame Solutions Corp. NEX Enterprise Software 

CLI Clearford Industries Inc. Tier2 Water, Sewage And Other Systems 

JZZ.P Cleghorn Minerals Ltd Tier2 Capital Pool Company 

CXG Clemex Technologies Inc. Tier1 Software Development 

CMO Cliffmont Resources Ltd. Tier2 Mineral Exploration/Development 

CFO Clifton Star Resources Inc. Tier2 Resource Company 

CEO.H Clydesdale Resources Inc. NEX Mining 

CCJ.H Coalcorp Mining Inc NEX Mining Exp and Dev 

CEN Coastal Energy Company Tier1 Oil and Gas Exploration 

CBT Cobalt Coal Corp Tier2 Mining 

CBV Cobra Venture Corporation Tier2 Oil and Gas Prod and Gas Storage 

CKB Cobre Exploration Corp. Tier2 Mineral Exploration/Development 

WOO Cogitore Resources Inc Tier2 Mining (Non-Oil & Gas) Expl/Dev 

CBI Colibri Resource Corporation Tier2 Mineral Exploration/Development 

CMJ Colombian Mines Corporation Tier2 Mining 

CAD Colonial Coal International Corp Tier1 Mineral Exploration/Development 

CXO Colorado Resources Ltd Tier2 Mining 

CIA.H Colossal Resources Corp NEX Junior Natural Resource 

CTR Coltstar Ventures Inc Tier2 Mineral Exploration/Development 

CYU Columbia Yukon Explorations Inc Tier1 Exploration/Development 

CEL Columbus Energy Limited Tier2 Oil and Gas Expl and Production 

CGT Columbus Gold Corporation Tier2 Mineral Exploration/Development 

CSC Columbus Silver Corporation Tier2 Mineral Exploration/Development 

CMU Comet Industries Ltd. Tier2 Gold And Silver Mining 

CMD Commander Resources Ltd Tier1 Mining (Non-Oil&Gas) Expl/Dev 

CCE Commerce Resources Corp. Tier1 Mineral Exploration/Development 

CVB Compass Gold Corporation Tier2 Precious and Base Metals Expl 

CPO Compass Petroleum Ltd Tier1 Oil and Gas Extraction 

CEC Compliance Energy Corporation Tier2 Mining (Except Oil & Gas) 

CWP Comwest Enterprise Corp Tier2 Temporarily Unclassified 

CN Condor Resources Inc Tier2 Mining Exploration 

CFM Confederation Minerals Ltd Tier2 Mining 

CFF Conifex Timber Inc Tier1 Forestry And Logging 

CQR Conquest Resources Limited Tier2 Gold And Silver Mining 

ABN Cons Abaddon Resources Inc. Tier2 Mining (Non-Oil&Gas) Expl/Dev 

FFP Cons Firstfund Capital Corp. Tier2 Financial Management for 

Real Estate Development 

CWS.H Cons Westview Resource Corp. NEX Mining (Non-Oil&Gas) Expl/Dev 

CEM Constantine Metal Resources Ltd Tier2 Mineral Exploration/Development 

CEX Contact Exploration Inc. Tier2 Oil & Gas Exploration/Development 

KMK Continental Minerals Corporation Tier1 Mining 

CNI Continental Nickel Limited Tier1 Exploration/Development 

CWY Conway Resources Inc Tier2 Mineral Exploration/Development 

CQ Cooper Minerals Inc. Tier2 Mineral Exploration/Development 

XCP Coopers Park Corporation Tier2 Real Estate 

CPY Copper Canyon Resources Ltd Tier2 Mineral Exploration/Development 

CPV Copper Creek Gold Corp Tier2 Mineral Exploration/Development 

CUU Copper Fox Metals Inc. Tier2 Mining 

CUO Copper One Inc. Tier2 Mineral Exploration/Development 

KRX Copper Ridge Explorations Inc Tier2 Mineral Exploration/Development 

CLH Coral Gold Resources Ltd Tier1 Precious Metals Expl and Dev 

CKK Cordy Oilfield Services Inc. Tier1 Oilfield Services 

CCT.P Coreland Capital Inc Tier2 Capital Pool Company 

CGE Corex Gold Corporation Tier2 Exploration/Development 

CGP Cornerstone Capital Resources Inc. Tier2 Mining (Non-Oil&Gas) Exp/Dev 

CRD Coronado Resources Ltd. Tier2 Mining 

CRF.H Coronet Metals Inc. NEX Other Metal Ore Mining 

CSO Corsa Capital Ltd Tier1 Natural Resource Exploration 

CBX Cortex Business Solutions Inc. Tier2 Internet Commerce 

CUT Cortez Gold Corp Tier2 Mineral Exploration/Development 

124

Chapter 7 


COU Cougar Minerals Corp Tier2 Mineral Exploration/Development 

CCV CounterPath Corporation Tier1 Utilities - Telephone 

COV Covalon Technologies Ltd Tier2 Res and Dev of Biomaterials and 

Biomedical Products 

COF.H Coventree Inc NEX Temporarily Unclassified 

CZH Crazy Horse Resources Inc Tier1 Mineral Exploration/Development 

CMA Cream Minerals Ltd. Tier2 Metal Ore Mining 

CRC Crescent Resources Corp Tier2 Precious Metals Expl and Dev 

CXT Creso Exploration Inc. Tier2 Gold And Silver Mining 

CMS Creston Moly Corp Tier1 Mineral Exploration/Development 

CRV Cresval Capital Corp. Tier2 Mineral Exploration/Development 

CKC Cricket Resources Inc Tier2 Mineral Exploration/Development 

CFC.P Crimson Falcon Capital Corp Tier2 Capital Pool Company 

CQZ.P Critical Capital Corporation Tier2 Capital Pool Company 

COT Critical Outcome Technologies Inc Tier2 Biotechnology/Biopharmaceutical 

CWR.H Cromwell Resources Ltd NEX Oil & Gas Exploration/Development 

CWM Crown Gold Corporation Tier2 Mining 

CWV Crown Point Ventures Ltd Tier2 Oil & Gas Exploration/Development 

CUE Cue Resources Ltd Tier2 Mineral Exploration/Development 

CLN Culane Energy Corp. Tier2 Oil and Gas Expl and Production 

COG Cumberland Oil & Gas Ltd Tier1 Oil and Gas Expl and Development 

CWQ Curlew Lake Resources Inc. Tier2 Oil & Gas Exploration/Development 

CUI Currie Rose Resources Inc. Tier2 Gold Mining 

CTH Cynapsus Therapeutics Inc Tier2 Research and Development 

CYP Cypress Development Corp. Tier2 Mining (Except Oil & Gas) 

CHY Cypress Hills Resource Corp Tier2 Oil & Gas Exploration/Development 

CYC.P Cyterra Capital Corp Tier2 Capital Pool Company 

CRX Cytiva Software Inc. Tier2 Internet Recruiting Services 

DAN d’Arianne Resources Inc Tier2 Mining (Except Oil & Gas) 

DBO D-Box Technologies Inc. Tier2 Entertainment 

DFC.H D-Fense Capital Ltd. NEX Capital Pool Company 

DEQ DEQ Systems Corp. Tier1 Computer And Electronic Prod Mfg 

DNI DNI Metals Inc Tier1 Other Metal Ore Mining 

DOT DOT Resources Ltd. Tier2 Mining 

DRM.P DRM Ventures Inc. Tier2 Capital Pool Company 

DXX DXStorm.com Inc Tier2 Internet Commerce 

DSM Dacha Strategic Metals Inc Tier2 Investment Company 

DJI Dajin Resources Corp. Tier2 Gold Exploration 

DAL Dalmac Energy Inc. Tier2 Oil and Gas Services 

WUF Darford International Inc. Tier2 Food Manufacturing 

DBL Darnley Bay Resources Limited Tier1 Mining (Non-Oil&Gas) Expl/Dev 

DTC Datex Technologies Corporation Tier2 Management Consulting Services 

DAI.H Datinvest International Ltd. NEX Temporarily unclassified 

DYU Dawson Gold Corp Tier2 Mineral Exploration/Development 

DEC Decade Resources Ltd Tier2 Mining 

DEF Defiance Capital Corp Tier2 Mineral Exploration/Development 

DLL Deloro Resources Ltd. Tier2 Oil & Gas Exploration/Development 

DUR Delta Uranium Inc Tier2 Mining 

DVO.P Denovo Capital Corp Tier2 Capital Pool Company 

DTA Dentonia Resources Ltd. Tier2 Diamond Exploration 

DRK Derek Oil & Gas Corporation Tier2 Oil & Gas Exploration/Development 

DAU Desert Gold Ventures Inc Tier2 Mining 

DES Desmarais Energy Corp Tier2 Oil & Gas Exploration/Development 

DSY Destiny Media Technologies Inc Tier2 Software Technology 

DEX Detector Exploration Ltd. Tier2 Oil & Gas Exploration/Development 

DVE.H DevStudios International Inc. NEX Educational Software Authoring Tools 

DVC.H Devin Energy Corporation NEX Conventional Oil and Gas Extraction 

DIB Dia Bras Exploration Inc Tier2 Mineral Exploration/Development 

DMA DiaMedica Inc. Tier1 Biotechnology Res &/or Dev 

DRL Diadem Resources Ltd Tier2 Mining (Except Oil & Gas) 

ADK Diagnos Inc Tier2 Software Development 

DMI Diamcor Mining Inc Tier2 Diamond Mining 

DOD Diamond Frank Exploration Inc Tier2 Mineral Exploration/Development 

DIX Diamond International Exploration Inc Tier2 Diamond Expl and Development 

DDN Diamonds North Resources Ltd Tier1 Diamond Exploration 

125

Chapter 7 


DOR Dianor Resources Inc. Tier1 Mining (Except Oil & Gas) 

DIG.H Digger Resources Inc. NEX Gold And Silver Mining 

DIL Digifonica International Inc Tier2 Utilities - Telephone 

DOS Dios Exploration Inc Tier2 Mineral Exploration/Development 

DVN Discovery Ventures Inc Tier2 Mineral Exploration/Development 

DCY Discovery-Corp Enterprises Inc. Tier2 Mining (Except Oil & Gas) 

DIT Ditem Explorations Inc. Tier2 Mining (Except Oil & Gas) 

DVS Diversified Industries Ltd. Tier2 Technology Res and Development 

DIV Diversinet Corp Tier1 Wireless Technologies 

DVT Divestco Inc Tier1 Support Activities for Oil and Gas Operations 

DCA.P Doca Capital Corp Tier2 Capital Pool Company 

DLV Dolly Varden Resources Inc. Tier2 Mining (Non-Oil&Gas) Expl/Dev 

DON Donner Metals Ltd. Tier2 Mining 

DEI Donnybrook Energy Inc Tier2 Oil and Natural gas Expl and Dev 

DRI Dorato Resources Inc. Tier2 Mineral Exploration/Development 

DOX Dorex Minerals Inc Tier2 Mineral Exploration/Development 

DBV.P Doubleview Capital Corp. Tier2 Capital Pool Company 

DXA Doxa Energy Ltd Tier2 Oil & Gas Company 

DRC.P Dragonfly Capital Corp Tier2 Capital Pool Company 

DPE.H Drake Energy Ltd NEX Oil & Gas Exploration/Development 

DKC.P Drako Capital Corp Tier2 Capital Pool Company 

DX.P Drexel Capital Corp Tier2 Capital Pool Company 

DLA Drift Lake Resources Inc Tier2 Mining 

DVV.P Driven Capital Corp Tier2 Capital Pool Company 

DRU.P Druk Capital Partners Inc Tier2 Capital Pool Company 

DXE Dualex Energy International Inc. Tier2 Oil and Gas Exploration and Dev 

DPH Duncan Park Holdings Corporation Tier2 Temporarily Unclassified 

DUN Duncastle Gold Corp Tier2 Mineral Exploration/Development 

DDX Dundarave Resources Inc. Tier2 Mining (Non-Oil&Gas) Expl/Dev 

DRV Duran Ventures Inc. Tier2 Mining (Non-Oil&Gas) Expl/Dev 

DYA Dynamic Fuel Systems Inc. Tier2 Other Automotive Mechanical 

and Electrical 

Repair and Maintenance 

DYG Dynasty Gold Corp. Tier2 Exploration/Development 

DNX Dynex Power Inc. Tier2 Manufacturer & Design of 

Power semiconductors 

EMM eMedia Networks International 

Corporation Tier2 Broadcasting of Music into Retail Stores 

EPX.H eShippers Management Ltd. NEX Internet Commerce 

EEV E-Energy Ventures Inc. Tier2 Gold And Silver Mining 

EGC.H E.G. Capital Inc. NEX Industrial Construction 

ESV E.S.I. Environmental Sensors Inc. Tier2 Manufacturing of High Technology 

Industrial Products 

ECL ECL Enviroclean Ventures Ltd Tier2 Paint, Coating, Adhesive and 

Sealant Manufacturing 

EFT EFT Canada Inc Tier2 Software Developer & Marketer 

EIE.P EIS Capital Corp. Tier2 Capital Pool Company 

ESR ERA Carbon Offsets Ltd Tier2 Other Support Services 

ESO ESO Uranium Corp. Tier2 Mining Exploration 

ESE ESTec Systems Corp. Tier2 Management, Scientific and Technical 

Consulting Services 

ETR Eacom Timber Corporation Tier2 Timber Tract Operations 

EAG Eagle Hill Exploration Corporation Tier2 Mineral Exploration/Development 

EIC Eagle I Capital Corporation Tier2 Industrial 

EPL Eagle Plains Resources Ltd. Tier2 Exploration/Development 

EGE Eagle Star Minerals Corp Tier2 Oil and Gas Expl and Development 

EEL Eaglecrest Explorations Ltd. Tier1 Mining Expl and Development 

EWD Eaglewood Energy Inc Tier2 Oil and Gas Expl and Development 

ERL.H Earl Resources Limited NEX Gold And Silver Mining 

EWK Earthworks Industries Inc. Tier2 Facilities Support Services 

EAS East Asia Minerals Corporation Tier2 Mineral Exploration/Development 

EW East West Petroleum Corp Tier2 Oil and Gas Services 

ETF Eastfield Resources Ltd. Tier1 Gold And Silver Mining 

ECO.H Echelon Capital Corporation NEX Capital Pool Company 

EEI.H Echo Energy Canada Inc. NEX Oil and Gas Expl and Development 

126

Chapter 7 


EES.H EcoMax Energy Services Ltd. NEX Services to Oil and Gas Extraction 

EC Ecometals Limited Tier2 Mineral Exploration/Development 

EDE Edge Resources Inc Tier2 Oil & Gas Company 

EDW Edgewater Exploration Ltd Tier2 Mineral Exploration/Development 

EDU Edleun Group, Inc. Tier1 Child Day-Care Services 

LCO El Condor Minerals Inc Tier2 Mining Exploration 

ELN El Nino Ventures Inc. Tier1 Base Metal 

ELS El Tigre Silver Corp Tier2 Mineral Exploration/Development 

ELT Electra Gold Ltd. Tier2 Gold Mining 

EMI Electric Metals Inc Tier2 Mining 

ESC.H Electric-Spin Ltd. NEX Technology 

ELG Elgin Mining Inc Tier2 Mining 

ELW Elkwater Resources Ltd. Tier2 Oil & Gas Extraction 

ELO Eloro Resources Ltd. Tier2 Mining 

EEE.P Elson Energy Enterprises Ltd. Tier2 Capital Pool Company 

ELY Ely Gold & Minerals Inc Tier2 Mining 

EMB EmberClear Corp Tier1 Power Generation 

EMG EmerGeo Solutions Worldwide Inc. Tier2 Software Development 

EBY Emerald Bay Energy Inc Tier2 Oil & Gas Exploration/Development 

ERC Emerick Resources Corp. Tier2 Mineral Exploration/Development 

EMR Emgold Mining Corporation Tier2 Mining Expl and Development 

EM.H Emperor Minerals Ltd NEX Resource 

EPM Empire Capital Corp Tier2 Mining 

EIL Empire Industries Ltd Tier1 General Construction Contractor 

EPC Empire Mining Corporation Tier2 Mineral Exploration/Development 

EPT Empower Technologies Corporation Tier1 Software Development 

ENC.P EnCap Investments Inc Tier2 Capital Pool Company 

ENW EnWave Corporation Tier2 Manufacturing of High Technology Industrial 

Products 

ENA Enablence Technologies Inc Tier1 Res and Dev in the Physical, Engineering 


EPO Encanto Potash Corp Tier2 Mineral Exploration/Development 

EZ Encore Renaissance Resources Corp Tier2 Mineral Exploration/Development 

EDG Endurance Gold Corporation Tier2 Mineral Exploration/Development 

EGZ Energizer Resources Inc Tier2 Mining 

EGD Energold Drilling Corp. Tier1 Mineral Exploration/Development 

ENG Energulf Resources Inc. Tier2 Oil & Gas Company 

EGN Engineering.com Incorporated Tier1 Internet Commerce 

EOR Enhanced Oil Resources Inc. Tier2 Oil and Gas Extraction 

ENP Enpar Technologies Inc. Tier2 Waste Water Treatment 

ENS Enseco Energy Services Corp Tier1 Support Activities for Oil and Gas Operations 

ENV Enssolutions Group Inc. Tier2 Industrial 

ECE.P Enterprise Capital Corporation Tier2 Capital Pool Company 

EER Enterprise Energy Resources Ltd. Tier2 Oil & Gas Company 

EWS Environmental Waste International Inc. Tier2 Waste Management and 

Remediation Services 

EKD Epic Data International Inc Tier2 Industrial/Technology 

EBN Epicore BioNetworks Inc. Tier2 Aquaculture 

EQT Equitas Resources Corp. Tier2 Junior Natural Resource Mining 

ERG Ergoresearch Ltd. Tier2 Ergonomics and Orthopedics 

EV Erin Ventures Inc Tier2 Mining Exploration 

EGT Escape Gold Inc. Tier2 Mineral Exploration/Development 

ESK Eskay Mining Corp Tier2 Gold And Silver Mining 

EPZ Esperanza Resources Corp Tier1 Mineral Exploration/Development 

EXC.P Essex Angel Capital Inc Tier2 Capital Pool Company 

ESS Esstra Industries Inc. Tier2 Credit Intermediation And Related Activities 

EST Estrella Gold Corporation Tier2 Mineral Exploration/Development 

EEN Estrella International Energy Services Ltd. Tier1 Oil and Gas Services 

ECC Ethos Capital Corp Tier2 Mineral Exploration/Development 

EMX Eurasian Minerals Inc. Tier1 Mining Exploration 

EUK Eureka Resources, Inc. Tier2 Gold And Silver Mining 

EUO Eurocontrol Technics Inc. Tier2 Electrical Equipment Manufacturing 

EUG Eurogas Corporation Tier1 Oil and Gas Expl and Development 

EOX Euromax Resources Ltd Tier2 Mining Exploration 

ERT.P Eurotin Inc Tier2 Capital Pool Company 

127

Chapter 7 


EAR Everett Resources Ltd Tier2 Mineral Exploration/Development 

TNA Evergreen Gaming Corporation Tier1 Casino Gaming and Hotels 

EVR Everton Resources Inc. Tier2 Mining (Except Oil & Gas) 

EGM Excel Gold Mining Inc Tier2 Mineral Exploration/Development 

MIN Excelsior Mining Corp. Tier2 Mining 

EXQ.H Exchequer Resource Corp NEX Resource Company 

XI Exclamation Investments Corporation Tier2 Venture Capital Finance 

ERI Exile Resources Inc Tier2 Oil & Gas Company 

EXU Expedition Mining Inc Tier2 Uranium Mining 

EXS Explor Resources Inc. Tier2 Mining (Except Oil & Gas) 

EXA Exploration Aurtois Inc Tier2 Gold And Silver Mining 

EXO Explorator Resources Inc. Tier2 Copper Mining 

EY Extenway Solutions Inc. Tier2 Computer Systems Design 


EYE Eyelogic Systems Inc Tier2 Computer, Computer Peripheral and 

Pre-Packaged Software Whsler-Dist 

FXX.H FMX Ventures Inc NEX Temporarily Unclassified 

FRV.H FRV Media Inc. NEX Motion Picture and Video Prod 

FSI FSI Energy Services Inc Tier2 Services to Oil and Gas Extraction 

FTI FTI Foodtech International Inc. Tier2 Food Manufacturing, Food Distribution 


FBF Fab-Form Industries Ltd. Tier2 Manufacturing of High Technology 

Industrial Products 

FLA Fairmile Goldtech Inc. Tier2 Precious Metals Expl and Dev 

FMR Fairmont Resources Inc Tier2 Mineral Exploration/Development 

FEC Fairwest Energy Corporation Tier2 Oil and Gas Expl and Development 

FO Falcon Oil & Gas Ltd Tier2 Oil and Gas Expl and Production 

FLK Falkirk Resources Corp Tier2 Mineral Exploration/Development 

FAM Family Memorials Inc Tier2 Cemeteries and Crematoria 

FNC Fancamp Exploration Ltd. Tier2 Gold And Silver Mining 

FRN Feronia Inc Tier1 Agricultural Res and Processing 

FOX Fiber Optic Systems Technology, Inc. Tier2 Dev, Dsgn, Mfc and Sale of Fiber Optic 

Sensors & Related Mntrg Inst 

FBR.H Fibre-Crown Manufacturing Inc NEX Temporarily Unclassified 

FB.H Fibresources Corporation NEX Software Development 

FLX Fieldex Exploration Inc. Tier2 Mineral Exploration/Development 

FVR Finavera Renewables Inc. Tier2 Other Electric Power Generation 

FYL Finlay Minerals Ltd Tier2 Mining (Non-Oil&Gas) Expl/Dev 

FAU Fire River Gold Corp. Tier2 Exploration/Development 

FRD.P Firebird Capital Partners Inc Tier2 Capital Pool Company 

FIX Firebird Resources Inc Tier2 Mineral Exploration/Development 

FTR Firesteel Resources Inc. Tier2 Mining Expl and Development 

FV Firestone Ventures Inc. Tier2 Mining Exploration 

FSW Fireswirl Technologies Inc Tier2 Software Development 

FBX First Bauxite Corporation Tier2 Mining 

EFG First Gold Exploration Inc Tier2 Mineral Exploration/Development 

FI First Idaho Resources Inc. Tier2 Mining Exploration 

MCI First Lithium Resources Inc Tier2 Junior Natural Resource Mining 

FMA.H First Metals Inc NEX Resource 

FPX First Point Minerals Corp Tier2 Mineral Exploration/Development 

FPV First Pursuit Ventures Ltd. Tier2 Mineral Exploration/Development 

FS First Star Resources Inc Tier2 Resource Exploration/Development 

FIS Fission Energy Corp Tier1 Uranium Expl & Development 

FSC.H Fitch Street Capital Corp NEX Capital Pool Company 

FEX Fjordland Exploration Inc Tier2 Mineral Exploration/Development 

FAB Flying A Petroleum Ltd Tier2 Junior Nat Res Company, Oil & Gas 

FMS Focus Metals Inc Tier2 Copper, Nickel, Lead And Zinc Mining 

FCV Focus Ventures Ltd. Tier2 Mineral Exploration/Development 

FOM Foran Mining Corporation Tier2 Copper and Zinc Mining 

FLT Forcelogix Technologies Inc Tier2 Software Publishers 

FEN Forent Energy Ltd. Tier1 Oil and Gas Extraction 

FGE Forest Gate Energy Inc Tier2 Oil and Gas Extraction 

FFM Formation Fluid Management Inc Tier2 Technology 

FTE Forterra Environmental Corp Tier2 Fertilizer Manufacturing 

FST Fortress Minerals Corp Tier2 Natural Resource Mining 

128

Chapter 7 


FRX Fortune River Resource Corp. Tier2 Precious Metals Expl and Dev 

FDC Forum Uranium Corp. Tier2 Exploration/Development 

FDN Foundation Resources Inc Tier2 Mineral Exploration/Development 

FAX Fox Resources Ltd Tier2 Junior Natural Resource 

FXC.P Foxpoint Capital Corp Tier2 Capital Pool Company 

FBI Franchise Bancorp Inc. Tier2 Miscellaneous Store Retailers 

FSN Franchise Services of North America Inc. Tier1 Auto Equip Rental and Leasing 

FFX Free Energy International Inc Tier2 Technology 

FRI Freeport Resources Inc. Tier2 Mineral Exploration/Development 

GAZ Fronsac Capital Inc Tier2 Real Estate & Rental and Leasing 

FGC Frontline Gold Corporation Tier2 Gold And Silver Mining 

FMM Full Metal Minerals Ltd. Tier2 Mineral Exploration/Development 

FUL.P Fuller Capital Corp Tier2 Capital Pool Company 

FEB Functional Technologies Corp Tier2 Research and Development 

GIE G.I.E. Environment Technologies Ltd Tier2 Soil Decontaimination 

GXG G4G Resources Ltd Tier2 Junior Natural Resource Mining 

GFS GASFRAC Energy Services Inc Tier1 Oil and Gas Services 

GBO GBO Inc Tier1 Manufacturing 

GDE GC-Global Capital Corp Tier1 Merchant Banking 

GDG GDG Environment Group Ltd Tier1 Other Support Services 

GDV.H GDV Resources Inc US$ NEX Mineral Exploration/Development 

GM GEO Minerals Ltd Tier2 Mineral Exploration/Development 

GFK GFK Resources Inc. Tier2 Junior Natural Resource Mining 

GFM.H GFM Resources Limited NEX Gold And Silver Mining 

GGL GGL Resources Corp Tier2 Exploration/Development 

GOK GINSMS Inc. Tier2 Other Telecommunications 

GMV GMV Minerals Inc Tier2 Mining 

MOB GT Canada Medical Properties Inc Tier2 Real Estate Invest and Development 

GTA GTA Resources And Mining Inc Tier2 Exploration/Development 

GWQ GWR Resources Inc. Tier2 Exploration/Development 

GRD.H Gainey Resources Ltd. NEX Temporarily Unclassified 

GAX Galahad Metals Inc Tier2 Mining (Except Oil & Gas) 

GAL Galantas Gold Corporation Tier2 Mining (Except Oil & Gas) 

GXY.P Galaxy Capital Corp Tier2 Capital Pool Company 

GFP Gale Force Petroleum Inc. Tier2 Oil and Gas Extraction 

FYI Galena Capital Corp Tier2 Mineral Exploration/Development 

GTO Galena International Resources Ltd Tier2 Mineral Exploration/Development 

GOI.H Galleria Opportunities Inc. NEX Oil & Gas Extraction 

GLC Gallic Energy Ltd Tier2 Holding & Investment 

GRI Galore Resources Inc Tier2 Mineral Exploration/Development 

GAV Galvanic Applied Sciences Inc Tier1 Oil & Gas Enhancement Technology 

GWY Galway Resources Ltd Tier2 Mineral Exploration/Development 

GGI Garibaldi Resources Corp. Tier2 Non-Metallic Mineral Mining And Quarrying 

GAR.H Garneau Inc NEX Temporarily Unclassified 

GAU Garrison International Ltd. Tier2 Mining Expl and Development 

GMR Gastem Inc. Tier2 Oil and Gas Exploration 

GTZ Gatorz Inc Tier2 Eyewear and Apparel Design 

GTV Gee-Ten Ventures Inc. Tier2 Mining (Except Oil & Gas) 

GI Gem International Resources Inc Tier2 Resource Exploration/Development 

GKX Gemini Corporation Tier1 Services to Oil and Gas Extraction 

GNW.H Genius World Investments Limited NEX Capital Pool Company 

GNO Genoil Inc. Tier1 Oil & Gas Enhancement Technology 

GIC Genterra Capital Inc Tier2 Real Estate 

GVW.H Genview Capital Corp NEX Capital Pool Company 

GXM Geodex Minerals Ltd. Tier2 Mining (Non-Oil&Gas) Expl/Dev 

GME Geomark Exploration Ltd Tier1 Oil and Gas Expl and Development 

GMA Geomega Resources Inc Tier2 Metal Ore Mining 

GET.P Georgetown Capital Corp Tier2 Capital Pool Company 

GXR Georox Resources Inc. Tier2 Gold Mining 

GTC Getty Copper Inc. Tier2 Mineral Exploration/Development 

GIG.H Giga Capital Corporation NEX Capital Pool Company 

GB Ginger Beef Corporation Tier1 Food Manufacturing 

GEG Ginguro Exploration Inc Tier2 Mining 

GIT Gitennes Exploration Inc Tier2 Mineral Exploration/Development 

GEL Glass Earth Gold Limited Tier2 Mineral Exploration/Development 

129

Chapter 7 


GER Glen Eagle Resources Inc Tier2 Mining Expl and Development 

GLK Global Energy Services Ltd. Tier1 Oil and Gas Services 

GGX Global Green Matrix Corp. Tier2 Other Plastic Product Mfg. 

