Abstract
Perturbative and non-perturbative expansion methods already constitute a tool of choice to perform ab initio calculations over a significant part of the nuclear chart. In this context, the categories of accessible nuclei directly reflect the class of unperturbed state employed in the formulation of the expansion. The present work generalizes to the nuclear many-body context the versatile method of Burton and Thom (J Chem Theory Comput 16(4):5586, 2020) by formulating a perturbative expansion on top of a multi-reference unperturbed state mixing deformed non-orthogonal Bogoliubov vacua, i.e. a state obtained from the projected generator coordinate method (PGCM). Particular attention is paid to the part of the mixing taking care of the symmetry restoration, showing that it can be exactly contracted throughout the expansion, thus reducing significantly the dimensionality of the linear problem to be solved to extract perturbative corrections. While the novel expansion method, coined as PGCM-PT, reduces to the PGCM at lowest order, it reduces to single-reference perturbation theories in appropriate limits. Based on a PGCM unperturbed state capturing (strong) static correlations in a versatile and efficient fashion, PGCM-PT is indistinctly applicable to doubly closed-shell, singly open-shell and doubly open-shell nuclei. The remaining (weak) dynamical correlations are brought consistently through perturbative corrections. This symmetry-conserving multi-reference perturbation theory is state-specific and applies to both ground and excited PGCM unperturbed states, thus correcting each state belonging to the low-lying spectrum of the system under study. The present paper is the first in a series of three and discusses the PGCM-PT formalism in detail. The second paper displays numerical zeroth-order results, i.e. the outcome of PGCM calculations. Second-order, i.e. PGCM-PT(2), calculations performed in both closed- and open-shell nuclei are the object of the third paper.
Similar content being viewed by others
Data Availability Statement
This manuscript has no associated data or the data will not be deposited. [Authors’ comment: This is a theoretical study and does not have associated experimental data].
Notes
The initial nuclear Hamiltonian is typically produced within the frame of chiral effective field theory (\(\chi \)EFT) [1,2,3]. Furthermore, before entering as an input to the presently developed many-body formalism, the Hamiltonian is meant to be evolved via a free-space similarity renormalization group transformation [4]. As an option, and as will be elaborated on in the third paper of the series, one can further pre-process the Hamiltonian via an in-medium similarity renormalization group transformation of single-reference [5, 6] or multi-reference [7] types depending on the closed- or open-shell character of the system under study.
The characteristics of \(\text {G}_{H}\) and the definitions of the quantities associated with it used throughout the present work are detailed in Appendix B.
While the full wave operator restores broken symmetries, it is always truncated in actual calculations such that the formal restoration obtained in the exact limit is of no practical help.
The a posteriori action of a projector onto a second-order perturbative state was investigated at some point in nuclear physics [27,28,29,30,31] and quantum chemistry [32,33,34] but not pursued since. These methods relied on Löwdin’s representation of the spin projector [35], often approximating it to only remove the next highest spin.
The two hermitian operators fulfill \(({{\mathcal {P}}}^{\tilde{\sigma }}_{\mu })^2={{\mathcal {P}}}^{\tilde{\sigma }}_{\mu }\), \(({{\mathcal {Q}}}^{\tilde{\sigma }}_{\mu })^2={{\mathcal {Q}}}^{\tilde{\sigma }}_{\mu }\) and \({{\mathcal {P}}}^{\tilde{\sigma }}_{\mu }{{\mathcal {Q}}}^{\tilde{\sigma }}_{\mu }={{\mathcal {Q}}}^{\tilde{\sigma }}_{\mu }{{\mathcal {P}}}^{\tilde{\sigma }}_{\mu }=0\) such that \({{\mathcal {P}}}^{\tilde{\sigma }}_{\mu }+{{\mathcal {Q}}}^{\tilde{\sigma }}_{\mu }=1\).
Starting with \(| \varTheta ^{(3)} \rangle \) and \(E^{(4)}\), so-called renormalization terms arise in addition to the principal term [12].
The perturbative expansion of the wave operator formally introduced in Eq. (6) is thus obtained as
$$\begin{aligned} \varOmega _{[\tilde{\sigma },\mu ,H_1]}&= 1-(X^{\tilde{\sigma }}_{\mu })^{-1} {{\mathcal {Q}}}^{\tilde{\sigma }}_{\mu } H_1 \\&\quad +(X^{\tilde{\sigma }}_{\mu })^{-1} {{\mathcal {Q}}}^{\tilde{\sigma }}_{\mu } {\overline{H}}_1 {{\mathcal {Q}}}^{\tilde{\sigma }}_{\mu } (X^{\tilde{\sigma }}_{\mu })^{-1} {{\mathcal {Q}}}^{\tilde{\sigma }}_{\mu } H_1 \\&\quad + \cdots \end{aligned}$$Some of the projectors \({{\mathcal {Q}}}\) are redundant but are kept to make the systematic structure of the equations more apparent.
One however obtains a variational upper bound of the exact eigen energy if and only if \(E^{(0)}\) is the lowest eigenvalue of \(H_0\) [12].
More details regarding the second-quantized form of operators can be found in Appendix C.1.
The generic operator Q can embody several constraining operators such that the collective coordinate q may in fact be multi dimensional.
The present work is effectively concerned with HFB states that are invariant under spatial rotation around a given symmetry axis. Extending the formulation to the case where \(| \varPhi (q) \rangle \) does not display such a symmetry poses no formal difficulty but requires a more general projection operator \(P^{\sigma }\); see Appendix B for details.
Seeing the PGCM state as a configuration mixing of states belonging to \(\text {B}_{q; \theta }\) rather than as resulting from the projection of the states belonging \(\text {B}_{q}\) allows one to define the SR limit of PGCM-PT via the truncation of the double sum in Eq. (28) to a single term such that the PGCM unperturbed state reduces to one symmetry-breaking state \(| \varPhi (q;0) \rangle \).
This is true because the present work is only concerned with HFB states that are invariant under spatial rotation around a given symmetry axis. If not, the configuration mixing with respect to the rotation (i.e. Euler) angles is not entirely fixed by the structure of the group; see Appendix B for details.
The diagonalization is performed separately for each value of \(\tilde{\sigma }\), i.e. within each IRREP of \(\text {G}_{H}\).
The two 0 indices in \(O^{\tilde{\sigma }}_{p0q0}\) relate to the fact that the ket and the bra denote HFB vacua belonging to \(\text {B}_q\). This notation is necessary to make those kernels consistent with the more general ones \(O^{\tilde{\sigma }}_{pIqJ}\) introduced later on in Sect. 3.4, which also involve Bogoliubov states obtained via elementary, i.e. quasi-particle, excitations of those belonging to \(\text {B}_q\).
This limit is discussed in Sect. 3.3.4. The more subtle cases where the PGCM unperturbed state reduces to a single constrained HF Slater determinant or a single Bogoliubov state are also discussed.
In case \(| \varTheta \rangle \) were to denote the exact ground-state of the system, \(F_{[| \varTheta \rangle ]}\) would be nothing else but the so-called Baranger one-body Hamiltonian [42], which is the energy-independent part of the one-nucleon self-energy in self-consistent Green’s function theory [43].
In the present work, a symmetry-conserving state represents a state whose associated one-body density matrix is symmetry-invariant, i.e. belongs to the trivial IRREP of \(G_H\). While for the SU(2) group this requires the many-body state itself to be symmetry invariant, i.e. to be a \(J=0\) state, for the U(1) group this condition is automatically satisfied for the normal one-body density matrix.
The explicit expression of the one-body density matrix of a PGCM state can be found in App. B of Ref. [41].
The dependence of \(E^{\tilde{\sigma }(0)}_{\mu }\) on \(| \varTheta \rangle \) is dropped for simplicity.
The more elaborate Eq. (20) needs to be solved to access \(| \varTheta ^{(k)} \rangle \) with \(k>1\).
Standard MR perturbation theories rely on an unperturbed state mixing orthogonal elementary excitations of a common vacuum state restricted to a certain valence/active space. In such a situation, the first-order interacting space is also well partitioned [10] as it is built (in the case of a Hamiltonian containing up to two-body operators) out of single and double excitations outside the valence/active space from each orthogonal product state entering the unperturbed state wave function.
Because symmetry blocks associated with different values of M are explicitly separated throughout the whole formalism as explained in Sect. 3.3.3, \({{\mathcal {P}}} = | \varTheta ^{(0)} \rangle \langle \varTheta ^{(0)}|\) is used everywhere in the following.
It can be the particle vacuum whenever the unperturbed state is obtained from a small-scale no-core shell model [10].
One can add translation and time-reversal symmetries to the presentation to reach the complete symmetry group of the nuclear Hamiltonian.
The term \(O^{00}\) is a number.
The term \(\mathbf{O}^{00}(q)\) is just a number.
In our discussion A stands for either the neutron (N) or the proton (Z) number.
In actual applications, one Lagrange multiplier relates to constraining the neutron number N and one Lagrange multiplier is used to constrain the proton number Z.
The fact that the unperturbed state is non-degenerate is a necessary (but not sufficient) condition for the perturbative series to converge or at least offers mean to be (partially) re-summed. Note that a degeneracy with states carrying different symmetry quantum numbers is not an issue since symmetry blocks are not connected by the perturbation within a symmetry-conserving scheme.
There exists an alternative way to compute the overlap between any two Bogoliubov states without any phase ambiguity, see Ref. [57].
References
E. Epelbaum, H.-W. Hammer, U.-G. Meissner, Modern theory of nuclear forces. Rev. Mod. Phys. 81, 1773–1825 (2009). https://doi.org/10.1103/RevModPhys.81.1773arXiv:0811.1338
E. Epelbaum, Towards high-precision nuclear forces from chiral effective field theory, in 6th International Conference Nuclear Theory in the Supercomputing Era, 2019. arXiv:1908.09349
R. Machleidt, F. Sammarruca, Can chiral EFT give us satisfaction? Eur. Phys. J. A 56(3), 95 (2020). https://doi.org/10.1140/epja/s10050-020-00101-3arXiv:2001.05615
S.K. Bogner, R.J. Furnstahl, A. Schwenk, From low-momentum interactions to nuclear structure. Prog. Part. Nucl. Phys. 65, 94–147 (2010). https://doi.org/10.1016/j.ppnp.2010.03.001arXiv:0912.3688
K. Tsukiyama, S.K. Bogner, A. Schwenk, In-medium similarity renormalization group for nuclei. Phys. Rev. Lett. 106, 222502 (2011). https://doi.org/10.1103/PhysRevLett.106.222502arXiv:1006.3639
H. Hergert, S.K. Bogner, S. Binder, A. Calci, J. Langhammer, R. Roth, A. Schwenk, In-medium similarity renormalization group with chiral two-plus three-nucleon interactions. Phys. Rev. C 87(3), 034307 (2013). https://doi.org/10.1103/PhysRevC.87.034307arXiv:1212.1190
H. Hergert, S.K. Bogner, T.D. Morris, S. Binder, A. Calci, J. Langhammer, R. Roth, Ab initio multireference in-medium similarity renormalization group calculations of even calcium and nickel isotopes. Phys. Rev. C 90(4), 041302 (2014). https://doi.org/10.1103/PhysRevC.90.041302arXiv:1408.6555