BOB Global Hunter Corp. Tier2 Exploration/Development 

GKL Global Key Investment Limited Tier2 Industrial 

CTG Global Minerals Ltd Tier2 Non-Metallic Mineral Mining and Quarrying 

GTT.H Global Tree Technologies Inc NEX Exploration/Development 

GU Global Uranium Corporation Tier2 Mineral Exploration/Development 

GGD GoGold Resources Inc. Tier2 Gold And Silver Mining 

GMN GobiMin Inc. Tier2 Metal Ore Mining 

GA Golconda Resources Ltd. Tier2 Metal Ore Mining 

GBB Gold Bullion Development Corp. Tier2 Mining (Non-Oil&Gas) Expl/Dev 

GCU Gold Canyon Resources Inc. Tier2 Rare Metals/Precious Metals 

GFN Gold Finder Explorations Ltd Tier2 Junior Natural Resource Mining 

GHK Gold Hawk Resources Inc Tier2 Exploration/Development 

GJB Gold Jubilee Capital Corp Tier2 Mining 

GPO Gold Port Resources Ltd. Tier2 Mineral Exploration/Development 

GRV Gold Reach Resources Ltd Tier2 Mining 

GV Gold Standard Ventures Corp Tier2 Mineral Exploration/Development 

GDW Gold World Resources Inc Tier2 Junior Natural Resource 

GQC GoldQuest Mining Corp. Tier2 Mineral Exploration/Development 

GLB Goldbank Mining Corporation Tier2 Precious Metals Exploration and Development 

GDB Goldbard Capital Corporation Tier2 Mining 

GBK Goldbrook Ventures Inc Tier1 Non-Metallic Mineral Mining And Quarrying 

GCN Goldcliff Resource Corporation Tier2 Mining (Non-Oil&Gas) ExplDev 

GLL Golden Alliance Resoruces Corp Tier2 Mineral Exploration/Development 

GAI.H Golden Arch Resources Ltd. NEX Gold And Silver Mining 

GRG Golden Arrow Resources Corporation Tier2 Mineral Exploration/Development 

GBN Golden Band Resources Inc. Tier1 Metal Ore Mining 

GCC Golden Cariboo Resources Ltd Tier2 Resource 

GOM Golden Dawn Minerals Inc Tier2 Mineral Exploration/Development 

GDR Golden Dory Resources Corp. Tier2 Mining 

GFA Golden Fame Resources Corp Tier2 Mineral Exploration/Development 

GNG Golden Goliath Resources Ltd. Tier2 Gold And Silver Mining 

GHR Golden Harp Resources Inc Tier2 Mineral Exploration/Development 

GNH Golden Hope Mines Limited Tier2 Mineral Exploration/Development 

GOE Golden Odyssey Mining Inc. Tier2 Mining 

GRR Golden Reign Resources Ltd Tier2 Mineral Exploration/Development 

GSH Golden Share Mining Corporation Tier2 Mineral Exploration/Development 

GOG Golden Tag Resources Ltd. Tier2 Mining (Non-Oil&Gas) Expl/Dev 

GOT Golden Touch Resources Corp Tier2 Mineral Exploration/Development 

GZZ Golden Valley Mines Ltd. Tier2 Mining (Except Oil & Gas) 

GDX Goldex Resources Corporation Tier2 Resource Company 

GGY Goldeye Explorations Limited Tier2 Other Metal Ore Mining 

GDF.H Goldfarb Corporation, The cl A sv NEX Temporarily Unclassified 

GCP Goldminco Corporation Tier2 Gold And Silver Mining 

GNZ Goldnev Resources Inc. Tier2 Oil & Gas Exploration/Development 

GOR Goldrea Resources Corp Tier2 Mining (Non-Oil&Gas) Expl/Dev 

GOD Goldrush Resources Ltd. Tier2 Mining (Non-Oil&Gas) Expl/Dev 

GXS Goldsource Mines Inc. Tier2 Mining (Non-Oil&Gas) 

Exploration/Dev & Production 

GSS Gossan Resources Limited Tier2 Mining (Non-Oil&Gas) Expl/Dev 

GWA Gowest Amalgamated Resources Ltd. Tier2 Non-Metallic Mineral Mining And Quarrying 

GPK Grand Peak Capital Corp Tier2 Banking Industry 

GPW Grand Power Logistics Group Inc. Tier1 Support Activities For Transportation 

GPG Grande Portage Resources Ltd. Tier1 Gold And Silver Mining 

GRA.H Graniz Mondal Inc. NEX Mining (Non-Oil&Gas) Expl/Dev 

GE Granville Pacific Capital Corp. Tier2 Other Residential Care Facilities 

GEE Grasslands Entertainment Inc Tier2 Entertainment 

GRK Gray Rock Resources Ltd. Tier2 Mineral Exploration/Development 

GYD Grayd Resource Corporation Tier1 Gold and Base Metal Mining 

GBR Great Bear Resources Ltd. Tier2 Mining 

GPI Great Pacific International Inc. Tier2 Oil and Gas Expl and Production 

GQ Great Quest Metals Ltd. Tier2 Mining (Non-Oil&Gas) Expl/Dev 

GWG Great Western Minerals Group Ltd Tier2 Rare Metals Expl and Dev 

130

Chapter 7 


GCA.P Greater China Capital Inc Tier2 Capital Pool Company 

GRP.H Green Park Capital Corp NEX Capital Pool Company 

GSW.P Green Swan Capital Corp Tier2 Capital Pool Company 

GVY Green Valley Mine Incorporated Tier2 Copper, Nickel, Lead And Zinc Mining 

GAE Greenangel Energy Corp Tier2 Investment Company 

GRB.P Greenbriar Capital Corp Tier2 Capital Pool Company 

VGN Greencastle Resources Ltd. Tier2 Holding & Investment 

GRF Greenfield Financial Group Inc Tier2 Loan Financing 

GNF Greenfields Petroleum Corporation Tier1 Oil and Gas Expl and Dev 

GR Greenlight Resources Inc Tier2 Oil and Gas Services 

GKR Greenock Resources Inc Tier2 Base Metal 

GRN Greenscape Capital Group Inc Tier2 Industrial 

GRX.H Greenshield Explorations Limited NEX Resource Exploration/Development 

GVG Grenville Gold Corp. Tier2 Mineral Exploration/Development 

GZD Grizzly Discoveries Inc. Tier2 Mining 

GSA Groundstar Resources Limited Tier2 Oil & Gas Exploration/Development 

GWC Groupworks Financial Corp Tier2 General Insurance Brokerage 

GCH.H Gtech International Resources Limited NEX Temporarily Unclassified 

GX Guardian Exploration Inc Tier1 Oil and Gas Expl and Development 

GUF Gulf & Pacific Equities Corp. Tier2 Real Estate 

GUL Gulf Shores Resources Ltd. Tier2 Oil and Gas Expl and Production 

GMG Gulfside Minerals Ltd. Tier2 Coal Mining 

GUN Gunpoint Exploration Ltd Tier2 Mineral Exploration/Development 

GPM Guyana Precious Metals Inc Tier2 Precious Metals Expl and Dev 

HEO H2O Innovation Inc Tier2 Machinery Manufacturing 

HKT.P HT Capital Inc Tier2 Capital Pool Company 

HTC HTC Purenergy Inc Tier1 Res and Dev of Alternative Energy 

HTX.H HTI Ventures Corp. NEX Mineral Exploration/Development 

HET HTN Inc. Tier2 Medical Software Development 

HAO Habanero Resources Inc. Tier2 Oil & Gas Exploration/Development 

HHC Halmont Properties 

Corporation cl A vtg shrs Tier1 Real Estate Development 

HLO Halo Resources Ltd Tier2 Junior Natural Resource 

HTL Hamilton Thorne Ltd Tier2 Res and Dev in the Physical, Engineering 


HMG Hana Mining Ltd Tier2 Mining Exploration 

HRL Hansa Resources Limited Tier2 Mining Expl and Development 

HAN.H Hansa.net Global Commerce, Inc. NEX Technology 

HPY Happy Creek Minerals Ltd Tier2 Mineral Exploration/Development 

H Harmony Gold Corp Tier2 Mineral Exploration/Development 

HRT Harte Gold Corp. Tier2 Mineral Exploration/Development 

HVG Harvest Gold Corp Tier2 Gold Exploration 

WON.P Harvest One Capital Inc. Tier2 Capital Pool Company 

HAT Hathor Exploration Limited Tier1 Uranium Expl & Development 

HWK Hawk Exploration Ltd Tier2 Oil and Gas Expl, Dev and Prod 

HGO Hawkeye Gold & Diamond Inc. Tier2 Mineral Exploration/Development 

HGC Hawthorne Gold Corp Tier1 Gold Mining 

HPC Healthpricer Interactive Limited Tier2 Electronic Shopping and 

Mail-Order Houses 

MDU Healthscreen Solutions Incorporated Tier2 Medical Software Development 

HTR Heatherdale Resources Ltd. Tier1 Mineral Exploration/Development 

HJI Helijet International Inc. Tier1 Air Transportation 

HRC Helio Resource Corp. Tier2 Mineral Exploration/Development 

HEL Hellix Ventures Inc. Tier2 Oil & Gas Exploration/Development 

HME Hemisphere Energy Corporation Tier2 Oil & Gas Company 

HFI Hermes Financial Inc Tier2 Oil and Gas Expl and Development 

HDG High Desert Gold Corporation Tier2 Junior Natural Resource Mining 

HBK Highbank Resources Ltd. Tier2 Mineral Exploration/Development 

HPI Highbury Projects Inc Tier2 Mineral Exploration/Development 

HI Highland Resources Inc Tier2 Gold Exploration 

HIM.P Himalayan Capital Corp Tier2 Capital Pool Company 

HMI Hinterland Metals Inc Tier2 Mining (Non-Oil&Gas) Expl/Dev 

HA Hodgins Auctioneers Inc. Tier2 Auction service, on a commission 

or fee basis, not done on own facilities 

TUF Honey Badger Exploration Inc. Tier2 Mining (Non-Oil&Gas) Expl/Dev 

131

Chapter 7 


HBE Hornby Bay Mineral Exploration Ltd Tier2 Mining (Non-Oil&Gas) Expl/Dev 

HSX Horseshoe Gold Mining Inc Tier2 Exploration/Development 

HLM Houston Lake Mining Inc Tier2 Exploration/Development 

HK Huakan International Mining Inc Tier2 Gold And Silver Mining 

HUD Hudson Resources Inc. Tier2 Mineral Exploration/Development 

HRM Hudson River Minerals Ltd Tier2 Exploration/Development 

HDA Huldra Silver Inc. Tier2 Exploration/Development 

HMB Humboldt Capital Corporation Tier1 Holding & Investment 

HMX Hunt Mining Corp. Tier2 Mining 

HBY Hunter Bay Minerals PLC Tier2 Mineral Exploration/Development 

HEI Huntington Exploration Inc Tier2 Oil and Gas Expl and Development 

HGS Hy-Drive Technologies Ltd. Tier1 Hydrogen Technology Co. 

HLS.H Hydralogic Systems Inc NEX Environmental water, waste and air 

treatment technologies 

HYX Hyperion Exploration Corp Tier2 Oil & Gas Extraction 

ICO iCo Therapeutics Inc Tier2 Research and Development of 

Pharmaceutical Products 

ILA iLOOKABOUT Corp Tier1 Surveying and Mapping Services 

XDM iMarketing Solutions Group Inc. Tier2 Performing Arts, Spectator Sports and 

Related Industries 

ICT iSee3D Inc. Tier2 Technology Res and Development 

ISD iSign Media Solutions Inc. Tier2 Information Technology 

IWB iWeb Group Inc. Tier1 Rental and Leasing Services 

IEE iseemedia inc. Tier1 Software Development 

IB IBC Advanced Alloys Corp Tier2 Mineral Exploration/Development 

IBT IBEX Technologies Inc Tier1 Biotechnology/Biopharmaceutical 

IBI IBI Corporation Tier2 Mineral Exploration/Development 

ICP IC Potash Corp Tier2 Mining 

ICN ICN Resources Ltd. Tier2 Mineral Exploration/Development 

ICX ICS Copper Systems Ltd Tier2 Mineral Exploration/Development 

IDW ID Watchdog, Inc Tier1 Industrial/Technology 

IDH.H IDG Holdings Inc. NEX Temporarily Unclassified 

IRI IEMR Resources Inc Tier2 Copper-Molybdenum Mining 

IF IFL Investment Foundation 

(Canada) Limited Tier2 Holding & Investment 

IGC IGC Resources Inc. Tier2 Mineral Exploration/Development 

ILI ILI Technologies (2002) Corp. Tier2 Information Technology 

IPT IMPACT Silver Corp. Tier1 Mining Exploration 

IEG.H INTERCAP eCommerce Inc. NEX Building Construction 

RFD IPICO Inc. Tier2 Developer & Distributor 

ISC IROC Energy Services Corp Tier1 Support Activities for Oil and Gas Operations 

SUS ISG Capital Corporation Tier2 Real Estate 

ITK.H ITOK Capital Corp NEX Capital Pool Company 

IZN Iberian Minerals Corp Tier1 All Other Non-Metallic Minerals Mining 

IIE Iciena Ventures Inc Tier2 Gold and Diamond Exploration 

IT Icron Technologies Corporation Tier2 Software and Hardware Developers 

IFX Imaflex Inc. Tier1 Other Plastic Product Mfg. 

IMM Immunotec Inc. Tier1 All Other Wholesaler-Distributors 

IMV Immunovaccine Inc. Tier1 Res and Dev in the Physical, Engineering 


IEI Imperial Equities Inc. Tier2 Real Estate 

IGP Imperial Ginseng Products Ltd. Tier1 Ginseng Producers 

IMA i-minerals inc. Tier2 Mining (Except Oil & Gas) 

INX In-Touch Survey Systems Ltd Tier1 Computer Software Programming Services 

IXS InNexus Biotechnology Inc. Tier2 Biotechnology Research &/or Development 

IPR Inca Pacific Resources Inc. Tier1 Copper-Molybdenum Mining 

IND Ind Dairytech Limited Tier1 Biotechnology Research &/or Development 

INI.P Indefinitely Capital Corp Tier2 Capital Pool Company 

IME Indicator Minerals Inc. Tier2 Mineral Exploration/Development 

IDI Indico Resources Ltd. Tier2 Mining & Oil & Gas Extraction 

IXI Indigo Exploration Inc. Tier2 Natural Resources 

IGI.H Industrial Growth Income Corporation NEX Capital Pool Company 

IXC Industrialex Manufacturing Corp. US Tier2 App of Chem Adhesions of prod (metal,plastic, 

glass& printed circuit board assemblies) 

INF.H Infinite Resources Inc. NEX Mining Exploration and Development 

132

Chapter 7 


IG Infinito Gold Ltd Tier1 Junior Natural Resource Mining 

IRR.H Inform Resources Corp NEX Temporarily Unclassified 

INL Inlet Resources Ltd Tier2 Resource 

IC Innovative Composites International Inc. Tier2 Technology 

INR Innovative Properties Inc. Tier2 Property Man and Land Dev 

IWS Innovative Wireline Solutions Inc Tier2 Services to Oil and Gas Extraction 

IGE Innovente Inc Tier2 Environmental, Safety and Health Products 

Consulting Services 

IN Innovium Media Properties Corp. Tier1 Venture Capital Investment Co 

IOT Innovotech Inc. Tier2 Scientific Research And Development Services 

ICG Integra Gold Corp Tier1 Mineral Exploration/Development 

IGX IntelGenx Technologies Corp Tier2 Research and Development in the Physical, 

Engineering and Life Sciences 

ITM Intema Solutions Inc Tier1 Computer Systems Design 


ITT Intensity Company Inc Tier2 Computer And Electronic Product Manufacturing 

IRO Inter-Rock Minerals Inc. Tier2 Limestone Quarries 

HFM.P Interactive Capital Partners Corporation Tier2 Capital Pool Company 

ICH.H Intercable Ich Inc NEX Power and Communication Line and Related 

Structures Construction 

IBC International Bethlehem Mining Corp Tier2 Mineral Exploration/Development 

LMM.H International LMM Ventures Corp NEX Exploration/Development 

IMI International Millennium Mining Corp. Tier2 Mineral Exploration/Development 

IMT International Montoro Resources Inc Tier2 Mining Exploration and Development 

ISS International Samuel Exploration Corp Tier2 Mineral Exploration/Development 

SR.H International Silver Ridge Resources Inc. NEX Exploration/Development 

ITA.P Interra Exploration Inc. Tier2 Capital Pool Company 

INT Intertainment Media Inc Tier2 Marketing Services 

IGD Intigold Mines Ltd Tier2 Mineral Exploration/Development 

ALL.H Intl Alliance Resources Inc. NEX Mining (Non-Oil&Gas) Expl/Dev 

IBH Intl Barrier Technology Inc. Tier2 Fire Fighting and Fire Retardant Chemical 

IBR Intl Bio Recovery Corporation Tier2 Fertilizer Manufacturing 

IEC Intl Enexco Limited Tier1 Copper-Nickel, Copper-Zinc Mining 

IFR Intl Frontier Resources Corporation Tier2 Oil & Gas Exploration/Development 

INM Intl Northair Mines Ltd. Tier1 Gold And Silver Exploration 

PBX Intl PBX Ventures Ltd. Tier2 Mining Expl and Development 

IPD Intl Parkside Products Inc. Tier2 Other Miscellaneous Manufacturing 

IWG Intl Water-Guard Industries Inc. Tier1 Aerospace Product And Parts Mfg 

IVO Invenio Resources Corp Tier2 Mineral Exploration/Development 

IVX Inventronics Limited Tier1 Industrial products-fabricating and engineering 

IMS.H Investissements TSPL inc. NEX Investment Company 

IVT Investus Real Estate Inc Tier1 Real Estate 

VCA Invicta Energy Corp. Tier2 Oil and Gas Services 

IVF Invictus Financial Inc Tier2 Information Services 

IPE Iperceptions Inc Tier2 Software Publishers 

IPC Iplayco Corporation Ltd Tier2 Manufacturer of modular play structures 

IRN Iron Creek Capital Corp Tier2 Mining 

IOG Ironhorse Oil & Gas Inc. Tier2 Oil & Gas Exploration/Development 

ISI.H Iscope Inc. NEX Information Services 

IAX Island Arc Exploration Corp. Tier2 Mining (Non-Oil&Gas) Expl/Dev 

IAE Ithaca Energy Inc Tier1 Oil and Gas Expl and Production 

IVI Ivrnet Inc. Tier2 Computer And Commun 

Equip and Supplies 

Wholesaler-Distributors 

JML J.A.G. Mines Ltd. Tier2 Mining Exploration 

JV.P J5 Acquisition Corp Tier2 Capital Pool Company 

JBZ.P JBZ Capital Inc Tier2 Capital Pool Company 

JVI.P JJR VI Acquisition Corp. Tier2 Capital Pool Company 

JNN JNR Resources Inc. Tier2 Mining (Non-Oil&Gas) Expl/Dev 

JBR James Bay Resources Limited Tier2 Mining 

JPL Jannock Properties Limited Tier2 Real Estate 

JSP Jasper Mining Corporation Tier2 Precious Metals Expl and Dev 

JCI.P Java Capital, Inc Tier2 Capital Pool Company 

JRL.P Javelina Resources Ltd. Tier2 Capital Pool Company 

JAX Jaxon Minerals Inc. Tier2 Mineral Exploration/Development 

133

Chapter 7 


JZR Jazz Resources Inc Tier2 Mineral Exploration/Development 

JTC Jemtec Inc. Tier1 Security Technology 

JEN.H Jenex Corporation, The NEX Medical Device Research and Dev 

JRC Jerico Explorations Inc. Tier2 Mineral Exploration/Development 

JAU Jet Gold Corp Tier2 Mineral Exploration/Development 

JTM Jetcom Inc. Tier2 Investment Company 

JIM Jiminex Inc Tier2 Mineral Exploration/Development 

JHC.P Jinhua Capital Corporation Tier2 Capital Pool Company 

JTI Jite Technologies Inc Tier2 Miscellaneous Manufacturing 

JLR Jiulian Resources Inc Tier2 Mining Exploration 

JOE.P Jomar Capital Corp Tier2 Capital Pool Company 

JOR Jourdan Resources Inc Tier2 Gold And Silver Mining 

JUB Jubilee Gold Inc Tier2 Gold Mining 

JNX Junex Inc. Tier1 Oil & Gas Exploration/Development 

KIC.H KCC Capital Corporation NEX Capital Pool Company 

KFG KFG Resources Ltd. Tier2 Oil & Gas Exploration/Development 

KWG KWG Resources Inc. Tier1 Mining (Non-Oil&Gas) Expl/Dev 

KYU.P Kaiyue International Inc Tier2 Capital Pool Company 

KZN.P Kaizen Capital Corp Tier2 Capital Pool Company 

KLG Kalimantan Gold Corporation Tier2 Mining (Non-Oil&Gas) Expl/Dev 

KEC Kallisto Energy Corp Tier2 Oil and Gas Extraction 

KME Kam and Ronson Media Group Inc Tier1 Miscellaneous Wholesaler-Distributors 

KAM Kaminak Gold Corporation Tier2 Junior Natural Resource 

KNE Kane Biotech Inc. Tier2 Res and Dev in the Physical, Engineering 


KAN.H Kansai Mining Corp. NEX Mining Exploration 

KAR Karmin Exploration Inc. Tier2 Mining (Non-Oil&Gas) Expl/Dev 

KLS Kelso Technologies Inc. Tier2 Pressure Relief Valve Mfg 

KAI Kenai Resources Ltd Tier1 Mining 

KEN Kenieba Goldfields Ltd Tier2 Mining (Non-Oil&Gas) Expl/Dev 

MMG.P Kenna Capital Corp Tier2 Capital Pool Company 

KCT.P Kensington Court Ventures Inc Tier2 Capital Pool Company 

KEX Kent Exploration Inc. Tier2 Mineral Exploration/Development 

KLM Kermode Resources Ltd. Tier2 Mineral Exploration/Development 

KGC Kestrel Gold Inc Tier2 Mining 

KRR Kettle River Resources Ltd. Tier2 Diamond Mining 

KGH Key Gold Holding Inc Tier2 Mineral Exploration/Development 

KPI.H Kik Polymers Inc. NEX Motor Vehicle Parts Manufacturing 

KIK.P Kilkenny Capital Corporation Tier2 Capital Pool Company 

KMI Killdeer Minerals Inc Tier2 Junior Natural Resource Mining 

KGL Kilo Goldmines Ltd Tier2 Gold Mining 

KTX Kinetex Resources Corporation Tier2 Industrial 

KGF King George Financial Corp Tier1 Real Estate Investment and Dev 

KBG King’s Bay Gold Corporation Tier2 Junior Natural Resource Mining 

KSM Kingsman Resources Inc. Tier2 Natural Resources 

KWA Kingsway Arms Retirement Residences Inc Tier2 Real Estate 

KYM Kirrin Resources Inc Tier2 Mining (Non-Oil&Gas) Expl/Dev 

KSK Kiska Metals Corporation Tier2 Mining Exploration 

KIV Kivalliq Energy Corporation Tier2 Junior Natural Resource Mining 

KG Klondike Gold Corp. Tier2 Mineral Exploration/Development 

KS Klondike Silver Corp Tier2 Mineral Exploration/Development 

KNX Knick Exploration Inc Tier2 Mining (Except Oil & Gas) 

KNP Knight Resources Ltd. Tier1 Resource Company 

KHA KnightHawk Inc. Tier1 Air Transportation 

KC Knightscove Media Corp Tier2 Entertainment 

KWF Knightswood Financial Corp. Tier2 Banking Industry 

KXM Kobex Minerals Inc Tier1 Mining 

KXL Kodiak Exploration Limited Tier2 Junior Natural Resource Mining 

KOK Kokanee Minerals Inc Tier1 Junior Natural Resource Mining 

KM Kola Mining Corp Tier1 Mineral Exploration/Development 

AQD Komet Manufacturers Inc Tier1 Wood Product Manufacturing 

KTN Kootenay Gold Inc. Tier1 Mineral Exploration/Development 

KIA Kria Resources Ltd Tier2 Mining 

LGS LGC Skyrota Wind Energy Corp Tier2 Industrial 

LNG LNG Energy Ltd Tier2 Oil and Gas Expl and Development 

134

Chapter 7 


LWI.P LW Capital Pool Inc Tier2 Capital Pool Company 

LTK LYRtech Inc Tier1 All Other Electrical Equipment and 

Component Manufacturing 

LAQ La Quinta Resources Corporation Tier2 Mineral Exploration/Development 

LTX Labrador Technologies Inc . Tier2 Information Services 

LDM Lago Dourado Minerals Ltd. Tier2 Gold Mining 

LK Lakeland Resources Inc Tier2 Mineral Exploration/Development 

LS Lakeside Steel Inc. Tier1 Manufacturing 

LHR Lakeview Hotel Real Estate Investment Trust Tier2 Hotels 

LKW Lakewood Mining Co. Ltd. Tier2 Gold And Silver Mining 

LDI Landdrill International Inc. Tier1 Contract Drilling Services 

LAE.H Lander Energy Corporation NEX Capital Pool Company 

LST.H Landmark Global Financial Corp. NEX Finance 

LPI.H Landstar Properties Inc. NEX Real Estate Invest and Development 

LRA Lara Exploration Ltd. Tier1 Mineral Exploration/Development 

LGO Largo Resources Ltd. Tier2 Gold Exploration 

LE Lariat Energy Ltd. Tier2 Natural Resources 

LVH Las Vegas From Home.Com 

Entertainment Inc. Tier2 Software Development and Sales 

LRG Lateegra Gold Corp Tier2 Mining Exploration and Development 

LAT Latin American Minerals Inc. Tier2 Junior Natural Resource Mining 

LGF Laurentian Goldfields Ltd Tier2 Mining Expl and Development 

LME Laurion Mineral Exploration Inc Tier2 Gold Exploration 

LEA Leader Energy Services Ltd Tier2 Support Activities for Oil and Gas Operations 

LWC Leeward Capital Corp Tier2 Mining 

LPS Legend Power Systems Inc Tier2 Energy Conservation System 

Design, Installation 

& Maintenance 

LR Legion Resources Corp. Tier2 Mining 

LHT Lehman Trikes Inc. Tier1 Mfc, sales of motorcycle conversion kits 

LES Leis Industries Ltd. Tier2 Activities Related To Real Estate 

LCN Leisure Canada Inc. Tier1 Real Estate Investment and Dev 

LVN Levon Resources Ltd. Tier2 Gold And Silver Mining 

LEX Lexam Explorations Inc. Tier2 Mining & Oil & Gas Extraction 

LSN Life Sciences Institute Inc. Tier2 Other Schools & Instruction 

LBK Lifebank Corp. Tier2 Cryopreservation of Stem Cells 

LEC Lignol Energy Corporation Tier1 Other 

LHL.P Lime Hill Capital Corporation Tier2 Capital Pool Company 

LMG Lincoln Mining Corporation Tier2 Junior Natural Resource Mining 

LM Lingo Media Corporation Tier2 Educational Publishing & E-Learning 

LEO Lion Energy Corp Tier2 Junior Natural Resource 

LBI.P Lions Bay Capital Inc Tier2 Capital Pool Company 

LG Lions Gate Energy Inc Tier2 Mining (Non-Oil & Gas) 


LGM Lions Gate Metals Inc Tier1 Mineral Exploration/Development 

LTH Lithic Resources Ltd. Tier2 Mining (Except Oil & Gas) 

LI Lithium One Inc Tier2 Mining Expl and Development 

FWK Liuyang Fireworks Limited Tier1 Manufacturing 

LC Logan Copper Inc Tier2 Mining Expl and Development 

LGR Logan Resources Ltd Tier2 Precious and Base Metals Expl & Dev 

LOG Loma Oil & Gas Ltd. Tier2 Oil & Gas Extraction 

LMR Lomiko Metals Inc Tier2 Mineral Exploration/Development 

LN Loncor Resources Inc. Tier2 Mineral Exploration/Development 

LSI Lonestar West Inc Tier1 Support Activities for Mining and Oil and 

Gas Extraction 

LHC Long Harbour Capital Corp Tier2 Junior Natural Resource Mining 

LFD Longford Energy Inc Tier2 Oil and Gas Expl and Production 

LOI Longreach Oil And Gas Limited Tier2 Oil and Gas Expland Development 

LOK Look Communications Inc. mv Tier1 Internet Hosting and Services 

LNE Loon Energy Corporation Tier2 Oil & Gas Exploration/Development 

LOX.H Lorex Technology Inc NEX Temporarily unclassified 

LOM Lornex Capital Inc Tier2 Mining 

LLC Lorraine Copper Corp Tier2 Mining 

LA Los Andes Copper Ltd. Tier2 Resource Exploration/Development 

LO Lounor Exploration Inc Tier2 Mining (Non-Oil & Gas) Expl/Dev 

135

Chapter 7 


LRC Lovitt Resources Inc Tier2 Mineral Exploration/Development 

LOY.H Loyalist Group Limited NEX Financial Services - Investment Companies 

and funds 

LUC Lucara Diamond Corp Tier2 Mining Exploration 

LJ Lucky Minerals Inc. Tier2 Mineral Exploration/Development 

LKY Lucky Strike Resources Ltd. Tier2 Mineral Exploration/Development 

LGL Luiri Gold Limited Tier2 Gold Mining 

LCC Lumina Copper Corp Tier1 Junior Natural Resource Mining 

LGC Luna Gold Corp Tier2 Gold Mining 

LGD Lund Gold Ltd Tier2 Mining (Except Oil & Gas) 

LRL Luxor Industrial Corp. Tier2 Wood Product Manufacturing 

LVL Lynden Energy Corp Tier2 Oil & Gas Exploration/Development 

LCI.P Lynnwood Capital Inc Tier2 Capital Pool Company 

LYM Lysander Minerals Corp Tier2 Exploration/Development 

MXR MAX Resource Corp. Tier2 Junior Natural Resource Mining 

MBR MBMI Resources Inc. Tier2 Mining (Non-Oil&Gas) Expl/Dev 

MCO.H MCO Capital Inc. cl B NEX Temporarily Unclassified 

MNI MGold Resources Inc Tier2 Mining (Non-Oil & Gas) Expl/Dev 

MPW.H MP Western Properties Inc NEX Real Estate 

MPS MPH Ventures Corp. Tier2 Resource 

OCI.H MPVC Inc NEX Holding Company 

MRR MRRM Inc. Tier1 Industrial 

BMK MacDonald Mines Exploration Ltd. cl A Tier2 Mineral Exploration/Development 

MMS Macarthur Minerals Limited Tier2 Mineral Exploration/Development 

MCR Macro Enterprises Inc Tier1 Pipeline Construction 

YEL Macusani Yellowcake Inc. Tier2 Mining 

MVN Madalena Ventures Inc Tier2 Oil and Gas Expland Production 

MDE.H Madeira Minerals Ltd NEX Capital Pool Company 

MMR Madison Minerals Inc. Tier1 Mining Expl and Development 

MNM Magellan Minerals Ltd Tier2 Junior Natural Resource Mining 

MEN Magnum Energy Inc. Tier2 Oil and Gas Expl and Development 

MJO Mainstream Minerals Corporation Tier2 Mineral Exploration/Development 

MJX Majescor Resources Inc Tier1 Diamond Mining 

MJS Majestic Gold Corp. Tier2 Exploration/Development 

MBG Malbex Resources Inc Tier2 Mining Expl and Development 

MAM Manicouagan Minerals Inc. Tier2 Mining 

MNX Manitex Capital Inc. Tier2 Investment Management 

MEI Manitok Energy Inc Tier1 Oil and Gas Extraction 

MTU Manitou Gold Inc Tier2 Mineral Exploration/Development 

GGV.H Manor Global Inc. NEX Capital Pool Company 

MDR Mansfield Minerals Inc. Tier1 Mining (Non-Oil&Gas) Expl/Dev 

MCK Manson Creek Resources Ltd. Tier2 Mineral Exploration/Development 

MPE Maple Leaf Reforestation Inc. Tier2 Forest Nurseries And Gathering 

of Forest Products 

MES Marauder Resources East Coast Inc. Tier2 Oil and Gas Expl and Development 

MFM Marifil Mines Limited Tier2 Precious Metals Expl and Dev 

MAE Maritime Resources Corp Tier2 Mineral Exploration/Development 

MKT Marketvision Direct, Inc. Tier2 Change of Business/Reverse 

Takeover under review 

MAH Marksmen Energy Inc Tier2 Oil and Gas Expl and Development 

MMT Mart Resources Inc. Tier2 Oil & Gas Extraction 

MMK.H Maskal Energy Ltd NEX Oil and Gas Extraction 

MAS Masuparia Gold Corporation Tier2 Mining Exploration and Dev 

MCM Matachewan Consolidated Mines Ltd. Tier2 Mineral Exploration/Development 

MAT Matamec Explorations Inc. Tier2 Mineral Exploration/Development 

MHC.H Match Capital Resources Corporation NEX Non-Metallic Mineral Mining And Quarrying 

MAO Maudore Minerals Ltd Tier1 Mining (Non-Oil & Gas) Exploration/Development 

MVT MaxTech Ventures Inc. Tier2 Mineral Exploration/Development 

MXM Maxim Resources Inc. Tier2 Oil and Gas Exploration 

MYA Maya Gold & Silver Inc. Tier2 Mineral Exploration/Development 

MYM Mayen Minerals Ltd. Tier2 Mining 

MAZ.H Mazarin Inc. NEX Temporarily Unclassified 

MZO Mazorro Resources Inc Tier2 Mineral Exploration/Development 

MCS McChip Resources Inc Tier2 Mining (Non-Oil&Gas) Exploration/Development 

MCV McVicar Industries Inc Tier1 Chemical Manufacturing 

136

Chapter 7 


MAY Meadow Bay Capital Corporation Tier2 Junior Natural Resource Mining 

MBI Med BioGene Inc Tier2 Res And Dev In The Life Sciences 

MIR MedMira Inc. Tier2 Mfg of Diagnostic & Therapeutic Prod 

MDL Medallion Resources Ltd. Tier2 Mining (Non-Oil&Gas) Expl/Dev 

MPH.H Medicure Inc. NEX Temporarily Unclassified 

MFS Medifocus Inc Tier2 Research and Development 

MKI Medipattern Corporation, The Tier2 Medical Software Development 

MWX Medworxx Solutions Inc. Tier2 Technology 

MDX Medx Health Corp Tier2 Medical Devices Manufacturing 

MCU Mega Copper Ltd. Tier2 Mining 

MGP Mega Precious Metals Inc. Tier1 Mineral Exploration/Development 

MVD Mega View Digital Entertainment Corp Tier2 Digital Entertainment 

MDV Megastar Development Corp. Tier2 Mining (Non-Oil&Gas) Expl/Dev 

MKR Melkior Resources Inc Tier2 Mineral Exploration/Development 

MML Menika Mining Ltd. Tier2 Gold And Silver Mining 

MRK Merc International Minerals Inc Tier2 Mining 

MV.P Mercari Acquisition Corp Tier2 Capital Pool Company 

GMT Mercator Transport Group Corporation Tier2 Support Activities For Transp 

MSC Meridex Software Corporation Tier2 Internet Commerce 

MER Meritus Minerals Limited Tier2 Junior Natural Resource Mining 

MXI Merrex Gold Inc Tier2 Mineral Exploration/Development 

MSA Mesa Uranium Corp Tier2 Mineral Exploration/Development 

MMI Messina Minerals Inc. Tier1 Resource 

MTC metalCORP Limited Tier2 Mineral Exploration/Development 

MTX Metalex Ventures Ltd Tier2 Mining (Non-Oil&Gas) Expl/Dev 

MRV Metallum Resources Inc Tier2 Gold And Silver Exploration 

MEK Metals Creek Resources Corp Tier2 Mineral Exploration/Development 

MTO Metanor Resources Inc. Tier1 Mining (Non-Oil&Gas) Expl/Dev 

MEB Metrobridge Networks International Inc. Tier2 Internet Service Provider 

MNZ Metropolitan Mining Inc Tier2 Mineral Exploration/Development 

MNV Mexivada Mining Corp Tier2 Exploration/Development 

MIX Micrex Development Corp. Tier2 Mining (Non-Oil&Gas) Expl/Dev 

MP MicroPlanet Technology Corp. Tier1 Electrical Component Manufacturer 

MGC Midasco Capital Corp. Tier2 Resource 

MD Midland Exploration Inc Tier2 Mineral Exploration/Development 

MEX Midlands Minerals Corporation Tier2 Mineral Exploration/Development 

MMA Midnight Sun Capital Corp Tier2 Mineral Exploration/Development 

MDW Midway Gold Corp Tier1 Mining (Non-Oil&Gas) Expl/Dev 

MI.H Military International Ltd. NEX Computer And Peripheral 

Equipment Manufacturing 

MBV Mill Bay Ventures Inc Tier2 Mineral Exploration/Development 

MC Mill City Gold Corp. Tier2 Mineral Exploration/Development 

MVM.P MillenMin Ventures Inc Tier2 Capital Pool Company 

MRO Millrock Resources Inc Tier2 Mineral Exploration/Development 

MLM Millstream Mines Ltd. Tier2 Mineral Exploration/Development 

MLI.H Millstreet Industries Inc. NEX Industrial 

MCA Milner Consolidated Silver Mines Ltd. Tier2 Mining (Except Oil & Gas) 

MIB Minaean International Corp. Tier2 Building Construction 

MNN.P Minati Capital Corp Tier2 Capital Pool Company 

MGG Minaurum Gold Inc. Tier2 Mineral Exploration/Development 

MIO Mindoro Resources Ltd. Tier1 Mining (Non-Oil&Gas) Expl/Dev 

MHI Mineral Hill Industries Ltd. Tier2 Mineral Exploration/Development 

MMV Mineral Mountain Resources Ltd Tier2 Mineral Exploration/Development 

MIT Mint Technology Corp Tier2 Payment Solutions 

MRP.H Mira Resources Corp NEX Temporarily Unclassified 

MOM Miraculins Inc. Tier2 Biotechnology Research &/or Dev 

MAD Miranda Gold Corp. Tier2 Gold Mining 

MRZ Mirasol Resources Ltd. Tier2 Precious Metals Exploration and Development 

MLE Module Resources Incorporated Tier2 Mining (Non-Oil & Gas) Expl/Dev 

MOR Molycor Gold Corp. Tier2 Gold And Silver Mining 

MNL Monarch Energy Limited Tier2 Oil & Gas Exploration/Development 

PXK.H Moneda Resources Limited NEX Capital Pool Company 

MXA Monexa Technologies Corp Tier2 Internet Commerce 

MU Monster Uranium Corp Tier2 Mining 

MEO Montello Resources Ltd Tier2 Oil and Gas Exploration 

137

Chapter 7 


MRX.H Montreux Capital Corp. NEX Capital Pool Company 

MMY Monument Mining Limited Tier1 Junior Natural Resource Mining 

MOO Mooncor Oil & Gas Corp. Tier2 Oil & Gas Company 

MOC Morumbi Oil & Gas Inc Tier2 Oil & Gas Exploration, Production & Development 

MSQ Mosquito Consolidated Gold Mines Limited Tier2 Gold And Silver Mining 

MOK Moss Lake Gold Mines Ltd Tier2 Mining (Non-Oil&Gas) Expl/Dev 

MMO Mount Dakota Energy Corp. Tier2 Oil & Gas Exploration/Development 

MTB Mountain Boy Minerals Ltd. Tier2 Silver Mining 

MCG Mountain China Resorts (Holding) Limited Tier2 Real Estate 

MOA Mountain Lake Resources Inc. Tier2 Mineral Exploration/Development 

MWR Mountain-West Resources Inc Tier2 Gold And Silver Mining 

MVW Mountainview Energy Ltd. Tier2 Oil & Gas Exploration/Development 

MKU Mukuba Resources Limited Tier1 Mining 

MNC Multimedia Nova Corporation Tier2 Other Publishers 

MTV Multivision Communications Corp. Tier2 Telecommunications 

MGR Murgor Resources Inc Tier2 Mining (Non-Oil & Gas) Expl/Dev 

MGS Musgrove Minerals Corp Tier2 Mineral Exploration/Development 

MUM Mustang Minerals Corp. Tier2 Mining (Non-Oil&Gas) Expl/Dev 

MYS.H Mystique Energy, Inc. NEX Oil & Gas Exploration 

NRC NMC Resource Corporation Tier2 Mineral Exploration/Development 

NQE NQ Exploration Inc. Tier2 Mineral Exploration/Development 

NSX NSGold Corporation Tier2 Gold And Silver Mining 

NLL NSI Strategic Investments Ltd. Tier2 Prime Contracting 

NSR.H NSR Resources Inc NEX Junior Natural Resource Mining 

NCI NTG Clarity Networks Inc. Tier1 Telecommunications 

NVX NV Gold Corporation Tier2 Mineral Exploration/Development 

NWM NWM Mining Corporation Tier2 Mineral Exploration/Development 

NWT NWT Uranium Corp. Tier2 Mineral Exploration/Development 

NWN NWest Energy Corp Tier2 Oil and Gas Exploration 

NXI NXA Inc. Tier2 Mineral Exploration/Development 

SFD NXT Energy Solutions Inc Tier2 Support Activities for Oil and Gas Operations 

NKW NaiKun Wind Energy Group Inc Tier1 Other Engineering Construction 

NAA Naina Capital Corp Tier2 Mineral Exploration/Development 

NKA Nanika Resources Inc Tier2 Precious Metals Expl and Dev 

NTS Nanotech Security Corp Tier2 Industrial/Technology 

NAP.P Napier Ventures Inc. Tier2 Capital Pool Company 

NXT Natcore Technology Inc Tier2 Technology 

NHI Natunola Health Biosciences Inc. Tier1 Other Food Manufacturing 

NAT Naturally Advanced Technologies Inc. Tier2 Technology 

NBU Nebu Resources Inc Tier2 Mining 

NMX Nemaska Exploration Inc Tier2 Mineral Exploration/Development 

NEO.H Neodym Technologies Inc. NEX Computer Systems Design and Related Services 

NVC Neovasc Inc. Tier2 Medical Device Dev and Mfg 

NTB Neptune Technologies 

& Bioressources Inc. Tier2 Consumer Products - Biotechnology/ 

Pharmaceuticals 

NSS.H Net Soft Systems Inc NEX Software Marketer 

NEI Netco Energy Inc. Tier1 Oil & Gas Exploration/Development 

NET Network Exploration Ltd Tier2 Mining Exploration 

NGE Nevada Exploration Inc Tier2 Mineral Exploration/Development 

NGP Nevada Geothermal Power Inc. Tier2 Geothermal Energy Development 

NEV Nevada Sunrise Gold Corporation Tier1 Mining 

VDO Nevado Resources Corporation Tier2 Metal Ore Mining 

NDG Nevgold Resources Corp. Tier2 Mineral Exploration/Development 

NDR New Dimension Resources Ltd. Tier2 Gold And Silver Exploration 

NGG New Guinea Gold Corporation Tier1 Gold Mining 

HML New Hana Copper Mining Ltd Tier2 Mineral Exploration/Development 

NHR New High Ridge Resources Inc Tier2 Mineral Exploration/Development 

NHU.H New Horizon Uranium Corporation NEX Mineral Exploration/Development 

NIS New Island Resources Inc Tier1 Mining (Non-Oil&Gas) Expl/Dev 

NML New Millennium Capital Corp. Tier2 Mineral Exploration/Development 

NNA New Nadina Explorations Limited Tier2 Exploration/Development 

ORO New Oroperu Resources Inc. Tier1 Gold Exploration 

NUX New Pacific Metals Corp. Tier2 Gold Mining 

NSG New Sage Energy Corp Tier2 Mineral and Oil and Gas Expl 

138

Chapter 7 


NSV New Shoshoni Ventures Ltd. Tier2 Resource Company 

NUH.P New University Holdings Corp Tier2 Capital Pool Company 

NWE New West Energy Services Inc Tier2 Investment Issuer 

NW New World Resource Corp. Tier2 Mineral Exploration/Development 

NNP NewNorth Projects Ltd. Tier1 Land and Building Development & Construction 

NBC Newbridge Capital Inc Tier2 Mineral Exploration/Development 

NCM Newcastle Minerals Ltd Tier2 Precious and Base Metals Expl 

NLI Newlook Industries Corp. Tier2 Telecommunications 

NER Newmac Resources Inc. Tier2 Mineral Exploration/Development 

NWX Newport Exploration Ltd. Tier2 Mining (Non-Oil&Gas) Expl/Dev 

NES Newstrike Capital Inc Tier2 Mineral Exploration/Development 

NR Newstrike Resources Ltd. Tier2 Mining Exploration 

NTN Newton Energy Corporation Tier2 Oil and Gas Exploration, Dev Prod 

NXG NexgenRx Inc. Tier2 Insurance Carriers And Related Activities 

NE Nextraction Energy Corp. Tier2 Junior Nat Res Company, Oil & Gas 

NIB Niblack Mineral Development Inc Tier1 Gold Mining 

NGH Nightingale Informatix Corporation Tier2 Software Technology 

NIK Nikos Explorations Ltd. Tier2 Mineral Exploration/Development 

NOX Niogold Mining Corp Tier2 Mining (Non-Oil&Gas) Expl/Dev 

NZZ Nitinat Minerals Corporation Tier2 Mining 

NMG Noble Metal Group Incorporated Tier2 Gold Mining 

NMD Nomad Ventures Inc. Tier2 Mining 

NRV.P Noravena Capital Corporation Tier2 Capital Pool Company 

NXX Nordex Explosives Ltd Tier2 Other Miscellaneous Manufacturing 

NOG Nordic Oil & Gas Ltd. Tier2 Oil and Gas Expl and Dev 

NOT Noront Resources Ltd. Tier1 Mineral Exploration/Development 

NVT Nortec Minerals Corp Tier2 Mineral Exploration/Development 

NAG North American Gem Inc. Tier2 Mining (Except Oil & Gas) 

NMI North American Medical Services, Inc. Tier2 Ambulatory Health Care Services 

NTC North American Tungsten Corporation Ltd. Tier1 Tungsten Mining 

NAR North Arrow Minerals Inc Tier2 Mineral Exploration/Development 

NAC North Atlantic Resources Ltd. Tier2 Mineral Exploration/Development 

NBK.P North Bluff Capital Corp Tier2 Capital Pool Company 

NCG North Country Gold Corp Tier1 Gold Mining 

NOR North Group Finance Limited Tier2 Investment Management 

NHG Northampton Group Inc. Tier1 Hospitality/Hotels and Gaming 

NAI Northern Abitibi Mng Corp Tier2 Exploration/Development 

NFR Northern Freegold Resources Ltd Tier2 Mineral Exploration/Development 

NGM Northern Gold Mining Inc Tier2 Mineral Exploration/Development 

NLC.P Northern Lights Acquisition Corporation Tier2 Capital Pool Company 

NL Northern Lion Gold Corp Tier2 Mineral Exploration/Development 

NRR Northern Rand Resource Corp. Tier2 Other Metal Ore Mining 

NRN Northern Shield Resources Inc. Tier2 Chromite and PGE (Platinum Group) 

NS Northern Spirit Resources Inc Tier2 Oil and Gas Exploration and Development 

NSM Northern Star Mining Corp. Tier2 Mining (Non-Oil&Gas) Exploration/Development 

NSE.H Northern Sun Exploration Company Inc. NEX Oil and Gas Exploration 

SUP Northern Superior Resources Inc Tier2 Junior Natural Resource 

NTR Northern Tiger Resources Inc Tier2 Mining Exploration 

NEE Northern Vertex Capital Inc. Tier2 Mining Exploration 

NFD Northfield Capital Corporation Tier2 Investment Management 

NQ Northquest Ltd. Tier2 Mineral Exploration/Development 

NRK Northrock Resources Inc Tier2 Mineral Exploration/Development 

NRS Norwood Resources Ltd. Tier2 Oil & Gas Exploration/Development 

NRZ.H Norzan Enterprises Ltd. NEX Food Manufacturing 

NDX NovaDX Ventures Corp. Tier2 Investment Management 

NVK Novik Inc Tier1 All Other Plastic Product Manufacturing 

NVI Novra Technologies Inc. Tier2 Satellite Telecommunications 

NVS Novus Energy Inc Tier2 Junior Natural Resource Company, Oil & Gas 

NOV Novus Gold Corp Tier2 Mining 

NLR NuLoch Resources Inc. Tier2 Oil and Gas Exploration and Development 

NUG Nulegacy Gold Corporation Tier2 Mineral Exploration/Development 

NCO Nuvolt Corporation Inc Tier2 All Other Electrical Equipment and 

Component Manufacturing 

OMT OMT Inc. Tier2 Software Publishers 

OPL OPEL Solar International Inc Tier2 Solar Energy Technology 

139

Chapter 7 


OSE OSE Corp Tier2 Oil & Gas Exploration/Development 

OCP Ocean Park Ventures Corp Tier2 Mining Exploration 

FEO Oceanic Iron Ore Corp Tier2 Mining 

OCC Oceanside Capital Corp Tier2 Mineral Exploration/Development 

OCN.P Oceanus Resources Corporation Tier2 Capital Pool Company 

OVX.H Oculus Ventures Corporation NEX Capital Pool Company 

ODS Odesia Group Inc. Tier1 Computer Systems Design 


ODN Odin Mining and Exploration Ltd. Tier2 Gold Exploration 

ODE Odyssey Petroleum Corp. Tier2 Junior Natural Resource Company, Oil & Gas 

ODX Odyssey Resources Limited Tier2 Mineral Exploration/Development 

OOI Oil Optimization Inc Tier2 Oil and Gas Exploration and Development 

OIL.H Oilexco Incorporated NEX Oil and Gas Services 

OLV Olivut Resources Ltd. Tier2 Diamond Exploration 

OLY Olympia Financial Group Inc Tier1 All Other Financial Investment Activities 

OML Omni-Lite Industries Canada Inc Tier1 Fabricated Metal Product Manufacturing 

OWI One World Investments Inc Tier2 Mining Exploration and Development 

OM OneMove Technologies Inc Tier2 Software Developer & Marketer 

OS.H Onsino Capital Corporation NEX Capital Pool Company 

OPA Opal Energy Corp. Tier2 Oil and Gas Exploration and Development 

OPW Opawica Explorations Inc Tier2 Mining Exploration 

OCE Open EC Technologies, Inc. Tier2 Software Vendor 

OPG Open Gold Corp Tier2 Mining Exploration 

OPS Opsens Inc Tier2 Measuring, Medical and Controlling 

Devices Manufacturing 

OEC Oracle Energy Corp Tier2 Oil & Gas Exploration/Development 

ORT Orbite V.S.P.A. inc. (Exploration) Tier2 Mining (Except Oil & Gas) 

ORB.H Orbus Pharma Inc NEX Pharmaceutical Manufacturer and Distributor 

ORC Orca Exploration Group Inc Tier2 Natural Gas Development & Production 

ORM Oremex Resources Inc. Tier1 Precious Metals Exploration and Development 

ORS Orestone Mining Corp Tier2 Junior Natural Resource Mining 

OX Orex Exploration Inc Tier2 Mining Exploration 

REX Orex Minerals Inc. Tier2 Mineral Exploration/Development 

ORI Organic Resource Management Inc. Tier1 Waste Management And Remediation Services 

OVC.H Orient Venture Capital Inc NEX Capital Pool Company 

OK Orko Silver Corp Tier1 Mining 

OGR Oro Mining Ltd Tier2 Precious Metals Exploration and Development 

OAR OroAndes Resources Corp. Tier2 Mining 

OR Orocan Resource Corp Tier2 Mining Exploration 

OCO Oroco Resource Corp Tier2 Junior Natural Resource Mining 

ORR Orofino Minerals Inc Tier2 Mining 

ONV Oronova Resource Corp Tier2 Resource Company 

OMI Orosur Mining Inc Tier2 Mineral Exploration/Development 

ORN Orsa Ventures Corp Tier2 Junior Natural Resource Mining 

OBI Osta Biotechnologies Inc. Tier2 Biotechnology Research and Development 

Laboratories or Services 

OOO Otis Gold Corp Tier2 Junior Natural Resource Mining 

OEI Otish Energy Inc. Tier2 Mining 

OPX.H Outdoorpartner Media Corporation NEX Advertising And Related Services 

OLR Outlook Resources Inc Tier2 Oil & Gas Exploration/Development 

OZZ.P Ozcapital Ventures Inc Tier2 Capital Pool Company 

ICC PCI-1 Capital Corp Tier1 Mining 

PMV PMI Gold Corporation Tier2 Junior Natural Resource 

PN PNI Digital Media Inc. Tier2 Information Technology Services 

PRD PRD Energy Inc Tier2 Oil & Gas Exploration/Development 

PGA Pacgen Biopharmaceuticals Corporation Tier1 Research and Development of 


PMA Pachamama Resources Ltd. Tier1 Junior Natural Resource Mining 

PAV Pacific Arc Resources Ltd. Tier2 Mining Exploration 

PBM Pacific Bay Minerals Ltd Tier2 Mineral Exploration/Development 

BKM Pacific Booker Minerals Inc. Tier2 Exploration/Development 

PCV Pacific Cascade Minerals Inc Tier2 Junior Natural Resource Mining 

NKL Pacific Coast Nickel Corp Tier2 Mineral Exploration/Development 

PCM Pacific Comox Resources Ltd. Tier2 Metal Ore Mining 

PGO.H Pacific GeoInfo Corp. NEX Data Processing Services 

140

Chapter 7 


PPM.H Pacific Imperial Mines Inc. NEX Precious and Base Metals Exploration 

POC Pacific Iron Ore Corporation Tier1 Mining 

PKC.H Pacific Link Mining Corp NEX Temporarily Unclassified 

LUK Pacific Lottery Corporation Tier2 Gambling Industries 

AAQ.P Pacific Orient Capital Inc Tier2 Capital Pool Company 

PPE Pacific Paradym Energy Inc Tier2 Oil & Gas Company 

PEX Pacific Ridge Exploration Ltd Tier2 Mining (Non-Oil&Gas) 


PSP Pacific Safety Products Inc. Tier1 Safety and Protective Products Manufacturer 

PPZ Pacific Topaz Resources Ltd. Tier2 Other Metal Ore Mining 

PAW Pacific Wildcat Resources Corp. Tier2 Junior Natural Resource Mining 

PCL.P Pacific-Link Capital Inc. Tier2 Capital Pool Company 

PGS Paget Minerals Corp Tier2 Mineral Exploration/Development 

PPY Painted Pony Petroleum Ltd Tier1 Oil and Gas Extraction 

PLN.P Palatine Capital Corp Tier2 Capital Pool Company 

PC.H Palcan Power Systems Inc. NEX Technology 

PLL Palladon Ventures Ltd. Tier2 Mineral Exploration/Development 

PXL Palliser Oil & Gas Corporation Tier1 Oil and Gas Exploration and Development 

PDE Palo Duro Energy Inc Tier2 Oil & Gas Company 

PLO.H Paloma Resources Inc. NEX Oil & Gas Exploration 

PL Pan American Lithium Corp. Tier2 Mining Exploration and Development 

PGZ Pan Global Resources Inc. Tier2 Junior Natural Resource Mining 

POE Pan Orient Energy Corp. Tier2 Conventional Oil and Gas Extraction 

PNT.H Pan Terra Industries Inc. NEX Construction Services Provider 

PRC PanTerra Resources Corp Tier2 Oil and Gas Exploration 

PUC Pancontinental Uranium Corporation Tier2 Uranium Explorations & Development 

PDA.H Panda Capital Inc NEX Capital Pool Company 

PRA Panorama Resources Ltd Tier2 Junior Natural Resource Mining 

PML Panoro Minerals Ltd. Tier2 Mineral Exploration/Development 

PNX Panthera Exploration Inc. Tier2 Mineral Exploration/Development 

PAU Papuan Precious Metals Corp Tier2 Mineral Exploration/Development 

PGR Paragon Minerals Corp. Tier2 Gold Mining 

PGN Paragon Pharmacies Limited Tier1 Pharmacies and Drug Stores 

PAL Parallel Resources Ltd Tier2 Mining Exploration 

PXM Paramax Resources Ltd. Tier2 Oil & Gas Exploration/Development 

PXT Parex Resources Inc. Tier2 Oil and Gas Exploration and Development 

PI Paris Energy Inc Tier2 Oil and Gas Exploration and Production 

PLC Park Lawn Income Trust Tier1 Cemeteries and Crematoria 

PKE Parkland Energy Services Inc Tier2 Oilfield Services 

PPP Parlane Resource Corp Tier2 Mining Exploration 

PEI Parlay Entertainment Inc. Tier2 Software Development 

PAS Parta Sustainable Solutions Inc Tier2 Educational Services 

PJT Partner Jet Corp. Tier2 Air Transportation 

PAR Partners Real Estate Investment Trust Tier1 Real Estate 

PPI Passport Potash Inc Tier2 Mineral Exploration/Development 

PHM Patient Home Monitoring Corp Tier2 Health Care Service Provider 

PPC Patriot Petroleum Corp Tier2 Oil & Gas Exploration/Development 

PRH Pearl River Holdings Limited Tier2 Plastics And Rubber Products Manufacturing 

PET Peat Resources Limited Tier2 Coal Mining 

PEB Pebble Creek Mining Ltd. Tier2 Mining Exploration and Development 

PED.H Pedro Resources Ltd NEX Software Developer & Marketer 

PX Pelangio Exploration Inc Tier1 Mining 

GEM Pele Mountain Resources Inc. Tier2 Mining (Non-Oil&Gas) Exploration/Development 

PBK.P Pembroke Capital Corp Tier2 Capital Pool Company 

PTF Pender Growth Fund (VCC) Inc Tier2 Investment Company 

PND.P Pendulum Capital Corporation Tier2 Capital Pool Company 

PNF.P Penfold Capital Acquisition III Corporation Tier2 Capital Pool Company 

PEN Pennant Energy Inc. Tier2 Oil and Gas Exploration and Production 

PNN Pennine Petroleum Corporation Tier2 Oil and Gas Exploration and Development 

PCI Perlite Canada Inc. Tier1 Industrial 

PRO Pershimco Resources Inc. Tier2 Mining Exploration 

PTL Petra Petroleum Inc. Tier2 Oil and Gas Services 

POP Petro One Energy Corp Tier2 Mining Exploration and Development 

PUP Petro Uno Resources Ltd Tier2 Oil & Gas Extraction 

VIK.P Petro Viking Energy Inc Tier2 Capital Pool Company 

141

Chapter 7 


PTV Petro Vista Energy Corp Tier2 Oil & Gas Exploration 

PER Petro-Reef Resources Ltd Tier1 Oil & Gas Extraction 

PGB PetroGlobe Inc. Tier2 Oil & Gas Producer 

PTA Petroamerica Oil Corp Tier2 Natural Resource Exploration 

PCG.H Petrocorp Group Inc NEX Temporarily Unclassified 

PDQ Petrodorado Energy Ltd Tier2 Oil & Gas Company 

PKP Petrokamchatka PLC Tier2 Oil and Gas Extraction 

PEA Petrolia Inc. Tier2 Oil & Gas Exploration 

PCQ Petrolympic Ltd Tier2 Oil and Gas Exploration 

PMI Petromanas Energy Inc. Tier2 Oil and Gas Exploration 

PTR Petromin Resources Ltd. Tier1 Oil & Gas Exploration/Development 

PNA Petronova Inc Tier2 Oil and Gas Exploration and Development 

PCA Petrosands Resources (Canada) Inc. Tier2 Oil & Gas Exploration/Development 

PEP Petrostar Petroleum Corporation Tier1 Oil and Gas Exploration 

GAP PharmaGap Inc. Tier2 Biotechnology Research and Development 

Laboratories or Services 

PII.H Pharmeng International Inc. NEX Technology 

PHI Philippine Metals Inc Tier2 Copper Mining 

PCO Phoenix Canada Oil Company Limited Tier2 Hydrogen Technology Co. 

PHN Phoenix Oilfield Hauling Inc Tier1 Support Activities for Oil and Gas Operations 

PHO Photon Control Inc Tier2 Developer of Fibre Optic meters, 

sensors and Switches 

PTN.H Pierre Enterprises Ltd. NEX Gold Mining 

PIG.H Pigboss Follow-up Growth Inc NEX Agricultural Implement Manufacturing 

PNE Pine Cliff Energy Inc. Tier2 Oil and Gas Exploration 

PRY Pinecrest Energy Inc Tier2 Oil and Gas Extraction 

PCR.P Pinecrest Resources Ltd Tier2 Capital Pool Company 

PNS Pinestar Gold Inc. Tier2 Mineral Exploration/Development 

PTE Pioneering Technology Corp Tier2 Electrical Equipment Manufacturing 

PIT Pitchblack Resources Ltd. Tier1 Mining (Non-Oil&Gas) Exploration/Development 

PXP Pitchstone Exploration Ltd. Tier1 Mineral Exploration/Development 

PXI Planet Exploration Inc. Tier2 Mining (Non-Oil&Gas) Exploration/Development 

POH.H Planet Organic Health Corp. NEX Other Food Retailing 

PTX Platinex Inc Tier2 Mineral Exploration/Development 

PCS Platinum Communications Corporation Tier2 Internet Service Provider 

PGC Plato Gold Corp. Tier2 Mining Exploration 

PLY Playfair Mining Ltd. Tier2 Gold Exploration 

PLZ Plazacorp Retail Properties Ltd. Tier1 Real Estate 

PLE Plexmar Resources Inc. Tier2 Mining (Except Oil & Gas) 

RSN.H Polar Resources Corporation NEX Mining 

PGG Polo Biology Global Group Corporation Tier1 Manufacturing 

PCK Poplar Creek Resources Inc. Tier2 Oil and Gas Exploration 

PDO Portal Resources Ltd Tier2 Oil and Gas Exploration 

PEL.H Portia Exploration Ltd NEX Capital Pool Company 

PDR.P Pounder Venture Capital Corp. Tier2 Capital Pool Company 

PWB.H Power Tech Corporation Inc. NEX Construction Machinery Manufacturing 

PYN Poynt Corporation Tier2 Internet Service Provider 

PSC.H Precision Enterprises Inc NEX Capital Pool Company 

PEM Premium Exploration Inc Tier2 Mineral Exploration/Development 

PKM Preo Software Inc Tier2 Technology 

PMC Prescient Mining Corp Tier2 Mining 

PNO Prescient NeuroPharma Inc. Tier2 Junior Natural Resource Mining 

PR Prestige Telecom Inc Tier1 Other Telecommunications 

PCT Prima Colombia Hardwood Inc Tier1 Forestry And Logging 

PYC Primary Corp Tier1 Merchant Banking 

PIE Primary Petroleum Corporation Tier2 Junior Natural Resource Company, Oil & Gas 

PMO.H Prime City One Capital Corp NEX Construction Management 

PMR Prime Meridian Resources Corp Tier2 Mining 

PEH Primeline Energy Holdings Inc. Tier2 Oil & Gas Exploration/Development 

PTT Primera Energy Resources Ltd Tier1 Oil and Gas Exploration and Production 

PWI.P Primewest Exploration Inc Tier2 Capital Pool Company 

PNR.H Prince Resource Corporation NEX Oil & Gas Exploration/Development 

PM Prism Medical Ltd. Tier1 Health Care and Manufacturing and 

Distribution of Medical Devices 

PRS.H Prism Resources Inc. NEX Gold And Silver Mining 

142

Chapter 7 


PRZ Prize Mining Corporation Tier2 Exploration/Development 

PRM Pro Minerals Inc Tier2 Junior Natural Resource Mining 

POI Pro-Or Mng Res Inc Cl A Tier2 Chromite and PGE (Platinum Group) 

PVI Pro-Trans Ventures Inc Tier2 Rental and Leasing Services 

PMX ProAm Explorations Corporation Tier2 Mining (Non-Oil&Gas) Exploration/Development 

PRB Probe Mines Limited Tier2 Mining (Except Oil & Gas) 

PBR Probe Resources Ltd. Tier2 Oil and Gas Exploration and Development 

POR Process Capital Corp Tier2 Oil & Gas Enhancement Technology 

PXR Prominex Resource Corp Tier2 Mining 

PCY Prophecy Resource Corp Tier1 Mineral Exploration/Development 

PRR Prospector Consolidated Resources Inc. Tier2 Junior Natural Resource Mining 

PSL Prospero Silver Corp Tier2 Mineral Exploration/Development 

POZ.H Prosys Tech Corporation NEX Computer Systems Design and Related Services 

PVT Proventure Income Fund Tier1 Real Estate 

PV Providence Capital Corp Tier2 Mineral Exploration/Development 

PVS Puget Ventures Inc. Tier2 Mining Exploration 

PUL.H Pulse Capital Corp NEX Capital Pool Company 

PUM Puma Exploration Inc. Tier2 Mining (Non-Oil&Gas) Exploration/Development 

& Production 

PEV Pure Energy Visions Corporation Tier2 Manufacturing 

AAR. Pure Industrial Real Estate Trust Tier1 Real Estate 

PUR Pure Technologies Ltd. Tier2 Software and Hardware Developers 

PTU Purepoint Uranium Group Inc. Tier1 Uranium Mining 

PYT Pyng Medical Corp. Tier1 Manufacturing of Diagnostic 

& Therapeutic Products 

QI Q Investments Ltd. Tier1 Holding & Investment 

QGR Q-Gold Resources Ltd. Tier2 Gold Mining 

QHR QHR Technologies Inc. Tier2 Software Development 

QRS QRS Capital Corp Tier2 Mining Exploration 

QRO Quadro Resources Ltd Tier2 Mineral Exploration/Development 

QR.H Quanta Resources Inc NEX Temporarily Unclassified 

QRE Quantum Rare Earth Developments Corp. Tier2 Resource 

QZM.H Quartz Mountain Resources Ltd NEX Mining (Except Oil & Gas) 

QTA Quaterra Resources Inc. Tier2 Precious and Base Metals Exploration 

& Development 

QML Queensland Minerals Ltd Tier2 Junior Natural Resource Mining 

QPT Quest Pharmatech Inc. Tier2 Research and Development of 


QRM Quest Rare Minerals Ltd Tier2 Mineral Exploration/Development 

QST Questor Technology Inc. Tier2 Oilfield Services 

QEI Quetzal Energy Ltd Tier2 Oil and Gas Services 

QIT.P Quinto Real Capital Corporation Tier2 Capital Pool Company 

QQ Quizam Media Corporation Tier2 Computer Training 

QIS Quorum Information Technologies Inc. Tier2 Software Publishers 

RAP.H RAP Acquisition Corp NEX Temporarily Unclassified 

RCG.P RCG Capital Inc Tier2 Capital Pool Company 

RBG REBgold Corporation Tier2 Mining 

RFC RIFCO Inc. Tier1 Sales Financing 

RJX RJK Explorations Ltd Tier2 Mineral Exploration/Development 

RMS RMS Systems Inc Tier2 Support Activities for Oil and Gas Operations 

RPT RPT Resources Ltd Tier2 Junior Natural Resource Company, Oil & Gas 

RSY RSI International Systems Inc Tier2 Software Development 

RXE RX Exploration Inc Tier2 Mining 

RCN Radiant Communications Corp. Tier2 Technology 

RDT Radiant Energy Corporation Tier2 Other Support Activities for Air Transportation 

RDS Radisson Mining Resources Inc. Tier2 Mining (Except Oil & Gas) 

RDU Radius Gold Inc. Tier2 Mining (Non-Oil&Gas) Exploration/Development 

RMT Raimount Energy Inc. Tier2 Oil & Gas Extraction 

RAN.H Rain Resources Inc NEX Capital Pool Company 

RBW Rainbow Resources Inc. Tier2 Mining 

RMG Rainmaker Mining Corp Tier2 Mining 

RMO Rainy Mountain Royalty Corp. Tier2 Mineral Exploration/Development 

RR Rainy River Resources Ltd. Tier2 Mining Exploration 

RAB Rambler Metals and Mining Plc Tier1 Mineral Exploration/Development 

RNZ Ranaz Corporation Tier2 Other Food Manufacturing 

143

Chapter 7 


RGZ Randsburg International Gold Corp. Tier2 Mineral Exploration/Development 

RGG Ranger Energy Ltd Tier2 Oil and Gas Exploration and Development 

RTX.P Rara Terra Capital Corp Tier2 Capital Pool Company 

RA Rare Earth Metals Inc Tier2 Mining Exploration 

RES Rare Element Resources Ltd. Tier1 Mineral Exploration/Development 

RAM Rare Method Interactive Corp Tier1 Media Services 

RVI.H Rattlesnake Ventures Inc NEX Capital Pool Company 

RVE.P Ravenstar Ventures Inc Tier2 Capital Pool Company 

RDN Raydan Manufacturing Inc. Tier2 Motor Vehicle Parts Manufacturing 

RYA.H Raystar Capital Ltd NEX Temporarily Unclassified 

RMZ ReMac Zinc Corp. Tier1 Metal Ore Mining 

RTY Real Time Measurements Inc. Tier2 Oil & Gas Enhancement Technology 

RP Realex Properties Corp Tier1 Real Estate 

RLM Realm Energy International Corporation Tier2 Industrial 

REC Rec Minerals Corp Tier2 Mining 

RGI Reco International Group Inc. Tier2 General Construction Contractor 

RDM Red Mile Minerals Corp. Tier2 Mining Exploration 

RPX Red Pine Exploration Inc Tier2 Mining (Non-Oil&Gas) Exploration/Development 

RPN.P Red Pine Investment Ltd Tier2 Capital Pool Company 

RRD.P Red Rock Capital Corp Tier2 Capital Pool Company 

RRK Red Rock Energy Inc Tier2 Uranium Mining 

RDK Redhawk Resources Inc. Tier2 Mining Exploration and Development 

KUT Redishred Capital Corp Tier2 Franchising 

RGC Redstar Gold Corp Tier2 Junior Natural Resource Mining 

RED Redwater Energy Corp Tier2 Oil and Gas Expl and Development 

REE Reef Resources Ltd Tier2 Oil and Gas Expl and Production 

RRE Reg Technologies Inc. Tier2 Support Activities For Transportation 

RAU.H Regency Gold Corp NEX Temporarily Unclassified 

RPP Regent Pacific Properties Inc Tier2 Real Estate 

REV Regent Ventures Ltd. Tier2 Other Metal Ore Mining 

REG Regulus Resources Inc Tier2 Mining 

REK Reko International Group Inc Tier2 Machinery Manufacturing 

RRL Relentless Resources Ltd Tier1 Oil and Gas Expl and Development 

REL Reliable Energy Ltd Tier2 Oil and Gas Extraction 

RGM Remington Resources Inc Tier2 Mineral Exploration/Development 

REM Remstar Resources Ltd. Tier2 Natural Resource Exploration 

REN Renaissance Gold Inc Tier2 Mining 

RPL Renegade Petroleum Ltd Tier2 Oil and Gas Expl and Development 

RW RenoWorks Software Inc Tier2 Technology 

REO Reservoir Capital Corp Tier2 Gold Mining 

RSV Resolve Ventures Inc. Tier2 Mining Exploration and Dev 

RHC Resource Hunter Capital Corp Tier2 Mining Exploration 

RGD Reunion Gold Corporation Tier1 Mineral Exploration/Development 

RVA Reva Resources Corp Tier2 Mining 

RYE Rhyolite Resources Ltd Tier2 Mineral Exploration/Development 

RIA Ria Resources Corp Tier1 Oil & Gas Exploration/Development 

RTR Riata Resources Corp Tier2 Oil & Gas Exploration/Development 

RII Richco Investors Inc Tier2 Investment Management 

RVC Richfield Ventures Corp Tier2 Junior Natural Resource Mining 

RMD Richmond Minerals Inc Tier2 Exploration/Development 

RLE Ridgeline Energy Services Inc Tier2 Services to Oil and Gas Extraction 

RDG Ridgemont Iron Ore Corp Tier2 Mineral Exploration/Development 

ROF Ring of Fire Resources Inc. Tier2 Mineral Exploration/Development 

RBV Ringbolt Ventures Ltd Tier2 Mineral Exploration/Development 

RIO Rio Alto Mining Limited Tier2 Silver Mining 

RCZ Rio Cristal Resources Corporation Tier2 Mineral Exploration/Development 

RGV Rio Grande Mining Corp Tier2 Junior Natural Resource Mining 

RIP Ripper Oil and Gas Inc. Tier1 Oil & Gas Extraction 

RIV Riva Gold Corporation Tier2 Mining Exploration 

RRI Riverside Resources Inc Tier2 Mineral Exploration/Development 

RVS Riverstone Resources Inc. Tier2 Mineral Exploration/Development 

RNM Road New Media Corporation Tier2 Electronic Commerce 

RKG.H Roadking Travel Centres Inc. NEX Fuel Dealer 

RBX Robex Resources Inc. Tier2 Mining (Except Oil & Gas) 