A. Tichai, R. Roth, T. Duguet, Many-body perturbation theories for finite nuclei. Front. Phys. 8, 164 (2020). https://doi.org/10.3389/fphy.2020.00164arXiv:2001.10433
H. Hergert, A guided tour of ab initio nuclear many-body theory. Front. Phys. 8, 379 (2020). https://doi.org/10.3389/fphy.2020.00379arXiv:2008.05061
A. Tichai, E. Gebrerufael, K. Vobig, R. Roth, Open-shell nuclei from no-core shell model with perturbative improvement. Phys. Lett. B 786, 448–452 (2018). https://doi.org/10.1016/j.physletb.2018.10.029arXiv:1703.05664
H.G.A. Burton, A.J.W. Thom, J. Chem. Theory Comput. 16(4), 5586 (2020)
I. Shavitt, R.J. Bartlett, Many-Body Methods in Chemistry and Physics: MBPT and Coupled-Cluster Theory, Cambridge Molecular Science (Cambridge University Press, Cambridge, 2009). https://doi.org/10.1017/CBO9780511596834
V. Somà, T. Duguet, C. Barbieri, Ab-initio self-consistent Gorkov–Green’s function calculations of semi-magic nuclei. I. Formalism at second order with a two-nucleon interaction. Phys. Rev. C 84, 064317 (2011). https://doi.org/10.1103/PhysRevC.84.064317arXiv:1109.6230
V. Somà, A. Cipollone, C. Barbieri, P. Navrátil, T. Duguet, Chiral two- and three-nucleon forces along medium-mass isotope chains. Phys. Rev. C 89(6), 061301 (2014). https://doi.org/10.1103/PhysRevC.89.061301arXiv:1312.2068
A. Signoracci, T. Duguet, G. Hagen, G. Jansen, Ab initio Bogoliubov coupled cluster theory for open-shell nuclei. Phys. Rev. C 91(6), 064320 (2015). https://doi.org/10.1103/PhysRevC.91.064320arXiv:1412.2696
T.M. Henderson, J. Dukelsky, G.E. Scuseria, A. Signoracci, T. Duguet, Quasiparticle coupled cluster theory for pairing interactions. Phys. Rev. C 89(5), 054305 (2014). https://doi.org/10.1103/PhysRevC.89.054305arXiv:1403.6818
A. Tichai, P. Arthuis, T. Duguet, H. Hergert, V. Somá, R. Roth, Bogoliubov many-body perturbation theory for open-shell nuclei. Phys. Lett. B 786, 195–200 (2018). https://doi.org/10.1016/j.physletb.2018.09.044arXiv:1806.10931
P. Arthuis, T. Duguet, A. Tichai, R.-D. Lasseri, J.-P. Ebran, ADG: Automated generation and evaluation of many-body diagrams I. Bogoliubov many-body perturbation theory. Comput. Phys. Commun. 240, 202 (2019). https://doi.org/10.1016/j.cpc.2018.11.023
P. Demol, M. Frosini, A. Tichai, V. Somà, T. Duguet, Bogoliubov many-body perturbation theory under constraint. Ann. Phys. 424, 168358 (2021). https://doi.org/10.1016/j.aop.2020.168358arXiv:2002.02724
V. Somà, C. Barbieri, T. Duguet, P. Navrátil, Moving away from singly-magic nuclei with Gorkov Green’s function theory. Eur. Phys. J. A 57(4), 135 (2021). https://doi.org/10.1140/epja/s10050-021-00437-4arXiv:2009.01829
A. Tichai, P. Arthuis, H. Hergert, T. Duguet, ADG: automated generation and evaluation of many-body diagrams: III. Bogoliubov in-medium similarity renormalization group formalism. Eur. Phys. J. A 58(1), 2 (2022). https://doi.org/10.1140/epja/s10050-021-00621-6arXiv:2102.10889
P. Ring, P. Schuck, The Nuclear Many-Body Problem (Springer, New York, 1980)
T. Duguet, Symmetry broken and restored coupled-cluster theory: I. Rotational symmetry and angular momentum. J. Phys. G 42(2), 025107 (2015). https://doi.org/10.1088/0954-3899/42/2/025107arXiv:1406.7183
T. Duguet, A. Signoracci, Symmetry broken and restored coupled-cluster theory. II. Global gauge symmetry and particle number, J. Phys. G 44(1), 015103 (2017). https://doi.org/10.1088/0954-3899/44/1/015103, arXiv:1512.02878 [Erratum: J. Phys. G 44, 049601 (2017)]
P. Arthuis, A. Tichai, J. Ripoche, T. Duguet, ADG: automated generation and evaluation of many-body diagrams II. Particle-number projected Bogoliubov many-body perturbation theory. Comput. Phys. Commun. 261, 107677 (2021). https://doi.org/10.1016/j.cpc.2020.107677arXiv:2007.01661
Y. Qiu, T.M. Henderson, J. Zhao, G.E. Scuseria, J. Chem. Phys. 147, 064111 (2017)
R. Peierls, Proc. R. Soc. Lond. A 333, 157 (1973)
B. Atalay, A. Mann, R. Peierls, Proc. R. Soc. Lond. A 335, 251 (1973)
B.I. Atalay, D.M. Brink, A. Mann, Nucl. Phys. A 218, 461 (1974)
B. Atalay, A. Mann, Nucl. Phys. A 238, 70 (1975)
B. Atalay, A. Mann, A. Zelicoff, Nucl. Phys. A 295, 204 (1978)
H.B. Schlegel, Potential energy curves using unrestricted Moller–Plesset perturbation theory with spin annihilation. J. Chem. Phys. 84, 4530 (1986)
H.B. Schlegel, Moller Plesset perturbation theory with spin annihilation. J. Phys. Chem. 92, 3075 (1988)
P.J. Knowles, N.C. Hardy, Projected unrestricted Moller–Plesset second order energies. J. Chem. Phys. 88, 6991 (1988)
P.-O. Lowdin, Phys. Rev. 97, 1509 (1955)
Y. Qiu, T.M. Henderson, T. Duguet, G.E. Scuseria, Particle-number projected Bogoliubov coupled cluster theory application to the pairing Hamiltonian. Phys. Rev. C 99(4), 044301 (2019). https://doi.org/10.1103/PhysRevC.99.044301arXiv:1810.11245
G. Hagen, S.J. Novario, Z.H. Sun, T. Papenbrock, G.R. Jansen, J.G. Lietz, T. Duguet, A. Tichai, Angular-momentum projection in coupled-cluster theory: structure of \(^{34}\)mg (2022). arXiv:2201.07298
M. Frosini, T. Duguet, J.-P. Ebran, B. Bally, T. Mongelli, T.R. Rodríguez, R. Roth, V. Somà, Multi-reference many-body perturbation theory for nuclei II—ab initio study of neon isotopes via PGCM and IM-NCSM calculations. arXiv:2111.00797
M. Frosini, T. Duguet, J.-P. Ebran, B. Bally, H. Hergert, T.R. Rodríguez, R. Roth, J.M. Yao, V. Somà, Multi-reference many-body perturbation theory for nuclei III—ab initio calculations at second order in PGCM-PT. arXiv:2111.01461
E.A. Hylleraas, Über den Grundterm der Zweielektronenprobleme von H-, He, Li+, Be++ usw. Zeitschrift für Physik 65, 209–225 (1930)
M. Frosini, T. Duguet, B. Bally, Y. Beaujeault-Taudière, J.P. Ebran, V. Somà, In-medium \(k\)-body reduction of \(n\)-body operators. Eur. Phys. J. A 57(4), 151 (2021). https://doi.org/10.1140/epja/s10050-021-00458-zarXiv:2102.10120
M. Baranger, Nucl. Phys. A 149, 225 (1970)
T. Duguet, H. Hergert, J.D. Holt, V. Somà, Nonobservable nature of the nuclear shell structure: meaning, illustrations, and consequences. Phys. Rev. C 92(3), 034313 (2015). https://doi.org/10.1103/PhysRevC.92.034313arXiv:1411.1237
T. Duguet, P. Bonche, P.-H. Heenen, J. Meyer, Pairing correlations. I. Description of odd nuclei in mean-field theories. Phys. Rev. C 65, 014310 (2001). https://doi.org/10.1103/PhysRevC.65.014310
S. Perez-Martin, L.M. Robledo, Microscopic justification of the equal filling approximation. Phys. Rev. C 78, 014304 (2008). https://doi.org/10.1103/PhysRevC.78.014304
A. Tichai, P. Arthuis, T. Duguet, H. Hergert, V. Somà, R. Roth, Bogoliubov many-body perturbation theory for open-shell nuclei. Phys. Lett. B 786, 195 (2018). https://doi.org/10.1016/j.physletb.2018.09.044
A. Tichai, R. Roth, T. Duguet, Many-body perturbation theories for finite nuclei. Front. Phys. 8, 164 (2020). https://doi.org/10.3389/fphy.2020.00164
B.O. Roos, K. Andersson, Chem. Phys. Lett. 245, 215 (1995)
N. Forsberg, P.-A. Malmqvist, Chem. Phys. Lett. 274, 196 (1997)
T. Duguet, The nuclear energy density functional formalism. Lect. Notes Phys. 879, 293 (2014)
N. Schunck (ed.), Energy Density Functional Methods for Atomic Nuclei (IOP Publishing, Bristol, 2019), pp. 2053–2563. https://doi.org/10.1088/2053-2563/aae0ed
J.L. Egido, L.M. Robledo, Nucl. Phys. A 524, 65 (1991)
D.A. Varshalovich, A.N. Moskalev, V.K. Khersonskii, Quantum Theory of Angular Momentum (World Scientific Publishing Company, Singapore, 1988). https://doi.org/10.1142/0270
J. Ripoche, A. Tichai, T. Duguet, Normal-ordered k-body approximation in particle-number-breaking theories. Eur. Phys. J. A 56(2), 1–29 (2020). https://doi.org/10.1140/epja/s10050-020-00045-8
I. Mayer, Simple Theorems, Proofs, and Derivations in Quantum Chemistry (Springer Science, Berlin, 2003). ISBN:978-1-4419-3389-8
G.F. Bertsch, L.M. Robledo, Symmetry restoration in Hartree–Fock–Bogoliubov based theories. Phys. Rev. Lett. 108, 042505 (2012). https://doi.org/10.1103/PhysRevLett.108.042505
B. Bally, T. Duguet, Norm overlap between many-body states: uncorrelated overlap between arbitrary Bogoliubov product states. Phys. Rev. C 97(2), 024304 (2018). https://doi.org/10.1103/PhysRevC.97.024304arXiv:1704.05324
Author information
Authors and Affiliations
Corresponding author
Additional information
Communicated by Michael Bender.
Appendices
Appendix A: Permutation operators
Many of the algebraic expressions derived below can be economically written via the use of so-called permutation operators that perform appropriate anti-symmetrizations of the matrix element they act on. A permutation operator \(P(s_1/s_2/\ldots /s_n)\), where \(s_i\) (\(i=\{1,\ldots ,n\}\)) denotes a given set of indices, permutes the indices belonging to the different sets in all possible ways, without permuting the indices within each set. Furthermore, the sign given by the signature of each permutation multiplies the corresponding term. In the present work, the needed permutation operators read as
where the exchange operator \(P_{k_ik_j}\) commutes indices \(k_i\) and \(k_j\).
Appendix B: Symmetry group
The symmetry group of H underlines the symmetry quantum numbers carried by its many-body eigenstates. In the present context, the groupFootnote 28
associated with the conservation of total angular momentum, parity and neutron/proton numbers is explicitly considered. The group is a compact Lie group but is non Abelian as a result of SU(2).
1.1 B.1 Unitary representation
Each subgroup is represented on Fock space \({\mathcal {F}}\) via the set of unitary rotation operators
where \(\varOmega \equiv (\alpha ,\beta ,\gamma )\), \(\varphi _\pi \) and \(\varphi _{n}\) (\(\varphi _{p}\)) denote Euler, parity and neutron- (proton-)gauge angles, respectively. The one-body operators entering the unitary representations of interest denote the generators of the group made out of the three components of the total angular momentum \(\mathbf {J} = (J_x,J_y,J_z)\), neutron- (proton-)number N (Z) operators as well as of the one-body operator
defined through its matrix elements [52]
where \(\pi _a\) denotes the parity of one-body basis states that are presently assumed to carry a good parity. The eigenstates of H are characterized by
where \(\sigma \equiv (\text {J}\text {M}\varPi \text {NZ})\) and where the operator \(\varPi (\pi )\) is nothing but the parity operator and \(J^2 \equiv \mathbf {J} \cdot \mathbf {J}\) is the Casimir of SU(2).