ROK Roca Mines Inc. Tier2 Mineral Exploration/Development 

144

Chapter 7 


RCT Rochester Resources Ltd Tier2 Resource 

RCK Rock Tech Lithium Inc Tier2 Junior Natural Resource Mining 

RBE Rockbridge Resources Inc Tier2 Junior Natural Resource 

RCR Rockcliff Resources Inc Tier1 Mining Exploration 

RK Rockhaven Resources Ltd Tier2 Mineral Exploration/Development 

RL Rockland Minerals Corp Tier2 Mining 

RRC Rockridge Capital Corp Tier2 Mining Exploration 

RUM Rocky Mountain Liquor Inc Tier1 Retail Stores 

RKY Rocky Mountain Resources Corp Tier1 Mineral Exploration/Development 

RMI Rocmec Mining Inc Tier2 Mining 

RM Rodinia Lithium Inc Tier1 Junior Natural Resource Mining 

ROZ Rodinia Oil Corp Tier2 Oil and Gas Expl and Development 

ROD.P Rodocanachi Capital Inc. Tier2 Capital Pool Company 

RAF Rogers Associate Financial Partners Inc. Tier2 Consumer Finance 

RRS Rogue Resources Inc Tier2 Mining 

RMR Rome Resources Ltd. Tier2 Gold And Silver Mining 

RG Romios Gold Resources Inc. Tier2 Mining (Except Oil & Gas) 

ROM Romulus Resources Ltd Tier2 Mineral Exploration/Development 

ROS Roscan Minerals Corp. Tier2 Gold And Silver Mining 

RRM Ross River Minerals Inc Tier2 Mining (Non-Oil&Gas) Expl/Dev 

ROI Route1 Inc. Tier2 Managed Network Service Provider 

ROG Roxgold Inc Tier2 Junior Natural Resource Mining 

RDA Royal Coal Corp Tier2 Mining 

ROY.H Royce Resources Corp. NEX Temporarily Unclassified 

RUG Rugby Mining Limited Tier2 Mineral Exploration/Development 

ROR Run of River Power Inc. Tier1 Power Generation 

RUN Running Fox Resource Corp. Tier2 Resource Exploration/Development 

RUP Rupert Resources Ltd. Tier2 Gold Exploration 

RML Rusoro Mining Ltd Tier1 Gold Mining 

RB Russell Breweries Inc Tier2 Beverage Manufacturing 

RYG Ryan Gold Corp Tier2 Gold Exploration 

RPM Rye Patch Gold Corp Tier1 Metal Ore Mining 

SXG SAMEX Mining Corp. Tier1 Mining (Non-Oil&Gas) Expl/Dev 

SG SG Spirit Gold Inc. Tier2 Mining 

SXR SGX Resources Inc Tier1 Mineral Exploration/Development 

SXL SLAM Exploration Ltd Tier2 Mineral Exploration/Development 

SMV.H SMC Ventures Inc. NEX Temporarily Unclassified 

SQD SQI Diagnostics Inc Tier2 Healthcare Information Technology 

SSZ SSP Offshore Inc Tier2 Engineering Services 

SAE Sable Resources Ltd. Tier2 Gold And Silver Mining 

SHM Saccharum Energy Corp Tier2 Oil and Gas Expl and Dev 

SCM Sacre-Coeur Minerals, Ltd Tier1 Mining Exploration 

SGX Sage Gold Inc Tier2 Mineral Exploration/Development 

SCX.H Sagittarius Capital Corporation NEX Capital Pool Company 

SGI Sagres Energy Inc Tier2 Oil & Gas Exploration/Development 

SAH Sahara Energy Ltd Tier2 Oil and Gas Expl and Development 

SRL Salazar Resources Limited Tier1 Mineral Exploration/Development 

SAL Salmon River Resources Ltd. Tier2 Exploration/Development 

SME Sama Resources Inc Tier2 Mineral Exploration/Development 

SCD Samoth Oilfield Inc. Tier2 Oil and Gas Expl, Dev and Prod 

SMU.P Samurai Capital Corp Tier2 Capital Pool Company 

SMN San Marco Resources Inc Tier2 Mineral Exploration/Development 

STA Sanatana Diamonds Inc Tier2 Mining (Non-Oil & Gas) Expl/Dev 

SSP Sandspring Resources Ltd Tier1 Gold And Silver Mining 

SND Sandstorm Metals & Energy Ltd Tier2 Mineral Exploration/Development 

SSL Sandstorm Resources Ltd. Tier1 Mineral Exploration/Development 

STC Sangoma Technologies Corporation Tier2 Communications Equipment Mfg 

SBL Santa Barbara Resources Limited Tier2 Mineral Exploration/Development 

SFM Santa Fe Metals Corp Tier2 Mineral Exploration/Development 

SAR Saratoga Electronic Solutions Inc Tier2 Other Fin Transactions Processing and 

Clearing House Activities 

SGO.P Sargasso Capital Corporation Tier2 Capital Pool Company 

SMI Saturn Minerals Inc. Tier2 Mineral Exploration/Development 

SVT Savant Explorations Ltd Tier2 Metal Ore Mining 

SCA.H Savary Capital Corp NEX Capital Pool Company 

145

Chapter 7 


SRE Saville Resources Inc. Tier2 Natural Resources 

SXN Saxon Oil Company Ltd Tier1 Oil and Gas Expl and Production 

SVP.P Sceptre Ventures Inc Tier2 Resource 

SBO.H Schwabo Capital Corporation NEX Capital Pool Company 

SGN Scorpio Gold Corporation Tier2 Mineral Exploration/Development 

SBX Sea Breeze Power Corp. Tier2 Other 

SDX Sea Dragon Energy Inc Tier2 Oil and Gas Exploration 

SGS Sea Green Capital Corp. Tier2 Mineral Exploration/Development 

SFF Seafield Resources Ltd Tier2 Mineral Exploration/Development 

SDS Seair Inc. Tier2 Technology Res and Development 

SEE Seamiles Limited Tier2 Industrial 

SMY Search Minerals Inc. Tier2 Mineral Exploration/Development 

RSG Searchgold Resources Inc Tier2 Mining (Except Oil & Gas) 

SCH.P Searchlight Capital Corp Tier2 Capital Pool Company 

CVU Seaview Energy Inc. Tier1 Oil and Gas Expl and Production 

SEW Seaway Energy Services Inc. Tier1 Services to Oil and Gas Extraction 

SEK Secova Metals Corp. Tier2 Mineral Exploration/Development 

SRO Section Rouge Media Inc. Tier2 Newspaper, Periodical, Book and 

Database Publishers 

SDN Sedex Mining Corp Tier2 Mining (Non-Oil&Gas) Expl/Dev 

SGZ Sego Resources Inc Tier2 Copper, Gold and Diamond Expl 

SCG SelectCore Ltd. Tier2 Telecommunications 

SWN Selwyn Resources Ltd Tier1 Mineral Exploration/Development 

STT Semcan Inc Tier2 Engineering Services 

SNR Senator Minerals Inc. Tier2 Mineral Exploration/Development 

SN Sennen Resources Ltd. Tier2 Precious Metals Expl and Dev 

SIO Sensio Technologies Inc Tier2 Computer Systems Design 


SNT Sentinel Rock Oil Inc Tier2 Oil and Gas Exp and Development 

SET Seprotech Systems Inc. Tier2 Design & Manufacture, Water 

Purification Equipment 

SLC Serebra Learning Corporation Tier2 Software Publishers 

SIR Serengeti Resources Inc. Tier1 Gold Mining 

SER Serenic Corporation Tier2 Software Development 

SZZ.H Sereno Capital Corporation NEX Capital Pool Company 

SVA Sernova Corp. Tier2 Research And Dev in the Life Sciences 

SEY Seymour Ventures Corp Tier2 Technology 

SNM ShaMaran Petroleum Corp Tier2 Mining Expl and Development 

SEI Shane Resources Ltd. Tier2 Mining (Non-Oil&Gas) Expl/Dev 

SHY Sharon Energy Ltd. Tier2 Oil & Gas Exploration/Development 

SJR Shaw Communications Inc. Tier1 Cable Television/Communications 

SRM Shear Diamonds Ltd. Tier2 Exploration/Development 

SWX Shear Wind Inc. Tier2 Other Electric Power Generation 

SHN.H Sheen Resources Ltd NEX Mineral Exploration/Development 

SLY.H Shelby Ventures Inc NEX Capital Pool Company 

OAK Sheltered Oak Resources Corp Tier2 Mining 

SHE Shenul Capital Inc. Tier2 Mineral Exploration/Development 

SBK Sherbrook SBK Sport Corp Tier2 Industrial Distribution and Marketing 

SHG Shield Gold Inc Tier2 Mining 

SMH Shoreham Resources Ltd. Tier2 Junior Natural Resource Mining 

SD Sidon International Resources Corporation Tier2 Metal Ore Mining 

SGP Sienna Gold Inc. Tier2 Mining 

SMG Sierra Madre Developments Inc Tier2 Mineral Exploration/Development 

SSG Sigma Industries Inc Tier1 Motor Vehicle Parts Manufacturing 

SIG Sila Industrial Group Ltd Tier2 Industrial 

SXX.H Silex Ventures Ltd NEX Capital Pool Company 

SF Silver Fields Resources Inc Tier2 Mineral Exploration/Development 

SVG Silver Grail Resources Ltd. Tier2 Gold And Silver Mining 

SKZ Silver Lake Resources Inc Tier2 Mineral Exploration/Development 

SQI Silver Quest Resources Ltd. Tier2 Resource 

SSR Silver Shield Resources Corp Tier2 Mining Exploration 

SSE Silver Spruce Resources Inc. Tier2 Mineral Exploration/Development 

SSU Silver Sun Resource Corp. Tier2 Mineral Exploration/Development 

SVL SilverCrest Mines Inc. Tier1 Silver Mining 

SBE Silverbirch Energy Corporation Tier2 Oil and Gas Expl and Devt 

146

Chapter 7 


SV.P Silverland Capital Corp Tier2 Capital Pool Company 

SYI Silvermet Inc Tier2 Exploration/Development 

SFX Silvore Fox Minerals Corp Tier2 Mining 

SMB Simba Energy Inc. Tier2 Resource Exploration/Development 

SMZ Sinchao Metals Corp Tier2 Junior Natural Resource Mining 

SVX Sino Vanadium Inc Tier1 Mining 

GZW.P Sinogas West Inc Tier2 Capital Pool Company 

SOI Sirios Resources Inc. Tier1 Mining (Except Oil & Gas) 

SBM Sirona Biochem Corp Tier2 Research and Development 

SIB Sitebrand Inc Tier2 Software Development 

SKN Skana Capital Corp Tier2 Investment Company 

SKE Skeena Resources Limited Tier2 Metal Ore Mining 

SYR.H Sky Ridge Resources Ltd NEX Temporarily Unclassified 

SKW SkyWest Energy Corp. Tier1 Oil & Gas Exploration/Development 

SKR.P Skyberry Capital Corp Tier2 Capital Pool Company 

SYH Skyharbour Resources Ltd. Tier2 Gold and Base Metal Mining 

SK Skyline Gold Corporation Tier2 Mining (Non-Oil&Gas) Expl/Dev 

SLM Slater Mining Corporation Tier2 Mineral Exploration/Development 

SSC SmartCool Systems Inc. Tier2 Energy Conservation System Design, 

Installation & Maintenance 

SIP Sniper Resources Ltd Tier2 Mineral Exploration/Development 

SNO Snowfield Development Corp Tier2 Junior Natural Resource Mining 

SDW Sofame Technologies Inc Tier2 Energy Conservation System Design, 

Installation & Maintenance 

SFT Softrock Minerals Ltd Tier2 Oil & Natural Gas 

SOH Soho Resources Corp. Tier2 Gold And Silver Mining 

SL Sola Resource Corp. Tier2 Diamond Mining 

SAA Solara Exploration Ltd Tier2 Oil and Gas Expl, Dev and Prod 

SVS Solarvest BioEnergy Inc Tier2 Biotechnology Research &/or Development 

SOV Soldi Ventures Inc. Tier2 Mineral Exploration/Development 

SLD Solid Gold Resources Corp Tier1 Mining 

SRW Solid Resources Ltd Tier2 Mining Exploration 

SLT Solitaire Minerals Corp Tier2 Mining Expl and Development 

SRB Solomon Resources Limited Tier1 Mining (Except Oil & Gas) 

SOL Soltoro Ltd Tier2 Mining 

STL SolutionInc Technologies Limited Tier2 Other Scientific and Technical Consulting Services 

SYS Sona Resources Corp Tier1 Gold And Silver Mining 

PWR SonnenEnergy Corp Tier1 Solar Energy Technology 

SHH Sonomax Technologies Inc Tier2 Manufacturer of Calibrated Hearing 

Protection Device 

SNI Sonor Investments Limited Tier1 Holding & Investment 

SOC Sonora Gold & Silver Corp Tier2 Mineral and Oil and Gas Expl 

SNV Sonoro Energy Ltd Tier2 Environmental Remediation 

SOP Source Exploration Corp Tier2 Mining 

SUR Southern Andes Energy Inc Tier2 Mineral Exploration/Development 

SA Southern Arc Minerals Inc. Tier2 Gold Mining 

SH Southern Hemisphere Mining Limited Tier2 Mineral Exploration/Development 

SSV Southern Silver Exploration Corp. Tier2 Gold And Silver Mining 

SPA Spanish Mountain Gold Ltd Tier2 Exploration/Development 

SPW Sparrow Ventures Corp Tier2 Mining Exploration 

SAY Sparta Capital Ltd. Tier2 Financing Start Up Companies 

SRI Sparton Resources Inc Tier2 Mineral Exploration/Development 

SSA Spectra Inc Tier2 Manufacturer/Distributor of Safety Prod 

for Commercial Transportation 

SPH.H Sphere Resources Inc NEX Mineral Exploration/Development 

SPS Sportscene Group Inc Tier1 Full-Service Restaurant 

SPP Spot Coffee (Canada) Ltd Tier2 Food Services And Drinking Places 

SHL Spruce Ridge Resources Ltd. Tier2 Mineral Exploration/Development 

SPY Sprylogics International Corp Tier2 Technology 

SLI St. Elias Mines Ltd. Tier2 Mining (Except Oil & Gas) 

SEM St. Eugene Mining Corp Ltd Tier2 Gold Mining 

SDE Standard Exploration Ltd Tier2 Mining 

RUU Stans Energy Corp Tier2 Mining 

SNA Star Navigation Systems Group Ltd Tier2 Information Technology 

SUV Star Uranium Corp Tier2 Junior Natural Resource 

147

Chapter 7 


SFR Starfire Minerals Inc. Tier2 Mining - Precious Metals 

STX.H Starrex Mining Corporation Ltd. NEX Industrial Investment 

SRR Statesman Resources Ltd. Tier2 Junior Natural Resource Company, Oil & Gas 

SML Stealth Minerals Limited Tier2 Exploration/Development 

SLV Stealth Ventures Ltd. Tier2 Oil and Gas Expl and Production 

KLH Stellar Biotechnologies, Inc. Tier2 Biotechnology/Biopharmaceutical 

SPX Stellar Pacific Ventures Inc Tier2 Mineral Exploration/Development 

STH Stelmine Canada Ltd Tier2 Gold Mining 

SSS Stem Cell Therapeutics Corp. Tier2 Scientific Research And Development Services 

SLG Sterling Resources Ltd. Tier2 Oil & Gas Exploration/Development 

SSN Stetson Oil & Gas Ltd Tier2 Oil and Gas Expl and Development 

SKY Stikine Energy Corp Tier2 Mineral Exploration/Development 

SQA Stina Resources Ltd. Tier2 Mineral Exploration/Development 

SRH Stone Resources Limited Tier2 Mineral Exploration/Development 

SPG StonePoint Global Brands Inc. Tier2 Consumer Products - Household Goods 

STS Stoneshield Capital Corp Tier2 Mineral Exploration/Development 

SVI Storagevault Canada Inc Tier2 Real Estate & Rental and Leasing 

SRX Storm Resources Ltd Tier2 Oil and Gas Expl and Development 

SCN.P Strachan Resources Ltd Tier2 Capital Pool Company 

SRD Strait Gold Corporation Tier2 Mining Expl and Development 

SB Stratabound Minerals Corp Tier1 Mining (Non-Oil&Gas) Expl/Dev 

SGE Strategem Capital Corporation Tier2 Merchant Banking 

SMD Strategic Metals Ltd. Tier1 Mining (Except Oil & Gas) 

SOG Strategic Oil & Gas Ltd. Tier2 Oil & Gas Exploration/Development 

UVR Strategic Resources Inc Tier2 Uranium Expl & Development 

STM Strathmore Minerals Corp. Tier1 Uranium Mining 

SKO Stream Oil and Gas Ltd Tier1 Oil & Gas Company 

SLQ Streetlight Intelligence Inc Tier2 Designs, Manufactures, and Markets 

products for the Streetlight Industry 

STK Strike Minerals Inc Tier2 Mining Expl and Development 

SKP Strikepoint Gold Inc Tier2 Precious Metals Expl and Dev 

SKK Strikewell Energy Corp Tier2 Oil & Gas Company 

SBW Strongbow Exploration Inc. Tier2 Mineral Exploration/Development 

Z Stronghold Metals Inc. Tier2 Mining 

SDR Stroud Resources Ltd. Tier2 Mining (Except Oil & Gas) 

SUB Sub Capital Inc Tier2 Mining 

SUL Sultan Minerals Inc. Tier2 Gold And Silver Mining 

SS.H Summus Capital Corp NEX Capital Pool Company 

SDV.H Sumtra Diversified Inc. NEX Holding & Investment 

SED Sun Entertainment Holding Corporation Tier2 Pre-Recorded Music Sales 

SGC Sunridge Gold Corp. Tier2 Junior Natural Resource Mining 

SRG.P Sunridge Investments Corp Tier2 Capital Pool Company 

SSM Sunset Cove Mining Inc. Tier2 Mineral Exploration/Development 

SPK Sunset Pacific Petroleum Ltd Tier2 Oil and Gas Exploration 

SAI Sunshine Agri-Tech Inc. Tier2 Manufacturing 

SWD Sunward Resources Ltd Tier1 Mineral Exploration/Development 

SUI Superior Mining International Corporation Tier2 Junior Natural Resource Mining 

SPR Supreme Resources Ltd Tier2 Junior Natural Resource 

SGY Surge Energy Inc Tier2 Oil & Gas Exploration/Development 

SRN Suroco Energy Inc. Tier2 Oil and Gas Expl and Production 

STG Sustainable Energy Technologies Ltd. Tier2 Technology Holding Company 

SGM Sutter Gold Mining Inc Tier2 Mineral Exploration/Development 

SWR Swift Resources Inc. Tier2 Mineral Exploration/Development 

SYZ Sylogist Ltd. Tier2 Business Services 

SYL Symax Lift (Holding) Co. Ltd. Tier2 Manufacturing 

SYN Synchronica PLC Tier1 Technology 

SAQ.H Synergy Acquisition Corp NEX Industrial 

SYD Synodon Inc. Tier2 Navigational, Measuring, Medical and 

Control Instr Manufacturing 

THZ T-Ray Science Inc Tier2 Technology 

TBV.P T.B. Mining Ventures Inc. Tier2 Capital Pool Company 

TMT.H T.M.T. Resources Inc. NEX Oil & Gas Exploration/Development 

TGE TG World Energy Corp. Tier2 Oil & Gas Exploration/Development 

TIX TIEX Inc. Tier2 Mineral Exploration/Development 

TNC TIO Networks Corp Tier2 Software Development 

148

Chapter 7 


TNR TNR Gold Corp. Tier2 Gold Exploration 

TTQ TTM Resources Inc. Tier1 Gold Mining 

TJ Tad Mineral Exploration Inc Tier2 Mineral Exploration/Development 

TAO Tag Oil Ltd Tier1 Oil & Gas Company 

TPN Taipan Resources Inc Tier2 Resource Exploration/Development 

TAJ.P Tajiri Ventures Corp Tier2 Capital Pool Company 

TJZ.H Tajzha Ventures Ltd. NEX Oil & Gas Exploration/Development 

TKK Takara Resources Inc Tier2 Mineral Exploration/Development 

TAK Taku Gold Corp Tier2 Mineral Exploration/Development 

TVE Tamarack Valley Energy Ltd. Tier2 Oil and Gas Expl and Production 

TAM Tamerlane Ventures Inc. Tier2 Mineral Exploration/Development 

TQY Tanqueray Resources Ltd Tier2 Mining (Non-Oil&Gas) Expl/Dev 

TZM Tanzania Minerals Corp Tier2 Mineral Exploration/Development 

TPA.H Tapango Resources Ltd. NEX Junior Natural Resource Mining 

TRO Taranis Resources Inc. Tier2 Precious Metals Expl and Dev 

TCI Target Capital Inc Tier2 Investment Management 

TCC Tarsis Resources Ltd Tier2 Metal Ore Mining 

TSM Tasman Metals Ltd Tier2 Mineral Exploration/Development 

TAT Tatmar Ventures Inc. Tier2 Mining 

TAW Tawsho Mining Inc Tier1 Mining 

TEA Tearlach Resources Limited Tier2 Resource Company 

TEK.P Tectonic Minerals Corporation Tier2 Capital Pool Company 

HOP Telehop Communications Inc. Tier2 Telecomm Equip/Services 

TME Temex Resources Corp. Tier2 Mineral Exploration/Development 

TR Temple Real Estate Investment Trust Tier1 Real Estate 

TPI Tenth Power Technologies Corp Tier2 Mf of High Techn Industrial Prod 

TRA Teras Resources Inc. Tier2 Mining 

TII Terra Firma Capital Corporation Tier2 Real Estate 

TFR Terra Firma Resources Inc Tier2 Mineral Exploration/Development 

TGC Terra Nova Minerals Inc. Tier2 Junior Natural Resource Mining 

TAS Terra Ventures Inc. Tier2 Mining (Non-Oil & Gas) Expl/Dev 

TZR.P Terrace Resources Inc. Tier2 Capital Pool Company 

TEN Terraco Gold Corp. Tier2 Gold/Mineral Exploration 

TRX Terrane Metals Corp Tier1 Mineral Exploration/Development 

TXR Terrax Minerals Inc Tier2 Mining 

TNO Terreno Resources Corp Tier2 Mineral Exploration/Development 

TER Terrex Energy Inc Tier2 Oil & Gas Company 

TRC Teryl Resources Corp. Tier2 Gold And Silver Mining 

TLR Teslin River Resources Corp Tier2 Mineral Exploration/Development 

TUO Teuton Resources Corp. Tier2 Gold And Silver Mining 

TXS Texada Software Inc. Tier2 Industrial 

TEX Texalta Petroleum Ltd Tier2 Oil & Gas Exploration/Development 

AUC The Cash Store Australia Holdings Inc. Tier2 Finance 

FUT The Futura Loyalty Group Inc Tier2 Marketing Services 

PO.H The Phoenician Fund Corporation I NEX Capital Pool Company 

SKF The Skor Food Group Inc Tier1 Food Wholesaler-Distributors 

THH Theia Resources Ltd Tier2 Mineral Exploration/Development 

THC Thelon Capital Ltd. Tier2 Mineral Exploration/Development 

MAC.H Themac Resources Group Limited NEX Mining 

TLT Theralase Technologies Inc. Tier2 Medical Device Development 

TMG Thermal Energy International Inc. Tier2 Energy Conservation and Env 

Compliance Technology 

THX Thor Explorations Ltd Tier2 Gold And Silver Mining 

THG Threegold Resources Inc Tier2 Mineral Exploration/Development 

THM Thunder Mountain Gold, Inc. Tier2 Mineral Exploration/Development 

TBD Thunderbird Energy Corporation Tier2 Natural Resource Exploration 

TGR Tiger International Resources Inc. Tier2 Gold Mining 

TU Tigris Uranium Corp Tier2 Mineral Exploration/Development 

TLL.H Tilting Capital Corp NEX Temporarily Unclassified 

TBR Timberline Resources Corporation Tier2 Mineral Exploration/Development 

TTT Times Telecom Inc Tier2 Telecommunications 

TMM Timmins Gold Corp. Tier2 Gold Mining 

TK Tinka Resources Limited Tier2 Gold And Silver Mining 

TTS Tintina Mines Ltd Tier2 Junior Natural Resource Mining 

TAU TintinaGold Resources Inc Tier2 Mineral Exploration/Development 

149

Chapter 7 


TXX Tirex Resources Ltd Tier2 Mineral Exploration/Development 

TLA Titan Logix Corp Tier1 Other Miscellaneous Manufacturing 

TMD Titan Medical Inc Tier2 Medical Technology 

TTA Titan Trading Analytics Inc. Tier2 Software Publishers 

TUE Titan Uranium Inc. Tier2 Mineral Exploration/Development 

TSP TitanStar Properties Inc. Tier2 Real Estate 

TIC Titanium Corporation Inc. Tier2 Mining (Except Oil & Gas) 

TIS.P Titus Capital Corp. Tier2 Capital Pool Company 

TBZ Tonbridge Power Inc Tier2 Power Project Development 

TPT.H Toptent Inc NEX Textile Product Manufacturing 

TCR Torch River Resources Ltd. Tier2 Mineral Exploration/Development 

TOC Torquay Oil Corp Tier2 Oil and Gas Extraction 

TQE Torque Energy Inc. Tier2 Oil & Gas Producer 

TSQ Tosca Mining Corp Tier2 Mining 

TTZ Total Telcom Inc. Tier1 Wireless Technologies 

THP Totally Hip Technologies Inc. Tier2 Software Development 

TDW Touchdown Resources Inc Tier2 Mineral Exploration/Development 

TAB Touchstone Exploration Inc US Tier2 Oil & Gas Company 

TVC Tournigan Energy Ltd Tier1 Junior Natural Resource 

TWR Tower Energy Ltd. Tier2 Natural Resources 

TOX.H Toxin Alert Inc. NEX Scientific Research And Development Services 

TWD Trade Winds Ventures Inc Tier2 Gold Mining 

TFA Trafina Energy Ltd. Tier2 Oil & Gas Exploration/Development 

TNG TransGaming Inc Tier2 Computer Systems Design and Related Services 

TTI TransGlobe Internet 

and Telecom Co., Ltd. Tier2 Telecommunications 

TAE Transamerican Energy Inc Tier2 Junior Nat Res Company, Oil & Gas 

TSU Transeuro Energy Corp. Tier2 Oil & Gas Company 

TVL Traverse Energy Ltd Tier2 Oil & Gas Exploration/Development 

TRR Trelawney Mining and Exploration Inc. Tier2 Mining (Non-Oil&Gas) Expl/Dev 

TRS Tres-Or Resources Ltd. Tier2 Diamond Exploration 

TOE Tri Origin Exploration Ltd. Tier2 Precious and Base Metals Expl 

TVR Tri-River Ventures Inc. Tier2 Mineral Exploration/Development 

TRT TriNorth Capital Inc Tier1 All Other Financial Investment Activities 

TIA Triangle Industries Ltd. Tier2 Support Activities For Trans 

TPO Triangle Petroleum Corporation Tier2 Oil and Gas Expl and Development 

TCB Tribune Minerals Corp Tier2 Junior Natural Resource 

TRB Tribute Resources Inc Tier2 Oil and Gas Production and Gas Storage 

TRG Trigen Resources Inc Tier2 Mineral Exploration/Development 

TJT Trijet Mining Corp Tier2 Mineral Exploration/Development 

TNM Trillium North Minerals Ltd Tier2 Support Activities For Mining 

TRN Trincan Capital Corp Tier2 Oil and Gas Extraction 

TGK Trio Gold Corp Tier2 Mining (Non-Oil&Gas) Expl/Dev 

TOL Trioil Resources Ltd Tier2 Oil and Gas Extraction 

TSG Tristar Gold Inc Tier2 Mineral Exploration/Development 

TMP.P Triumph Ventures Corp Tier2 Capital Pool Company 

TRU Trius Investments Inc Tier2 Waste Collection 

TRD.H Triwood Capital Corp NEX Capital Pool Company 

TVN Troon Ventures Ltd Tier2 Gold And Silver Mining 

TEG.H Troy Energy Corp NEX Mineral Exploration/Development 

TYE Troymet Exploration Corp Tier2 Mining 

TGX True North Gems Inc. Tier2 Other Non-Metallic Mineral Mining and Quarrying 

TMN TrueContext Mobile 

Solutions Corporation Tier2 Computer Systems Design and Related Services 

TPC.H TrueStar Petroleum Corporation NEX Junior Natural Res Co, Oil & Gas 

TRM Trueclaim Exploration Inc Tier2 Mineral Exploration/Development 

TSD Tsodilo Resources Limited Tier2 Diamond Expl and Development 

TM Tumi Resources Limited Tier1 Mineral Exploration/Development 

TUS Tuscany Energy Ltd. Tier2 Oil & Gas Exploration/Development 

TWO Twoco Petroleums Ltd. Tier1 Oil and Gas Expl and Production 

TWY.P Twyford Ventures Inc Tier2 Capital Pool Company 

TDC Tyhee Development Corp. Tier1 Gold Mining 

TIP Tyner Resources Ltd Tier2 Oil & Gas Exploration/Development 

TYP Typhoon Exploration Inc Tier2 Mineral Exploration/Development 

USA U. S. Silver Corporation Tier1 Mining 

150

Chapter 7 


UWE U3O8 Corp. Tier2 Mining 

UC UC Resources Ltd. Tier1 Mining 

UNX UNX Energy Corp Tier2 Oil and Gas Exploration 

US USA Video Interactive Corp Tier2 Other Telecommunications 

UCU Ucore Rare Metals Inc Tier2 Mining 

ULI Ultra Lithium Inc Tier2 Mineral Exploration/Development 

ULU Ultra Uranium Corp Tier2 Nickel, Platinum, Palladium and Gold 

Mining/Exploration 

UGD Unigold Inc. Tier2 Mineral Exploration/Development 

UVI Unilens Vision Inc. Tier2 Medical Equip And Supplies Mfg 

UBS Unique Broadband Systems, Inc. Tier1 Investment Management 

USS Uniserve Communications Corporation Tier1 Communications and Information 

Technology sector 

URX Unitech Energy Resources Inc Tier2 Oil and Gas Expl and Development 

UCG United China International 

Enterprises Grp Ltd. US$ Tier2 Other Miscellaneous Manufacturing 

UHO United Hunter Oil & Gas Corp Tier2 Oil and Gas Expl and Development 

UZZ United Protection Security Group Inc Tier2 Investigation and Security Services 