The irreducible representations (IRREPs) of the group are given by [53]
with \(\tilde{\sigma } \equiv (\text {J}\varPi \text {NZ})\) and
and where the rotation operators have been gathered into
with
encompassing all rotation angles. The domain of definition of the group is thus
In Eq. (69), \(D^{\text {J}}_{\text {MM'}}(\varOmega )\) denotes Wigner D-matrices that can be expressed in terms of (real) reduced Wigner d-functions through \(D^{\text {J}}_{\text {MM'}}(\varOmega )\equiv e^{-i\text {M}\alpha } \, d^{\text {J}}_{\text {MM'}}(\beta ) \, e^{-i\text {M'}\gamma }\).
Given that the degeneracy of the IRREPs is \(d_{\tilde{\sigma }} = 2J+1\) and the volume of the group is
the orthogonality of the IRREPs read as
Furthermore, the unitarity of the symmetry transformations, i.e. \(R^{\dagger }(\theta )R(\theta )=R(\theta )R^{\dagger }(\theta )=1\), induces
An irreducible tensor operator \(T^{\tilde{\sigma }}_{K}\) of rank J and a state \(| \varPsi ^{\tilde{\sigma }K}_{\mu } \rangle \) transform under rotation according to
Peter–Weyl’s theorem ensures that any function \(f(\theta ) \in L^2(\text {G}_H)\) can be expanded according to
such that the set of complex expansion coefficients \(\{f^{\tilde{\sigma }}_{MK}\}\) can be extracted thanks to the orthogonality of the IRREPs through
1.2 B.2 Projection operators
The operator
collects the projection operators on good symmetry quantum numbers
such that one can write in a compact way
The so-called transfer operator \(P^{\tilde{\sigma }}_{\text {MK}}\) fulfills
along with the identity
The present paper is eventually interested in the particular case where \(g_K = \delta _{K0}\).
Appendix C: Bogoliubov algebra
1.1 C.1 Operators definition
Given a basis \({\mathcal {B}}_1 \equiv \{| l \rangle \}\) of the one-body Hilbert space \({\mathcal {H}}_1\) whose associated set of particle creation and annihilation operators is denoted as \( \{c_l^\dagger , c_l\}\), an arbitrary particle-number-conserving operator \(O\) is represented as
where each \(n\)-body componentFootnote 29
Here
defines a string of n particle creation and n particle annihilation operators such that
The string is in normal order with respect to the particle vacuum \(|0\rangle \)
where \(N(\ldots )\) denotes the normal ordering with respect to \(|0\rangle \), and it is anti-symmetric under the exchange of any pair of upper or lower indices, i.e.
where \(\epsilon (\sigma _u)\) (\(\epsilon (\sigma _l)\)) refers to the signature of the permutation \(\sigma _u(\ldots )\) (\(\sigma _l(\ldots )\)) of the n upper (lower) indices.
In Eq. (85), the n-body matrix elements \(\{o^{a_1\cdots a_n}_{b_1\cdots b_n}\}\) constitute a mode-2n tensor, i.e. a data array carrying 2n indices, associated with the string they multiply. The n-body matrix elements are also fully anti-symmetric under the exchange of any pair of upper or lower indices, i.e.
1.2 C.2 Bogoliubov state
The linear Bogoliubov transformation \({\mathcal {W}}(q)\) connects the set of particle creation and annihilation operators to a set of quasi-particle creation and annihilation operators obeying fermionic anti-commutation rules
Formally the transformation reads [22]
with
so that the Bogoliubov transformation in expanded form reads as
The anti-commutation rules (Eq. (91)) constrain \({\mathcal {W}}(q)\) to be unitary
which translates into
The normalized Bogoliubov product state \(| \varPhi (q) \rangle \) is defined, up to a phase, as the vacuum of the quasi-particle operators, i.e.
Contrary to Slater determinants, which constitute a subset of Bogoliubov states, the latter are not eigenstates of neutron and proton number operators in general.
1.3 C.3 One-body density matrices
The Bogoliubov vacuum is fully characterized by its normal \(\rho (q)\) and anomalous \(\kappa (q)\) one-body density matrices whose matrix elements are defined through
such that
1.4 C.4 Normal-ordered operators
It is eventually useful to normal order operators with respect to the Bogoliubov vacuum \(| \varPhi (q) \rangle \) and express them in terms of the associated quasi-particle operators. Applying standard Wick’s theorem leads thus to the rewriting of O according to
withFootnote 30
where
denotes a string of i quasi-particle creation and j quasi-particle annihilation operators such that
The string is in normal order with respect to the Bogoliubov state \(| \varPhi (q) \rangle \)
where \(:\ldots :\) denotes the normal ordering with respect to \(| \varPhi (q) \rangle \), and it is anti-symmetric under the exchange of any pair of upper or lower indices, i.e.
In Eq. (101), the matrix elements \(\{\mathbf{o}^{k_1\cdots k_i}_{l_1\cdots l_j}(q)\}\) are fully anti-symmetric under the exchange of any pair of upper or lower indices, i.e.
and are functionals of the Bogoliubov matrices (U(q), V(q)) and of the matrix elements \(\{o^{a_1\cdots a_n}_{b_1\cdots b_n}\}\) initially defining the operator O. As such, the content of each operator \(\mathbf{O}^{ij}(q)\) depends on the rank r of O. For more details about the normal ordering procedure and for explicit expressions of the matrix elements up to \(r=3\), see Refs. [18, 19, 24, 46, 47, 54].
1.5 C.5 Constrained Hartree–Fock–Bogoliubov theory
The state \(|\varPhi (q)\rangle \) is obtained by minimizing its total energy under the constraints that it satisfiesFootnote 31
where Q is a generic operator of interest. To do so, one considers the Routhian
where \(\lambda _{\text {A}}\) and \(\lambda _{q}\) denote two Lagrange parametersFootnote 32. The Routhian reduces to the so-called grand potential \(\varOmega \) whenever \(\lambda _{q}=0\), i.e. when performing unconstrained calculations with respect to the order parameter q. MinimizingFootnote 33
according to Ritz’ variational principle, the Bogoliubov matrices (U(q), V(q)) are found as solutions of the constrained Hartree–Fock–Bogoliubov (HFB) eigenequation [22]
where the eigenvalues \(\{E_k(q)\}\) are referred to as quasi-particle energies. The constrained HFB Hamiltonian matrix
is built out of the constrained one-body Hartree-Fock and Bogoliubov fields
where
delivers nothing but the matrix elements of the one-body operator defined in Eq. (36) computed from the normal one-body density matrix of \(| \varPhi (q) \rangle \).
At convergence, where the constraints are satisfied, the HFB energy is
Furthermore, Eq. (110) implies that
such that the properties
are fulfilled at convergence.
1.6 C.6 Elementary excitations
Given the Bogoliubov state \(| \varPhi (q) \rangle \), a complete basis of Fock space \({{\mathcal {F}}}\) is obtained by generating all its elementary excitations
where \(B^{k_1\cdots k_i}(q)\) defines the subclass of strings defined in Eq. (102) containing quasi-particle creation operators only.
It is interesting to note that each state defined through Eq. (117) is itself a Bogoliubov vacuum whose associated Bogoliubov transformation can be deduced from the one defining \(| \varPhi (q) \rangle \) (Eq. (94)). Writing as \(K_{n}\equiv \{k_1\cdots k_n\}\) the n-tuple defining a given elementary excitation \(| \varPhi ^{K_n}(q) \rangle \), the associated Bogoliubov transformation \((U(q,K_n),V(q,K_n))\) is given by the matrices
Such a consideration can be exploited to eventually compute matrix elements of operators between two Bogoliubov states that may differ not only by the value of the collective coordinate q but also by the elementary excitation character. The idea of evaluating matrix elements by redefining each elementary excitation of an original Bogoliubov vacuum as a novel vacuum is a generalization of the so-called generalized Slater–Condon rules [55]. The present work follows a numerically more efficient route where quasi-particle excitation operators are explicitly processed in order to limit the number of reference vacua to those entering the PGCM unperturbed state \(|\mathrm \varTheta ^{\sigma }_{\mu } \rangle \) introduced in Eq. (28) and avoid the combinatorics associated with the redefinition of many Bogoliubov transformations through Eq. (118).
1.7 C.7 Rotated Bogoliubov state
Given the Bogoliubov state \(| \varPhi (q) \rangle \), its rotated partner
is also a Bogoliubov state whose associated quasi-particle operators \(\{\beta (q;\theta ), \beta ^\dagger (q;\theta )\}\) are characterized by the Bogoliubov transformation
where \(r(\theta )\) defines the matrix representation of \(R(\theta )\) in the one-body Hilbert-space. Its elements are
Given that \({\mathcal {W}}(q;\theta )\) is a unitary Bogoliubov transformation, Eqs. (96) is also satisfied when substituting (U(q), V(q)) for \((U(q;\theta ),V(q;\theta ))\).
Because \(R(\theta ) \in \text {G}_{H}\), the energy of the rotated HFB state
is in fact independent of the rotation angle; i.e. \(\mathbf{H}^{00}(q;\theta )=\mathbf{H}^{00}(q)\) for all \(\theta \).
Elementary excitations of the rotated Bogoliubov state are given by
where the rotated string reads as
such that they are nothing but the rotated elementary excitations
1.8 C.8 Single-reference partitioning
The presently developed perturbation theory is of MR character due to the fact that the PGCM unperturbed state (Eq. (28)) is a linear combination of several Bogoliubov vacua. However, in the limit where the PGCM state reduces to a single Bogoliubov state, which itself reduces to a Slater determinant whenever U(1) symmetry is conserved, PGCM-PT becomes of single-reference character and must thus entertain some connection with single-reference (B)MBPT [8]. To clarify this connection, the partitioning at play in the latter approaches are now briefly recalled.
1.8.1 C.8.1 BMBPT
Because of the inherent necessity to control the average particle number, the operator driving the perturbation in BMBPT is the grand potential \(\varOmega \) [17]. Whenever \(| \varPhi (q) \rangle \) results from a constrained HFB calculation (see Sect. C.5), a natural partitioning is given by
such that
with \(\breve{\varvec{\varOmega }}^{11}(q)\equiv \varvec{\varOmega }^{11}(q) - \overline{\varvec{\varOmega }}^{11}(q)\) and where the diagonal one-body part of \(\varOmega _{0}(q)\)
is built out of the positive eigenvalues generated through Eq. (110). In general, the partitioning defined in Eqs. (126)–(128) is not canonical. Indeed, while Eq. (116) is fulfilled for the Routhian R, it is not for \(\varOmega \) except for \(\lambda _q = 0\), i.e. whenever \(| \varPhi (q) \rangle \) is the solution of an unconstrained HFB calculation.
The BMBPT expansion is formulated using the eigenbasis of \(\varOmega _{0}(q)\) that is given by
1.8.2 C.8.2 MBPT
Whenever \(q_{\text {U(1)}}=0\), \(| \varPhi (q) \rangle \) is a Slater determinant and BMBPT reduces to MBPT. In this situation, the Bogoliubov field \({\overline{\varDelta }}(q)\) is zero and the Lagrange term associated with the particle number constraint entering the Routhian becomes superfluous and can be omitted. As a result, Eq. (110) reduces to
i.e. to the constrained HF equation where the one-body HF field reads as
Solving Eq. (130) delivers constrained HF single-particle states \(\{a^{\dagger }_k(q)\}\) through the unitary one-body basis transformation U(q) along with the associated HF single-particle energies
The HF Slater determinant is built by occupying the A lowest HF single-particle states
where a string \(A^{p_1\cdots }_{h_1\cdots }(q)\) is defined in terms of constrained HF single-particle creation and annihilation operators.