URP United Reef Limited Tier2 Mineral Exploration/Development 

UUC United Uranium Corp Tier2 Rare Metals/Precious Metals 

UTY Unity Energy Corp. Tier2 Mineral Exploration/Development 

UAV Universal Wing Technologies Inc Tier2 Oil and Gas Exp and Production 

UCC Upper Canada Gold Corporation Tier2 Oil & Gas Exploration 

UCM Upper Canyon Minerals Corp Tier2 Junior Natural Resource Mining 

URC Uracan Resources Ltd Tier2 Uranium Mining 

UBR Uragold Bay Resources Inc Tier2 Mineral Exploration/Development 

UNR Uranium North Resources Corp Tier2 Uranium Mining 

URS Urastar Energy Inc Tier2 Mineral Exploration/Development 

UVN Uravan Minerals Inc. Tier1 Exploration/Development 

UBN Urban Communications Inc. Tier2 Telecommunications 

UFC Urbanfund Corp. Tier2 Real Estate Property Managers 

URO Urodynamix Technologies Ltd. Tier2 Medical Device Development 

VQS VIQ Solutions Inc. Tier2 Software Development 

VVL.P VLM Ventures Ltd Tier2 Capital Pool Company 

VMS VMS Ventures Inc. Tier2 Mineral Exploration/Development 

VRI.H VR Interactive Corporation NEX Virtual Imaging Systems 

VRW VRX Worldwide Inc. Tier2 Internet Marketing 

VVC VVC Exploration Corporation Tier2 Gold And Silver Mining 

VAL ValGold Resources Ltd. Tier1 Gold Exploration 

VTI Valdor Technology International Inc Tier2 Research and Development of Fiber 

Optic Cable Devices & Tech 

VVI Valencia Ventues Inc Tier1 Mining Exploration and Development 

VLE Valeura Energy Inc Tier2 Oil and Gas Expl and Development 

VTM.H Valiant Minerals Ltd NEX Capital Pool Company 

VHV Valley High Ventures Ltd. Tier2 Mineral Exploration/Development 

VLR.H Valor Ventures Inc NEX Capital Pool Company 

VPO.H Valparaiso Energy Inc NEX Oil & Gas Company 

V Valucap Investments Inc. Tier2 Financial Services - Investment Companies 

and funds 

VAN Vangold Resources Ltd Tier1 Oil & Gas Extraction 

VYC.P Vanity Capital Inc Tier2 Capital Pool Company 

VEL Vanoil Energy Ltd. Tier2 Oil & Gas Company 

VSR Vanstar Mining Resources Inc Tier2 Mineral Exploration/Development 

VAX Vantex Resources Ltd Tier2 Mining (Non-Oil&Gas) Expl/Dev 

VST Vast Exploration Inc. Tier2 Oil & Gas Company 

VCV.H Vatic Ventures Corp NEX Capital Pool Company 

VER Vecta Energy Corporation Tier2 Oil and Gas Exploration 

VGR Vega Resources Inc Tier2 Mining 

VSI VendTek Systems Inc. Tier2 Software Development 

VTT Vendetta Mining Corp Tier2 Mineral Exploration/Development 

VDR Vendome Resources Corp Tier2 Exploration/Development 

VLV.P Venerable Ventures Ltd Tier2 Capital Pool Company 

VAV Venga Aerospace Systems Inc. Tier2 Camera and Photographic Supplies Stores 

VPT VentriPoint Diagnostics Ltd Tier2 Medical And Diagnostic Lab 

VRZ Veraz Petroleum Ltd. Tier2 Oil and Gas Expl and Development 

151

Chapter 7 


VUR Verbina Resources Inc Tier2 Mining 

VFI.P Verdant Financial Partners I Inc. Tier2 Capital Pool Company 

VDC Verona Development Corp. Tier2 Copper Mining 

VPY VersaPay Corporation Tier2 Technology 

VV Versatile Systems Inc Tier1 Software Publishers 

VHB Victhom Human Bionics Inc. Tier1 Research and Dev in the Physical, 

Engineering and Life Sciences 

VIT Victoria Gold Corp Tier2 Metal Ore Mining 

VR Victory Resources Corporation Tier2 Precious and Base Metals Expl 

VGL Vigil Health Solutions Inc Tier2 Medical Equipment And Supplies Mfg 

VIG.H Vigil Locating Systems Corporation NEX Wireless Technologies 

VGC Viking Gold Exploration Inc. Tier2 Mineral Exploration/Development 

VIO Vior inc. (Societe d’exploration Miniere) Tier2 Mining (Except Oil & Gas) 

VPR Viper Gold Ltd Tier2 Gold And Silver Mining 

VGM Virgin Metals Inc Tier2 Exploration/Development 

VAE Virginia Energy Resources Inc Tier2 Mining Expl and Development 

VRD Viridis Energy Inc Tier2 Industrial 

VU Virtual Universe Corporation Tier2 Software Development 

VFX Virtutone Networks Inc Tier2 Telecommunications 

VGD Visible Gold Mines Inc Tier2 Mineral Exploration/Development 

VQE VisionQuest Energy Group Inc. Tier2 Management of Companies & Enterprises 

VPI Vitality Products Inc. Tier2 Food Manufacturing, Food Distribution 


VCI Vitreous Glass Inc Tier2 Non-Metallic Mineral Product Mfg 

VMY.H Voice Mobility International, Inc. NEX Temporarily Unclassified 

VOL Volcanic Metals Corp. Tier2 Mineral Exploration/Development 

VOS.H Vostok Minerals Inc NEX Precious Metals Expl and Dev 

VUL Vulcan Minerals Inc Tier2 Petroleum and Natural Gas Explorer & Developer 

VZX Vuzix Corporation Tier2 Audio & Video Equipment Mfg 

WCB WCB Resources Ltd Tier2 Mineral Exploration/Development 

WPQ WPC Resources Inc Tier2 Mineral Exploration/Development 

WAN Wanted Technologies Corporation Tier2 Software Publishers 

WAR War Eagle Mining Company Inc Tier2 Mineral Exploration/Development 

WEN Warrior Energy N.V. Tier1 Oil & Gas Exploration 

WRI Waseco Resources Inc Tier2 Mineral Exploration/Development 

WFG Waterfront Capital Corporation Tier2 Investment Management 

WAT Waterloo Resources Ltd Tier2 Mineral Exploration/Development 

WAF Wavefire.com Inc. cl A Tier2 Oil and Gas Exploration 

WEE Wavefront Technology Solutions Inc Tier2 Services to Oil and Gas Extraction 

WYM Waymar Resources Ltd. Tier2 Mining (Non-Oil&Gas) Expl/Dev 

WML Wealth Minerals Ltd. Tier2 Mineral Exploration/Development 

WF.P Weifei Capital Inc Tier2 Capital Pool Company 

WBI Welichem Biotech Inc Tier2 Research And Dev In The Life Sciences 

WPS WellPoint Systems Inc. Tier2 Software Development 

WSE Wellstar Energy Corp Tier2 Junior Nat Resource Co, Oil & Gas 

WGF Wescan Goldfields Inc. Tier1 Mineral Exploration/Development 

WSG Wesgold Minerals Inc Tier2 Mineral Exploration/Development 

WHY West High Yield (W.H.Y.) Resources Ltd Tier2 Metal Ore Mining 

WKM West Kirkland Mining Inc Tier2 Mineral Exploration/Development 

WMT West Mountain Capital Corp Tier2 Waste Management And Remediation Services 

WSC West Street Capital Corporation Tier2 Investment Company 

WBE WestBond Enterprises Corporation Tier1 Converted Paper Product Mfg 

WCU WestCan Uranium Corp Tier2 Mining 

WEB Westbridge Energy Corporation Tier2 Oil & Gas Exploration 

WTR Westcore Energy Ltd Tier2 Mining 

WRG Western Energy Services Corp Tier2 Oil and Gas Services 

WLC Western Lithium USA Corporation Tier2 Mineral Exploration/Development 

WRP Western Pacific Resources Corp. Tier2 Mineral Exploration/Development 

WP Western Pacific Trust Company Tier2 All Other Financial Investment Activities 

WPP Western Plains Petroleum Ltd Tier2 Oil and Gas Expl, Dev and Prod 

WPX Western Potash Corp Tier1 Mining 

WSM Western Standard Metals Ltd. Tier2 Mineral Exploration/Development 

WRY Western Troy Cap Res Inc Tier2 Non-Metallic Mineral Mining And Quarrying 

WUC Western Uranium Corporation Tier1 Mineral Exploration/Development 

WND Western Wind Energy Corp Tier2 Other Electric Power Generation 

152

Chapter 7 


WZR WesternZagros Resources Ltd Tier2 Oil and Gas Expl and Development 

WHN.P Westhaven Ventures Inc Tier2 Capital Pool Company 

WMR Westminster Resources Ltd Tier2 Mineral Exploration/Development 

WST Westridge Resources Inc Tier2 Mineral Exploration/Development 

WER Weststar Resources Corp Tier2 Mining 

WWE.H Westward Explorations Ltd. NEX Junior Natural Resource Mining 

WMI Whetstone Minerals Ltd Tier2 Mining (Non-Oil&Gas) Expl/Dev 

WGX.H Whistler Gold Exploration Inc NEX Mining 

WBR White Bear Resources Inc Tier2 Mineral Exploration/Development 

WU White Canyon Uranium Limited Tier2 Mineral Exploration/Development 

WPR White Pine Resources Inc Tier2 Oil and Gas Expl and Development 

WTC White Tiger Mining Corp Tier2 Mineral Exploration/Development 

WMK Whitemud Resources Inc Tier2 Mining 

WSX Wild Stream Exploration Inc. Tier1 Oil and Gas Expl and Development 

WEL Wildcat Exploration Ltd. Tier2 Mineral Exploration/Development 

WS Wildcat Silver Coporation Tier2 Mineral Exploration/Development 

WCX Williams Creek Explorations Limited Tier2 Mining (Non-Oil&Gas) Expl/Dev 

WIL.P Wilton Resources Inc Tier2 Capital Pool Company 

WEX Win-Eldrich Mines Limited Tier2 Mineral Exploration/Development 

WTA Winalta Inc Tier2 Manufactured & Modular Building Industry 

WVR Wind River Energy Corp Tier2 Oil and Gas Exploration 

WV.H Windamere Ventures Ltd NEX Temporarily Unclassified 

WRA Windarra Minerals Ltd Tier2 Mining (Except Oil & Gas) 

WIF.P Windfire Capital Corp Tier2 Capital Pool Company 

WSR Windstorm Resources Inc Tier2 Mineral Exploration/Development 

WZI Winzen Properties Inc. Tier2 Real Estate Investment and Dev 

WOD.P Woden Venture Capital Corporation Tier2 Capital Pool Company 

WLV Wolverine Minerals Corp Tier2 Mineral Exploration/Development 

WCT Wood Composite Technologies Inc Tier1 All Other Plastic Product Mfg 

WRS.H Woodrose Corporation NEX Other Food Manufacturing 

WHC Work Horse Capital & 

Strategic Acquisitions Ltd. Tier2 Technology 

WPC World Famous Pizza Company Ltd Tier2 Industrial 

WOI.H World Organics Inc. NEX Change of Business/Reverse Takeover under review 

SAF World Outfitters Corporation Safari Nordik Tier1 Fishing 

WOF Woulfe Mining Corp. Tier2 Mineral Exploration/Development 

WX Wrangler West Energy Corp. Tier1 Oil & Gas Exploration/Development 

XMT.H X-Tal Minerals Corp. NEX Mining (Non-Oil&Gas) Expl/Dev 

XT X-Terra Resources Corporation Tier2 Mining (Non-Oil&Gas) Expl/Dev 

DAP XPEL Technologies Corp US Tier2 Software Development 

XSC XS Cargo Income Fund Tier2 Industrial 

XL XXL Energy Corp Tier1 Oil & Gas Exploration/Development 

XEL Xcite Energy Limited Tier2 Oil and Gas Expl, Dev and Prod 

XE Xemplar Energy Corp. Tier2 Junior Natural Resource Mining 

XM.H Xenex Minerals Ltd NEX Temporarily Unclassified 

XGN.H Xgen Ventures Inc. NEX Oil and Gas Expl and Development 

XDS Xianburg Data Systems 

Canada Corporation Tier2 Internet Technology 

XME Xmet Inc Tier2 Mining 

XAG Xtierra Inc Tier1 Mining 

XRM XRM Global Inc. Tier2 Software Development 

XYL Xylitol Canada Inc Tier2 Biotechnology/Biopharmaceutical 

YLL Yale Resources Ltd. Tier2 Mining (Except Oil & Gas) 

YCC Yaletown Capital Corp Tier2 Technology 

YL Yalian Steel Corporation Tier1 Manufacturing 

YOO Yangaroo Inc Tier1 Media Services 

YGR Yangarra Resoruces Ltd. Tier1 Oil & Gas Exploration/Development 

SMS.H Yangtze Telecom Corp. NEX Telecommunications 

KHT Yankee Hat Minerals Ltd. Tier2 Gold Mining 

YMI Yellowhead Mining Inc Tier1 Mining 

YO Yoho Resources Inc. Tier1 Oil and Gas Expl and Development 

YRL.H York Ridge Lifetech Inc NEX Capital Pool Company 

YVI.P Yorkton Ventures Inc Tier2 Capital Pool Company 

YTC.P Yuntone Capital Corp. Tier2 Capital Pool Company 

ZGG Z-Gold Exploration Inc Tier2 Mining 

153

Chapter 7 


ZOX.H ZEOX Corporation NEX Non-Metallic Mineral, Research, Dev, 

Mining and Quarrying 

ZYP.P ZYP Capital Corp. Tier2 Capital Pool Company 

ZAP.H ZZZ Capital Corp NEX Capital Pool Company 

ZAO Zaio Corporation Tier2 Information Services 

ZMR.H Zaruma Resources Inc NEX Copper Mining 

ZMS Zecotek Photonics Inc Tier2 Medical Device Research and Dev 

ZED Zedi Inc Tier1 Wireless Technologies 

ZCC Zena Mining Corp Tier2 Non-Metallic Mineral Mining And Quarrying 

ZNN Zenn Motor Company Inc. Tier2 Motor Vehicle Manufacturing 

ZEN Zenyatta Ventures Ltd. Tier2 Mining 

ZC Zimtu Capital Corp. Tier2 Investment Issuer 

ZN Zinccorp Resources Inc. Tier2 Mineral Exploration/Development 

ZIM Zinco Mining Corp. Tier2 Metal Ore Mining 

ZIP.H ZipLocal Inc NEX Temporarily Unclassified 

ZEX Zodiac Exploration Inc Tier2 Oil and Gas Services 

ZNR Zone Resources Inc Tier2 Oil & Gas Exploration 

ZOO.H Zoolander Corporation NEX Capital Pool Company 

ZMD ZoomMed Inc. Tier2 Computer Systems Design and Related Services 

ZUM ZoomerMedia Limited Tier1 Publishing House 

ZTE Ztest Electronics Inc Tier2 Computer And Electronic Product Manufacturing 

ZUN Zungui Haixi Corporation Tier1 Footwear Manufacturing 

ZNI.H Zuni Holdings Inc NEX Temporarily Unclassified 

154

Chapter 7 

Debt Instruments 


ALW.DB.A All in West! Capital 

Corporation 8% Cv Sr A Deb Tier2 Real Estate 

BTB.DB.B BTB Real Estate Investment 

Trust Deb ex 31mar13 Tier1 Real Estate 

BTB.DB BTB Real Estate Investment 

Trust Deb ex 3Oct11 Tier1 Real Estate 

CNE.DB Canacol Energy Ltd. 

Deb ex 30jun2015 Tier1 Mineral and Oil and Gas Exploration 

LHR.DB.C Lakeview Hotel Real Estate 

Investment Trust 6.5% Deb Sr C Tier2 Hotels 

LHR.DB.D Lakeview Hotel Real Estate 

Investment Trust 8.5% Sr D Cv Tier2 Hotels 

LHR.DB Lakeview Hotel Real Estate 

Investment Trust Deb ex 20june12 Tier2 Hotels 

NNP.DB NewNorth Projects Ltd. 

10% rdm Sub Deb 30My12 Tier1 Land and Building Development & Construction 

NHG.DB Northampton Group Inc. 

10% Deb 22JL07 Tier1 Hospitality/Hotels & Gaming 

TR.DB.A Temple Real Estate Investment 

Trust db 7.5% Sr A ex 31mar1 Tier2 Real Estate 

TR.DB.B Temple Real Estate Investment 

Trust db 8.5% Sr B ex 30apr1 Tier2 Real Estate 

TR.DB.S Temple Real Estate Investment 

Trust db8.75% Sr S exp 30nov Tier1 Real Estate 

155

Chapter 8 

Chapter 8 

TSX VENTURE EXCHANGE 

� TSX Venture New Listings in 2010 

� TSX Venture Name Changes & Stock Splits in 2010 

� TSX Venture Stock Symbol Changes in 2010 

� TSX Venture Delisted in 2010 

� TSX Venture Graduates in 2010 

� TSX Venture Acquired/Merged in 2010 

� TSX Venture Transfers to NEX 

� NEX Stock Symbol Changes in 2010 

� NEX Delisted and Graduations in 2010 

� NEX Graduations to TSX Venture in 2010 

� TSX Venture Equity Financings Summary in 2010 

� NEX Equity Financings Summary in 2010 

156

Chapter 8 

2010 New Listings 

TSX Venture Exchange 

Market 

Name Symbol Tier Industry Date 

Acme Resources Corp. ACY.P Tier2 Capital Pool Jan. 28 

Actus Minerals Corp. AAC Tier2 Mining Jan. 04 

Adira Energy Ltd. ADL Tier2 Oil & Gas Exploration Dec. 02 

Aintree Resources Inc. AIN.P Tier2 Capital Pool Feb. 22 

Alya Ventures Ltd. ALY.P Tier2 Capital Pool Aug. 25 

Amaya Gaming Group Inc. AYA Tier1 Computer Systems Design July 21 

Ananda Capital Corp. ANN.P Tier2 Capital Pool Feb. 05 

Andele Capital Corporation ADY.P Tier2 Capital Pool Dec. 30 

Anergy Capital Inc. ACA.P Tier2 Capital Pool Aug. 06 

Ansue Capital Corp. ASU.P Tier2 Capital Pool May 21 

Aquarius Capital Corp. AQU.P Tier2 Capital Pool May 10 

Atacama Pacific Gold Corporation ATM Tier1 Gold Mining Nov. 12 

Auriga Gold Corp. AIA Tier2 Mining Nov. 04 

Azcar Technologies Incorporated AZZ Tier1 Systems-Integration Mar. 15 

Azura Ventures Ltd. AZV.P Tier2 Capital Pool June 07 

BAM Investments Corp. BNB Tier1 Investment Dec. 24 

Baroyeca Gold & Silver Inc. BGS Tier2 Mining Dec. 15 

Beanstalk Capital Inc. BEG.P Tier2 Capital Pool Oct. 08 

Biosign Technologies Inc. BIO Tier2 Medical Device Dev Sept. 10 

Biovest Corp. I BVC.P Tier2 Capital Pool Nov. 05 

Bravada Gold Corporation BVA Tier2 Mineral Exploration May 04 

Brookfield Investments Corporation BRN.PR.A Tier1 Investment Dec. 24 

Cabre Capital Corp. CCB.P Tier2 Capital Pool Dec. 06 

Camino Minerals Corporation COR Tier2 Mineral Exploration April 22 

Camisha Resources Corp. CRN.P Tier2 Capital Pool May 27 

Canadian International Minerals Inc. CIN Tier2 Mineral Exploration Sept. 29 

Capital Vtechlab Inc. VTC.P Tier2 Capital Pool Aug. 26 

Capricorn Business Acquisitions Inc. CAK.P Tier2 Capital Pool Mar. 09 

Carolina Capital Corp. CQC.P Tier2 Capital Pool Dec. 14 

Caza Gold Corp. CZY Tier2 Mineral Exploration Nov. 22 

CCS Capital Inc. CSW.P Tier2 Capital Pool Jan. 11 

China 88 Capital Corp. ZRG.P Tier2 Capital Pool Feb. 22 

CJL Capital Inc. CJL.P Tier2 Capital Pool Sept. 10 

Claim Post Resources Inc. CPS Tier2 Mining April 05 

Cleghorn Minerals Ltd. JZZ.P Tier2 Capital Pool Nov. 16 

Colorado Resources Ltd. CXO Tier2 Mining Nov. 05 

Coreland Capital Inc. CCT.P Tier2 Capital Pool July 16 

Cougar Minerals Corp. COU Tier2 Mineral Exploration Nov. 24 

Crimson Falcon Capital Corp. CFC.P Tier2 Capital Pool June 30 

Critical Capital Corporation CQZ.P Tier2 Capital Pool Mar. 09 

CVC Cayman Ventures Corp. CKV.P Tier2 Capital Pool July 05 

Cyterra Capital Corp. CYC.P Tier2 Capital Pool May 17 

Dauntless Capital Corp. DTL.P Tier2 Capital Pool May 12 

Delta Uranium Inc. DUR Tier2 Mining April 01 

Denovo Capital Corp. DVO.P Tier2 Capital Pool Oct. 12 

Destiny Media Technologies Inc. DSY Tier2 Software Oct. 12 

Divestco Inc. DVT Tier1 Support Activities Oil &Gas Oct. 06 

Doca Capital Corp. DCA.P Tier2 Capital Pool July 12 

Doubleview Capital Corp. DBV.P Tier2 Capital Pool Nov. 19 

Dragonfly Capital Corp. DRC.P Tier2 Capital Pool Oct. 15 

Drako Capital Corp. DKC.P Tier2 Capital Pool Aug. 04 

Drexel Capital Corp. DX.P Tier2 Capital Pool Sept. 24 

Driven Capital Corp. DVV.P Tier2 Capital Pool Aug. 10 

Druk Capital Partners Inc. DRU.P Tier2 Capital Pool Sept. 07 

Elgin Mining Inc. ELG Tier2 Mining Nov. 04 

Empire Capital Corp. EPM.P Tier2 Capital Pool May 21 

Energizer Resources Inc. EGZ Tier2 Mining May 05 

157

Chapter 8 

Market 


Essex Angel Capital Inc. EXC.P Tier2 Capital Pool Dec. 14 

Fairmont Resources Inc. FMR Tier2 Mineral Exploration April 15 

Feronia Inc. FRN 

(FRN.WT) Tier1 Agricultural Sept. 16 

Focus Metals Inc. FMS Tier2 Copper, Nickel Mining May 25 

Four Points Capital Corp. FPA.P Tier2 Capital Pool Mar. 30 

Foxpoint Capital Corp. FXC.P Tier2 Capital Pool June 08 

Fuller Capital Corp. FUL.P Tier2 Capital Pool Oct. 13 

Galaxy Capital Corp. GXY.P Tier2 Capital Pool July 08 

Geomark Exploration Ltd. GME Tier1 Oil & Gas Exploration/Dev July15 

Geomega Resources Inc. GMA Tier2 Metal Ore Mining Sept. 30 

GoGold Resources Inc. GGD.P Tier2 Capital Pool Feb. 12 

Golden Alliance Resources Corp. GLL Tier2 Mineral Exploration/Dev Feb. 01 

Great Bear Resources Ltd. GBR Tier2 Mining Nov. 04 

Greater China Capital Inc. GCA.P Tier2 Capital Pool June 03 

Greenfields Petroleum Corporation GNF.S Tier1 Oil & Gas Exploration/Dev Nov. 16 

Harvest One Capital Inc. WON.P Tier2 Capital Pool Feb. 05 

Himalayan Capital Corp. HIM.P Tier2 Capital Pool May 17 

HT Capital Inc. HKT.P Tier2 Capital Pool Sept. 16 

Hunter Bay Minerals PLC HBY Tier2 Mineral Exploration/Dev Sept. 10 

Indefinitely Capital Corp. INI.P Tier2 Capital Pool April 30 

Innovente Inc. IGE Tier2 Environmental Consulting Dec. 02 

Javelina Resources Ltd. JRL.P Tier2 Capital Pool Dec. 07 

Jinhua Capital Corporation JHC.P Tier2 Capital Pool May 14 

JJR VI Acquisition Corp. JVI.P Tier2 Capital Pool Mar. 18 

Jomar Capital Corp. JOE.P Tier2 Capital Pool Mar. 03 

Kaiyue International Inc. KYU.P Tier2 Capital Pool Aug. 12 

Kaizen Capital Corp. KZN.P Tier2 Capital Pool July 08 

Kenna Capital Corp. MMG.P Tier2 Capital Pool April 15 

Kensington Court Ventures Inc. KCT.P Tier2 Capital Pool Dec. 24 

Kilkenny Capital Corporation KIK.P Tier2 Capital Pool Sept. 13 

Kings Minerals NL KMN Tier1 Exploration/Dev Sept. 29 

Kokanee Minerals Inc. KOK Tier2 Mineral Exploration/Dev Jan. 19 

Lago Dourado Minerals Ltd. LDM Tier2 Gold Mining Nov. 18 

Lime Hill Capital Corporation LHL.P Tier2 Capital Pool July 12 

Lion’s Bay Capital Inc. LBI.P Tier2 Capital Pool Nov. 23 

LW Capital Pool Inc. LWI.P Tier2 Capital Pool June 09 

Lynnwood Capital Inc. LCI.P Tier2 Capital Pool July 06 

Manitou Gold Inc. MTU Tier2 Mineral/Exploration Mar. 08 

Mega Copper Ltd. MCU Tier2 Mining Feb. 11 

Mercari Acquisition Corp. MV.P Tier2 Capital Pool May 06 

MillenMin Ventures Inc. MVM.P Tier2 Capital Pool May 14 

Minaurum Gold Inc. MGG Tier2 Mineral Exploration Feb. 25 

Mineral Mountain Resources Ltd. MMV Tier2 Mineral Exploration/Dev June 30 

Mukuba Resources Limited MKU Tier1 Mining Feb. 16 

Naina Capital Corp. NAA.P Tier2 Capital Pool Mar. 17 

Nemaska Exploration Inc. NMX Tier2 Mineral Exploration/Dev Jan. 20 

New Hana Copper Mining Ltd. HML Tier2 Mineral Exploration/Dev Dec. 14 

New University Holdings Corp. NUH.P Tier2 Capital Pool Nov. 22 

Nomad Ventures Inc. NMD Tier2 Mining Feb. 17 

Noravena Capital Corporation NRV.P Tier2 Capital Pool May 07 

North Country Gold Corp. NCG Tier1 Gold Mining April 15 

NuLegacy Gold Corporation NUG Tier2 Mineral Exploration Dec. 09 

Oceanus Resources Corporation OCN.P Tier2 Capital Pool Dec. 17 

Orofino Minerals Inc. ORR Tier2 Mining Sept. 07 

Osia Ventures Ltd. OSA.P Tier2 Capital Pool Jan. 20 

Ozcapital Ventures Inc. OZZ.P Tier2 Capital Pool Dec. 03 

Pacific Arc Resources Ltd. PAV Tier2 Mining Exploration Nov. 30 

Pacific Orient Capital Inc. AAQ.P Tier2 Capital Pool Mar. 31 

Pacific-Link Capital Inc. PCL.P Tier2 Capital Pool Mar. 24 

Palatine Capital Corp. PLN.P Tier2 Capital Pool May 17 

Palliser Oil & Gas Corporation PXL Tier1 Oil & Gas Exploration/Dev Feb. 10 

Pembroke Capital Corp. PBK.P Tier2 Capital Pool Oct. 21 

158

Chapter 8 

Market 


Pender Growth Fund VCC Tier2 Investment Aug. 23 

Pendulum Capital Corporation PND.P Tier2 Capital Pool July 21 

Petro Viking Energy Inc. VIK.P Tier2 Capital Pool June 11 

PetroNova Inc. PNA Tier2 Oil & Gas Exploration/Dev Dec. 20 

Pinecrest Resources Ltd. PCR.P Tier2 Capital Pool June 23 

PrimeWest Exploration Inc. PWI.P Tier2 Capital Pool April 20 

Prospero Silver Corp. PSL Tier2 Mineral Exploration Jan. 05 

Quinto Real Capital Corporation QIT.P Tier2 Capital Pool Sept. 13 

Rainbow Resources Inc. RBW Tier2 Mining Dec. 29 

Rara Terra Capital Corp. RTX.P Tier2 Capital Pool Aug. 31 

Ravenstar Ventures Inc. RVE.P Tier2 Capital Pool Sept. 29 

RCG Capital Inc. RCG.P Tier2 Capital Pool July 06 

Red Pine Investment Ltd. RPN.P Tier2 Capital Pool Sept. 14 

Redwater Energy Corp. RED 

(RED.WT) Tier2 Oil & Gas Exploration/Dev Nov. 08 

Regulus Resources Inc. REG Tier2 Mining Dec. 20 

Reko International Group Inc. REK Tier2 Machine Tool Manufacturing Dec. 09 

Renaissance Gold Inc. REN Tier2 Mining Exploration Nov. 04 

Reviso Energy Ltd. AVG.P Tier2 Capital Pool Mar. 12 

Rio Grande Mining Corp. RGV Tier2 Mineral Exploration Mar. 15 

Riva Gold Corporation RIV Tier2 Mining Exploration Oct. 14 

Rockland Minerals Corp. RL Tier2 Mining July 02 

Rodinia Oil Corp. ROZ 

(ROZ.WT) Tier2 Oil & Gas Exploration/Dev May 28 

Royal Acquisition Corp. RAZ.P Tier2 Capital Pool July 05 

RX Exploration Inc. RXE Tier1 Mining Aug. 04 

Sandstorm Metals & Energy Ltd. SND Tier2 Mineral Exploration May 13 

Santa Barbara Resources Limited SBL Tier2 Mineral Exploratiion July 09 

Sceptre Ventures Inc. SVP.P Tier2 Capital Pool April 16 

Searchlight Capital Corp. SCH.P Tier2 Capital Pool Oct. 14 

SGX Resources Inc. SXR Tier1 Mineral Exploration April 28 

Sierra Madre Developments Inc. SMG Tier2 Mineral Exploration Dec. 01 

SilverBirch Energy Corporation SBE Tier2 Oil & Gas Exploration/Dev Oct. 07 

Silverland Capital Corp. SV.P Tier2 Capital Pool May 28 

SinoGas West Inc. GZW.P Tier2 Capital Pool Jan. 07 

Skyberry Capital Corp. SKR.P Tier2 Capital Pool June 23 

Sniper Resources Ltd. SIP Tier2 Mineral Exploration Oct. 26 

Solid Gold Resources Corp. SLD Tier1 Mining Oct. 26 

Storm Resources Ltd. SRX 

(SRX.WT) Tier2 Oil & Gas Exploration/Dev Aug. 31 

Strachan Recources Ltd. SCN.P Tier2 Capital Pool Dec. 24 

Synchronica PLC SYN Tier1 Technology Sept. 22 

T.B. Mining Ventures Inc. TBV.P Tier2 Capital Pool Sept. 13 

Terra Firma Resources Inc. TFR Tier2 Mineral Exploration Aug. 31 

Terrex Energy Inc. TER Tier2 Oil & Gas June 23 

Thunder Mountain Gold, Inc. THM Tier2 Mineral Exploration Sept. 24 

Times Telecom Inc. TTT Tier2 Telecom Company Mar. 08 

Titus Capital Corp. TIS.P Tier2 Capital Pool Dec. 07 

Torquay Oil Corp. TOC.A 

(TOC.B) Tier2 Oil & Gas Exploration April 13 

Trijet Mining Corp. TJT Tier2 Mineral Exploration Jan. 06 

Triumph Ventures Corp. TMP.P Tier2 Capital Pool July 15 

Twyford Ventures Inc. TWY.P Tier2 Capital Pool June 09 

Vendetta Minnig Corp. VTT Tier2 Mineral Exploration/Dev Oct. 18 

Venerable Ventures Ltd. VLV.P Tier2 Capital Pool Sept. 20 

Veraz Petroleum Ltd. VRZ Tier2 Oil & Gas Exploration/Dev Feb. 16 

Verdant Financial Partners Inc. VFI.P Tier2 Capital Pool Jan. 21 

Virgin Metals Inc. VGM Tier2 Exploration/Development May 11 

Vuzix Corporation VZX 

(VZX.WT) Tier2 Audio & Video Equip Man Jan. 05 

Weifei Capital Inc. WF.P Tier2 Capital Pool Nov. 05 

Wesgold Minerals Inc. WSG Tier2 Mineral Exploration Oct. 14 

Western Pacific Resources Corp. WRP Tier2 Mineral Exploration Feb. 01 

159

Chapter 8 

Market 


Westhaven Ventures Inc. WHN.P Tier2 Capital Pool Dec. 24 

Westridge Resources Inc. WST Tier2 Mineral Exploration May 04 

White Canyon Uranium Limited WU Tier2 Mineral Exploration Feb. 12 

Windstorm Resources Inc. WSR Tier2 Mineral Exploration July 26 

Woden Venture Capital Corporation WOD.P Tier2 Capital Pool Nov. 05 

WPC Resources Inc. WPQ Tier2 Mineral Exploration April 20 

Yorkton Ventures Inc. YVI.P Tier2 Capital Pool Dec. 29 

Zenyatta Ventures Inc. ZEN Tier2 Mining Dec. 23 

160


2010 Name Changes & Stock Splits 

Name Symbol Date Name Symbol Date 

3P International Energy Corp. DOH July 19 

f-Colonnade Capital Corp. (COO) Basis 1:1 

Abzu Gold Ltd. ABS Dec. 21 

f-Totem Minerals Inc. (TTM) Basis 1:1 

Advance Gold Corp. AAX May 03 

f-Africa West Minerals Corp. (AFW) Basis 1:2 

Aegis Investment 

Management (Golf) Inc. AIM Jan. 4 

f-Avian Capital Inc. (AVA.P) Basis 1:1 

Alaska Hydro Corporation AKH Sept. 08 

f-Project Finance Corp. (PF.P) Basis 1:1 

Alberta Star Development Corp. ASX Mar. 11 

Consolidation: 1:5 

Alexander Nubia International Inc. AAN Oct. 5 

f-Chrysalis Capital VII Corp (SEV.P) Basis 1:1 

Allana Potash Corp. AAA Jan. 22 

f-Allana Resources Inc. (AAA) Basis 1:1 

AM Gold Inc. AMG June 08 

f-Acero-Martin Exploration Inc. (AMG) Basis 1:1 

American Manganese Inc. AMY Jan. 20 

f-Rocher Deboule Minerals Corp. (RD) Basis 1:1 

AMG Bioenergy 

Resources Holdings Ltd. ABG May 14 

f-Blandings Capital Limited (BDC.P) Basis 1:1 

Andean American Gold Corp. AAG Sept. 07 

f-Andean American Mining Corp. (AAG) Basis 1:1 

Anglo Aluminum Corp. ALU Jan. 26 

f-Navasota Resources Ltd. (NAV) Basis 1:1 

Anglo Canadian Oil Corp. ACG April 23 

f-Traxion Energy Inc. (TXE) Basis 1:1 

Angus Mining (Namibia) Inc. ANA Sept. 28 

f-Golconda Capital Corp. (GDA.P) Basis 1:1 

AQM Copper Inc. AQM June 11 

f-Apoquindo Minerals Inc. 