Because the Lagrange term associated with the particle-number constraint is superfluous, the operator driving the perturbative expansion in MBPT is nothing but the Hamiltonian. Given the above, the unperturbed Hamiltonian deriving from Eq. (127) becomes
where the latter form is given in the eigenbasis of h(q). Equation (132) makes clear that \(h(q)=F_{[| \varPhi (q) \rangle ]}\) whenever \(\lambda _{q}=0\) such that \(\{e_{k}(q)\}\) denotes nothing but the eigenvalues of \(F_{[| \varPhi (q) \rangle ]}\) in that particular case.
The A-body eigenbasis of \(H_0\) is given by
with
where elementary particle-hole excitations of the unperturbed Slater determinant are defined through
Whenever applied at the minimum of \(\mathbf{H}^{00}(q)\), the spectrum of \(H_0\) is typically non-degenerate with respect to elementary excitationsFootnote 34, i.e. it displays a gap-full spectrum
This is schematically illustrated in Fig. 3.
1.9 C.9 Overlap between Bogoliubov vacua
Given two Bogoliubov vacua \(|\varPhi (q,\theta )\rangle \) and \(|\varPhi (p)\rangle \), their overlap is a key ingredient to the calculation of the needed many-body matrix elements. To express the result, Bloch–Messiah–Zumino decompositions [22] of the Bogoliubov transformations \({{\mathcal {W}}}(p)\) and \({{\mathcal {W}}}(q)\) are invoked, e.g. the matrices defining \({{\mathcal {W}}}(p)\) are expressed as the product of unitary matrices D(p) and C(p) and special block-diagonal matrices \({{\overline{U}}}(p)\) and \({{\overline{V}}}(p)\) according to
Further denoting by \(v_{k}(p)\) the BCS-like coefficients making up \({\overline{V}}(p)\), the overlap eventually reads as [56]Footnote 35
where 2n denotes the dimension of \({{\mathcal {H}}}_1\) and where the Pfaffian of a symplectic matrix has been considered.
1.10 C.10 Transition Bogoliubov transformation
Given the Bogoliubov vacua \(|\varPhi (q,\theta )\rangle \) and \(|\varPhi (p)\rangle \), the two sets of quasi-particle operators are related via the Bogoliubov transformation
where
Given that \({\mathcal {W}}(p,q;\theta )\) is a unitary Bogoliubov transformation, Eq. (96) is also satisfied when substituting (U(q), V(q)) for \((D(p,q;\theta ),E(p,q;\theta ))\).
1.11 C.11 Similarity transformation
1.11.1 C.11.1 Thouless transformation
The two Bogoliubov vacua \(|\varPhi (q,\theta )\rangle \) and \(|\varPhi (p)\rangle \) can be connected via a non-unitary Thouless transformation
where matrix elements of the Thouless operator
are expressed in terms of the transition Bogoliubov transformation between both vacua (Eqs. (141) and (142)) according to
1.11.2 C.11.2 Similarity-transformed operators
Given \(|\varPhi (p)\rangle \), \(|\varPhi (q,\theta )\rangle \) and an operator O, the similarity-transformed operator is introduced as
which obviously depends on \((p,q;\theta )\) via \(\mathbf{Z}^{20}(p,q;\theta )\). Because the similarity transformation is not unitary, \(^{Z}O\) is not hermitian. Such similarity-transformed operators appear repeatedly in the PGCM-PT formalism developed in the present work.
Normal ordering O with respect to \(|\varPhi (p)\rangle \) according to Eqs. (100) and (101), \(^{Z}O\) is obtained by simply replacing the quasi-particle operators \( \{\beta _k^\dagger (p), \beta _k(p)\}\) by the similarity-transformed ones
Expressing the result in terms of the initial set \( \{\beta _k^\dagger (p), \beta _k(p)\}\) and applying Wick’s theorem allows one to eventually express \(^{Z}O\) in normal-ordered form with respect to \(|\varPhi (p)\rangle \), i.e. according to Eqs. (100)–(102), where the set of \((p,q;\theta )\)-dependent matrix elements are functions of the original set of matrix elements and of the matrix \(\mathbf{z}(p,q;\theta )\). The explicit expressions of these matrix elements are provided in Appendix D for a two-body operator O, i.e. an operator with \(r=2\) in Eqs. (84)–(86) and/or Eqs. (100)–(102).
As made clear in Appendix E, one also needs the similarity transformation of a de-excitation operator \(B_{l_1 \ldots l_i}(p)\) acting on the corresponding vacuum bra \(\langle \varPhi (p)|\), i.e.
where the transformation (147) is used repeatedly and where the dependence of \(\mathbf{z}(p,q;\theta )\) on \((p,q;\theta )\) is omitted for simplicity. This gives for a single de-excitation
and for a double de-excitation
where the final expressions are obtained by expanding the product of transformed quasi-particle operators, by applying Wick’s theorem and by acting on the bra to eliminate many null terms. The definition of the needed permutation operators can be found in Appendix A. Interestingly, one observes that the excitation rank is not increased through the similarity transformation in Eqs. (149) and (150).
1.11.3 C.11.3 Rotated/similarity-transformed operators
A rotated/similarity-transformed operator associated to an operator O and given \(|\varPhi (p)\rangle \), \(|\varPhi (q,\theta )\rangle \) is introduced as
where the extra dependence in \(\theta \) due to the additional rotation compared to \(^{Z}O\) defined in Eq. (146) is made apparent in the newly introduced notation \(^{Z}O(\theta )\) such that \(^{Z}O(0) = {}^{Z}O\).