Archer Petroleum Corp. ARK April 30 

f-Agrotech Greenhouses Inc. (AGV.H) Basis 1:3 

Argex Mining Inc. RGX July 28 

f-Argex Silver Capital Inc. (RGX) Basis 1:1 

Arius3D Corp. LZR Feb. 24 

f-Rebecca Capital Inc. (REB.P) Basis 1:1 

Artek Exploration Ltd. RTK Jan. 20 

f-Costa Energy Inc. (CEQ.H) Basis 0.028947:1 

Asantae Holdings International Inc. JVA Dec. 14 

f-Glenthorne Enterprise Inc. (GLT.H) Basis 1:1 

Astur Gold Corp. AST June 04 

f-Dagilev Capital Corp. (DCC) Basis 1:1 

Athabasca Uranium Inc. UAX July 21 

f-BOE Capital Corp. (BOC) Basis 1:1 

AurCrest Gold Inc. AGO Dec. 03 

f-Tribute Minerals Inc. (TBM) Basis 1:5 

Auro Resources Corp. ARU Oct. 15 

f-New Global Ventures International Ltd. (NNG) Basis 1:1 

Avala Resources Ltd. AVZ Aug. 04 

f-Rodeo Capital Corp. (RDO.P) 

Avante Logixx Inc. XX Oct. 13 

f-Avante Security Corp. (ASY) Basis 1:1 

Avatar Energy Ltd. AVG Nov. 25 

f-Reviso Energy Ltd. (AVG.P) Basis 1:1 

Chapter 8 

161 

Avrupa Minerals Ltd. AVU July 14 

f-Everclear Capital Ltd. (EVA.P) Basis 1:1 

Azabache Energy Inc. AZA Jan. 11 

f-Argenta Oil & Gas Inc. (AZA) Basis 1:5 

Aztech Innovations Inc. AZU April 19 

f-Decourcy Capital Corp. (DCR.P) 

Barkerville Gold Mines Ltd. BGM Jan. 21 

f-International Wayside Gold Mines Ltd. (WYG) Basis 1:1 

Batero Gold Corp. BAT.P July 19 

f-Angus Resources Inc. (GUS.P) 

Belo Sun Mining Corp. BSX July 14 

f-Verena Minerals Corp. (VML) Basis 1:1 

Berkwood Resources Ltd. BKR Dec. 01 

f-Consolidated Spire Ventures Ltd. (CZS) Basis 1:10 

BioExx Specialty Proteins Ltd. BXI Jan. 04 

f-Bio-Extraction Inc. (BXI) Basis 1:1 

Biotonix (2010) Inc. BTX Mar. 24 

f-Capital Valmoris Inc. (VMO.P) Basis 1:1 

Birch Lake Energy Inc. BLK Oct. 27 

f-Birch Lake Capital Inc. (BLA) Basis 1:1 

Black Isle Resources Corporation BIT Jan. 14 

f-Luzon Minerals Ltd. (LZN) Basis 1:10 

Black Marlin Energy Holdings Limited BLM Mar. 22 

f-Kristina Capital Corp. (KCA) Basis 1:2 

Blackbird Energy Inc. BBI Mar. 25 

f-Blackbird Investments Inc. (BBI) Basis 1:1 

Blacksteel Energy Inc. BEY Jan. 12 

f-Chrome Capital Inc. (KRM.P) Basis 1:5 

Bolivar Energy Corp. BVR Oct. 29 

f-Benchmark Energy Corp. (BEE) Basis 1:1 

Bonaparte Resources Inc. BON Aug. 11 

f-Bonaparte Capital Corp. (BON) Basis 1:1 

Border Petroleum Corp. BOR Sept. 14 

f-Border Petroleum Inc. (BOP.H) Basis 1:4 

Bowood Energy Inc. BWD June 21 

f-Roadrunner Oil & Gas Inc. (ROA) Basis 1:1 

Bravo Gold Corp. BVG Feb. 22 

f-Bravo Venture Group Inc. (BVG) Basis 1:1 

Brazilian Gold Corporation BGC Jan. 06 

f-Red Dragon Resources Corp. (DRA) Basis 1:1 

Brea Resources Corp. BCS Aug. 10 

f-Metamedia Capital Corp. (MME) Basis 1:10 

Brixton Energy Corp. BRX Nov. 04 

f-Pemberton Energy Ltd. (PBT) Basis 1:3 

Brixton Metals Corporation BBB Dec. 07 

f-Marksmen Capital Inc. (MKS.P) Basis 1:1 

Buchans Minerals Corporation BMC July 05 

f-Royal Roads Corp. (RRO) Basis 1:1 

Canadian Energy Exploration Inc. XPL Jan. 20 

f-Talon International Energy Ltd. (TAR) Basis 1:10 

Canadian Overseas Petroleum Limited XOP Aug. 03 

f-Velo Energy Inc. (VLO) Basis 1:4 

CanAm Coal Corp. COE May 25 

f-Radar Acquisitions Corp. (RAC) Basis 1:1 

Canamex Resources Corp. CSQ Oct. 18 

f-Canamex Silver Corp. (CSQ.H) Basis 1:1 

Cannon Point Resources Ltd. CNP April 27 

f-Yamiri Gold and Energy Inc. (YGI) Basis 1:1

Carmax Mining Corp. CXM Sept. 02 

f-Carmax Explorations Ltd. (CMX) Basis 1:10 

Catalyst Copper Corp. CCY Feb. 02 

f-Svit Gold Corp. (SDP) Basis 1:1 

Cayden Resources Inc. CYD Sept. 24 

f-Vistech Capital Corp. (VTK.P) Basis 1:1 

CB Gold Inc. CBJ Nov. 02 

f-First Source Resources Inc. (FSR) Basis 1:4 

Central Iron Ore Limited CIO Jan. 19 

f-International Gold Mining Limited (IGL) Basis 1:10 

Cerro Resources NL CJO Dec. 10 

f-Kings Minerals NL (KMN) Basis 1:1 

Challenger Deep Resources Corp. CDE Sept. 16 

f-Challenger Deep Capital Corp. (CDE) Basis 1:1 

China Coal Corporation CKO June 11 

f-JYW Capital Corp. (JYW) Basis 1:1 

China Health Labs & Diagnostics Ltd. CHO Oct. 25 

f-CCS Capital Inc. (CSW.P) 

China Keli Electric Company Ltd. ZKL May 05 

f-HSF Capital Corporation (HSF.H) 

China Select Capital Partners Corp. CH April 22 

f-Orient Venture Capital II Inc. (OVV.P) Basis 1:1 

Cliffmont Resources Ltd. CMO Feb. 22 

f-Atlas Minerals Inc. (AMR) Basis 1:10 

Colonial Coal International Corp. CAD Oct. 12 

f-Ananda Capital Corp. (ANN.P) Basis 1:2 

Compass Petroleum Ltd. CPO May 31 

f-Sun Red Capital Corporation (SSQ.H) Basis 1:1 

Conifex Timber Inc. CFF June 08 

f-West Fourth Capital Inc. (WTF.P) Basis 1:27.5 

Copper Creek Gold Corp. CPV July 26 

f-Copper Creek Ventures Ltd. (CPV) Basis 1:1 

Creso Exploration Inc. CXT June 10 

f-Willowstar Capital Inc. (WWM.H) Basis 1:1 

Cricket Resources Inc. CKC July 13 

f-Cricket Capital Corp. (CKC.P) Basis 1:1 

Crown Gold Corporation CWM Aug. 31 

f-Crown Minerals Inc. (CWM) Basis 1:1 

Cynapsus Therapeutics Inc. CTH April 27 

f-Cannasat Therapeutics Inc. (CTH) Basis 1:1 

Dacha Strategic Metals Inc. DSM Sept. 28 

f-Dacha Capital Inc. (DAC) Basis 1:1 

Darford International Inc. WUF Feb. 04 

f-White Rock Energy Inc. (WRE.P) Basis 1:1 

DeeThree Exploration Ltd. DTX Jan. 04 

f-DeeThree Exploration Inc. (DTX) Basis 1:1 

DNI Metals Inc. DNI May 11 

f-Dumont Nickel Inc. (DNI) Basis 1:8 

Donnybrook Energy Inc. DEI Aug. 30 

f-Coastport Capital Inc. 

Eagle Star Minerals Corp. EGE July 06 

f-Eagle Star Petroleum Corp. (EGE) Basis 1:1 

ECL Enviroclean Ventures Ltd. ECL June 28 

f-Prima Developments Ltd. (PID) Basis 1:1 

Edleun Group, Inc. EDU May 27 

f-San Anton Capital Inc. (TON.P) 

El Condor Minerals Inc. LCO Aug. 04 

f-Lagasco Corp. (LCO) Basis 1:1 

El Tigre Silver Corp. ELS Mar. 09 

f-Herdron Capital Corp. (HDC.P) Basis 1:1 

EmberClear Corp. EMB Dec. 29 

f-EmberClear Inc. (EMB) Basis 1:1 

Chapter 8 


162 

EmberClear Inc. EMB May 05 

f-Immersive Media Corp. (IMC) Basis 1:1 

Equitas Resources Corp. EQT Oct. 19 

f-Trivello Energy Corp. (TRV) Basis 1:1 

Esperanza Resources Corp. EPZ July 19 

f-Esperanza Silver Corporation (EPZ) Basis 1:1 

Estrella Gold Corporation EST Aug. 06 

f-Canadian Shield Resources Ltd. (EXP) Basis 1:1 

Estrella International 

Energy Services Ltd. EEN July 05 

f-Everest Ventures Corp. (EVE.P) Basis 1:5.27625 

Exclamation Investments Corporation XI July 20 

f-Chrysalis Capital VI Corporation (CPC.P) Basis 1:1 

Expedition Mining Inc. EXU July 07 

f-Universal Uranium Ltd. (UUL) Basis 1:1 

Exploration Aurtois Inc. EXA Nov. 08 

f-Communications DVR Inc. (EXA) Basis 1:1 

Formation Fluid Management Inc. FFM Sept. 08 

f-Dobhai Ventures Inc. (DOB) Basis 1:1 

Frontline Gold Corporation FGC Mar. 08 

f-Chrysos Capital Corporation (CSZ) Basis 1:1 

FSI Energy Services Inc. FSI July 23 

f-Baden Technologies Inc. (BDZ) Basis 1:1 

Gale Force Petroleum Inc. GFP Feb. 12 


GASFRAC Energy Services Inc. GFS Aug. 12 

f-Kierland Capital Corporation (KLD.P) 

Genterra Capital Inc. GIC May 14 

f-Genterra Inc. (GIC) Basis 1:1 

Glass Earth Gold Limited GEL Mar. 18 

Consolidation 1:5 

Global Green Matrix Corp. GGX Feb. 25 

f-Poly-Pacific International Inc. (PMB) Basis 1:15 

Gold Finder Explorations Ltd. GFN Oct. 08 

f-SNS Precious Metals Inc. (SNS) Basis 1:10 

Golden Fame Resources Corp. GFA Oct. 27 

f-Canfe Ventures Ltd. (FEY.P) Basis 1:1 

Golden Touch Resources Corp. GOT Oct. 21 

f-GFE Capital Corp. (GFC) Basis 1:1 

Gran Colombia Gold Corp. GCM Aug. 24 

f-Tapestry Resource Corp. (TPR.H) 

Greenlight Resources Inc. GR Aug. 13 

f-Petro Horizon Energy Corp. (PHE) Basis 1:1 

Grenville Gold Corp. GVG Dec. 24 

f-Grenville Gold Corporation (GVG) Basis 1:10 

Grizzly Discoveries Inc. GZD Jan. 12 

f-Grizzly Diamonds Ltd. (GZD) Basis 1:1 

GT Canada Medical Properties Inc. MOB Mar. 29 

f-GT Canada Capital Corporation (MOB.P) Basis 1:1 

GTA Resources and Mining Inc. GTA July 26 

f-GTA CorpFin Capital Inc. (GTA) Basis 1:1 

Gunpoint Exploration Ltd. GUN Nov. 16 

f-Christopher James Gold Corp. (CJG) Basis 1:10 

Hornby Bay Mineral Exploration Ltd. HBE April 12 

f-Unor Inc. (UNI) Basis 1:3 

Huakan International Mining Inc. HK Dec. 23 

f-Merit Mining Corp. (MEM) Basis 1:1 

Hudson River Minerals Ltd. HRM May 17 

f-Prelim Capital Inc. (PLM.P) Basis 1:1 

Hunt Mining Corp. HMX Feb. 05 

f-Sinomar Capital Corp. (SMM) Basis 1:1

Hyperion Exploration Corp. HYX Nov. 24 

f-Triple 8 Energy Ltd. (TEE) Basis 1:20 

IEMR Resources Inc. IRI Sept. 10 

f-Trans National Minerals Inc. (TNF) Basis 1:1 

iMarketing Solutions Group Inc. XDM Nov. 26 

f-Xentel DM Incorporated (XDM) Basis 1:1 

Innovative Wireline Solutions Inc. IWS July 22 

f-Avalite Inc. (ALV.H) Basis 1:1.875 

Integra Gold Corp. ICG Dec. 22 

f-Kalahari Resources Inc. (KLA) Basis 1:10 

Intensity Company Inc. ITT Feb. 01 

f-Flukong Enterprise Inc. (FLG) Basis 1:10 

Intigold Mines Ltd. IGD Nov. 04 

f-Seaness Capital Corporation (NSC.P) Basis 1:1 

Invenio Resources Corp. IVO Oct. 06 

f-Maestro Ventures Ltd. (MAP) Basis 1:3 

Invicta Energy Corp. VCA Nov. 26 

f-Royal Acquisition Corp. (RAZ.P) Basis 1:1 

Invictus Financial Inc. IVF April 01 

f-Stockhouse Inc. (SHC) Basis 1:1 

Jayden Resources Inc. JDN June 29 

f-Pinnacle Mines Ltd. (PNL) Basis 1:1 

Jubilee Gold Inc. JUB Jan. 12 

f-Union Gold Inc. (UN) Basis 0.557:1 

Kestrel Gold Inc. KGC June 28 

f-Bling Capital Corp. (BLI) Basis 1:1 

Key Gold Holding Inc. KGH Mar. 11 

f-C2C Gold Corporation Inc. (CCN) Basis 1:10 

Lakeland Resources Inc. LK Aug. 19 

f-Cats Eye Capital Corp. (CYE.P) Basis 1:1 

Logan Copper Inc. LC Feb. 19 

f-SNL Enterprises Ltd. (SNL) Basis 1:1 

Longreach Oil and Gas Limited LOI Oct. 04 

f-Chairman Capital Corp. (CMN.H) Basis 1:5 

Lucky Strike Resources Ltd. LKY Mar. 09 


Manitok Energy Inc. MEI July 29 

f-Desco Resources Inc. (DSR.P) Basis 1:2.667 

Maritime Resources Corp. MAE Oct. 06 

f-MB Capital Corp. (BMB.P) Basis 1:1 

Marksmen Energy Inc. MAH Aug. 23 

f-Marksmen Resources Ltd. (MA) Basis 1:10 

Maxim Resources Inc. MXM July 29 


Meadow Bay Capital Corporation MAY Feb. 10 


MGold Resources Inc. MNI Sept. 22 

f-Mengold Resources Inc. (MNI) Basis 1:8 

Mountain China Resorts 

(Holding) Limited MCG Oct. 22 

f-Melco China Resorts (Holding) Limited (MCG) Basis 1:1 

Musgrove Minerals Corp. MGS Dec. 17 

f-Journey Resources Corp. (JNY) Basis 1:8 

Nanotech Security Corp. NTS April 15 

f-Wireless2 Technologies Inc. (WIT) Basis 1:1 

Nevado Resources Corporation VDO Aug. 27 

f-Nevado Venture Capital Corporation (VDO) Basis 1:1 

New High Ridge Resources Inc. NHR Jan. 04 

f-High Ridge Resources Inc. (HRR) Basis 1:4 

Niblack Mineral Development Inc. NIB April 15 

f-CBR Gold Corp. (CBG) Basis 1:1 

Chapter 8 


163 

NMC Resource Corporation NRC Feb. 26 

f-Venture One Capital Corp. (VO) Basis 1:1 

Nortec Minerals Corp. NVT Jan. 07 

f-Nortec Ventures Corp. (NVT) Basis 1:1 

NSGold Corporation NSX June 30 

f-Kermode Capital Ltd. (KER.P) Basis 1:1 

NWest Energy Corp. NWN Nov. 04 

f-NWest Energy Inc. (NWN) Basis 1:10 

Oceanic Iron Ore Corp. FEO Dec. 06 

f-Pacific Harbour Capital Ltd. (PCF) Basis 1:1 

OPEL Solar International Inc. OPL Dec. 01 

f-OPEL International Inc. (OPL) Basis 1:1 

Open Gold Corp. OPG Nov. 08 

f-Range Capital Corp. (RCC.P) Basis 1:1 

Oro Mining Ltd. OGR Oct. 22 

f-Oro Gold Resources Ltd. (OGR) Basis 1:1 

Orosur Mining Inc. OMI Jan. 08 

f-Uruguay Mineral Exploration Inc. (UME) Basis 1:1 

Pan American Lithium Corp. PL Jan. 21 

f-Etna Resources Inc. (ETN) Basis 1:1 

Papuan Precious Metals Corp. PAU Oct. 01 

f-Jalna Minerals Ltd. (JMA.H) Basis 1:4 

Partners Real Estate 

Investment Trust CRH.UN Nov. 03 

f-Charter Real Estate Investment Trust (CRH.UN) Basis 1:1 

Patient Home Monitoring Corp. PHM June 08 

f-International Health Partners Inc. (DOC) Basis 1:1 

Petro One Energy Corp. POP Dec. 14 

f-Cloudbreak Resources Ltd. (CDB) Basis 1:1 

Petrodorado Energy Ltd. PDQ April 08 

f-Cap-Link Ventures Ltd. (CAV) Basis 1:1 

Petromanas Energy Inc. PMI Feb. 25 

f-WWI Resources Ltd. (WWI) Basis 1:1 

PetroSands Resources (Canada) Inc. PCA Nov. 30 

f-Kierland Resources Ltd. (KIR) Basis 1:10 

Philippine Metals Inc. PHI April 07 

f-New Meridian Mining Corp. (NWC.H) Basis 1:2 

Pinecrest Energy Inc. PRY July 29 

f-Antler Creek Energy Corp. (AFE) Basis 1:1 

Pinestar Gold Inc. PNS Feb. 03 

f-Hedger Capital Inc. (HEC.P) Basis 1:1 

Pitchblack Resources Ltd. PIT June 25 

f-Cash Minerals Ltd. (CHX) Basis 1:20 

Poynt Corporation PYN Oct. 27 

f-Multiplied Media Corporation (MMC) Basis 1:1 

PRD Energy Inc. PRD Aug. 12 

f-Pacific Rodera Energy Inc. (PRD) Basis 1:1 

Preo Software Inc. PKM Aug. 03 

f-Karel Capital Corporation (KRL.P) Basis 1:3 

Prescient Mining Corp. PMC Sept. 08 

f-Milk Capital Corp. (MLK) Basis 1:1 

Prima Colombia Hardwood Inc. PCT Sept. 23 

f-Flagship Industries Inc. (FII) Basis 1:1 

Primero Mining Corp. P Aug. 06 

f-Mala Noche Resources Corp. (MLA) Basis 1:20 

Prophecy Resource Corp. PCY April 19 

f-Red Hill Energy Inc. (RH) 

Quantum Rare Earth 

Developments Corp. QRE Mar. 04 

f-Butler Resource Corp. (BTD) Basis 1:1 

Quest Rare Minerals Ltd. QRM April 26 

f-Quest Uranium Corporation (QUC) Basis 1:1

Rainy Mountain Royalty Corp. RMO Feb. 05 

f-East West Resource Corporation (EWR) Basis 1:5 

REBGold Corporation RBG Dec. 02 

f-BacTech Mining Corporation (BM) Basis 1:1 

Red Mile Minerals Corp. RDM Feb. 18 

f-Red Mile Capital Corp. (RDM) Basis 1:1 

Relentless Resources Ltd. RRL June 11 

f-New Range Resources Ltd. (RGE) Basis 1:2 

Riata Resources Corp. RTR Sept. 01 

f-Daytona Energy Corp. (DTE) Basis 1:10 

Ridgemont Iron Ore Corp. RDG Nov. 23 

f-Ridgemont Capital Corp. (RDG.P) Basis (1:1) 

Ring of Fire Resources Inc. ROF July 30 

f-Hawk Uranium Inc. (HUI) Basis 1:1 

Rock Tech Lithium Inc. RCK May 12 

f-Rock Tech Resources Inc. (RCK) Basis 1:1 

RockBridge Resources Inc. RBE Mar. 31 

f-RockBridge Energy Inc. (RBE) Basis 1:1 

Rodinia Lithium Inc. RM June 30 

f-Rodinia Minerals Inc. (RM) Basis 1:1 

Rogue Resources Inc. RRS Oct. 13 

f-Golden Chalice Resources Inc. (GCR) Basis 1:9 

Royal Coal Corp. RDA Aug. 24 

f-Amalfi Capital Corporation (ALI.P) Basis 1:2 

Ryan Gold Corp. RYG Dec. 24 

f-Valdez Gold Inc. (VAZ) Basis 1:3.5 

Sagres Energy Inc. SGI April 14 

f-Coral Sea Resources Inc. (CSX) Basis 1:1 

Sama Resources Inc. SME June 22 

f-Landen Capital Corp. (LAN) Basis 1:1 

Sentinel Rock Oil Inc. SNT Nov. 17 

f-Sentinel Rock Oil Corporation (SEN) Basis 1:10 

Seymour Ventures Corp. SEY July 05 

f-Verb Exchange Inc. (VEI) Basis 1:25 

SG Spirit Gold Inc. SG Oct. 20 

f-Ruby Red Resources Inc. (RRX) Basis 1:10 

Shear Diamonds Ltd. SRM Dec. 30 

f-Shear Minerals Ltd. (SRM) Basis 1:10 

Sherbrook SBK Sport Corp. SBK May 05 

f-Sieger Capital Management Ltd. (SIE.P) Basis 1:1 

Simba Energy Inc. SMB Feb. 19 

f-Gold Star Resources Corp. (GXX) Basis 1:1 

SkyWest Energy Corp. SKW June 25 

f-EMM Energy Inc. (M) Basis 1:1 

SNS Precious Metals Inc. SNS May 17 

f-SNS Silver Corp. (SNS) Basis 1:1 

Sona Resources Corp. SYS Jan. 27 

f-J-Pacific Gold Inc. (JPN) Basis 1:5 

Sonomax Technologies Inc. SHH Mar. 04 

f-Sonomax Hearing Healthcare Inc. (SHH) 

Sonoro Energy Ltd. SNV July 07 

f-Sonic Technology Solutions Inc. (SNV) Basis 1:1 

Southern Andes Energy Inc. SUR May 17 

f-Solex Resources Corp. (SOX) Basis 1:3 

Spanish Mountain Gold Ltd. SPA Jan. 14 

f-Skygold Ventures Ltd. (SKV) Basis 1:1 

Standard Exploration Ltd. STD Oct. 08 

f-MAX Minerals Ltd. (MJM) Basis 1:1 

Stellar Biotechnologies Inc. KLH April 19 

f-CAG Capital Inc. (CAG.P) Basis 1:1 

Stikine Energy Corp. SKY Aug. 03 

f-Stikine Gold Corporation (SKY) Basis 1:1 

Chapter 8 


164 

Stronghold Metals Inc. Z April 12 

f-Carat Exploration Inc. (CRZ) Basis 1:1 

Sunset Cove Mining Inc. SSM Dec. 13 

f-Numine Resources Ltd. (NMR.P) Basis 1:1 

Sunshine Agri-Tech Inc. SAI July 28 

f-Osia Ventures Ltd. (OSA.P) Basis 1:1 

Sunward Resources Ltd. SWD Mar. 09 

f-MKM Resources Ltd. (MKM.P) Basis 1:1 

Surge Energy Inc. SGY June 30 

f-Zapata Energy Inc. (ZCO) Basis 1:1 

TAD Mineral Exploration Inc. TJ Mar. 10 

f-TAD Capital Corp. (TAD) Basis 1:1 

Taku Gold Corp. TAK Jan. 26 

f-CZM Capital Corp. (CZM) Basis 1:3 

Tamarack Valley Energy Ltd. TVE June 25 

f-Tango Energy Inc. (TEI) Basis 1:1 

Tanzania Minerals Corp. TZM Sept. 07 

f-Hill Top Resources Corp. (HIL) Basis 1:1 

Terreno Resources Corp. TNO Aug. 23 

f-Mega Moly Inc. (MGY) Basis 1:5 

Thelon Capital Ltd. THC Feb. 04 

f-Thelon Ventures Ltd. (THV) Basis 1:10 

Tigris Uranium Corp. TU Sept. 02 

f-Dauntless Capital Corp. (DTL.P) Basis 1:1 

Timberline Resources Corporation TBR June 03 

f-Staccato Gold Resources Ltd. (CAT) 

TitanStar Properties Inc. TSP Oct. 19 

f-DPVC Inc. (DPV) Basis 1:1 

Touchdown Resources Inc. TDW Mar. 04 

f-Touchdown Capital Inc. (TDW) Basis 1:1 

Touchstone Exploration Inc. TAB.U July 06 

f-Touchstone Resources Ltd. (TCH.H) Basis 1:10 

Trigen Resources Inc. TRG Sept. 22 

f-Hastings Resources Corp. (HAS) Basis 1:5 

TriOil Resources Ltd. TOL April 07 

f-One Exploration Inc. (OE.A) Basis 1:20 

Triple 8 Energy Ltd. TEE Feb. 22 

Stock Split: 3:1 

TriStar Gold Inc. TSG July 21 

Substitutional Listing: Brazauro Resources Corp. (BZO) 

Ucore Rare Metals Inc. UCU June 29 

f-Ucore Uranium Inc. (UCU) Basis 1:1 

United Hunter Oil & Gas Corp. UHO Sept. 16 

f-Vesta Capital Corp. (VES) Basis 1:1 

UNX Energy Corp. UNX Sept. 20 

f-Universal Power Corp. (UNX) Basis 1:1 

Upper Canada Gold Corporation UCC Feb. 09 

f-Washmax Corp. (WMC.H) Basis 1:4 

Valeura Energy Inc. VLE July 06 

f-PanWestern Energy Inc.(PW) Basis 1:1 

Vega Resources Inc. VGR Sept. 10 

f-Vega Gold Ltd. (VGG) Basis 1:2 

Vendome Capital II Corp. VDR April 15 

f-Vendome Capital II Corp. (VCT.P) 

Vendome Resources Corp. VDR May 26 

f-Vendome Capital II Corp. (VDR) Basis 1:1 

VersaPay Corporation VPY Jan. 20 

f-JG Capital Corp. (JGC.P) Basis 1:1 

Viper Gold Ltd. VPR Oct. 26 

f-LeBoldus Capital Inc. (LEB) Basis 1:1 

Volcanic Metals Corp. VOL Feb. 19 

f-Volcanic Capital Corp. (VOL) Basis 1:1

Waldron Energy Corporation WDN June 14 

f-Triton Energy Corp. (TEZ) Basis 1:10 

WCB Resources Ltd. WCB April 14 

f-WCB Capital Ltd. (WCB.P) Basis 1:1 

West Kirkland Mining Inc. WKM June 08 

f-Anthem Ventures Capital Corp. (WKM) Basis 1:1 

Western Lithium USA Corporation WLC May 31 

f-Western Lithium Canada Corporation (WLC) Basis 1:1 

Whitcap Resources Inc. WCP July 12 

f-Spitfire Energy Ltd. (SEL) Basis 1:1 

Wind River Energy Corp. WVR Aug. 13 

f-Adcore Capital Inc. (ACR.P) Basis 1:1 

Woodrose Corporation WRS Sept. 01 

f-Perfect Fry Corporation (PNM) Basis 1:1 

Chapter 8 


165 

Woulfe Mining Corp. WOF Feb. 25 

f-Oriental Minerals Inc. (OTL) Basis 1:1 

Xianburg Data Systems Canada Corporation XDS Nov. 26 

f-O2 Capital Inc. (OCA.P) Basis 1:1 

Xmet Inc. XME June 07 

f-Eminence Capital II Inc. (EII.P) Basis 1:1 

Xylitol Canada Inc. XYL Aug. 18 

f-Chudleigh Ventures Inc. (XYL) Basis 1:1 

Yellowhead Mining Inc. YMI Nov. 17 

f-Four Points Capital Corp. (FPA.P) Basis 1:1 

Z-Gold Exploration Inc. ZGG Mar. 16 

f-Nano Capital Corp. (NON.P) Basis 1:1 

Zodiac Exploration Inc. ZEX Oct. 06 

f-Peninsula Resources Ltd. (PNU.H)

2010 Symbol Changes : TSX Venture Exchange 

Issue Symbol Dated Issue Symbol Date 

Abitibi Mining Corp. ABB October 22 


AccelRate Power Systems Inc. AXP January 08 

f-AccelRate Power Systems Inc. (APR) Basis 1:3 

Active Growth Capital Inc. ACK December 02 

f-Active Growth Capital Inc. (ACK.P) 

Admiral Bay Resources Inc. ADB November 22 


AirIQ Inc. IQ February 12 

f-AirIQ Inc. (IQ.H) 

Alderon Resource Corp. ADV March 04 

f-Alderon Resource Corp. (ALD) Basis 1:2 

Alix Resources Corp. AIX August 06 


Amador Gold Corp. AGX October t22 


American Natural Energy Corp. ANR.U October 27 


AndeanGold Ltd. AAU July 02 


Anthem Ventures Capital Corp. WKM May 31 

f-Anthem Ventures Capital Corp. (AVE.P) 

Arrowhead Water Products Ltd. AWA October 01 

f-Arrowhead Water Products Ltd. (AWP.A) Basis 1:5 

Bacanora Minerals Ltd. BCN April 20 

f-Bacanora Minerals Ltd. (BCN.P) 

Balmoral Resources Ltd. BAR November 12 

f-Balmoral Resources Ltd. (BAR.H) 

Batero Gold Corp. BAT July 27 

f-Batero Gold Corp. (BAT.P) 

Baymount Incorporated BYM August 16 


Bayswater Uranium Corporation BYU January 07 

f-Bayswater Uranium Corporation (BAY) Basis 1:10 

Beacon Acquisition Partners Inc. BAP March 12 

f-Beacon Acquisition Partners Inc. (BAP.P) 

Birch Lake Capital Inc. BLA August 04 

f-Birch Lake Capital Inc. (BLA.P) 

Bling Capital Corp. BLI June 04 

f-Bling Capital Corp. (BLI.P) 

BOE Capital Corp. BOC July 09 

f-BOE Capital Corp. (BOC.P) 

Bonanza Resources Corporation BRS August 23 


Bonaparte Capital Corp. BON February 08 

f-Bonaparte Capital Corp. (BON.P) 

Brandenburg Metals Corp. BBM August 23 

f-Brandenburg Metals Corp. (BBM.P) 

Brigadier Gold Limited BRG May 17 


Butler Resource Corp. BTD February 25 

f-Butler Resource Corp. (BTD.H) 

Cache Exploration Inc. CAY March 01 

f-Cache Exploration Inc. (CAY.P) 

Caldera Resources Inc. CDR January 07 


Canada Gas Corp. CJC September 07 


CanAlaska Uranium Ltd. CVV November 08 


Chapter 8 

166 

Cap-Ex Ventures Ltd. CEV August 20 

f-Cap-Ex Ventures Ltd. (CEV.P) 

Cassius Ventures Ltd. CZ July 28 

f-Cassisus Ventures Ltd. (CZ.P) 

Catch the Wind Ltd. CTW June 28 

f-Catch the Wind Ltd. (CTW.S) 

Cayden Resources Inc. CYD November 17 


Chalice Diamond Corp. COD October 22 


Champlain Resources Inc. CPL September 24 

f-Champlain Resources Inc. (CPL.H) 

China Opportunity Inc. COC September 03 

f-China Opportunity Inc. (COC.P) 

Chrysos Capital Corporation CSZ January 14 

f-Chrysos Capital Corporation (CSZ.P) 

Chudleigh Ventures Inc. XYL May 06 

f-Chudleigh Ventures Inc. (CLV.P) 

Cloudbreak Resources Ltd. CDB April 26 


Cobre Exploration Corp. CKB December 03 

f-Cobre Exploration Corp. (CKB.H) 

Colonnade Capital Corp. COO May 14 

f-Colonnade Capital Corp. (COO.P) 

Coltstar Ventures Inc. CTR January 18 


Communications DVR Inc. EXA August 26 

f-Communications DVR Inc. (DVR.H) 

Compass Gold Corporation CVB April 13 

f-Compass Gold Corporation (CVB.H) 

Cortez Gold Corp. CUT February 19 

f-Cortez Gold Corp. (CUT.P) 

Crescent Resources Corp. CRC December 20 


CVC Cayman Ventures Corp. CKV November 23 

f-CVC Cayman Ventures Corp. (CKV.P) 

Dagilev Capital Corp. DCC April 16 

f-Dagilev Capital Corp. (DCC.P) 

Dawson Gold Corp. DYU November 08 

f-Dawson Gold Corp. (DYU.H) 

Dia Bras Exploration Inc. DIB December 08 


Dobhai Ventures Inc. DOB July 06 

f-Dobhai Ventures Inc. (DOB.P) 

Doxa Energy Ltd. DXA May 26 

f-Doxa Energy Ltd. (DXA.P) 

DPVC Inc. DPV April 21 

f-DPVC Inc. (DPV.P) 

Duncan Park Holdings Corporation DPH November 08 

f-Duncan Park Holdings Corporation (DPH.H) 

Eacom Timber Corporation ETR March 08 

f-Eacom Timber Corporation (ETR.H) 

Eagle I Capital Corporation EIC October 01 

f-Eagle I Capital Corporation (EIC.P) 

East West Petroleum Corp. EW October 01 

f-East West Petroleum Corp. (EW.H) 

Electric Metals Inc. EMI July 21 

f-Electric Metals Inc. (EMI.A) 

Eminence Capital II Inc. EII.P May 28 

Stock Split: 1.0952903: 1

Empire Capital Corp. EPM October 18 

f-Empire Capital Corp. (EPM.P) 

Excelsior Mining Corp. MIN May 17 

f-Excelsior Mining Corp. (MIN.P) 

Excelsior Mining Corp. MIN October 19 


Firebird Resources Inc. FIX December 24 

Stock Split 2:1 

First Pursuit Ventures Ltd. FPV February 04 

f-First Pursuit Ventures Ltd. (FPV.H) 

Flying A Petroleum Ltd. FAB May 13 


Foran Mining Corporation FOM July 06 


Fortress Minerals Corp. FST December 01 


Galena International Resources Ltd. GTO March 08 

f-Galena International Resources Ltd. (GTO.P) 

Gee-Ten Ventures Inc. GTV June 03 


Global Minerals Ltd. CTG January 29 


Global Uranium Corporation GU January 25 


GMV Minerals Inc. GMV April 26 


GoGold Resources Inc. GGD July 30 

f-GoGold Resources Inc. (GGD.P) 

Gold Jubilee Capital Corp. GJB October 01 

f-Gold Jubilee Capital Corp. (GJB.P) 

Goldbard Capital Corporation GDB July 05 

f-Goldbard Capital Corporation (GDB.P) 

Gran Colombia Gold Corp. GCM November 11 

(GCM.WT) 


Gran Colombia Gold Corp. GCM.WT Dec. 01 


Greenfield Financial Group Inc. GRF August 16 


GTA CorpFin Capital Inc. GTA June 22 

f-GTA CorpFin Capital Inc. (GTA.P) 

Halo Resources Ltd. HLO September 07 


Harmony Gold Corp. H March 08 

f-Harmony Gold Corp. (H.H) 

Hill Top Resources Corp. HIL July 28 

f-Hill Top Resources Corp. (HIL.P) 

JBZ Capital Inc. JBZ.P August 18 


Jet Gold Corp. JAU November 04 


Jourdan Resources Inc. JOR October 04 

f-Jourdan Resources Inc. (JRN) Basis 1:4 

JYW Capital Corp. JYW May 18 

f-JYW Capital Corp. (JYW.H) 

Kam and Ronson Media Group Inc. KME March 12 

f-Kam and Ronson Media Group Inc. (KMG) Basis 1:5 

Kelso Technologies Inc. KLS May 13 


Klondike Gold Corp. KG November 03 


Lagasco Corp. LCO June 21 

f-Lagasco Corp. (LCO.H) 

Chapter 8 


167 

LeBoldus Capital Inc. LEB August 20 

f-LeBoldus Capital Inc. (LEB.P) 

Legion Resources Corp. LR July 15 

f-Legion Resources Corp. (LR.H) 

Logan Copper Inc. LC July 16 


Mayen Minerals Ltd. MYM February 22 

f-Mayen Minerals Ltd. (MYM.P) 

Medoro Resources Ltd. MRS August 04 

(MRS.WT) 


Medworxx Solutions Inc. MWX August 17 


Midnight Sun Capital Corp. MMA May 12 

f-Midnight Sun Capital Corp. (MMA.P) 

Milk Capital Corp. MLK February 18 

f-Milk Capital Corp. (MLK.P) 

Mill Bay Ventures Inc. MBV June 17 


Naina Capital Corp. NAA November 10 

f-Naina Capital Corp. (NAA.P) 

Network Exploration Ltd. NET June 23 


Nevado Venture Capital Corporation VDO January 04 

f-Nevado Venture Capital Corporation (NVD.P) 

Newbridge Capital Inc. NBC March 15 

f-Newbridge Capital Inc. (NBC.P) 

Newstrike Capital Inc. NES February 24 

f-Newstrike Capital Inc. (NES.H) 

NMC Resource Corporation NRC December 15 


Northern Vertex Capital Inc. NEE 

May 06 

f-Northern Vertex Capital Inc. (NEE.P) 

Northrock Resources Inc. NRK November 09 


Nuloch Resources Inc. NLR November 02 

f-Nucloch Resources Inc. (NLR.A) 

Ocean Park Ventures Corp. OCP March 16 

f-Ocean Park Ventures Corp. (OCP.H) 

Oceanside Capital Corp. OCC September 02 

f-Oceanside Capital Corp. (OCC.P) Basis 1:2 

Oil Optimization Inc. OOI November 05 

f-Oil Optimization Inc. (OOI.H) 

Oracle Energy Corp. OEC September 07 

f-Oracle Energy Corp. (OCL) Basis 1:8 

Orex Minerals Inc. REX October 20 


Orocan Resource Corp. OR June 17 

f-Orocan Resource Corp. (OR.P) 

Pacgen Biopharmaceuticals Corporation PGA 

June 08 


Parlane Resource Corp. PPP February 17 

f-Parlane Resource Corp. (PPP.P) 

Partners Real Estate 

Investment Trust PAR.UN Nov. 25 

f-Partners Real Estate Investment Trust (CRH.UN) 

PCI-1 Capital Corp. ICC November 26 

f-PCI-1 Capital Corp. (ICC.P) 

PMI Gold Corporation PMV October 22 

Consolidation: 1:2

Prize Mining Corporation PRZ November 02 


Pro-Trans Ventures Inc. PVI July 29 

f-Pro-Trans Ventures Inc. (PVI.P) 

QRS Capital Corp. QRS September 16 

f-QRS Capital Corp. (QRS.P) 

Queensland Minerals Ltd. QML January 19 


Radiant Energy Corporation RDT May 05 


Ranger Energy Ltd. RGG July 23 

f-Ranger Enegy Ltd. (RGG.H) 

Realex Properties Corp. RP June 16 

Consolidation: 1:10, symbol change from (RLX), (RLX.A) 

Red Mile Capital Corp. RDM February 04 

f-Red Mile Capital Corp. (RDM.P) 

Regent Pacific Properties Inc. RPP October 27 

f-Regent Pacific Properties Inc. (RPP.P) 

Renegade Petroleum Ltd. RPL January 19 

f-Colonia Energy Corp. (CLA) Basis 1:10 

Resource Hunter Capital Corp. RHC June 14 

f-Resource Hunter Capital Corp. (RHC.P) 

Rio Grande Mining Corp. RGV December 01 


Roxgold Inc. ROG April 27 


Saccharum Energy Corp. SHM July 02 

f-Saccharum Energy Corp. (SHM.P) 

Sage Gold Inc. SGX May 14 


Sahara Energy Ltd. SAH November 30 


Sedex Mining Corp. SDN October 22 


Shenul Capital Inc. SHE May 26 

f-Shenul Capital Inc. (SHE.P) 

Shield Gold Inc. SHG July 21 

f-Shield Gold Inc. (SHG.P) 

Sigma Industries Inc. SSG December 02 

f-Sigma Industries Inc. (SIC) Basis 1:4 

Silver Fields Resources Inc. SF May 07 


Silver Lake Resources Inc. SKZ November 04 


Sinomar Capital Corp. SMM January 04 

f-Sinomar Capital Corp. (SMM.P) 

Slater Mining Corporation SLM October 01 

f-Slater Mining Corporation (SLM.P) 

Snowfield Development Corp. SNO August 11 


Soldi Ventures Inc. SOV March 16 

f-Soldi Ventures Inc. (SOV.P) 

Solutioninc Technologies Limited STL December 02 


Sparrow Ventures Corp. SPW August 26 

f-Sparrow Ventures Corp. (SPW.P) 

Chapter 8 


168 

Standard Exploration Ltd. SDE October 22 

f-Standard Exploration Ltd. (STD) 

Stone Resources Limited SRH March 23 

f-Stone Resources Limited (SRH.H) 

SUB Capital Inc. SUB September 24 

f-SUB Capital Inc. (SUB.H) 

Takara Resources Inc. TKK April 23 


Terra Nova Minerals Inc. TGC December 30 

Consolidation: 1:13.5 

The Skor Food Group Inc. SKF March 05 

Consolidation 1:100 followed by a stock split 100:1 

Trans National Minerals Inc. TNF July 02 

f-Trans National Minerals Inc. (TNF.P) 

Triangle Petroleum Corporation TPO November 05 

f-Triangle Petroleum Corporation (TPE) Basis 1:10 

Trincan Capital Corp. TRN May 28 

f-Trincan Capital Corp. (TRN.P) 

Tyner Resources Ltd. TIP April 12 


Unity Energy Corp. UTY January 06 

f-Unity Energy Corp. (GKY) 

ValGold Resources Ltd. VAL March01 


Vangold Resources Ltd. VAN January 04 

Consolidation: Basis 1:3 

Vesta Capital Corp. VES May 07 

f-Vesta Capital Corp. (VES.P) 

Vigil Health Solutions Inc. VGL September 10 


Virgin Metals Inc. VGM September 17 


Virtual Universe Corporation VU September 15 

f-Virtual Universe Corporation (VRX) 

Volcanic Capital Corp. VOL February 01 

f-Volcanic Capital Corp. (VOL.P) 

Wavefire.com. Inc. WAF November 01 

f-Wavefire.com. Inc. (WAF.H) 

WestCan Uranium Corp. WCU May 05 


Weststar Resources Corp. WER September 28 


White Bear Resources Inc. WBR October 15 


Work Horse Capital & Strategic Acquisitions Ltd. WHC 

November 05 

f-Work Horse Capital & Strategic Acquisitions Ltd. (WHC.P) 

Yaletown Capital Corp. YCC August 05 

f-Yaletown Capital Corp. (YCC.P) 

Yangarra Resources Ltd. YGR April 30 

f-Yangarra Resources Ltd. (YAN) Basis 1:5 

Zinccorp Resources Inc. ZN October 22 


Ztest Electronics Inc. ZTE April 15 

Consolidation: 1:12

2010 Delists: TSX Venture Exchange 


AAER Inc. AAE Aug. 20 

Plan of reorganization and compromise dated July 12, 2010 

Alliance Financing Group Inc. AFG July 12 

Failure to pay their Annual Sustaining Fees 

Antigua Enterprises Inc. ANE May 03 

Amalgamation: 44016 Yukon Inc. 

Aqueous Capital Corp. AQS.P Jan. 07 

Failure to complete a QT within prescribed time frame 

Artevo Corporation AEV July 12 


Auricle Biomedical Corporation AUB.P April 19 

Amal with Decourcy Capital (DCR.P) 1:1, 

Transformative Venture (TNV.P) 

Austral Pacific Energy Ltd. APX July 12 


Berkley Resources Inc. BKS July 22 

At the request of the company 

Big Stick Media Corporation BSM July 21 


Black Marlin Energy Holdings Limited BLM Oct. 12 

Offer to Purchase: Afren plc purchasing 100% co shares 

Blackwater Capital Corp. BCC.P Mar. 11 

QT and Amalgamation to form 

Cumberland Oil & Gas Ltd. (TSXV:COG) 

Brazauro Resources Corporation BZO July 21 

Substitutional Listing: Tristar Gold Inc. (TSG) 

Broadband Learning Corporation BLC July 12 


Broadview Press Inc. BDP Mar. 24 

Failure to Maintain Exchange Requirements 

Buffalo Gold Ltd. BUF July 12 


BV! Media Inc. BVM Oct. 06 

Amalgamation with Rogers Media Inc. 

Canext Energy Ltd. CXZ April 22 

Offer to Purchase: TriOil Resources Ltd. (TOL) 

Canplats Resources Corporation CPQ Feb. 08 

Business Combination Agreement 

Canwest Global 

Communications Corp. CGS.A 

(CGS) Oct. 28 


Capital MLB Inc. MMB.P Sept. 09 

Voluntary dissolution of the Company 

Castle Gold Corporation CSG Feb. 24 

At the request of the company, take-Over bid 

Celtic Minerals Ltd. CME Aug. 30 


Central Industries Corporation Inc. CND.A July 12 


CHEQ-IT Ltd. CQT April 19 

Offer to Purchase: Tuscany International Drilling Inc. 

(TSX:TID) 

Circumpacific Energy Corporation CER Nov. 25 

Plan of arrangement with Drillsearch Energy Limited 

Consolidated 

EnviroWaste Industries Inc. CWD Mar. 04 

Plan of Arrangement between James Darby, Douglas 

Halward and 0865273 BC Ltd. 

Chapter 8 

169 

Decision Dynamics Technology Ltd. DDY May 17 

Offer to Purchase: Coreworx Inc. 

Disenco Energy PLC DIS July 12 


Dome Ventures Corporation DV.U May 04 

Amalgamation between Dome Venture 

& Subsidiary of Metaline Mining 

Dynasty Gaming Inc. DNY July 12 


Enquest Energy Services Corp. ENQ Aug. 27 

Offer to Purchase: TFI Holdings Inc. 

E-xact Transactions Ltd. EXZ Dec. 08 

Offer to Purchase 

ExelTech Aerospace Inc. XLT July 12 


Foccini International Inc. FOI May 07 


Fortune Valley Resources Inc. FVX Jan. 18 

Plan of Arrangement: Orosur Mining Inc. (OMI) 

Freewest Resources Canada Inc. FWR Jan. 29 

Completion of an arm’s length arrangement 

GA Capital Corp. GAC.P April 21 

QT Completed via Public Company Transaction 

with Xtierra Inc. (TSXV:XAG) 

General Mining Properties Ltd. GPL July 12 


Gold Summit Corporation GSM Aug. 31 

Plan of Arrangement with Crown Minerals Inc. 

to form Crown Gold Corporation 

Golden Sunset Trail Inc. GST July 12 


Greentree Gas & Oil Ltd. GGO July 12 


Intergold Ltd. IGO.A April 27 

Offer to Purchase: Intergold Acquisition Corp 

Javelin Energy Inc. JAV July 12 


Kelman Technologies Inc. KTI May 18 

Offer to Purchase: Seyco Operations Ltd. 

L1 Capital Corp. LOA.P July 23 

Amalgamation with Breaking Point 

Developments Inc. (BPD.P) 

Landis Energy Corporation LIS Mar. 30 

Offer to Purchase: AltaGas Income Trust (TSX: ALA.UN) 

Latigo Capital Corporation LTG.P Mar. 11 

QT and Amal to form Cumberland Oil & Gas Ltd. (COG) 

Leezamax Capital Corp. LZX.P July 06 

Failure to Complete a Qualifying Transaction 

Madison Energy Corp. MDC April 16 

Amalgamation: Clampett Energy Ltd. 

Medical Intelligence Technologies Inc. MIZ July 12 


MPL Communications Inc. MPZ July 12 


Nevaro Capital Corporation NVO Jan. 07 

Plan of Arrangement 

Northern Platinum Ltd. NTH Sept. 23 

Plan of Arrangement: Prophecy Resource Corp. (PCY) 

Norwall Group Inc. NGI Dec. 15 

At the request of the company

Nstein Technologies Inc. EIN April 07 

Amalgamation with 9218-8150 Qubec Inc. 

NX Phase Capital Inc. NXP July 12 


Oro Silver Resources Ltd. OSR Oct. 22 

At the request of Oro Silver Resources Ltd. 

Penfold Capital 

Acquisition II Corporation PAC.P Oct. 06 

Amalgamation 

PetroReal Energy Inc. PNI July 12 


Philex Gold Inc. PGI May 03 

Plan of Arrangement: Philex Mining Corp. and 

Philex Gold Holdings Inc. 

Prolab Technologies Inc. POB Dec. 07 


Pyramid Petroleum Inc. PYR Nov. 19 


QuStream Corporation QVC Dec. 29 


Rainy Mountain Capital Corp. RMN.P Mar. 02 


Rapid Solutions Corporation RPD July 12 


Raymor Industries Inc. RAR Feb. 10 

Completion of a Reorganization 

Red Hill Energy Inc. RH April 19 

Plan of Arrangement with Prophecy Resource Corp 

RepeatSeat Ltd. RPS July 12 


Revelation Ventures Inc. RCA.P Mar. 03 


Richards Oil & Gas Limited RIX July 12 


RoaDor Industries Ltd. RDR July 12 


Salares Lithium Inc. LIT Sept. 23 

Plan of Arrangement: Talison Lithium Limited (TSX:TLH) 

Schneider Power Inc. SNE April 21 

Offer to Purchase: Quantum Fuel Systems 

Technologies Worldwide, Inc. 

Shelton Canada Corp. STO Jan. 05 


Chapter 8 


170 

Silvermex Resources Ltd. SMR Nov. 16 

Offer to Purchase: Genco Resources Ltd. 

Spider Resources Inc. SPQ Oct. 07 


SportsClick Inc. SCV July 12 


SPVC Capital Corporation SPV.P July 09 

Failure to complete a QT within the Prescribed 

Time Period 

Stratic Energy Corporation SE Nov. 09 

Offer to Purchase: EnQuest PLC Purchasing 

99.8% of the company’s shares 

Sukari Ventures Corp. SKC.P Mar. 10 


Tagish Lake Gold Corp. TLG Dec. 24 

Offer to Purchase results from New Pacific Metals Corp. 

TayCon Capital Corporation TYC.P April 13 

Completed a QT via a Public Co Trans 

with Xtierra Inc. (XAG) 

Terminal City Capital Inc. HUB.P June 11 


Transformative Ventures Ltd. TNV.P April 19 

Amalgamation with Decourcy Capital (DCR.P) 1:1, 

Transformative Venture (TNV.P) 

Unbridled Energy Corporation UNE Feb. 16 

Offer to Purchase: Altima Resources Ltd. 

purchasing 100% of the Company’s shares 

Valentine Ventures Corp. VVN.P Mar. 11 

QT and Amalgamation to form Cumberland 

Oil & Gas Ltd. (COG) 

Warnic 1 Enterprises Ltd. WNC.P Mar. 11 

QT and Amalgamation to form Cumberland 

Oil & Gas Ltd. (TSXV:COG) 

West Hawk Development Corp. WHD July 12 


Western Canada Energy Ltd. WCE July 12 


Xcel Consolidated Ltd. XCC July 12 


Zoloto Resources Ltd. ZR July 12 

Failure to pay their Annual Sustaining Fees

2010 TSX Venture Exchange Graduates to Toronto Stock Exchange 


Artek Exploration Ltd. RTK Sept. 09 

Asia Bio-Chem Group Corp. ABC Sept. 20 

Avion Gold Corporation AVR Dec. 24 

BioExx Specialty Proteins Ltd. BXI Jan. 22 

Boyuan Construction Group Inc. BOY 

(BOY.DB) June 14 

Bridgeport Ventures Inc. BPV 

(BPV.WT) April 16 

Canada Lithium Corp. CLQ 

(CLQ.WT) June 24 

Champion Minerals Inc. CHM Sept. 27 

CIBT Education Group Inc. MBA May 26 

Cronus Resources Ltd. CZR April 19 

DeeThree Exploration Ltd. DTX Oct. 20 

Evolving Gold Corp. EVG Dec. 07 

Fortuna Silver Mines Inc. FVI Jan. 16 

Gleichen Resources Ltd. GRL Feb. 24 

Gold Wheaton Gold Corp. GLW 

(GLW.WT) Feb. 04 

Gold-Ore Resources Ltd. GOZ May 17 

Gran Colombia Gold Corp. GCM, 

GCM.WT Dec. 22 

GuestLogix Inc. GXI Mar. 01 

Chapter 8 

171 

Jayden Resources Inc. JDN Dec. 09 

JJR IV Acquisition Inc. JJV.P Mar. 03 

Mandalay Resources Corporation MND June 25 

Medicago Inc. MDG May 14 

Medoro Resources Ltd. MRS 

(MRS.WT) Oct. 20 

MTY Food Group Inc. MTY May 13 

Nico Mining Limited NCL Nov. 11 

Nyah Resources Corp. NRU Sept. 27 

Polar Star Mining Corporation PSR Nov. 22 

Primero Mining Corp. P 

(P.WT) Aug. 19 

Rockgate Capital Corp. RGT June 04 

Romarco Minerals Inc. R Nov. 19 

Salares Lithium Inc. LIT Sept. 23 

San Gold Corporation SGR Oct. 19 

Second Wave Petroleum Inc. SCS Dec. 01 

Serica Energy PLC SQZ Nov. 02 

Southern Pacific Resource Corp. STP June 03 

Tova Ventures Inc. TOV.P July 09 

Waldron Energy Corporation WDN Sept. 10 

Whitecap Resources Inc. WCP Oct. 18 

Wintraysan Capital Corp. WTS.P Jan. 11

2010 TSX Venture Exchange Companies 

That Were Acquired/Merged by Existing 

Toronto Stock Exchange Companies 


Antares Minerals Inc. ANM Dec. 21 

Offer to Purchase: First 

Quantum Minerals Ltd. (TSX:FM) 

Brett Resources Inc. BBR Aug. 25 

Offer to Purchase: Osisko 

Mining Corp. (TSX:OSK) 

Cagim Real Estate Corporation CIM June 01 

Offer and Takeover Bid: 

BTB Real Estate 

Investment Trust (TSXV:BTB.DB) 

Excelsior Energy Limited ELE Nov. 18 

Offer to Purchase: Athabasca O 

il Sands Corp. (TSX:ATH) 

Garson Gold Corp. GG May 05 

Plan of Arrangement: Alexis 

Minerals Corporation (TSX:AMC) 

Golden Goose Resources Inc. GGR Dec. 29 

Arrangement with Kodiak 

Exploration Limited.(TSXV:KXL) 

Kernow Resources & 

Developments Ltd. KRD Mar. 08 

Amalgamation: Galena International 

Resources Ltd. (TSXV:GTO) 

Louvem Mines Inc. LOV July 07 

Amalgamation: Richmont 

Mining Inc. (TSX:RIC) 

Nayarit Gold Inc. NYG Aug. 09 

Business Combination with 

Capital Gold Corp.(TSX:CGC) 

Nexstar Energy Ltd. NXE.A Feb. 23 

Plan of Arrangement: Result 

Energy Inc. (TSXV:RTE) 

North Peace Energy Corp. NPE Nov. 29 

Offer to Purchase: Southern 

Pacific Resource Corp. (TSX:STP) 

Overland Realty Limited OVL Mar. 17 

Offer to Purchase: Cominar Real 

Estate Investment Trust (TSX:CUF.DB) 

Radius Resources Corp. RAX May 27 

Offer to Purchase: Argosy 

Energy Inc. (TSX:GSY) 

Chapter 8 

172 

Redcliffe Exploration Inc. RXP.A July 12 

Offer to Purchase: Paramount 

Resources Ltd. (TSX:POU) 

Result Energy Inc. RTE April 08 

Plan of Arrangement: PetroBakken 

Energy Ltd. (TSX:PBN) 

Rolling Rock Resources Corporation RLL Dec. 17 

Amalgamation with Mega 

Precious Metals Inc. (TSXV:MGP) 

Ryland Oil Corporation RYD Aug. 24 

Offer to Purchase: Crescent 

Point Energy Corp. (TSX:CPG) 

Sierra Geothermal Power Corp. SRA Sept. 02 

Plan of Arrangement: Ram 

Power Corp. (TSX:RPG) 

Stonefire Energy Corp. SFE.A 

(SFE.B) Jan. 19 

Offer to Purchase: Angle 

Energy Inc. (TSX:NGL) 

Swift Power Corp. SPC Aug. 27 

Offer to Purchase: 

Fort Chicago Pipelines 

(Canada) Ltd. (TSX:FCE.UN) 

Terrane Metals Corp. TRX Oct. 29 

Plan of Arrangement: Thompson Creek 

Metals Corp. (TSX:TRX) 

Underworld Resources Inc. UW July07 

Offer to Purchase: Kinross 

Gold Corporation (TSX:K) 

Vault Minerals Inc. VMI April 26 

Business combination 

Queenston Mining Inc. (TSX:QMI) 

Ventura Gold Corp. VGO Jan. 21 

Offer to Purchase: International 

Minerals Corp. (TSX:IMZ) 

X-Ore Resources Inc. XOR Jan. 21 

Amalgamation with Blue Note 

Mining Inc. (TSXV:BNT)

2010 Venture Transfers to NEX 


Abode Mortgage Holdings Corp. ABD.H Aug. 26 

Accend Capital Corporation ADP.H Oct. 08 

Alert B&C Corporation ACB.H Dec. 06 

Altek Power Corporation APK.H May 19 

Atlantic Industrial Minerals Inc. ANL.H Oct. 29 

AXEA Capital Corp. XEA.H Dec. 06 

Axiotron Corp. AXO.H Dec. 16 

Ballyliffin Capital Corp. BLL.H Jan. 06 

Bassett Media Group Corp. BMG.H Nov. 22 

Benzai Capital Corp. BNZ.H July 16 

Blue Cove Capital Corp. BCV.H July 06 

BRS Ventures Ltd. BRV.H July 28 

Cadman Resources Inc. CUZ.H Dec. 13 

Capstock Financial Inc. CPK.H July 05 

Carlaw Capital III Corp. CW.H Oct. 19 

Cash Canada Group Ltd. CUL.H Jan. 07 

Catalina Energy Corp. CEA.H May 13 

CellStop Systems Inc. KNO.H July 02 

Chairman Capital Corp. CMN.H Feb. 26 

Chesstown Capital Inc. CHC.H July 08 

Cinema Internet Networks Inc. CWK.H July 08 

Digger Resources Inc. DIG.H Feb. 25 

Downtown Industries Ltd. DWN.H July 13 

Drake Energy Ltd. DPE.H Sept. 23 

Echelon Capital Corporation ECO.H June 25 

Echo Energy Canada Inc. EEI.H Dec. 17 

EcoMax Energy Services Ltd. EES.H Aug. 05 

Electric-Spin Ltd. ESC.H Nov. 22 

Fibresources Corporation FB.H Jan. 28 

First Narrows Resources Corp. UNO.H Feb. 01 

Fitch Street Capital Corp. FSC.H Oct. 26 

Genius World Investments Limited GNW.H May 13 

Giga Capital Corporation GIG.H July 05 

Glenthorne Enterprises Inc. GLT.H July 29 

Global Development 

Resources, Inc. $US GDV.H April 16 

Green Park Capital Corp. GRP.H Oct. 19 

Hydralogic Systems Inc. HLS.H Oct. 07 

Impax Energy Services Income Trust MPX.H Feb. 01 

Intercable ICH Inc. ICH.H Dec. 06 

INTERCAP eCommerce Inc. IEG.H Aug. 16 

ITOK Capital Corp. ITK.H Aug. 11 

Jenex Corporation (The) JEN.H Dec. 09 

KCC Capital Corporation KIC.H July 06 

Lander Energy Corporation LAE.H July 05 

Landstar Properties Inc. LPI.H April 16 

Madeira Minerals Ltd. MDE.H June 10 

Maskal Energy Ltd. MMK.H Mar. 26 

Moneda Resources Limited PXK.H July 12 

2010 Transfers from TSX to NEX 

Montreux Capital Corp. MRX.H Oct. 07 

Mystique Energy, Inc. MYS.H April 09 

Neo Alliance Minerals Inc. NAM.H Feb. 01 

New Horizon Uranium Corporation NHU.H Aug. 20 

Oculus Ventures Corporation OVX.H July 19 

Oil Optimization Inc. OOI.H July 07 

Oilexco Incorporated OIL.H Feb. 25 

Orient Venture Capital Inc. OVC.H June 09 

OutdoorPartner Media Corporation OPX.H Feb. 12 

Pacific Imperial Mines Inc. PPM.H Feb. 01 

Panda Capital Inc. PDA.H July 02 

Pedro Resources Ltd. PED.H Sept. 30 

Pharmeng International Inc. PII.H Sept. 02 

Phoenician Fund Corporation I (The) PO.H Feb. 9 

Pigboss Follow-up Growth Inc. PIG.H Nov. 25 

Pixman Nomadic Media Inc. PMN.H Feb. 09 

Planet Organic Health Corp. POH.H Aug. 18 

Portia Exploration Ltd. PEL.H Aug. 20 

Power Tech Corporation Inc. PWB.H Dec. 20 

Precision Enterprises Inc. PSC.H Feb. 03 

Prime City One Capital Corp. PMO.H Mar. 23 

Prosys Tech Corporation POZ.H Oct. 22 

Pulse Capital Corp. PUL.H Jan. 29 

Rain Resources Inc. RAN.H July 05 

Rapid Brands Inc. RAP.H June 21 

Rattlesnake Ventures Inc. RVI.H Nov. 24 

Sagittarius Capital Corp. SCX.H June 25 

Savary Capital Corp. SCA.H Aug. 19 

Schwabo Capital Corporation SBO.H June 30 

Sereno Capital Corporation SZZ.H June 28 

Sheen Resources Ltd. SHN.H Aug. 10 

Shelby Ventures Inc. SLY.H July 05 

Silex Ventures Ltd. SXX.H Aug. 17 

Spring & Mercer Capital Corp. SPN.H Mar. 08 

Summus Capital Corp. SS.H Oct. 26 

Sun Red Capital Corporation SSQ.H Jan. 18 

Toptent Inc. TPT.H Feb. 09 

Toxin Alert Inc. TOX.H Dec. 07 

Triwood Capital Corp. TRD.H Dec. 24 

Valiant Minerals Ltd. VTM.H July 05 

Valor Ventures Inc. VLR.H Feb. 11 

Vatic Ventures Corp. VCV.H Sept. 15 

VR Interactive Corporation VRI.H Feb. 18 

Woodrose Corporation WRS.H Oct. 12 

Yangtze Telecom Corp. SMS.H April 12 

York Ridge Lifetech Inc. YRL.H Sept. 07 

ZEOX Corporation ZOX.H Dec. 14 

ZZZ Capital Corp. ZAP.H July 05 


Bradmer Pharmaceuticals Inc. BMR.H Mar. 29 

Coalcorp Mining Inc. CCJ.H/ 

CCJ.WT.H/ 

CCJ.WT.K/ 

CCJ.WT.X Aug. 17 

First Metals Inc. FMA.H Sept. 28 

Chapter 8 

173 

Medicure Inc. MPH.H Mar. 29 

Orbus Pharma Inc. ORB.H Jan. 04 

PetroCorp Group Inc. PCG.H Jan. 18 

Voice Mobility International, Inc. VMY.H Aug. 03 

Zuni Holdings Inc. ZNI.H Aug. 05

2010 Symbol Changes : NEX 


Abode Mortgage Holdings Corp. ABD.H Aug. 26 

f-Abode Mortgage Holdings Corp. (ABD) 

Accend Capital Corporation ADP.H Oct. 08 

f-Accend Capital Corporation (ADP.P) 

Alert B&C Corporation ACB.H Dec. 06 

f-Alert B&C Corporation (ACB) 

Altek Power Corporation APK.H May 19 

f-Altek Power Corporation (APK) 

Atlantic Industrial Minerals Inc. ANL.H Oct. 29 

f-Atlantic Industrial Minerals Inc. (ANL) 

AXEA Capital Corp. XEA.H Dec. 06 

f-AXEA Capital Corp. (XEA.P) 

Axiotron Corp. AXO.H Dec. 16 

f-Axiotron Corp. (AXO) 

Ballyliffin Capital Corp. BLL.H Jan. 06 

f-Ballyliffin Capital Corp. (BLL.P) 

Bassett Media Group Corp. BMG.H Nov. 22 

f-Bassett Media Group Corp. (BMG) 

Benzai Capital Corp. BNZ.H July 16 

f-Benzai Capital Corp. (BNZ.P) 

Blue Cove Capital Corp. BCV.H July 06 

f-Blue Cove Capital Corp. (BCV.P) 

BRS Ventures Ltd. BRV.H July 28 

f-BRS Ventures Ltd. (BRV.P) 

Cadman Resources Inc. CUZ.H Dec. 13 

f-Cadman Resources Inc. (CUZ.P) 

Capstock Financial Inc. CPK.H July 05 

f-Capstock Financial Inc. (CPK.P) 

Carlaw Capital III Corp. CW.H Oct. 19 

f-Carlaw Capital III Corp. (CW.P) 

Cash Canada Group Ltd. CUL.H Jan. 07 

f-Cash Canada Group Ltd. (CUL) 

Catalina Energy Corp. CEA.H May 13 

f-Catalina Energy Corp. (CEA) 

CellStop Systems Inc. KNO.H July 02 

f-CellStop Systems Inc. (KNO) 

Cellstop Systems Inc. KNO.H Aug. 25 


Chairman Capital Corp. CMN.H Feb. 26 

f-Chairman Capital Corp. (CMN.P) 

Cheetah Ventures Ltd. CHV.H Sept. 13 


Chesstown Capital Inc. CHC.H July 08 

f-Chesstown Capital Inc. (CHC.P) 

Cinema Internet Networks Inc. CWK.H July 08 

f-Cinema Internet Networks Inc. (CWK) 