Of course, the particular form used to express the initial operator O does not impact the actual content of \(^{Z}O\) or \(^{Z}O(\theta )\). In the PGCM-PT formalism of present interest, it happens that \(^{Z}O\) and \(^{Z}O(\theta )\) arise for operators O that are initially normal ordered with respect to \(| \varPhi (p) \rangle \) and \(| \varPhi (q) \rangle \), respectively, and thus expressed in terms of quasi-particle operators \( \{\beta _k^\dagger (p), \beta _k(p)\}\) and \( \{\beta _k^\dagger (q), \beta _k(q)\}\), respectively. With this in mind, \(^{Z}O(\theta )\) is obtained by simply replacing the quasi-particle operators \( \{\beta _k^\dagger (q), \beta _k(q)\}\) by rotated/similarity-transformed ones
Eventually, the operator \(^{Z}O(\theta )\) needs to be re-expressed in terms of the set \( \{\beta _k^\dagger (p), \beta _k(p)\}\), the goal being to express all quantities involved in a many-body matrix element of interest in terms of a single set of quasi-particle operators. To do so, the rotated/similarity-transformed quasi-particle operators are written as
with
where the second line is obtained by inserting Eq. (145) into the first one and utilizing Eqs. (96a) and (96b).
Here, as made clear in Appendix E, one only needs to perform the rotation/similarity-transformation of an excitation operator \(B^{k_1 \ldots k_i}(q)\) acting on the vacuum \(|\varPhi (p)\rangle \)
where the transformation (153) and (154) has been used repeatedly and where the dependence of \(E(p,q;\theta )\) and \(D(p,q;\theta )\) on \((p,q;\theta )\) has been omitted for simplicity. This gives for a single excitation
and for a double excitation
where the final expressions are obtained by expanding the product of transformed quasi-particle operators, applying Wick theorem and acting on the ket to eliminate many vanishing terms. Interestingly, one observes that the excitation rank is not increased through the rotation and similarity transformation in Eqs. (156) and (157).
Appendix D: Similarity-transformed matrix elements
Let us consider a two-body operator O (see Eqs. (100)–(102) with \(r=2\)), in normal-ordered form with respect to \(| \varPhi (p) \rangle \)
Expressing the similarity-transformed partner \(^{Z}O\) (Eq. (146)) under the same form, its \((p,q;\theta )\)-dependent matrix elements read as
The transformed matrix elements depend on \((p,q;\theta )\) through their dependence on Z and further depend on p through the matrix elements defining the original normal-ordered operator in Eq. (159a). All these dependencies have been dropped in Eqs. (159) and (160) for the sake of readability.
The intermediate matrix elements entering Eqs. (159) and (160) are defined through
and incorporate all terms where both indices of a given matrix \(\mathbf{z}\) are contracted with indices of a matrix element of O.
Appendix E: PGCM-PT(2) matrix elements
From a technical viewpoint, the building blocks of the PGCM-PT formalism presented in Sect. 3 are many-body matrix elements of the following kind
where I and J denote arbitrary i-tuple and j-tuple excitations of the corresponding vacua. Whenever the bra and/or ket is not excited, i.e. whenever the associated excitation operator is the identity, the index is conventionally put to 0. All quantities appearing in Eq. 161 have been introduced and/or worked out in the previous appendices.
While the matrix elements introduced in Eq. (161) are defined (and could be evaluated) for an operator and excitations of arbitrary ranks, the implementation of PGCM-PT(2) on the basis of a two-body Hamiltonian only requires a subset of them that are now worked out explicitly.
1.1 E.1 Type-1 matrix elements
The first category of matrix elements \(O^{\tilde{\sigma }}_{pIqJ}\) is obtained whenever
-
1.
O is a two-body operator,
-
2.
\(I=0,S,D\), where 0/S/D stands for no/single/double excitation,
-
3.
\(J=0\), i.e. the ket state is fixed to be the vacuum.
Starting thus from a two-body operator O in the form given by Eq. (159a), the many-body matrix elements of interest are worked out by exploiting Eqs. (149), (150), (159) and (160) and by applying Wick’s theorem with respect to \(| \varPhi (p) \rangle \) such that
where the \((p,q;\theta )\) dependencies of the various quantities appearing on the right-hand side have been omitted.
1.2 E.2 Type-2 matrix elements
The second category of matrix elements \(O^{\tilde{\sigma }}_{pIqJ}\) is obtained whenever
-
1.
O is a one-body operator,
-
2.
\(I=0,S,D\),
-
3.
\(J=0,S,D\).
Starting from a one-body operator O, i.e. a sub-part of the operator given by Eq. (159a), the evaluation of this second category of many-body matrix elements further requires the use of Eqs. (156) and (157) given that excitations of the ket are now in order.
Vacuum-to-vacuum and \((I=0,J=0)\) and excitation-to-vacuum \((I\ne 0,J=0)\) matrix elements can be deduced from Eq. (162) and are thus not repeated here. Vacuum-to-excitation \((I=0,J\ne 0)\) matrix elements are given by
Excitation-to-excitation \((I\ne 0,J\ne 0)\) matrix elements are of course the most involved ones. Single-to-single \((I= S'=\{i_1 i_2\},J= S=\{k_1 k_2\})\) ones read as
Double-to-single \((I= D=\{i_1 i_2i_3 i_4\},J= S=\{k_1 k_2\})\) matrix elements read as
Single-to-double \((I= S=\{i_1 i_2\},J= D=\{k_1 k_2k_3 k_4\})\) matrix elements read as
Double-to-double \((I= D=\{i_1 i_2i_3 i_4\},J= D'=\{k_1 k_2k_3 k_4\})\) matrix elements read as
1.3 E.3 Type-3 matrix elements
The third category of matrix elements is obtained from \(O^{\tilde{\sigma }}_{pIqJ}\) whenever
-
1.
O is a zero-body operator, i.e. the identity operator multiplied by the number \(O^{00}\),
-
2.
\(I=0,S,D\),
-
3.
\(J=0,S,D\).
All these matrix elements can be deduced from the previous cases by solely keeping the terms proportional to \({^Z\mathbf{O}}^{00} = O^{00}\) in the appropriate expressions.
Rights and permissions
About this article
Cite this article
Frosini, M., Duguet, T., Ebran, JP. et al. Multi-reference many-body perturbation theory for nuclei. Eur. Phys. J. A 58, 62 (2022). https://doi.org/10.1140/epja/s10050-022-00692-z
Received:
Accepted:
Published:
DOI: https://doi.org/10.1140/epja/s10050-022-00692-z