Cobre Exploration Corp. CKB.H Feb. 03 

f-Cobre Exploration Corp. (CXV.H) Basis 1:3 

Digger Resources Inc. DIG.H Feb. 25 

f-Digger Resources Inc. (DIG) 

Drake Energy Ltd. DPE.H Sept. 23 

f-Drake Energy Ltd. (DPE) 

Echelon Capital Corporation ECO.H June 25 

f-Echelon Capital Corporation (ECO.P) 

Echo Energy Canada Inc. EEI.H Dec. 17 

f-Echo Energy Canada Inc. (EEI) 

EcoMax Energy Services Ltd. EES.H Aug. 05 

f-EcoMax Energy Services Ltd. (EES) 

Electric-Spin Ltd. ESC.H Nov. 22 

f-Electric-Spin Ltd. (ESC) 

Chapter 8 

174 

Fibresources Corporation FB.H Jan. 28 

f-Fibresources Corporation (FB) 

First Narrows Resources Corp. UNO.H Feb. 01 

f-First Narrows Resources Corp. (UNO) 

Fitch Street Capital Corp. FSC.H Oct. 26 

f-Fitch Street Capital Corp. (FSC.P) 

Genius World Investments Limited GNW.H May 13 

f-Genius World Investments Limited (GNW.P) 

Giga Capital Corporation GIG.H July 05 

f-Giga Capital Corporation (GIG.P) 

Glenthorne Enterprises Inc. GLT.H July 29 

f-Glenthorne Enterprises Inc. (GLT.P) 

Global Development 

Resources, Inc. $US GDV.H April 16 

f-Global Development Resources, Inc. $US (GDV.U) 

Green Park Capital Corp. GRP.H Oct. 19 

f-Green Park Capital Corp. (GRP.P) 

Hydralogic Systems Inc. HLS.H Oct. 07 

f-Hydralogic Systems Inc. (HLS) 

Impax Energy Services Income Trust MPX.H Feb. 01 

f-Impax Energy Services Income Trust (MPX.UN) 

Intercable ICH Inc. ICH.H Dec. 06 

f-Intercable ICH Inc. (ICH) 

INTERCAP eCommerce Inc. IEG.H Aug. 16 

f-INTERCAP eCommerce Inc. (IEG) 

International LMM Ventures Corp. LMM.H Jan. 04 

Stock Split 5:1 

ITOK Capital Corp. ITK.H Aug. 11 

f-ITOK Capital Corp. (ITK.P) 

KCC Capital Corporation KIC.H July 06 

f-KCC Capital Corporation (KIC.P) 

Lander Energy Corporation LAE.H July 05 

f-Lander Energy Corporation (LAE.P) 

Landstar Properties Inc. LPI.H April 16 

f-Landstar Properties Inc. (LPI) 

Madeira Minerals Ltd. MDE.H June 10 

f-Madeira Minerals Ltd. (MDE.P) 

Maskal Energy Ltd. MMK.H Mar. 26 

f-Maskal Energy Ltd. (MMK) 

Moneda Resources Limited PXK.H July 12 

f-Moneda Resources Limited (PXK.P) 

Montreux Capital Corp. MRX.H Oct. 07 

f-Montreux Capital Corp. (MRX.P) 

Mystique Energy, Inc. MYS.H April 09 

f-Mystique Energy, Inc. (MYS) 

Neo Alliance Minerals Inc. NAM.H Feb. 01 

f-Neo Alliance Minerals Inc. (NAM) 

New Horizon Uranium Corporation NHU.H Aug. 20 

f-New Horizon Uranium Corporation (NHU) 

Oculus Ventures Corporation OVX.H July 19 

f-Oculus Ventures Corporation (OVX.P) 

Oil Optimization Inc. OOI.H July 07 

f-Oil Optimization Inc. (OOI.P) 

Oil Optimization Inc. OOI.H Nov. 01 

Stock Split: 1.8:1 

Oilexco Incorporated OIL.H Feb. 25 

f-Oilexco Incorporated (OIL) 

Orient Venture Capital Inc. OVC.H June 09 

f-Orient Venture Capital Inc. (OVC.P)

OutdoorPartner Media Corporation OPX.H Feb. 12 

f-OutdoorPartner Media Corporation (OPX) 

Pacific Imperial Mines Inc. PPM.H Feb. 01 

f-Pacific Imperial Mines Inc. (PPM) 

Panda Capital Inc. PDA.H July 02 

f-Panda Capital Inc. (PDA.P) 

Pharmeng International Inc. PII.H Sept. 02 

f-Pharmeng International Inc. (PII) 

Pigboss Follow-up Growth Inc. PIG.H Nov. 25 

f-Pigboss Follow-up Growth Inc. (PIG) 

Pixman Nomadic Media Inc. PMN.H Feb. 09 

f-Pixman Nomadic Media Inc. (PMN) 

Planet Organic Health Corp. POH.H Aug. 18 

f-Planet Organic Health Corp. (POH) 

Portia Exploration Ltd. PEL.H Aug. 20 

f-Portia Exploration Ltd. (PEL.P) 

Power Tech Corporation Inc. PWB.H Dec. 20 

f-Power Tech Corporation Inc. (PWB) 

Precision Enterprises Inc. PSC.H Feb. 03 

f-Precision Enterprises Inc. (PSC.P) 

Prime City One Capital Corp. PMO.H Mar. 23 

f-Prime City One Capital Corp. (PMO) 

Prosys Tech Corporation POZ.H Oct. 22 

f-Prosys Tech Corporation (POZ) 

Pulse Capital Corp. PUL.H Jan. 29 

f-Pulse Capital Corp. (PUL.P) 

Rain Resources Inc. RAN.H July 05 

f-Rain Resources Inc. (RAN.P) 

Rapid Brands Inc. RAP.H June 21 

f-Rapid Brands Inc. (RAP) 

Rattlesnake Ventures Inc. RVI.H Nov. 24 

f-Rattlesnake Ventures Inc. (RVI.P) 

Sagittarius Capital Corp. SCX.H June 25 

f-Sagittarius Capital Corp. (SCX.P) 

Savary Capital Corp. SCA.H Aug. 19 

f-Savary Capital Corp. (SCA.P) 

Schwabo Capital Corporation SBO.H June 30 

f-Schwabo Capital Corporation (SBO.P) 

Sereno Capital Corporation SZZ.H June 28 

f-Sereno Capital Corporation (SZZ.P) 

Sheen Resources Ltd. SHN.H Aug. 10 

f-Sheen Resources Ltd. (SHN) 

Chapter 8 


175 

Shelby Ventures Inc. SLY.H July 05 

f-Shelby Ventures Inc. (SLY.P) 

Silex Ventures Ltd. SXX.H Aug. 17 

f-Silex Ventures Ltd. (SXX.P) 

Spring & Mercer Capital Corp. SPN.H Mar. 08 

f-Spring & Mercer Capital Corp. (SPN.P) 

Summus Capital Corp. SS.H Oct. 26 

f-Summus Capital Corp. (SS.P) 

Sun Red Capital Corporation SSQ.H Jan. 18 

f-Sun Red Capital Corporation (SSQ.P) 

Tapestry Resource Corp. TPR.H June 11 


The Jenex Corporation JEN.H Dec. 09 

f-The Jenex Corporation (JEN) 

The Phoenician Fund Corporation I PO.H July 08 

f-The Phoenician Fund Corporation I (PO.P) 

Toptent Inc. TPT.H Feb. 09 

f-Toptent Inc. (TPT) 

Toxin Alert Inc. TOX.H Dec. 07 

f-Toxin Alert Inc. (TOX) 

Triwood Capital Corp. TRD.H Dec. 24 

f-Triwood Capital Corp. (TRD.P) 

Valiant Minerals Ltd. VTM.H July 05 

f-Valiant Minerals Ltd. (VTM.P) 

Valor Ventures Inc. VLR.H Feb. 11 

f-Valor Ventures Inc. (VLR.P) 

Vatic Ventures Corp. VCV.H Sept. 15 

f-Vatic Ventures Corp. (VCV.P) 

VR Interactive Corporation VRI.H Feb. 18 

f-VR Interactive Corporation (VRI) 

Woodrose Corporation WRS.H Oct. 12 

f-Woodrose Corporation (WRS) 

Yangtze Telecom Corp. SMS.H April 12 

f-Yangtze Telecom Corp. (SMS) 

York Ridge Lifetech Inc. YRL.H Sept. 07 

f-York Ridge Lifetech Inc. (YRL.P) 

ZEOX Corporation ZOX.H Dec. 14 

f-ZEOX Corporation (ZOX) 

ZZZ Capital Corp. ZAP.H July 05 

f-ZZZ Capital Corp. (ZAP.P)

2010 Delists and Graduations: NEX 


Affinor Resources Inc. AFI.H June 09 

Failure to pay quarterly 

NEX Listing Maintenance Fee 

Archangel Diamond Corporation AAD.H June 07 


Biophage Pharma Inc. BUG.H June 09 



Cadre Resources Ltd. CSL.H June 09 



Campbell Resources Inc. CCH.H Mar. 01 



Consolidated Ecoprogress 

Technology Inc. CES.H Mar. 01 



Canadian Prodigy 

Capital Corporation PDI.H July 13 

QT Completed. A new 

subsidiary has been created. 

Cash Canada Group Ltd. CUL.H Oct. 29 



Cybersurf Corp. CY.H June 09 



Diamond Hawk Mining Corp. DMD.H June 09 



Dynastar Inc. DDC.H June 09 



Emerald Isle Resources Inc. EIR.H June 09 



First Narrows Resources Corp. UNO.H Oct. 29 



Forest & Marine Investments Ltd. FME.H June 09 



Global Alternative Investments Inc. GLI.H Oct. 01 


Golden Hat Resources Inc. GHA.H Mar. 01 



HLD Land Development 

Limited Partnership HLD.UN.H Nov. 23 


Impax Energy Services 

Income Trust MPX.H Oct. 29 



JER Envirotech International Corp. JER.H June 09 


Chapter 8 

176 


Mahalo Energy Ltd. CBM.H Oct. 11 


Minterra Resource Corp. MTR.H June 09 



MPAC Industries Corporation MPN.H June 09 



Motionsphere Capital Inc. MSL.H Oct. 01 


Nexient Learning Inc. NXL.H Mar. 01 



Pebercan Inc. PBC.H Mar. 08 


Pixman Nomadic Media Inc. PMN.H Oct. 29 



Production Enhancement Group, Inc. WIS.H Oct. 29 



PsiNaptic Inc. PST.H Oct. 29 



Silver Recycling Company Inc. (The) TSR.H June 09 



Specialty Foods Group Income Fund HAM.UN.H Mar. 01 



Stone Mountain Holdings Inc. SMO.H June 09 



Stralak Resources Inc. SRK.H June 09 



Strategic Resource 

Acquisiton Corporatiion SRZ.H May 31 


Turnkey E&P Inc. TKY.H June 09 



Universal Infrastructure Corp. UIC.H Oct. 01 

At the request of the company. 

Visionwall Incorporated VWL.H Mar. 01 



Winfield Resources Limited WWF.H Oct. 29 



Yaletown Entertainment Corp. ECY.H July 23 


Yukon Gold Corporation YK.H April 08 

Failure to pay NEX Listing 

Maintenance Fee

Graduations to TSX Venture 


Agrotech Greenhouses Inc. AGV.H April 30 

Graduation to TSX Venture Exchange 

AirIQ Inc. IQ.H Feb. 12 


Avalite Inc. ALV.H July 22 


Aztek Energy Ltd. AZT.H Jan. 21 

Graduation to TSX Exchange 

Balmoral Resources Ltd. BAR.H Nov. 12 


Border Petroleum Inc. BOP.H Sept. 14 


Butler Resource Corp. BTD.H Feb. 25 


Canamex Silver Corp. CSQ.H Oct. 18 


Chairman Capital Corp. CMN.H Oct. 04 


Champlain Resources Inc. CPL.H Sept. 24 


Cobre Exploration Corp. CKB.H Dec. 03 


Communications DVR Inc. DVR.H Aug. 26 


Compass Gold Corporation CVB.H April 13 


Costa Energy Inc. CEQ.H Jan. 20 


Dawson Gold Corp. DYU.H Nov. 08 


Duncan Park Holdings Corporation DPH.H Nov. 08 


Eacom Timber Corporation ETR.H Mar. 08 


East West Petroleum Corp. EW.H Oct. 01 


First Pursuit Ventures Ltd. FPV.H Feb. 04 


Glenthorne Enterprise Inc. GLT.H Dec. 14 


Chapter 8 

177 

Harmony Gold Corp. H.H Mar. 08 


HSF Capital Corporation HSF.H May 05 


Jalna Minerals Ltd. JMA.H Oct. 01 


JYW Capital Corp. JYW.H May 18 


Lagasco Corp. LCO.H June 21 


Legion Resources Corp. LR.H July 15 


New Meridian Mining Corp. NWC.H April 07 


Newstrike Capital Inc. NES.H Feb. 24 


Ocean Park Ventures Corp. OCP.H Mar. 16 


Oil Optimization Inc. OOI.H Nov. 05 


Peninsula Resources Ltd. PNU.H Oct. 06 


Ranger Energy Ltd. RGG July 23 


Stone Resources Limited SRH.H Mar. 23 


SUB Capital Inc. SUB.H Sept. 24 


Sun Red Capital Corporation SSQ.H May 31 


Tapestry Resource Corp. TPR.H Aug. 24 


Touchstone Resources Ltd. TCH.H July 06 


Washmax Corp. WMC.H Feb. 09 


Wavefire.com. Inc. WAF.H Nov. 01 


Willowstar Capital Inc. WWM.H June 10 

Graduation to TSX Venture Exchange

2010 Name Changes & Stock Splits : NEX 


Atlantis Systems Corp. AIQ.H Nov. 30 


Balmoral Resources Ltd. BAR.H Mar. 29 

f-Great Southern 

Enterprises Corp. (GSR.H) Basis 1:15 

Chantrell Ventures Corp. CV.H Aug. 31 

f-Tiger Pacific Mining Corp. 

(TPM.H) Basis 1:2.5 

Chelsea Minerals Corp. CCC.H Jan. 20 

f-Consolidated Global Cable 

Systems Inc. (GCS.H) Basis 1:1 

Colossal Resources Corp. CIA.H June 07 

f-Blue Diamond Mining 

Corporation (BDM.H) Basis 1:25 

Dawson Gold Corp. DYU.H Aug. 10 

f-Uldaman Capital Corp. 

(ULD.H) Basis 1:2 

Downtown Industries Ltd. DWN.H July 13 

f-Ameriplas Holdings Ltd. 

(AHL) Basis 1:20 

East West Petroleum Corp. EW.H Aug. 10 

f-Avere Energy Inc. (AVO.H) Basis 1:1 

Emperor Minerals Ltd. EM.H Oct. 21 

f-Cheetah Ventures Ltd. 

(CHV.H) Basis 1:1 

GDV Resources Inc. GDV.H Dec. 21 

f-Global Development Resources, Inc. 

$US (GDV.H) Basis 1:3 

Chapter 8 

178 

Genview Capital Corp. GVW.H July 08 

f-Spring & Mercer Capital 

Corp. (SPN.H) Basis 1:1 

Inform Resources Corp. IRR.H Nov. 04 

f-Downtown Industries Ltd. 

(DWN.H) Basis 2:1 

Legion Resources Corp. LR.H Feb. 22 

f-International Kirkland 

Minerals Inc. (IKI.H) Basis 1:7 

Loyalist Group Limited LOY.H June 24 

f-The Loyalist Insurance 

Group Limited (LOY.H) 

Orbus Pharma Inc. ORB.H Mar. 24 


Pedro Resources Ltd. PED.H Sept. 30 

f-BasicGov Systems, Inc. (BSG) 

RAP Acquisition Corp. RAP.H Aug. 27 

f-Rapid Brands Inc. (RAP.H) 

Basis 1:1 

Synergy Acquisition Corp. SAQ.H Dec. 20 

f-Neo Alliance Minerals Inc. 

(NAM.H) Basis 1:1 

Windamere Ventures Ltd. WV.H Aug. 27 

f-Advanced Vision Systems 

Corp. (AVD.H) Basis 1:4

Chapter 8 


2010 Equity Financings Summary 

Equity Financings Summary: Year-To-Date 

No. 2010 $ 2009 $ Change 

Initial Public Offerings 142 332,572,254 90,299,582 +268.3% 

Public Offerings 100 3,106,749,596 936,732,315 +231.7% 

Private Placements 2,361 6,392,425,365 3,816,686,090 + 67.5% 

Total Financings 2,603 9,831,747,215 4,843,717,986 +103.0% 

Equity Financings: By Month 

Total Initial Public Public Private 

Financings Offering Offering Placements 

Jan. 693,757,431 17,937,331 39,170,181 636,649,919 

Feb. 381,399,158 13,967,040 114,625,111 252,807,007 

Mar. 629,554,065 5,934,440 202,661,184 420,958,441 

April 743,002,797 17,418,700 231,078,137 494,505,960 

May 722,280,343 58,723,950 123,453,788 540,102,605 

June 502,666,368 7,698,047 162,191,100 332,777,221 

July 1,183,591,851 14,927,050 532,636,517 636,028,283 

Aug. 411,975,726 2,841,137 131,362,150 277,772,439 

Sept. 554,485,520 7,023,050 174,762,010 372,700,460 

Oct. 765,898,499 7,909,674 267,312,288 490,676,537 

Nov. 1,513,819,304 84,124,500 538,736,253 890,958,551 

Dec. 1,729,316,154 94,067,335 588,760,877 1,046,487,942 

Totals 9,831,747,215 332,572,254 3,106,749,596 6,392,425,365 

Equity Financings: By Industry (millions) 



Comm. & Media – – 25.0 25.0 

Cleantech 4.2 53.7 124.8 182.7 

CPC 40.3 5.6 15.6 61.5 

Diversified Industries 5.0 226.1 111.3 342.4 

ETFS – – – – 

Financial Services – – 46.3 46.3 

Forest Products – 15.6 151.1 166.7 

Life Sciences – 49.2 61.2 110.4 

Manufacturing – 21.1 25.4 46.5 

Mining 106.5 1,090.0 4,069.7 5,266.2 

Oil & Gas 170.3 1,524.9 1,603.9 3,299.1 

Other – – 8.7 8.7 

Real Estate – 112.5 50.8 163.2 

Structured Products – – – – 

Technology 6.2 8.0 98.7 112.9 

Utilities & Pipelines – – – – 

TOTAL 332.6 3,106.7 6,392.4 9,831.7 

179

Chapter 8 

NEX 2010 

Equity Financings Summary: Year-To-Date 

No. 2010 2009 Change 

Initial Public Offerings – – – n/a 

Public Offerings – – – n/a 

Private Placements 54 68,742,648 219,196,818 -68.6% 

Total Financings 54 68,742,648 219,196,818 -68.6% 

Equity Financings: By Month 



Jan. $ 24,561,687 $ 24,561,687 

Feb. $ 5,920,000 $ 5,920,000 

Mar. $ 12,397,629 $ 12,397,629 

April $ 2,747,500 $ 2,747,500 

May $ 6,006,125 $ 6,006,125 

June $ 2,100,000 $ 2,100,000 

July $ 5,637,666 $ 5,637,666 

Aug. $ 1.623,424 $ 1,623,424 

Sept. $ 2,081,966 $ 2,081,966 

Oct. $ 860,000 $ 860,000 

Nov. $ 1,369,200 $ 1,369,200 

Dec. $ 3,437,450 $ 3,437,450 

Totals $ 68,742,648 $ 68,742,648 

Equity Financings: By Industry 



Capital Pool Company 2,220,999.20 

Diversified Industries 1,453,666.05 

Forest Products 3,000,000.00 

Life Sciences 499,999.92 

Manufacturing 2,507,849.41 

Mining 28,052,766.96 

Oil & Gas 27,113,969.32 

Other 387,450.00 

Real Estate 622,500.00 

Technology 2,883,447.15 

TOTAL 68,742,648.00 

180

� The Board of Directors 

� Senior Management 

Chapter 9 

Chapter 9 

� Guide to Participating Organizations and Member Firms 

181

Chair 

Wayne C. Fox 

Corporate Director 

Directors 

Tullio Cedraschi 


Raymond Chan 

Executive Chairman 

Baytex Energy Trust 

Denise Chicoyne 


John A. Hagg 

Chairman of the Board 

Strad Energy Services Ltd. . 

Harry A. Jaako 

President 

Discovery Capital Management 

Corp. 

Chapter 9 

The Board of Directors 

Thomas Kloet 

CEO 

TMX Group Inc. 

J. Spencer Lanthier 


Jean Martel 

Senior Partner 

Barrister & Solicitor 

Lavery, de Billy 

John P. Mulvihill 

CEO and Chairman 

Mulvihill Capital Management Inc. 

182 

Kathleen M. O’Neill 


Gerri B. Sinclair 

Executive Director 

Centre for Digital Media 

Jean Turmel 

President 

Perseus Capital Inc. 

Laurent Verreault 

Chief Executive Officer and 

Chairman 

of the Board of Directors 

GLV Inc.

Kevan Cowan 

President, TSX Markets 

and Group Head of Equities 

Mary Lou Hukezalie 

VP, Group Head of HR 

TMX Group 

Sharon Pel 

Senior VP 

Group Head of Legal 

and Business Affairs 

TMX Group 

Chapter 9 

Senior Management 

Thomas Kloet 

Chief Executive Officer 

TMX Group 

Robert Fotheringham 

Senior VP Equities Trading 

TMX Group 

Peter Krenkel 

President 

NGX 

Michael Ptasznik 

Chief Financial Officer 

TMX Group 

183 

Brenda Hoffman 

Senior VP Group Head of IT 

TMX Group 

Alan Miquelon 

President and CEO 

Montreal Exchange 

TMX Group 

Eric Sinclair 

President 

TMX Datalinx and Group 

Head of Data Services

Acker Finley Inc. (132) 

416-777-9005 

-institutional trading 

-portfolio management 

-research 

-retail, full services 

Acumen Capital Finance Partners 

Limited (200) 

416-571-0300 

-corporate finance 

-equity trading 

-fixed income trading 

-mutual fund trading 

-portfolio management (individuals) 

-retail, full service 

AltaCorp Capital Inc. (003) 

403-539-8602 

Altus Securities Inc. (201) 

403-369-9211 




-options trading 


Assante Capital Management Ltd. 

(203) 

416-348-9994 



Barlcays Capital Canada Inc. (090) 

416-863-8900 

BBS Securities Inc. (028) 

416-235-0200 

Beacon Securities Ltd. (087) 

902-423-1260 

Blackwatch Capital Corp. (096) 

416-597-3131 

Chapter 9 

Guide to Participating Organizations 

and Member Firms 

BMO Nesbitt Burns Inc. (009) 

416-359-4000 

-clearing 


-equity, fixed income, pro 

institutional, liability (trading) 

-futures, options trading 

-jitneying 




Brant Securities Limited (071) 

416-596-4545 








Brockhouse and Cooper Inc. (021) 

514-932-7171 


Burgeonvest Securities Limited 

(256) 

905-528-6505 


-equity research 







Byron Securities Ltd. (063) 

416-867-9800 

184 

Caldwell Securities Ltd. (043) 

416-862-7755 







Cannacord Genuity Corp. (033) 

604-643-7300 


-equity, fixed income, futures, 

institutional, mutual fund, options 

(trading) 



Cantor Fitzgerald Canada 

Corporation (061) 

416-350-1203 

-institutional sales and trading 

-investment banking 

-mergers and acquisitions 


-private placements 

-initial public offerings 

Casimir Capital Ltd. (029) 

416-628-3757 


-initial Public offerings 



-mergers and acquisitions 

-private placements 

CIBC World Markets Inc. (079) 

416-594-7000 


-equity, fixed income, institutional, 

mutual fund (trading) 

-futures and options trading 


-retail, discount and full service

Citadel Securities Inc. (299) 

Citigroup Global Markets Canada 

Inc. (123) 

416-866-2300 



Clarus Securities Inc. (024) 

416-343-2777 


-institutional sales 



Commission Direct Inc. (026) 

416-842-4200 


Cormark Securities Inc. (073) 

416-362-7485 


-institutional, pro trading 

-liability trading 



Credit Suisse Securities (Canada) 

Inc. (072) 

416-352-4500 



-research 

CTI Capital Inc. (032) 

514-861-3500 

-capital pool companies 


-equity, fixed income, mutual fund 

(trading) 



D& D Securities Company (031) 

416-363-0201 





Desjardins Securities Inc. (019) 

514-987-1749 



mutual fund, option trading 

-retail, discount 


Chapter 9 

Deutsche Bank Securities Limited 

(051) 

416-682-8000 


-equity, fixed income, foreign 

exchange, futures, institutional, 

mutual fund, options trading 

Dundee Securities Corporation 

(027) 

416-350-3250 

-clearing 



exchange, institutional, liability, 

mutual fund, pro, options (trading) 

-portfolio management, individuals 

only 


e3m Investments Inc. (030) 

416-972-7490 


-futures trading 


Edward Jones (56) 

905-306-8600 


Emerging Equities Inc. (218) 

403-216-8200 

Fidelity Clearing Canada ULC 

(022) 

416-987-7017 

-execution, clearing and custody 

FIN-XO Securities Inc. (220) 

514-875-5822 



-equity, fixed income, mutual fund, 

options (trading) 


First Energy Capital Corp. (010) 

403-262-0600 



liability, mutual fund, pro (trading) 


185 

Foster & Associates Financial 

Services Inc. (204) 

416-369-1980 



exchange, mutual fund, options 

(trading) 



Fraser Mackenzie Ltd. (111) 

416-955-4777 





-exchange sponsorship services 

-initial public offerings 


Friedberg Mercantile Group (035) 

416-364-1171 



-foreign exchange trading 







Global Maxfin Capital Inc. (042) 

416-741-1445 






Global Securities Corporation 

(054) 

604-443-5400 








-retail, full service

GMP Securities L.P. (074) 

416-367-8600 




-pro trading 

Goldman Sachs Canada Inc. (065) 

416-343-8900 



exchange, futures, institutional, 

mutual fund, options, trading 


Hampton Securities Limited (094) 

416-862-7800 







-pro trading 


Haywood Securities Inc. (062) 

604-697-7100 

-clearing 



liability, mutual fund, options, pro 

trading 

-jitneying 


HSBC Securities (Canada) Inc. 

(081) 

416-868-7800 



mutual fund, (trading) 




Independent Trading Group (084) 

416-941-0046 

-clearing 


-jitneying 


-pro trading 

Chapter 9 

Industrial Alliance Securities Inc. 

(076) 

418-684-5171 




Infinium Capital Corp. (250) 

416-360-7000 




Instinet Canada Limited (013) 

416-368-2211 


Integral Wealth Securities Limited 

(017) 

416-304-7817 



mutual fund trading 



Interactive Brokers Canada Inc. 

(057) 

514-287-1027 

-direct access trading 




IPC Securities Corporation (157) 

905-212-9788 

-asset management 

-financial planning 


ITG Canada Corp. (014) 

877-640-4484 


Jacob Securities Inc. (110) 

416-866-8300 

JC Clark Ltd. (050) 

416-361-6144 


186 

Jennings Capital Inc. (121) 

403-292-0970 

JitneyTrade Inc. (099) 

514-985-8080 

-equity, futures, institutional, liability, 

options, pro (trading) 

-retail (execution only) 

Jones, Gable & Company Limited 

(044) 

416-362-5454 




(trading) 


JonesTrading Canada Inc. (91) 

416-961-4674 




Jordan Capital Markets Inc. (069) 

778-373-4100 



mutual fund, pro trading 

-jitneying 



-wealth management 

Jory Capital Inc. (233) 

204-942-7711 

J.P. Morgan Securities Canada 

Inc. (222) 

416-981-9200 

Kingsdale Capital Markets Inc. 

(217) 

416-867-4550 

Kingwest and Company (208) 

416-927-7740 


Laurentian Bank Securities Inc. 

(048) 

514-350-2800 



exchange, institutional, money 

market, mutual fund, options 

(trading) 

-research 


Leede Financial Markets Inc. (068) 

403-531-6800 




-pro trading 


Lightyear Capital Inc. (205) 

403-218-1400 





-retail 

Liquidnet Canada Inc. (038) 

416-572-2428 



Loewen, Ondaatje, McCutcheon 

Limited (045) 

416-964-4455 








Louis Dreyfus Energy Canada 

Securities LP (041) 

403-410-1199 

M Partners Inc. (097) 

416-603-7381 


-research 

MacDougall, MacDougall & 

MacTier Inc. (037) 

514-394-3000 

-equity, fixed income 


(trading) 



Chapter 9 

Mackie Research Capital 

Corporation (083) 

416-860-7600 



mutual fund, options (trading 

-investment adv for Private Clients 

-portfolio mgt (individuals only) 


Macquarie Capital Markets 

Canada Ltd. (011) 

416-848-3500 




(trading) 


Macquarie Private 

Wealth Inc. (046) 

416-864-3600 







Magna Partners Ltd. (055) 

416-640-0590 

Maison Placements Canada Inc. 

(034) 

416-947-6040 



Manulife Securities 

Incorporated (070) 

905-331-0600 

Maple Securities 

Canada Limited (008) 

416-350-8200 

-arbitrage trading 

187 

Merrill Lynch Canada Inc. (039) 

416-369-7400 




(trading) 

MF Global Canada Co. (060) 

416-862-7000 


-foreign exchange, futures, 

institutional, options (trading) 


MGI Securities Inc. (075) 

416-864-6477 

-bond, equity, institutional, liability, 

options, pro, mutual fund (trading) 


-hedge funds 

-jitneying 

-monthly income fund 


Morgan Stanley Canada Limited 

(053) 

416-943-8400 




trading 


National Bank Direct Brokerage 

Inc. (252) 

514-866-6755 

National Bank Financial Inc. (080) 

514-879-2222 

-clearing 



institutional, liability, mutual fund, 

options, pro (trading) 

-jitneying 



NBCN Inc. (261) 

(416) 542-2201 

-clearing 

-jitneying 

-research

NCP Northland Capital 

Partners Inc. (052) 

416-987-1880 

Newedge Canada Inc. (101) 

514-841-6210 

-securities clearing & custody 

-futures and options clearing 

-prime brokerage 

-global execution of securities and 

F&O 

-E and OTC Brokerage 

-capital introduction 

Norstar Securities Limited 

Partnership (040) 

416-619-2010 


Northern Securities Inc. (067) 

416-644-8100 



-research 

-retail full service 

-retail, on-line trading 

Octagon Capital Corp (064) 

416-368-3322 


-institutional, principal trading 


-research 


Odlum Brown Limited (025) 

604-669-1600 


-fixed income, mutual fund, options 

trading 



Paradigm Capital Inc. (016) 

416-361-9892 



Penson Financial Services 

Canada Inc. (005) 

514-841-9665 

-clearing 

-custody 

Chapter 9 

Peters & Co. Limited (077) 

403-261-4850 





PI Financial Corp. (059) 

604-664-2900 

-clearing 




(trading) 

-jitneying 



Pictet Canada L.P. (086) 

514-288-8161 

Pollitt & Co. Inc. (092) 

416-365-3313 



Pope & Company Limited (066) 

416-593-5535 

-clearing 


-equity, fixed income, liability, mutual 

fund, pro (trading) 

-jitneying 



Portfolio Strategies Securities Inc. 

(207) 

416-367-0999 


-equity, institutional, mutual fund, 

options (trading 


Qtrade Securities Inc. (058) 

604-605-4199 



mutual fund, options (trading) 



188 

Questrade Inc. (124) 

416-227-9876 

Raymond James Ltd. (089) 

604-659-8000 



mutual fund, pro -portfolio 

management 


RBC Capital Markets (002) 

416-842-2000 




(trading) 



Salman Partners Inc. (078) 

604-685-2450 



Scotia Capital Inc. (085) 

416-863-7411 




(trading) 

-portfolio management, individuals 

only 


Scotia iTrade Corp. (088) 

416-214-1960 



State Street Global Markets 

Canada Inc. (023) 

416-643-6000 

-foreign exchange trading 

-institutional money management 

-institutional trading

Stifel Nicolaus Canada Inc. (082) 

416-815-0888 




-research 

Stonecap Securities Inc. (020) 

416-342-8590 

-institutional equity sales and trading 

-institutional research 


TD Securities Inc. (007) 

416-982-8222 

-clearing 



institutional, liability, mutual fund, 

options, pro 

-jitneying 

-retail, discount and full service 

Thomas Weisel Partners Canada 

Inc. (082) 

416-815-0888 



-research 

Timber Hill Canada Company 

(047) 

514-287-9035 

-arbitrage, equity and futures 

(trading) 


Chapter 9 

Toll Cross Securities Inc. (093) 

416-365-1960 



-research and private placements 

-retail trading 

Trapeze Capital Corp. (150) 

416-361-1498 

-institutional money management 



-retail, discretionary portfolio 

management 

UBS Securities Canada Inc. (015) 

416-364-3293 




trading 

Union Securities Limited (006) 

604-687-2201 




trading 

-retail full service 

Versant Partners Inc. (004) 

514-845-8111 



189 

W.D. Latimer Co. Limited (036) 

416-363-5631 

-clearing 

-jitneying 



-pro trading 

Wellington West Capital Inc. (234) 

204-925-2250 

Wellington West Capital Markets 

(012) 

416-642-1900 



-research 

Wolverton Securities Ltd. (095) 

604-622-1000 




-research 

Woodstone Capital Inc. (145) 

604-605-8300

S&P/TSX Composite Index - Toronto Stock Exchange

Create successful ePaper yourself

Delete template?

Save as template?